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(Chest. 1999;115:697-702.)
© 1999 American College of Chest Physicians

Eosinophilic Inflammation in the Airway Is Related to Glucocorticoid Reversibility in Patients With Pulmonary Emphysema*

Keisaku Fujimoto, MD; Keishi Kubo, MD; Hiroshi Yamamoto, MD; Shinji Yamaguchi, MD and Yukinori Matsuzawa, MD

* From the First Department of Internal Medicine, Shinshu University School of Medicine, Matsumoto, Japan.


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Study objectives: We examined the effects of glucocorticoids on airway inflammation and its association with the reversibility of airflow obstruction in response to oral glucocorticoid administration in patients with COPD.

Patients: Twenty-four male patients with smoking-related stable pulmonary emphysema without {alpha}1-antitrypsin deficiency and nine normal healthy volunteers.

Measurements: We measured the pulmonary function, the inflammatory cells, and the levels of eosinophil cationic protein (ECP), immunoreactive neutrophil elastase-{alpha}1-protease inhibitor (NE-{alpha}1-PI) complex, and interleukin (IL)-8 in sputum induced from patients with pulmonary emphysema in its stable phase before and after treatment with 20 mg oral prednisolone per day for 2 weeks.

Results: The eosinophil and neutrophil counts and the concentrations of ECP, NE-{alpha}1-PI complex, and IL-8 in the sputum were significantly increased at baseline. The eosinophil count at baseline was significantly correlated with the reversibility of airflow obstruction following treatment, and the treatment also significantly reduced the eosinophil numbers and ECP level in the sputum. In contrast, the increased neutrophil number and the concentrations of NE-{alpha}1-PI complex and IL-8 at baseline did not correlate with the reversibility and were not affected by treatment.

Conclusions: These findings suggest that the eosinophilic inflammation, not neutrophilic inflammation, in the airway is involved in the reversible part of the airflow obstruction in response to glucocorticoids in patients with pulmonary emphysema.

Key Words: corticosteroid • eosinophil • eosinophil cationic protein • IL-8 • induced sputum • neutrophil • neutrophil elastase • pulmonary emphysema


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
COPD is characterized by persistent irreversible airflow obstruction and mucus hypersecretion and destructive structural changes of airway and/or alveoli with infiltrating neutrophils, mainly caused by cigarette smoking. COPD is thought to develop because of an imbalance between proteases and their inhibitors in the lung.1 The enzyme most implicated is neutrophil elastase, because it can reproduce many of the pathologic features of COPD, including mucous gland hyperplasia,2 excess mucus secretion,3 epithelial damage,4 and connective tissue destruction.5 Eosinophils have recently been detected in the airways of some patients with COPD.6 ,7 ,8 The severity of airflow obstruction in COPD patients has been found to be correlated with eosinophils in their BAL fluid (BALF).7 A short course of oral glucocorticoid therapy has been demonstrated to improve the pulmonary function in some patients with COPD, but not all,9 ,10 ,11 and the responders to steroid treatment have a larger number of eosinophils and higher levels of eosinophil cationic protein (ECP) in their BALF compared with nonresponders.12 It has been suggested that glucocorticoids may also affect the neutrophilic inflammation in COPD on the basis of the finding that glucocorticoid treatment significantly reduces the chemotactic activity of neutrophils and increases the neutrophil elastase inhibitory capacity in sputum.13 ,14 However, Keatings et al15 reported that an inhaled steroid or oral glucocorticoid treatment of COPD patients resulted in no clinical benefit in either lung function or symptom scores, and no significant change in the inflammatory indexes as measured by total and differential cell counts and concentrations of ECP and myeloperoxidase in sputum. Therefore, the effects of glucocorticoids on the airway inflammation and their role in the treatment of stable-phase COPD are controversial.

In the present study, to examine the effects of glucocorticoids on airflow inflammation and their association with the reversibility of airway obstruction in response to glucocorticoid treatment in COPD, we measured pulmonary function, the inflammatory cells, and the levels of ECP, immunoreactive neutrophil elastase-{alpha}1-protease inhibitor (NE-{alpha}1-PI) complex, and interleukin (IL)-8 in sputum induced from patients before and after a short course of oral prednisolone therapy. We studied patients with chronic pulmonary emphysema in its stable phase because the chronic bronchitis of COPD patients is sometimes difficult to discriminate clinically from chronic asthma. Asthma patients often show a poor reversibility of bronchoconstriction in response to a ß2-agonist.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Subjects
Twenty-four male patients with smoking-related stable pulmonary emphysema without an {alpha}1-antitrypsin deficiency were recruited from our outpatient clinic (Table 1 ). They had a smoking history of > 30 pack-years. Pulmonary emphysema was diagnosed based on a clinical history of exertional dyspnea, pulmonary function characterized by irreversible airway obstruction (FEV1/FVC < 70%; FEV1 < 70% predicted value after inhalation of bronchodilator), lung hyperinflation, decreased gas transfer, and anatomic emphysema on high-resolution CT. Patients with any history of asthma or variability in symptoms, and patients who showed reversibility >= 10% predicted FEV1 after 20 µg inhaled procaterol hydrocloride, had taken inhaled or oral steroids, or had suffered a respiratory tract infection or exacerbation of their airway disease in the previous 6 weeks were excluded. All were treated with regular inhalation of a bronchodilator and slow-releasing theophylline for > 6 months before the study. Nine normal healthy volunteers (seven men and two women) ranging in age from 24 to 50 years, with a mean age of 33 years were recruited; all were nonsmokers, nonatopic, and showed no abnormalities in pulmonary function tests. The study was approved by the local research ethics committee, and all patients gave informed consent.


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Table 1. Demographic Characteristics of Subjects*

 
Study Design
Before treatment with oral prednisolone, all patients were examined with pulmonary function testing, including the reversibility of airway obstruction by 20 µg of inhaled procaterol hydrocloride. We then collected the sputum induced by the inhalation of hypertonic saline solution. All patients were then treated with daily oral prednisolone of 20 mg for 2 weeks. At the end of the treatment periods, spirometric data were recorded and a sputum induction was done. The sputum samples were analyzed for total and differential cell counts, and assayed for ECP, albumin, immunoreactive NE-{alpha}1-PI complex, and IL-8.

Sputum Collection and Analysis
Sputum was induced by having the subject inhale hypertonic saline solution as previously described.16 ,17 Briefly, prior to the induction of sputum, all subjects inhaled a ß2-agonist. The hypertonic saline solution was nebulized with an ultrasonic nebulizer (NE-V10B; Omron; Tokyo, Japan) at maximum output for 5-min periods, up to 20 min. The concentration of saline solution was increased at 10-min intervals, from 3.5 to 4.5%. If the FEV1 fell by > 10% from the postbronchodilator value, the concentration of saline solution was not increased. If the FEV1 fell by > 20% or if troublesome symptoms occurred, the nebulization was discontinued. The subjects were asked to rinse their mouths and throats, and then to try to cough sputum into a sterile plastic container. The nebulization was continued for at least 10 min and stopped after 20 min or earlier if a >= 2-mL sputum sample of good quality was obtained. The volume of the induced sputum samples was determined. A small aliquot of the sample containing an adequate mucous plug for cell counting was overlaid with an equal volume of Hanks' balanced salt solution containing 1 mM dithiothreitol (Sigma Chemicals; Poole, UK) and incubated at 37°C for 15 min. The incubated suspension was washed with Hanks' balanced salt solution two times. After the residual mucus was removed by filtering the suspension with gauze, the eluant was provided for total and differential cell counts. The total cell count except for squamous cells was determined using a standard hemocytometer, and normalized for weight and expressed as cells x 105/g wet weight sputum. Cell smears were prepared with a centrifuge (Autosmear; Sakura; Tokyo, Japan) and stained with May-Grünwald-Giemsa stain for the differential cell count, which was carried out by a "blinded" investigator. The slides were coded and 500 cells were counted for the differential leukocyte count. A sample was considered adequate when the percentage of squamous cells was < 20%. The results of the differential leukocyte counts are expressed as a percentage of nucleated cells excluding squamous and epithelial cells. To the remaining sputum samples was immediately added three volumes of normal saline solution, and the samples were sonicated and centrifuged at 2,000 g for 20 min. The supernatant was aspirated and frozen at -80°C. We measured the concentration of ECP using an 125I-ECP radioimmunoassay kit (Pharmacia Diagnostics; Uppsala, Sweden), albumin by laser nephelometry, and immunoreactive NE-{alpha}1-PI complex and IL-8 using enzyme-linked immunosorbent assay kits purchased from two companies, respectively (Merck Co; Darmstadt, Germany; and Toray Fuji Bionics; Tokyo, Japan).

Data Analysis
The values shown in the text and tables are mean ± SEM. The data distribution of the variables in each group was first assessed using Bartlett's test. When the data for the variables showed a normal distribution, the comparison was performed with a one-way analysis of variance, and then multiple comparisons were performed by the Tukey-Kramer method. When the data for the variables did not show a normal distribution, the variables were compared using the Kruskal-Wallis test, and then multiple comparisons among groups were performed by the nonparametric Tukey-Kramer method. The correlation between variables was examined by calculating Pearson's product correlation coefficient. A p value of < 0.05 was considered significant for all statistical tests.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Before treatment with prednisolone, all 24 patients were able to expectorate after 10 to 15 min of nebulization. At the end of the treatment, adequate sputum samples could not to be obtained in 5 of the 24 patients. Therefore, the comparison of cell analysis and chemical substances in induced sputum at the baseline and at the end of the treatment was done in 19 patients.

Cell Analysis and Chemical Substances in Induced Sputum at Baseline
The results of the cell analysis and the concentration of chemical substances at baseline are shown in Table 2 . The total cell counts per 1 g of sputum in the patients with pulmonary emphysema were significantly higher compared with those from the healthy control subjects. The sputum from the patients contained significantly greater relative and absolute cell numbers of both neutrophils and eosinophils compared with the sputum from the healthy control subjects. Some patients showed an increase in the concentration of albumin, but there was no significant difference. The concentrations of ECP, immunoreactive NE-{alpha}1-PI complex, and IL-8 in the sputum from the patients showed significantly higher levels compared with those from the healthy control subjects. When the concentrations of ECP, NE-{alpha}1-PI complex, and IL-8 were corrected by the concentration of albumin (ECP/albumin, NE-{alpha}1-PI complex/albumin, IL-8/albumin), significant increases in these chemical substances were also observed. The relative eosinophil numbers in the sputum were positively correlated with the concentration of ECP/albumin (r = 0.44, p < 0.05). However, no significant correlation between each differential cell count and the concentration of NE-{alpha}1-PI complex or IL-8 was obtained.


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Table 2. Sputum Laboratory Values for Patients With Emphysema and Healthy Subjects*

 
Response of FEV1 and Differential Cell Counts and Chemical Substances in Sputum to the Treatment With Oral Prednisolone
The patients' FEV1 responses to the treatment with 20 mg oral prednisolone for 2 weeks were variable; however, a significant increase in FEV1 from the baseline values was obtained (Fig 1 ). Twelve of the 24 patients showed an increase in FEV1 > 12% from the baseline value (range, 12.1 to 50.0%), and 5 of these 12 patients showed an increase in FEV1 of > 200 mL (range, 200 to 380 mL). Eight of the 24 patients showed no increase in FEV1 at the end of the treatment period. When the reversibility of FEV1 with prednisolone was compared with the differential cell counts in the sputum obtained at baseline, there was a significant correlation between the percentage of increase in FEV1 and the relative eosinophil numbers in the sputum (r = 0.76, p < 0.01) (Fig 2 ). However, no significant correlations between the reversibility of FEV1 with prednisolone and the concentrations of ECP, albumin, immunoreactive NE-{alpha}1-PI complex, and IL-8 in the sputum at baseline were obtained. The prednisolone treatment significantly reduced the increased relative and absolute eosinophil numbers in the sputum (Table 3 ), but did not reduce the increased neutrophil numbers obtained at baseline. The increased ECP and ECP/albumin levels in the sputum at baseline were also significantly decreased following prednisolone treatment. In addition, in the eight patients who showed no improvement in FEV1, the eosinophil numbers and ECP/albumin levels in sputum did not change following treatment (eosinophil, 1.2 ± 0.5% at baseline vs. 0.8 ± 0.2% after treatment; ECP/albumin, 3.77 ± 1.95 x 10-3 at baseline vs 2.34 ± 0.62 x 10-3 after treatment) (Fig 3 ). However, in 11 patients who showed an improvement in FEV1, the eosinophil numbers and ECP/albumin levels decreased following treatment (eosinophil, 9.7 ± 3.6% at baseline vs 1.0 ± 0.3% after treatment [p < 0.05]; ECP/albumin, 7.40 ± 3.24 x 10-3 at baseline vs 1.85 ± 0.44 x 10-3 after treatment [p = 0.09]) (Fig 3 ). The increased NE-{alpha}1-PI complex and IL-8 levels seen at baseline did not show significant decreases following treatment.



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Figure 1. Individual FEV1 responses following treatment with 20 mg oral prednisolone per day for 2 weeks in patients with pulmonary emphysema (n = 24). Asterisk: p < 0.05 from baseline values.

 


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Figure 2. Relationship between the eosinophil numbers in induced sputum at baseline and the responses of FEV1 following treatment with 20 mg oral prednisolone per day for 2 weeks in patients with pulmonary emphysema (n = 24).

 

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Table 3. Laboratory Values From Patients With Emphysema (n = 19) at Baseline and at the End of the Prednisolone Treatment Period*

 


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Figure 3. Changes in the eosinophil numbers and ECP/albumin in induced sputum following treatment with 20 mg oral prednisolone per day for 2 weeks in 11 patients with pulmonary emphysema (closed circles) who showed an increase in FEV1 following treatment and 8 patients (open circles) who showed no improvement in FEV1. Asterisk: p < 0.05 from baseline values.

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Sputum induction has been proposed as a noninvasive method for evaluating airway secretions and provided a valid index of airway inflammation in agreement with those from BAL and biopsy specimens in bronchial asthma patients.17 ,18 It has been reported that when sputum is induced using an ultrasonic nebulizer and hypertonic saline solution, the differential cell counts are the same as when it is induced with normal saline solution.19 Also, pretreatment with ß2-agonist does not alter the cell counts. Therefore, it is certain that the population of inflammatory cells and chemical mediators in induced sputum is reflected in the airway inflammation in the patients.

Eosinophils have been reported in the airways of patients with COPD.8 ,9 ,10 The concentrations of ECP and eosinophil peroxidase, which are derived from activated eosinophils, are also highly correlated20 with the eosinophil numbers in the airways of COPD patients.12 ,21 We also observed significant increases in eosinophil numbers and ECP levels in induced sputum in patients with stable pulmonary emphysema. We recently reported significant increases in eosinophil numbers (18.2 ± 3.6%) and ECP levels (526.1 ± 128.2 µg/L) in sputum induced from patients with asthma.22 The eosinophil counts in sputum, even when corrected by the total cell per gram of sputum, are not so high in patients with emphysema compared with those of asthma patients; however, the concentrations of ECP in the sputum of COPD patients showed markedly higher levels. Keatings and Barnes21 obtained similar data in a comparison of asthma and COPD patients. The ECP levels corrected by the concentration of albumin in the sputum from COPD patients were significantly correlated with eosinophil numbers at baseline, and the treatment with oral prednisolone significantly reduced the ECP levels together with the decrease in eosinophil numbers. These findings suggest that the increased ECP is degranulated from eosinophils, and that the eosinophils in the airway of pulmonary emphysema patients are highly activated.

A short course of oral glucocorticoids administered to patients with COPD in its stable phase has been reported to produce an improvement in airway obstruction in some but not all patients.9 ,10 ,11 When compared with the patients who show no significant responses to glucocorticoids, responders have significantly larger numbers of eosinophils and higher levels of ECP in their BALF.12 In the present study, 12 patients (50%) showed an increase in FEV1 of > 12% from baseline values, and 5 patients (21%) showed an increase in FEV1 of > 200 mL following the administration of 20 mg oral prednisolone for 2 weeks. The reversibility of airway obstruction following the treatment was significantly positively correlated with the eosinophil numbers in the sputum induced at baseline. The treatment significantly reduced eosinophil numbers and the concentrations of ECP and ECP/albumin in the sputum. In addition, in the patients who showed an improvement in FEV1 following the treatment, the eosinophil numbers were significantly decreased and the ECP/albumin level had a tendency to be reduced, whereas in the patients who showed no improvement in FEV1, the eosinophil numbers and ECP/albumin levels were lower at baseline and did not change following the treatment. These findings suggest that the activated eosinophils are involved in the airway inflammation and contribute to the airflow obstruction, which shows an improvement in response to glucocorticoids in patients with pulmonary emphysema.

In COPD, the consequent protease burden, in addition to reduced antiprotease capacity, is contributory to the development of irreversible airflow obstruction.1 The enzyme most implicated has been neutrophil elastase. Yoshioka et al23 found that neutrophil elastase in BALF is significantly increased in smokers who are potentially developing emphysema, but not in smokers who are not. IL-8, the main actions of which are neutrophil recruitment and activation,24 may play a part in neutrophil recruitment in COPD.25 We found here that the patients with pulmonary emphysema showed higher neutrophil elastase and IL-8 levels in induced sputum, and these chemical substances may be implicated in the airway inflammation mediated by neutrophils in the pathogenesis of emphysema. A significant reduction in the chemotactic activity of neutrophils and an increase in neutrophil elastase inhibitory capacity, including secretory leukoprotease inhibitor in the sputum of COPD patients following the treatment of glucocorticoids, have been reported,13 ,14 and glucocorticoids were found to inhibit IL-8 transcription in human airway epithelial cells in vitro.26 In the present study, however, the short course of oral prednisolone administration did not reduce the neutrophil numbers or the concentrations of neutrophil elastase and IL-8 in the sputum, as has been reported previously.13 ,15 In addition, the neutrophils and these substances did not show any correlation with the reversibility of airflow obstruction in response to prednisolone treatment. These findings suggest that the inflammation concerned with neutrophils may be important in the development of the irreversible pathogenesis of emphysema, but not involved in at least the reversible part of airflow obstruction in response to a short course of systemic glucocorticoid administration.

In summary, the eosinophil and neutrophil numbers and the concentrations of ECP, NE-{alpha}1-PI complex, and IL-8 in induced sputum were significantly increased in patients with stable pulmonary emphysema. The eosinophil numbers at baseline were significantly correlated with the increases in FEV1 following oral prednisolone treatment for 2 weeks, and the treatment also significantly reduced the eosinophil numbers and ECP level in the sputum. However, the increased neutrophil numbers and the concentrations of NE-{alpha}1-PI complex and IL-8 at baseline did not correlate with the increases in FEV1 following the treatment, and did not change after the treatment. These findings suggest that eosinophilic inflammation, not neutrophilic inflammation, in the airway is chiefly involved in the reversible part of the airflow obstruction in response to glucocorticoids in some patients with pulmonary emphysema, and that sputum eosinophilia could be an indicator for predicting the improvement in airflow obstruction following glucocorticoid treatment.


    Footnotes
 
Supported partly by Grant-in-Aid for Scientific Research, No. 09470539, from the Ministry of Education, Science, Culture and Sports of Japan.

Correspondence to: Keishi Kubo, MD, First Department of Internal Medicine, Shinshu University School of Medicine, 3-1-1 Asahi, Matsumoto, 390-8621, Japan; e-mail: keishik@hsp.md.shinshu-u.ac.jp

Abbreviations: BALF = BAL fluid; ECP = eosinophil cationic protein; NE-{alpha}1-PI = neutrophil elastase-{alpha}1-protease inhibitor

Received for publication June 10, 1998. Accepted for publication October 27, 1998.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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