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* From the Division of Pulmonary & Critical Care Medicine, Department of Medicine and Cardiothoracic Surgery, Department of Surgery Temple University School of Medicine, Philadelphia, PA 19140.
| Abstract |
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Methods: We prospectively examined morbidity, mortality, quality of life (QOL), and physiologic outcome, including spirometry, gas exchange, and exercise performance in 15 patients with severe emphysema and a resting PaCO2 of > 45 mm Hg (group 1), and compared the results with those from 31 patients with a PaCO2 of < 45 mm Hg (group 2).
Results: All preoperative physiologic and QOL indices were more impaired in the hypercapnic patients than in the eucapnic patients. The hypercapnic patients exhibited a lower preoperative FEV1, a lower diffusing capacity of the lung for carbon monoxide, a lower ratio of PaO2 to the fraction of inspired oxygen, a lower 6-min walk distance, and higher oxygen requirements. However, after surgery both groups exhibited improvements in FVC (group 1, p < 0.01; group 2, p < 0.001), FEV1 (group 1, p = 0.04; group 2, p < 0.001), total lung capacity (TLC; group 1, p = 0.02; group 2, p < 0.001), residual volume (RV; group 1, p = 0.002; group 2, p < 0.001), RV/TLC ratio (group 1, p = 0.03; group 2, p < 0.001), PaCO2 (group 1, p = 0.002; group 2, p = 0.02), 6-min walk distance (group 1, p = 0.005; group 2, p < 0.001), oxygen consumption at peak exercise (group 1, p = 0.02; group 2, p = 0.02), total exercise time (group 1, p = 0.02; group 2, p = 0.02), and the perceived overall QOL scores (group 1, p = 0.001; group 2, p < 0.001). However, because the magnitude of improvement was similar in both groups, and the hypercapnic group was more impaired, the spirometry, lung volumes, and 6-min walk distance remained significantly lower post-LVRS in the hypercapnic patients. There was no difference in mortality between the groups (p = 0.9).
Conclusions: Patients with moderate to severe resting hypercapnia exhibit significant improvements in spirometry, gas exchange, perceived QOL, and exercise performance after bilateral LVRS. The maximal achievable improvements in postoperative lung function are related to preoperative level of function; however, the magnitude of improvement can be expected to be similar to patients with lower resting PaCO2 levels. Patients should not be excluded from LVRS based solely on the presence of resting hypercapnia. The long-term benefit of LVRS in hypercapnic patient remains to be determined.
Key Words: emphysema hypercapnia lung volume reduction surgery <1p;9q>
| Introduction |
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To determine the impact of preoperative resting hypercapnia on patient outcome after bilateral LVRS with stapling resection, we examined morbidity, mortality, QOL, and physiologic outcome (spirometry, gas exchange, and exercise performance) in patients with moderate to severe hypercapnia, and compared the results to those seen in eucapnic patients.
| Materials and Methods |
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Patient Selection
The criteria for inclusion or exclusion of prospective
candidates are listed in Table 1
. All of the patients had stopped smoking at least 6 months before
evaluation and remained symptomatic despite optimal medical therapy,
which included bronchodilators, inhaled or oral corticosteroids, and
home oxygen therapy. All patients were encouraged to complete 8 weeks
of preoperative pulmonary rehabilitation before undergoing surgery.
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Exercise Testing
Patients underwent incremental maximal treadmill exercise (model
9.4 SP; Precor; Bothell, WA) before surgery and between 3 and 6
months after LVRS. During the test, oxygen uptake, carbon dioxide
production, oxygen pulse, minute ventilation and its variables, tidal
volume, and respiratory frequency were continuously recorded by a
metabolic cart (model 2900; SensorMedics). Oxygen saturation using a
pulse oximeter (model N-200; Nellcor; Chula Vista, CA) and
multiple-lead ECG (ECG Horizon; SensorMedics) were continuously
recorded. Supplemental oxygen was individualized for each patient to
prevent oxygen desaturation during exercise with the use of a high-flow
blender delivering 30 or 40% fraction of inspired oxygen
(FIO2) to a high-volume
meteorological balloon that provides a flow-by circuit to the
inspiratory port of a nonrebreathing valve. At the conclusion of each
test, dyspnea was rated using a visual analog scale from 0 to 10
(severe breathlessness).13
On a different day, the total distance that the patient was able to walk in 6 min in a corridor was recorded. This was done before surgery and between 3 and 6 months after LVRS.
QOL Assessment
The sickness impact profile (SIP) is a sensitive, behaviorally
based measure of sickness-related dysfunction that has been previously
validated.14
The SIP is composed of 136 items that broadly
cover the activities of daily living. It reflects the patient's
perceptions of these activities. The scores are inversely proportional
to the level of function and QOL. The SIP evaluation was administered
to all potential candidates upon enrollment into the study.
Measurements were repeated between 3 and 6 months following LVRS.
Surgical Technique
LVRS was performed via mediastinotomy (n = 35) or
video-assisted thoracoscopy with bilateral stapling (n = 11). The
goal of resection was to remove 20 to 40% of the volume of each lung.
High-resolution CT of the chest and quantitative ventilation-perfusion
scans were used to preoperatively target lung regions with the worst
emphysema. At the conclusion of the operation, chest tubes were placed
and were managed in the conventional manner.
Morbidity and Mortality
Early mortality is reported if death occurred within 30 days of
surgery, and late mortality is defined if death occurred between 30 to
90 days after surgery. The duration of air leaks is reported as days
for chest tube drainage. Lower respiratory tract infection was reported
if the patient had temperature of > 38°C, had mucopurulent
secretions, had a positive Gram's stain, and improved with
antimicrobial therapy.
Data Analysis
Data are expressed as mean (± SD), except where otherwise
noted. The statistical significance between baseline and post-LVRS data
were determined by paired t test. Data that failed normality
testing were analyzed using the Mann-Whitney test. Nonnumerical data
were analyzed using the z test.
A p value of < 0.05 was considered statistically significant. All statistical analyses were conducted using a commercially available computer software program (SigmaStat 3.0; SPSS Inc.; Chicago, IL).
| Results |
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Physiologic Improvement Post-LVRS
Pulmonary Function:
Spirometry is reported in 14 of the surviving patients (100%) in
group 1 and in 27 of 28 surviving patients (96%) in group 2. One
patient in group 2 could not complete postoperative testing because of
ventilator dependence. One patient in each group was unable to perform
body plethysmographic maneuvers; therefore, lung volume data are
reported in 13 of 14 patients (93%) in group 1 and in 26 of 27
patients (96%) in group 2.
Post-LVRS data are presented in Tables 4 and 5 . The magnitude of post-LVRS improvements is presented in Table 6 . In both study groups, a significant increase in both FVC (group 1, 2.67 ± 0.69 vs 2.28 ± 0.88 L, p < 0.01; group 2, 2.91 ± 0.62 vs 2.53 ± 0.7 L, p < 0.001) and FEV1 (group 1, 0.73 ± 0.25 vs 0.55 ± 0.17 L, p = 0.04; group 2; 1.0 ± 0.32 vs 0.78 ± 0.20 L, p < 0.001) was noted post-LVRS (Fig 1 ). There was no significant difference in the magnitude of improvement in FVC and FEV1 between the groups; however, mean post-LVRS FEV1 was higher in group 2 than in group 1, respectively: 1.0 ± 0.32 vs 0.73 ± 0.25 L (p = 0.01).
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Gas Exchange
A significant reduction in the mean
PaCO2 was seen in group 1 after LVRS
(50 ± 9 vs 59 ± 7 mm Hg, p = 0.002); and a smaller, but also
significant, decrease was seen in group 2 after LVRS (40 ± 3 vs
41 + 4 mm Hg, p = 0.02; Fig 3
). Group 2, but not group 1, exhibited significant improvements in the
PaO2/FIO2
ratio (group 1, 277 ± 45 vs 276 ± 54, p = 1.0; group 2,
365 ± 55 vs 341 ± 44, p = 0.002), and the magnitude of
improvement in the
PaO2/FIO2
was not significantly different between the groups. Moreover, the
PaO2/FIO2
ratio was significantly higher in group 2 after LVRS than in group 1,
respectively: 367 ± 55 vs 282 ± 43 (p < 0.001).
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O2max; group 1, 15.5 ± 3.4
vs 11.4 ± 1.4 mL/kg/min, p = 0.02; group 2, 16.5 ± 4.6 vs
14.3 ± 3.3 mL/kg/min, p = 0.02) and total exercise time (TET;
group 1; 9.9 ± 2.0 vs 5.5 ± 2.1 min, p = 0.02; group 2,
8.6 ± 1.9 vs 6.4 ± 1.6 min, p = 0.02; Fig 5
). The magnitude of percent improvement in
O2max and TET in group 1
patients approached statistical significance
(
O2max, 11 ± 18 vs
25 ± 10%, p = 0.08; TET, 24 ± 22 vs 43 ± 20%, p = 0.06)
in comparison to group 2. Moreover, there was no significant difference
between the groups in
O2max
and TET after LVRS.
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Emax) in both groups (group 1, 31 ± 6.2
vs 22.5 ± 6.4 L/min, p = 0.01; group 2, 33.5 ± 12.4 vs
29.2 ± 10.6 L/min, p = 0.01; Fig 6
). Moreover, the percent magnitude of improvement in both the
VTmax and the
Emax between the groups
was greater in group 1 than in group 2 (VTmax,
37.7 ± 6.4 vs 14.2 ± 18.7%, p = 0.004;
Emax 26.5 ± 17.2 vs 10.3 ± 20%,
p = 0.08).
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| Discussion |
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Current selection criteria for the most optimal candidates for LVRS
continue to evolve. Hypercapnia and decreased DLCO has been
associated with a poor outcome in patients undergoing unilateral LVRS,
as reported by Keenan and colleagues.10
Others have
reported from their experience that advanced age and resting
hypercapnia may be predictors of poor outcome.1
7
8
In
many reported series, patients with resting hypercapnia were excluded
as candidates.2
3
5
6
15
16
Other investigators have
reported low mortality and significant improvements in lung function,
6-min walk distance, and dyspnea index among patients who underwent
LVRS with a preoperative PaCO2 of
55 mm Hg.17
However, improvements in lung volumes,
cardiopulmonary exercise performance, or gas exchange were not
reported. Moreover, previously reported studies included patients who
underwent both unilateral and bilateral LVRS, whereas we only report
patients undergoing bilateral LVRS.
CO2 retention is variably demonstrated in patients with severe airflow obstruction. It is usually not observed unless the FEV1 is < 1 L or 35% of predicted. Although hypercapnia becomes more frequent with substantial decreases in the FEV1, many patients remain normocapnic even with severe airflow obstruction.18 19 20 21 22 Why CO2 retention develops in some COPD patients and not in others with comparable degrees of airflow obstruction has been an area of recent study. One factor may be that an individual patient's intrinsic hypoxic responsiveness is important in determining which patients hypoventilate in response to severe airflow obstruction. Several studies have demonstrated depressed chemical responses in hypercapnic COPD patients, which has been attributed to long-standing hypoxia or elevations in serum bicarbonate.23 24 Moreover, additional investigators have demonstrated that hypoxic and hypercapnic responses may be lower in relatives of patients who retain CO2.25 26
Besides chemical responsiveness, several investigators have shown that patients with hypercapnia have a more rapid and shallow breathing pattern that contributes further to increased dead space ventilation.27 28 29 30 A more rapid and shallow breathing is thought to be a compensatory mechanism that reduces inspiratory time, and thereby decreases the work of breathing and defending against the development of inspiratory muscle fatigue.
A reduction in inspiratory muscle strength in patients with COPD has been shown to correlate with the development of CO2 retention, such that, once maximum inspiratory pressure falls to < 50% of that predicted, the PCO2 rises linearly.31 The ratio of lung resistance to maximum inspiratory pressure has also recently been described a predictor of the development of hypercapnia in patients with COPD.32 Finally, a significant correlation has been shown between measured intrinsic positive end-expiratory pressure and arterial PCO2 in patients with severe COPD.33 This suggests that the inspiratory threshold loading effect of intrinsic positive end-expiratory pressure further burdens overtaxed respiratory muscles and, thereby, fosters CO2 retention by precipitating inspiratory muscle fatigue or by provoking a change to a more rapid and shallow breathing pattern that avoids fatigue.
It appears that a balance between the need to maintain effective gas exchange is counterbalanced by breathing strategies adopted by severely hyperinflated COPD patients to minimize inspiratory muscle work. These effects interact in a complex manner to foster the development of CO2 retention in patients with severe COPD. LVRS may be beneficial in these patients by reducing physiologic dead space, reducing airflow resistance, decreasing internal elastic load, and improving respiratory muscle strength generation.34 35 36 The importance of each of these proposed benefits, in isolation or in aggregate, remains an area of intense study.
Although the hypercapnic patients in this study exhibited significant improvement after LVRS, their lung function started out lower and thus remained lower after LVRS. The duration of follow-up in this study is short, and it is possible that the hypercapnic patients will exhibit a more rapid or earlier return to their preoperative level of function. Thus, the utility of LVRS as definitive therapy or as a bridge to transplantation in this group remains unanswered and requires further study.
In conclusion, we have demonstrated that patients with moderate to severe resting hypercapnia exhibit significant improvements in spirometry, gas exchange, 6-min walk distance, perceived QOL, and symptom-limited exercise performance after bilateral LVRS. The achievable postoperative lung function is related to preoperative level of function, as the magnitude of improvement can be expected to be similar to that seen in eucapnic patients. Patients should not be excluded from LVRS based solely on the presence of resting hypercapnia. A large prospective randomized trial will be necessary to determine the duration of benefit of LVRS among patients with resting hypercapnia.
| Footnotes |
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Abbreviations:
DLCO = diffusing capacity of the lung for carbon
monoxide; FIO2 = fraction of inspired oxygen;
LVRS = lung volume reduction surgery; MVV = maximum voluntary
ventilation; QOL = quality of life; RV = residual volume;
SIP = sickness impact profile; TET = total exercise time;
TLC = total lung capacity;
Emax = minute
ventilation at peak exercise;
O2max = oxygen consumption at peak
exercise; VTmax = tidal volume measured at peak exercise
Received for publication September 29, 1997. Accepted for publication June 18, 1998.
| References |
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