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* From the Dallas Allergy and Asthma Center (Dr. Gross), Dallas, TX; Asthma and Allergy Research Unit, Department of Medicine, University of Western Australia (Prof. Thompson), Perth, Australia; New England Clinical Studies (Dr. Chervinsky), North Dartmouth, MA; 3M Pharmaceuticals (Ms. Vanden Burgt), St. Paul, MN.
| Abstract |
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Design: A 10- to 12-day run-in
period confirmed that patients met established criteria of at least
moderate asthma and the asthma was inadequately controlled by current
therapy (inhaled ß-agonist and CFC-BDP [
400 µg/d]). A short
course of oral prednisone, 30 mg/d for 7 to 12 days, was followed to
establish the patients were steroid responsive and to provide an
"in-study" baseline of "optimal" asthma control.
Patients: A total of 347 patients were then randomized to HFA-BDP 400 µg/d, CFC-BDP 800 µg/d, or HFA-placebo for 12 weeks.
Results: Morning peak expiratory flow (AM PEF) measurements showed that HFA-BDP 400 µg/d achieved equivalent control of asthma to CFC-BDP 800 µg/d at all time intervals after oral steroid treatment. All other efficacy variables supported the AM PEF results and both active treatments were more effective than placebo. The safety profile of HFA-BDP compared favorably with that of CFC-BDP with no unexpected adverse events reported.
Conclusions: These findings demonstrate that HFA-BDP provides equivalent control of moderate or moderately severe asthma as CFC-BDP in the population studied, but at half the total daily dose.
Key Words: chlorofluorocarbon beclomethasone dipropionate hydrofluoroalkane-134a beclomethasone dipropionate moderate asthma
| Introduction |
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The mandatory replacement of chlorofluorocarbons (CFCs) in pressurized metered-dose inhalers (MDIs) with non-ozone-depleting propellants such as hydrofluoroalkane-134a (HFA) has provided the opportunity to significantly improve the delivery of inhaled drugs to the respiratory tract.8 ,9 Beclomethasone dipropionate (BDP), an established corticosteroid for the treatment of asthma, has now been reformulated using the new HFA propellant. In contrast to current CFC-BDP products, this new formulation is a solution, rather than a suspension, of BDP in propellant,10 with the solution forming an extrafine aerosol of small droplets as the propellant evaporates.11 CFC preparations exhibit aerodynamic particle sizes of between 3 to 4 µm, whereas this HFA-BDP formulation has a mass median aerodynamic diameter of approximately 1.2 µm.8
Deposition studies have demonstrated that HFA-BDP extrafine aerosol changes the standard pattern of drug deposition seen with CFC-BDP formulations, delivering most of the inhaled dose to the airways and depositing a much smaller proportion in the oropharynx.12 Results of direct radiolabeled deposition studies in both healthy volunteers and patients with asthma show ex-actuator lung deposition to be 51 to 60% with HFA-BDP9 compared with lung deposition of < 10% for CFC-BDP.13 The extent of lung deposition is known to be a major determinant of the therapeutic efficacy of inhaled corticosteroids,3 so these improved delivery characteristics are likely to provide several important clinical benefits. In particular, the improved lung deposition of HFA-BDP extrafine aerosol compared with CFC-BDP suggests that lower doses of HFA-BDP may be needed to provide equivalent asthma control. This study was undertaken to test this hypothesis. The primary objective was to determine whether a total daily dose of 400 µg HFA-BDP extrafine aerosol would provide equivalent control of moderate or moderately severe asthma to that of 800 µg of CFC-BDP.
| Materials and Methods |
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15% in
response to pirbuterol (400 µg). Eligible patients entered a 10- to
12-day run-in period that established the presence of symptoms, lung
function parameters, and bronchodilator usage consistent with a Global
Initiative for Asthma classification of at least moderate severity
asthma.1
During the run-in period, patients continued to
take their ß-agonist and their previously prescribed inhaled
corticosteroid if any. Patients were required to show signs and
symptoms of active asthma during the last 5 days of run-in to be
eligible to continue in the trial. This was defined as a mean morning
peak expiratory flow (AM PEF) of between 50% and 80% of
the predicted normal value plus one or more of the following: sleep
disturbance on
1 nights (recorded using a recognized rating scale,
see assessments section); presence of asthma symptoms on
3 days; or
use of a ß-agonist inhaler on average at least twice daily to relieve
symptoms. A 7- to 12-day course of oral steroid treatment (prednisone,
30 mg/d) followed. Patients were required to have an improvement in
AM PEF of at least 15% (average of AM PEF
readings taken over the last 3 days) at the end of the oral steroid
treatment period.
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Exclusion criteria included any clinically significant abnormality or disease, and acute upper or lower respiratory tract infection within 4 weeks before the start of the trial or during the run-in period. Patients who received any other medication were not selected for enrollment. However, the use of an inhaled ß-agonist bronchodilator was permitted throughout the study to relieve symptoms of asthma on an "as needed" basis.
Ethical Considerations
The study was performed in accordance with the Declaration of
Helsinki. A central or local institutional review board for each study
site approved the study, and all patients gave written informed
consent.
As part of the study design, withdrawal criteria were established so that if a patient's asthma deteriorated by a predetermined level during the run-in or study periods, the patient was withdrawn from the study and appropriate treatment given if deemed necessary by the investigator.
Assessments
PEF, asthma symptoms, and bronchodilator use were assessed on a
daily basis by the patients and recorded on a diary card. Morning
(AM) and evening (PM) PEF measurements were
taken using a mini-Wright peak flow meter (Clement Clarke; Columbus,
OH), before use of ß-agonist or study medication. Daytime
symptoms of wheezing, shortness of breath, chest tightness, and cough
were rated on a scale of 0 to 5 (0 = not present, 5 = so severe
that the patient could not attend work or carry out normal daily
activities) and nighttime symptoms were assessed on a scale of 0 to 4
(0 = no asthma symptoms during the night, 4 = asthma symptoms so
severe that the patient did not fall asleep at all). Spirometry was
performed to determine FEV1 and forced expiratory flow over
25 to 75% of the full FVC in accordance with American Thoracic Society
criteria at the screening visit, at the end of the run-in and oral
steroid treatment periods, and at clinic visits every 3
weeks.14
Adverse events were assessed throughout the study. Any patient reporting an oropharyngeal adverse event was examined by the investigator and had mouth or throat swabs taken for Candida culture if clinical signs were present. Standard clinical chemistry assessments, physical examination, and ECG were recorded prestudy and poststudy, and vital signs were monitored at all visits.
Plasma cortisol level was measured at the end of the run-in period, following the course of oral steroids and after 12 weeks of inhaled treatment. For all patients, the first measurement was taken in a window between 6:30 AM and 9:30 AM and, for each individual, the subsequent measurements were taken within 30 min of the time of their first determination.
Compliance was assessed by comparing the weights of all study inhaler canisters before dispensing with the weights of returned canisters and converting predicted and actual inhaler weights to number of administered doses.
Statistical Methods
The intent-to-treat population was used for all analyses. The
mean change following cessation of oral steroid treatment for the
primary efficacy variable of AM PEF, over weeks 1 to 3, 4
to 6, 7 to 9, and 10 to 12 was compared between treatment groups using
an analysis of variance (ANOVA) with treatment, center, and
treatment-by-center interaction terms. The standard method for testing
for equivalence, the two one-sided test method, was used to demonstrate
equivalence of the active treatments. This method is tantamount to the
use of 90% confidence intervals (CIs) for assessing equivalence. The
mean change in AM PEF and PM PEF following
cessation of oral steroid treatment in the patients who received
HFA-BDP was considered to be equivalent to the mean for the patients
receiving CFC-BDP if the 90% CI for the mean difference between the
active treatments was within ± 25 L/min using the two one-sided test
method.15
,16
For FEV1, a difference between
active treatments in mean change from oral steroid therapy within
± 0.2 L was defined as equivalent. Comparisons of each active
treatment with placebo were also made.
ANOVAs for the secondary efficacy variables were performed and 90% CIs were constructed. Time to withdrawal because of asthma symptoms was compared among treatment groups using a Wilcoxon test, and intergroup differences in the incidence of adverse events were compared using Fisher's Exact Test.
The last nonmissing values were carried forward to each successive time point for patients who prematurely withdrew from the trial in the intent-to-treat analysis. Bonferroni adjustments were made to account for multiple comparisons.
| Results |
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Sixty-one patients (17.6%) withdrew prematurely from the study, with a
total of 286 patients completing the 12-week treatment period. The most
common reason for withdrawal from therapy was worsening of asthma
symptoms (43 patients [12.4%]). As shown in Figure 1
,
this was experienced by significantly more placebo-treated patients
than in either of the active treatment groups (33 patients [28.2%]
receiving placebo compared with 5 [4.4%] receiving HFA-BDP and 5
[4.3%] receiving CFC-BDP; p
0.001).
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Asthma Control
The mean changes in AM PEF following cessation of oral
steroid therapy are summarized in Table 2
.
There was a statistically equivalent mean change following the
cessation of oral steroid treatment in AM PEF for the
HFA-BDP 400 µg/d group compared with the CFC-BDP 800 µg/d group
over the 12 weeks of the study (Table 2
; Fig 2
).
The mean change in AM PEF following oral steroid therapy
was significantly smaller for both active treatments than HFA-placebo
at all time intervals (p
0.003). AM PEF declined in
the placebo treatment group throughout the 12-week treatment period.
The greatest reduction occurred within 1 week of withdrawal of oral
steroid therapy, with the effect of the oral steroid treatment
appearing to be negligible by week 4.
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0.003).
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0.003 for HFA-BDP and
p
0.05 for CFC-BDP) (Fig 4
).
The mean change from this oral steroid treatment period in daily
ß-agonist use was also significantly less at each time period with
both HFA-BDP and CFC-BDP compared with HFA-placebo (p
0.003) (Fig 5 ).
The use of ß-agonists decreased during the period of oral steroid
treatment and subsequently changed little during the 12 weeks of
inhaled steroid therapy. In contrast, ß-agonist use increased in
placebo-treated patients during this time and was significantly
different for active groups (p
0.003) (Fig 5 ).
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0.001 for comparison of time to
withdrawal for asthma symptoms) (Fig 1
). Adverse events leading to
withdrawal of therapy were considered to be possibly or probably
related to therapy in only one patient (0.9%) in the HFA-BDP treatment
group and three of those treated with CFC-BDP (2.6%). Adverse events considered to be possibly or probably related to study medication were reported by 52 patients overall (15.0%), and occurred in fewer patients treated with HFA-BDP (11 [9.7%]) than those treated with CFC-BDP or HFA-placebo (23 [19.7%] and 18 [15.4%], respectively). Specific attention was paid to adverse events most commonly considered to be related to study medication, in particular those that could be related to the inhaled route of administration. Such adverse events tended to occur most frequently in patients treated with CFC-BDP (Table 3 ). Analysis of throat and mouth swabs failed to detect levels of Candida exceeding the normal oral flora in any patient reporting clinical symptoms during the course of the study.
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96% of patients (those for whom there was a run-in,
end of oral steroid, and end of study value) had normal plasma cortisol
levels in the HFA-BDP, CFC-BDP, and HFA-placebo groups (n = 96/99,
98/101, and 76/79, respectively). At week 12, the mean percentage
change in plasma cortisol from run-in was 9.7%, 0.1%, and 1.9% for
the HFA-BDP, CFC-BDP, and HFA-placebo groups, respectively. No
clinically meaningful changes in clinical chemistry or vital signs were
reported in any treatment group at the end of the 12-week treatment
period. | Discussion |
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The difficulty in establishing therapeutic equivalence, particularly for inhaled asthma medications, has been the subject of much discussion in recent years. Regulatory agencies in the United States and Europe have issued guidelines covering various aspects of this subject, and numerous recommendations have been published.21 ,22 ,23 ,24 ,25 ,26 ,27 ,28 Currently, there are four accepted approaches for equivalence testing of inhaled products: in vitro particle sizing methods, in vivo assessment of radiolabeled drug distribution, pharmacokinetic studies, and comparative clinical trials. Clinical studies are the most therapeutically relevant measure of efficacy and, consequently, comparative trials remain the "gold standard" for demonstration of therapeutic equivalence provided certain criteria are met.28
A fundamental requirement for the assessment of therapeutic equivalence is the need for a measurable effect, yet being able to demonstrate effectiveness when comparing inhaled corticosteroid treatments is known to be highly dependent on the index that is chosen to measure the therapeutic response.29 In clinical assessments, improvements in pulmonary function and, particularly, AM PEF are generally used. In the present study, PEF was included to assess daily fluctuations and to provide a large number of data points. Although most patients with asthma respond favorably to treatment with inhaled steroids, a small proportion of cases remain difficult to control despite high-dose therapy, even when combined with an oral steroid.30 Such interindividual variation in response to inhaled corticosteroid therapy30 ,31 ,32 may mask treatment effects in analyses of population-derived data. An essential requirement of equivalence studies assessing the use of inhaled corticosteroids for the treatment of asthma should be the need to establish an "in-study" baseline of steroid responsiveness, using a clinically relevant parameter against which the effects of the study medications can be assessed.
The present study was designed to address such concerns, incorporating
several features of critical interest. The 10- to 12-day run-in period
confirmed that patients met established criteria of at least moderate
asthma as well as being inadequately controlled by any current therapy
(
400 µg/d CFC-BDP) and therefore requiring additional treatment.
In line with accepted clinical practice, these patients then received a
short course of oral steroid therapy. Only those demonstrating an
improvement in AM PEF of at least 15% were randomized to
study treatment. This design ensured that patients randomized were
steroid responders, as well as providing an in-study baseline of
improved asthma control against which changes on study medication could
be compared. It is of interest that lack of steroid responsiveness was
one of the main reasons for ineligibility for randomization among
screened patients and, in keeping with this, there has been
considerable interest recently in the reasons for steroid resistance in
asthma.30
,33
,34
The doses of study medications used were selected according to current treatment guidelines. The reference dose of CFC-BDP (800 µg/d) is consistent with Global Initiative for Asthma recommendations for the treatment of moderate asthma.1 The dose of HFA-BDP used was based on the assumption that the HFA-BDP extrafine aerosol would provide equivalent asthma control to CFC-BDP, but at a significantly lower dose, due to the improved delivery of drug to the lungs with this new formulation.9
A recent article by Barnes et al35 emphasizes the importance of dose-response comparisons including at least two doses that are considered to be comparable to allow a within-trial comparison of dose response. A direct 1:1 dose comparison of HFA-BDP with CFC-BDP was not included in the present study. However, a definitive dose-response comparison of three equal doses of HFA-BDP and CFC-BDP has been investigated in a separate study.36 The results showed that higher doses of CFC-BDP were needed to produce equivalent improvements in FEV1 as HFA-BDP.
The incorporation of a placebo group in the present study allowed mean changes in asthma control from oral steroid therapy on active treatment to be compared against placebo and also permitted an assessment of the carryover effect of the oral steroid. Week-by-week analysis of changes in pulmonary function in placebo-treated patients suggested that the washout effect occurred mainly during the first week after withdrawal of oral steroid therapy, with the effect of the oral steroid appearing to be negligible by week 4.
A potential for bias existed for the novel HFA-BDP due to the smaller number of inhalations required (four inhalations bid) compared with the CFC-BDP (eight inhalations bid) but this appears to be small since the HFA-placebo group had similar compliance regardless of the device used (white or cream-colored inhaler). A desire to only expose patients to one propellant in order to adequately assess the potential for inhalation effects meant that a double-dummy design was not feasible. Potential bias could also have occurred with the subject-driven recordings of PEF and other secondary outcome measures (such as symptom scores). However, the consistency of the results across parameters (whether objective or subjective) indicates that this bias (if any) may have been small.
The results of this study confirmed that HFA-BDP 400 µg/d extrafine
aerosol maintained equivalent control of pulmonary function to CFC-BDP
800 µg/d throughout the 12-week treatment period for all efficacy
parameters evaluated. Both active treatments were significantly more
effective than HFA-placebo, with placebo-treated patients more likely
to withdraw from the study due to inadequate response to therapy than
those treated with either HFA-BDP or CFC-BDP (p
0.001). With both
active treatments, there was a slight decline in AM PEF on
discontinuation of oral steroid treatment, although both treatments
were able to maintain the improvement to a statistically equivalent
extent. This is noteworthy as it clearly suggests that the patients in
both treatment groups were not "overtreated," indicating that
patients still had some room for improvement, thus further supporting
the comparison. It is interesting that 12 weeks after oral steroid
treatment, good control was maintained with 400 µg HFA-BDP, despite
the fact that some patients had been receiving 400 µg of BDP at study
start and were symptomatic.
The safety profile of HFA-BDP compared favorably with that of CFC-BDP and there were no drug- or propellant-related safety concerns. Although no statistical analysis of the subgroup was carried out, evaluation of adverse events attributable to the study medication, and specifically those related to the inhaled route of drug delivery, revealed such effects to occur more frequently in patients treated with CFC-BDP than those who received either of the HFA formulations. This finding is not unexpected given the greater level of oropharyngeal deposition of inhaled steroid known to occur with CFC-BDP compared with the HFA formulation (70 to 90% vs 27 to 31%, respectively).9
In summary, 400 µg of HFA-BDP extrafine aerosol was found to be as effective as 800 µg of CFC-BDP in maintaining improvement in airway caliber following a course of oral prednisone therapy in patients with asthma of at least moderate severity. There were no clinically significant differences in safety and tolerability. This finding supports the hypothesis that the reformulation of BDP in CFC-free propellant HFA-134a with a finer particle size results in improved lung deposition of the drug, providing equivalent efficacy at a lower total daily dose than CFC-BDP.
| Appendix 1 |
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| Acknowledgements |
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| Footnotes |
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A complete list of Study Group participants is located in the
Appendix. ![]()
Correspondence to: Jennifer Vanden Burgt, 3M Pharmaceuticals, 3M Center, Building 270-3A-01, St. Paul, MN 55144-1000; e-mail: javandenburgt@mmm.com
Abbreviations: AM PEF = morning peak expiratory flow; ANOVA = analysis of variance; BDP = beclomethasone dipropionate; CFC = chlorofluorocarbon; CI = confidence interval; HFA = hydrofluoroalkane-134a; MDI = metered-dose inhaler; PM PEF = evening peak expiratory flow
Received for publication April 17, 1998. Accepted for publication August 12, 1998.
| References |
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