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(Chest. 2003;124:1694-1701.)
© 2003 American College of Chest Physicians

Prediction of the Apnea-Hypopnea Index From Overnight Pulse Oximetry*

Ulysses J. Magalang, MD, FCCP; Jacek Dmochowski, PhD; Sateesh Veeramachaneni, MD; Azmi Draw, MD; M. Jeffery Mador, MD; Ali El-Solh, MD and Brydon J. B. Grant, MD, FCCP

* From the Division of Pulmonary, Critical Care, and Sleep Medicine (Drs. Magalang, Draw, and El-Solh), Department of Medicine (Dr. Veeramachaneni); Department of Social and Preventive Medicine (Dr. Dmochowski), University at Buffalo; and Veterans Affairs Medical Center (Drs. Mador and Grant), Buffalo, NY.

Correspondence to: Brydon J. B. Grant, MD, FCCP, Veterans Affairs Medical Center (111-S), 3495 Bailey Ave, Buffalo, NY 14215; e-mail: grant{at}buffalo.edu

Study objectives: To compare the relative usefulness of the different indexes derived from pulse oximetry in the diagnosis of obstructive sleep apnea (OSA), and to determine if a combination of these indexes improves the prediction of the apnea-hypopnea index (AHI) measured by polysomnography.

Design: Prediction model developed from 224 patients, validated prospectively in 101 patients from the same center (group 1) and in 191 patients from a different sleep center (group 2).

Setting: Two independent sleep clinics run by university sleep specialists.

Participants: Patients who underwent polysomnography for suspicion of OSA.

Interventions: The following indexes were calculated from pulse oximetry recordings performed simultaneously during polysomnography: (1) {Delta} index, the average of the absolute differences of oxygen saturation between successive 12-s intervals; (2) desaturation events per hour to 2%, 3%, and 4% levels; and (3) cumulative time spent below 90%, 88%, 86%, 84%, 82%, and 80% saturation.

Measurements and results: The best predictor was the {Delta} index, although desaturation events provided similar levels of diagnostic accuracy. An aggregation of multivariate models using combination of indexes reduced the prediction error (r2 = 0.70) significantly (p < 0.05) compared to using the {Delta} index alone (r2 = 0.60). The proportion of subjects from the validation groups within 95% confidence interval (CI) of the derivation group was 90% (95% CI, 83 to 95%) and 91% (95% CI, 86 to 95%) for groups 1 and 2, respectively. The overall likelihood ratios for the aggregated model in all patient groups were 4.2 (95% CI, 3.3 to 15.3), 3.4 (95% CI, 2.7 to 4.3), 3.0 (95% CI, 2.2 to 4.1), and 6.7 (95% CI, 4.9 to 9.2) for normal (AHI < 5/h), mild (AHI 5 to < 15/h), moderate (AHI 15 to < 30/h), and severe (AHI >= 30/h) disease, respectively.

Conclusions: The {Delta} index and oxygen desaturation indexes provided similar levels of diagnostic accuracy. The combination of indexes improved the precision of the predicted AHI and may offer a potentially simpler alternative to polysomnography.

Key Words: bootstrap aggregation • clinical prediction rules • multivariate adaptive regression splines • overnight polysomnography • pulse oximetry • sleep apnea syndrome




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