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Noninvasive Positive Pressure Ventilation*

Successful Outcome in Patients With Acute Lung Injury/ARDS

Graeme M. Rocker, MA, DM; Mary-Gordon Mackenzie, RN, BSc, MSc, PhD; Bruce Williams, RRT and P. Mark Logan, MB

* From the Division of Respirology (Drs. Rocker and Mackenzie), Department of Respiratory Therapy (Mr. Williams), and Department of Radiology (Dr. Logan), Dalhousie University and QEII Health Sciences Centre, Halifax, Nova Scotia, Canada.


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Background: There is increasing support for the use of noninvasive positive pressure ventilation (NPPV) in the treatment of patients with acute respiratory failure. Highest success rates are recorded in patients with exacerbation of COPD, particularly in patients presenting primarily with hypercarbic respiratory failure. Success has been more limited in patients with acute hypoxemic respiratory failure, and there are few reports of NPPV in patients with acute lung injury (ALI) or ARDS.

Objectives: We report the outcome of 12 episodes of ALI/ARDS in 10 patients treated with NPPV.

Design: Experiential cohort study.

Setting: Tertiary referral center and university hospital ICU.

Intervention: Provision of NPPV in patients with ALI/ARDS.

Results: Group median (range) APACHE (acute physiology and chronic health evaluation) II score was 16 (11 to 29). Success rate (avoidance of intubation and no further assisted ventilation for 72 h) was achieved on six of nine occasions (66%) when NPPV was used as the initial mode of assisted ventilation. It failed after three episodes of planned (1) or self (2) extubation. Duration of successful NPPV was 64.5 h (23.5 to 80.5 h) with ICU discharge in the next 24 to 48 h for three of six patients. Unsuccessful episodes lasted 7.3 h (0.1 to 116 h) with need for conventional ventilation for an additional 5 days (2.7 to 14 days). Survival (ICU and hospital) for the 10 patients was 70%.

Conclusions: In a group of hemodynamically stable patients with severe ALI, NPPV had a high success rate. NPPV should be considered as a treatment option for patients in stable condition in the early phase of ALI/ARDS.

Abbreviations: ALI = acute lung injury; APACHE = acute physiology and chronic health evaluation; CPAP = continuous positive airway pressure; CXR = chest radiograph; FIO2 = fraction of inspired oxygen; IPPV = intermittent positive pressure ventilation; NPPV = noninvasive positive pressure ventilation; PEEP = positive end-expiratory pressure

Key Words: acute lung injury • noninvasive ventilation • respiratory distress syndrome, adult


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
There is renewed interest in the provision of noninvasive positive pressure ventilation (NPPV) by face mask for acute respiratory failure, based mainly on its success in avoidance of intubation in approximately 70% of patients with exacerbations of COPD.1,2 In patients with acute hypoxic respiratory failure, experience is less extensive3 and results are less favorable. A recent meta-analysis of trials of noninvasive ventilation concluded that its beneficial effect in acute respiratory failure was restricted to patients in whom exacerbation of COPD was the cause.4 Data on the efficacy of NPPV in patients with acute lung injury/acute respiratory distress syndrome (ALI/ARDS) are very limited. Only 3 patients with ALI/ARDS were included in a total of 158 patients treated with NPPV2 and 2 in a recent study of proportional assist ventilation.5 Meanwhile avoidance of barotrauma or volutrauma, by strategies including the limitation of peak and plateau airway pressures in the intubated patient, has been a management focus of ALI/ARDS to receive much recent attention.6,7,8 Mortality from ARDS has long been associated with development of multiple organ failure9 rather than death from hypoxemic respiratory failure per se and if intubation could be avoided in such patients, risk from ventilator-associated lung injury and/or nosocomial pneumonia/sepsis might be substantially reduced. In addition, patients would avoid tracheal or laryngeal injury from conventional intubation or from tracheal stenosis following tracheostomy.10 In patients with noncardiogenic pulmonary edema, the addition of continuous positive airway pressure (CPAP) would provide the beneficial effects of positive end-expiratory pressure (PEEP) on distribution of extravascular lung water and on alveolar recruitment and/or inflation. This would reduce the tendency to early airway closure, a feature of ALI.11 In addition, pressure support augments spontaneous breaths, further reduces the work of breathing, and maintains a tidal volume compatible with adequate alveolar ventilation,12,13 while limiting volume or barotrauma and the complications of intubation.

We report the outcome of provision of NPPV in the treatment of 10 patients with ALI/ARDS who underwent a trial of NPPV on 12 occasions.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Between August 1, 1994, and July 31, 1996, the efficacy of NPPV was assessed on 108 occasions in patients with acute hypoxemic and/or hypercapnic respiratory failure at the Victoria General Site of the QE II Health Sciences Centre, Halifax, Nova Scotia, a tertiary referral center for the Maritime Provinces of Eastern Canada. Ten patients (3 male, 7 female, mean age 47 years, range 25 to 89 years) met the American-European diagnostic criteria for ALI/ARDS6 and received NPPV on 12 occasions. In addition NPPV was provided for acute respiratory failure on 96 other occasions as follows (COPD, n = 30; cardiogenic pulmonary edema/fluid overload, n = 25; pneumonia, n = 19; postoperative atelectasis, n = 9; interstitial lung disease, n = 8; and neuromuscular disorders, n = 5). For patients with ALI/ARDS, a radiologist blinded to the clinical course scored all patients according to extent of interstitial and/or alveolar pulmonary edema14 at initiation of NPPV and subsequently assessed chest radiographs (CXRs) for evidence of barotrauma. Demographic details, risk factor for ARDS, oxygenation fraction (PaO2/FIO2), CXR score, and APACHE (acute physiology and chronic health evaluation) II score can be found in Table 1. Details of duration of NPPV, its success or failure, sedation requirements, length of intermittent positive pressure ventilation (IPPV) beyond NPPV failure, length of ICU stay, and ICU and hospital mortality can be found in Table 2.


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Table 1.. Patient Characteristics

 

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Table 2.. Clinical Outcomes*

 
Patients were treated with NPPV via a full face mask connected to a ventilator (Puritan Bennett 7200a; Lawrenceville, GA) in CPAP mode with added pressure support. CPAP was adjusted to maintain FIO2 at < 60% with arterial oxyhemoglobin saturation of > 90% when possible. Pressure support was adjusted in efforts to maintain a tidal volume > 5 mL/kg and a respiratory rate of < 30 breaths/min. Success was defined as a withdrawal of face mask ventilation without the need for further assisted ventilation for an additional 72 h. Failure was defined as the need for conventional intubation or the further provision of NPPV within a 72-h period from the end of a previous NPPV trial. In seven patients, NPPV was instituted as a primary mode of respiratory support. For three patients with ARDS, NPPV was provided after self-extubation (n = 2) and on one occasion following progressive respiratory failure after planned extubation. One patient did not have intubation or other cardiopulmonary resuscitation (patient 11, Table 1) and one additional patient refused conventional intubation and mechanical ventilation and chose face mask ventilation as a more acceptable alternative on two occasions (No. 4 and 5, Table 1). Data are expressed throughout as median (range).


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Overall patient survival was 70% (7 of 10) with three ICU deaths occurring 5, 8, and 16 days after ICU admission. Overall success rate for NPPV trials was 6 of 12 (50%). When used as a de novo therapy, it was more successful (six of nine occasions), with failure in all three patients in whom NPPV was tried following self-extubation (n = 2) after 0.1 and 1.15 h and once after planned extubation. Two patients underwent a trial of NPPV on two occasions with one success and one failure at the second attempt. On 11 of 12 occasions, baseline PaO2/FIO2 prior to starting NPPV was < 120. In response to NPPV, PaO2/FIO2 was available in 10 patients (patients 1 and 7 failed too quickly), it remained < 200 in 7, but improved by > 25% in 9 patients, and was unchanged in 1 (Table 1). Group median (range) APACHE II score was 16 (11 to 29). The APACHE II score was 17 (11 to 29) when NPPV failed and 14 (12 to 20) when it succeeded. Duration of successful NPPV was 64.5 h (23.5 to 80.5 h) with ICU discharge in the next 24 to 48 h for three of six patients. Unsuccessful episodes lasted 7.3 h (0.1 to 116 h) with need for conventional ventilation for an additional 5 days (2.7 to 14 days). Length of ICU stay after NPPV was 3.7 days (1 to 19 days) when successful and 7 days (4 to 15 days) when it failed. None of these group differences achieved significance. No patients developed complications related to the use of NPPV such as skin necrosis, gastric distention, nosocomial pneumonia, or evidence of barotrauma (pneumothorax, pneumomediastinum, pneumoperitoneum, or pulmonary interstitial emphysema). No patients vomited and/or aspirated after initiation of NPPV. Levels of sedation used during NPPV are recorded in Table 2. Two patients (patients 10 and 12) underwent IPPV following unsuccessful provision of NPPV for > 2 h. In patient 12, levels of sedation were morphine, 1.0 mg/h vs 1.0 mg/h and midazolam, 0 mg/h vs 0.4 mg/h during comparable preintubation and post-intubation periods (approximately 12 h). For patient 10 (with severe mucositis), hydromorphone was used at 1.6 mg/h (equivalent to morphine, 8 mg/h) before, and at 2.7 mg/h (morphine, 13.5 mg/h) after intubation. Infusion doses of midazolam were 2.5 mg/h before and 7.5 mg/h after intubation.


    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Within the constraints of an experiential pilot study, this report describes a surprisingly high success rate of NPPV (with pressure support) in patients with ALI/ARDS. Since the description by Ashbaugh et al15 of acute respiratory distress in adults and its treatment with PEEP, the conventional approach to assisted ventilation in patients with ALI/ARDS has been the provision of endotracheal intubation and IPPV. Both of these interventions are associated with several potential complications related to intubation of the airway,10 barotrauma and/or volutrauma,7 and the development of subsequent nosocomial pneumonia in a setting of ALI16 with its implications for sepsis and multiple organ failure. The prevention of barotrauma or volutrauma has been one aspect of conventional management of ARDS to receive much recent attention.7,8 Strategies to limit ventilator-associated lung injury have included limitation of peak and plateau airway pressures in accordance with recent consensus conference guidelines.6 To our knowledge, significant problems related to barotrauma or volutrauma due to NPPV have not been reported. NPPV allows patients to determine their own breathing pattern within ventilator parameters that limit the imposed pressure effects at alveolar level. Face mask ventilation can provide the beneficial effects of both PEEP on distribution of extravascular lung water, alveolar recruitment, and/or prevention of alveolar collapse (through CPAP) plus the augmentation of spontaneous tidal breathing with added inspiratory pressure support. This reduces the work of breathing,12,13 preserves a tidal volume compatible with adequate alveolar ventilation, while potentially limiting barotrauma or volutrauma and the complications of intubation. If this can be achieved in the early stages of ALI, the compounding problems of dependent pulmonary edema, dorsal airway closure, surfactant inactivation, and substantial ventilation/perfusion mismatch might be avoided or at least ameliorated. Once established on pressure support ventilation, patients who respond should benefit from improvements in respiratory rate, respiratory muscle activity, and gas exchange as reported in several previous studies.1,2,12,13,17

Face mask ventilation is not without hazard. Complications include risk of skin necrosis at the bridge of the nose that increases with duration of NPPV, lack of immediate access to the airway, which precludes its use in patients unable to protect the airway and in those with significant secretions. There are feelings of claustrophobia and a low risk of gastric distention. In a major study evaluating the efficacy of NPPV,2 the overall complication rate was low (16%). Only two episodes of nosocomial pneumonia were reported in > 200 patients treated with NPPV2 and in a recent prospective study, incidence density of nosocomial pneumonia was significantly lower in patients treated noninvasively by comparison with conventional intubation and positive pressure ventilation.18 Low rates of infectious and other complications have also been confirmed in randomized studies of NPPV.1,17,19 This is in contrast to reported rates of nosocomial pneumonia in intubated patients that may approach 30%.16 There were no significant adverse effects of NPPV in our study. For the patient who refused intubation despite severe postpartum acute respiratory failure, it was necessary to maintain adequate sedation to allow her to tolerate face mask ventilation for two consecutive but well-separated episodes of 56 and 73 h, respectively. The successful outcome in this particular patient with an APACHE II score of 20 gave us particular encouragement in the early stages of our experience of NPPV to consider its use under other circumstances.

Some practical issues need to be addressed. The levels of sedation administered to allow NPPV to proceed were variable (Table 2). Patients were rousable. Doses of sedative drugs used in some patients were less than might have been expected for intubated patients. The time spent by respiratory technicians initiating and maintaining NPPV was not formally assessed. However, it was our impression that an increasing familiarity with NPPV tended to offset any tendency to increased time spent at the bedside by the respiratory therapists at initiation of NPPV, by comparison with their input with ventilated patients. One recent study has addressed this issue in patients with exacerbations of COPD. Similar input was required from members of the health-care team in patients, whether treated noninvasively or with conventional intubation and IPPV.20 In terms of duration of noninvasive ventilation, our successful patients tolerated the face mask for a median of 64 h. Meduri et al2 reported a mean of 25 h, and others have reported longer usage in the acute situation.21 These reports did not focus on patients with ALI/ARDS whose requirements for assisted ventilation might be expected to be longer due to the added complexities of increased pulmonary capillary permeability, surfactant inactivation, and worsening ventilation perfusion mismatch on presentation.

With the exception of patient 1, whose tolerance of NPPV was short lived (1.5 h) and whose death from multiple organ failure followed within 8 days, most patients in this study had organ failure limited to the lungs and/or one other system. It is unlikely that NPPV would be successful in patients with multiple organ failure (only two patients in our study had an APACHE II score > 20, both of whom subsequently died). While accepting that the patients described did not have multiple organ failure, the CXR score and degree of hypoxemia (before and after NPPV) indicate severe ALI in most patients. Whether initial use of NPPV contributed to a successful outcome is difficult to state with certainty. Mortality from ARDS is decreasing,22 but even within this setting, the mortality rate of this relatively small group (30%) is lower than is usually reported in the literature and the success rate for NPPV is similar or higher than that reported in patients with other causes of acute respiratory failure.3

This study has limitations due to the size of the population reported and the lack of a control group. It was believed inappropriate to include any historical control group for comparison. Our patients might not be representative of patients with ALI/ARDS. However, the proportion of patients with acute respiratory failure in whom we tried NPPV for ALI/ARDS is very similar to the reported incidence (9 to 18%) of ARDS in ICU patients in general.23 The relatively small numbers of patients included imposed limited value to statistical analysis of group differences between patients in whom NPPV succeeded or failed. Consequently no difference was detected for age, APACHE II score, baseline PaO2/FIO2, duration of NPPV, or length of ICU stay. This not withstanding, if it were possible to identify a subgroup of patients with ALI that might be quickly reversible, noninvasive ventilation via a face mask might be a safe and effective treatment option. As yet, there is no variable at presentation that identifies those patients with acute hypoxemic respiratory failure who will succeed with NPPV.2 In the meantime, it would not be appropriate to use NPPV for patients with life-threatening refractory hypoxemia, ie, a PaO2/FIO2 ratio < 60.2

In 197624 and 1977,25 there were reports of the successful use of CPAP in patients with acute respiratory distress. In one patient, noncardiogenic pulmonary edema (from renal failure) was managed successfully without intubation.24 The increasing experience with and current availability of noninvasive ventilation, including proportional assist ventilation, and the relative success of NPPV in our patients with ALI/ARDS, provides support for current ongoing randomized studies of the efficacy of noninvasive ventilation in patients with acute hypoxemic respiratory failure secondary to ALI.


    Footnotes
 
The Lung Association of Nova Scotia provided support.

Correspondence to: G.M. Rocker, MA, DM, Division of Respirology, 4457 New Halifax Infirmary, 1796 Summer St, Halifax, Nova Scotia, Canada B3H 3A7; e-mail: gmrocker@is.dal.ca

Received for publication January 13, 1998. Accepted for publication July 28, 1998.


    References
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 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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