(Chest. 1999;115:836-847.)
© 1999
American College of Chest Physicians
Cardiac Cachexia*
A Syndrome With Impaired Survival and Immune and Neuroendocrine Activation
Stefan D. Anker, MD, PhD and
Andrew J. S. Coats, DM
*
From the Department of Cardiac Medicine (Dr. Anker and Mr. Coats),
National Heart & Lung Institute, London, UK; and the Franz-Volhard-Klinik
am Max Delbrück Centrum (Dr. Anker), Charité, Campus Berlin-Buch,
Berlin, Germany.
 |
Abstract
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Chronic heart failure (CHF) is a complex syndrome
affecting many body systems. Body wasting (ie, cardiac
cachexia) is a serious complication of CHF long known but little
investigated. Although no specific diagnostic criteria have been
established, we have suggested that cardiac cachexia be defined on the
basis of the presence of documented nonintentional and nonedematous
weight loss > 7.5% of the premorbid normal weight, occurring over a
time period of > 6 months. Using this definition, 16% of an
unselected CHF outpatient population was found to be cachectic. The
cachectic state is predictive of impaired prognosis independently of
age, functional disease classification, left ventricular ejection
fraction, and peak oxygen consumption. The mortality in the cachectic
cohort is 50% at 18 months. Analyzing body composition
in detail, it has been found that patients with cardiac cachexia suffer
from a general loss of fat tissue (ie, energy reserves),
lean tissue (ie, skeletal muscle), and bone tissue
(ie, osteoporosis). Cachectic CHF patients are weaker
and fatigue earlier, which is due to both reduced skeletal muscle mass
and impaired muscle quality. The pathophysiologic alterations leading
to cardiac cachexia remain unclear, but initial cross-sectional studies
have suggested that humoral neuroendocrine and immunologic
abnormalities are linked, independently of established heart failure
severity markers, to the presence of body wasting. Comparing the
features of cachectic and noncachectic CHF patients with those of
healthy control subjects, it is mainly the cachectic CHF patients who
show raised plasma levels of epinephrine, norepinephrine, and cortisol;
the highest plasma renin activity and aldosterone plasma
concentrations; and the lowest plasma sodium level. Several studies
have shown that cardiac cachexia is linked to raised plasma levels of
tumor necrosis factor-
. The degree of body wasting is strongly
correlated with neurohormonal and immune abnormalities.
The available evidence suggests that cardiac cachexia is a
multifactorial neuroendocrine and metabolic disorder with a poor
prognosis. A complex imbalance of different body systems may cause the
development of body wasting.
Key Words: body wasting chronic heart failure cytokines immune activation neurohormonal activation neurohormones weight loss
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Introduction
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The
average life span of humans in modern civilization is about 80 years.
Death is often preceded by disease. It is known that there are common
patterns of response to disease in humans, including inflammation
and fever; weight loss is frequently observed. The term cachexia is of
Greek origin, derived from the words kakos (ie,
bad) and hexis (ie, condition). Cachexia is
one of the most visible and devastating consequences of human disease,
seen in several chronic diseases, including
cancer, AIDS, thyrotoxicosis, and rheumatoid arthritis. In malignant
cancer and AIDS, cachexia is known to be a sign of very poor prognosis.
In general, it is thought to be related to loss of appetite
(anorexia), anemia, and metabolic abnormalities, which in turn are
influenced by altered hormones and cytokines.
It has long been recognized that significant weight loss and wasting
are also important features of severe chronic heart failure (CHF). This
dates back 2,300 years to the time of classical Greece and the school
of medicine of Hippocrates (about 460370 BC) on the island of Cos:
"The flesh is consumed and becomes water, ... the shoulders,
clavicles, chest and thighs melt away. This illness is fatal... .
"1
In 1785, Withering2
wrote about a
patient with heart failure: "his countenance was pale, his pulse
quick and feeble, his body greatly emaciated, except his belly, which
was very large." The presence of general weight loss in heart failure
patients has somewhat misleadingly been termed cardiac cachexia.
Whether the process of weight loss is accompanied by a loss of cardiac
muscle tissue has never been studied, and whether the distinction
between peripheral and cardiac cachexia is necessary remains unknown.
Considering the general problem of weight homeostasis in humans, this
article will focus on the available knowledge concerning the presence
of general weight loss in CHF patients, its clinical implications, and
the potential importance of immunologic and neurohormonal abnormalities
in its development and progression.
 |
Human Weight Homeostasis
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The homeostasis of weight in humans is complex and body weight and
mortality are related. Extreme obesity is related to a shortened
lifespan, but this is to some degree modified by race, sex, and
correlated risk factors.3
Starvation leads to death at
66% of ideal body weight.4
,5
Within the "normal"
range of weight and looking at all age groups, the relation between
weight and mortality is not close in either male or female
subjects.6
,7
The relationship between weight changes and
mortality in healthy subjects is more complicated, and it cannot be
clearly said whether it matters if weight changes over
time.8
Over shorter periods (a few years), a substantial
weight loss and significant weight variation may be harmful, but a
smaller degree of weight gain is not.9
,10
Over the longer
term, between early and middle adulthood, weight changes of up to
± 10 kg are not related to altered mortality, but weight gain of
> 10 kg is related to increased mortality in men and
women,9
,10
whereas weight loss of > 10 kg in women
(initial weight at age 18, follow-up 16 years) has been shown to be
related to somewhat, although not significantly, reduced
mortality.10
Physiologic aging is accompanied by body composition changes. Starting
between ages 20 and 30, lean body mass can decline by approximately 0.3
kg/yr,9
,10
but this is more than offset by an increase of
fat stores at least until age 65 to 70.9
,11
These
processes lead to highest body weights between ages 40 and 60, weight
stability until age 70, and then small decreases after age 70 to 75
years.12
Body wasting is often thought to be simply a
consequence of old age and normal; certainly, studies in this area are
difficult, because it is often unclear whether weight loss results from
physical inactivity, subclinical disease, or aging itself.
Interestingly, two longitudinal studies of very healthy elderly
subjects suggest that only 0.1 to 0.2 kg weight loss/yr (ie,
1 kg in 5 years) appeared to be related to normal
aging.13
,14
Another commonly held belief is that
intentional and nonintentional weight loss need to be distinguished
when the clinical implications of body wasting are discussed. This
seems doubtful, as weight loss in the elderly, whether voluntary or
not, is similarly related to increased mortality15
,16
;
also, in obese subjects, in whom probably all weight loss is regarded
as welcome by the patient (and the doctor), "successful" dieters
are on average persons who are losing weight and keep it off because of
underlying illness.17
It has been shown that older
subjects, after experimentally induced underfeeding leading to weight
loss, did not adjust their energy intake appropriately to fully regain
weight, unlike younger participants.18
Therefore, perhaps
the most important impact of the aging process itself on weight
homeostasis is that, in the elderly, the ability to recover previously
lost weight is impaired.
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Definition of Cardiac Cachexia
|
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The problems of research into cardiac cachexia start with its
definition. Although research groups have extensively investigated
different cachectic conditions, there is still no accepted definition
of cachexia. Different approaches are possible. Methods used include:
body composition analyses with body fat and lean tissue estimation and
anthropometric measurements (skinfold thickness, arm muscle
circumference); calculations of predicted percent ideal mass matched
for sex, age, and height (usually using data of the Metropolitan Life
Insurance Tables from 195919
or the Build Study from
197920
); scores including serum albumin concentrations,
cell-mediated immunity changes, weight/height index or body mass index
(weight/height2), and the history of weight
loss.21
In heart failure studies, patients were classified
as "malnourished" when the body fat content was < 22% in women
and < 15% for men or when the percentage of ideal weight was
< 90%.22
Other groups defined CHF patients
prospectively as "cachectic" when the body fat content was < 29%
(women) or < 27% (men),23
or when the ideal body weight
was < 85%24
or even < 80%.25
Additionally, it is possible to characterize the lean tissue by
studying urinary creatinine excretion rates, skeletal muscle protein
turnover (using labeled amino acids), bioelectrical impedance, or total
body potassium content, or by measuring the skeletal muscle size by
means of MRI and CT or body densitometry. Freeman and
Roubenoff26
suggested in 1994 that a documented loss of at
least 10% of lean tissue should be used as the criteria to define
cardiac cachexia. The disadvantages of such a definition are: (1) many
physicians may not have easy access to facilities that allow
prospective measurement of lean body mass; (2) such measurement would
involve fairly large additional costs; and (3) this definition is
muscle-focused without considering first that fat tissue replacement
may be intact with no general weight loss, and second that some
patients may mainly suffer from fat tissue loss but little or no lean
tissue loss.
It is important to note that the development of the cachectic state in
CHF is a process that can only be proven by a
documented weight loss measured in a nonedematous state.
Including weight loss as a criterion excludes patients who
constitutionally have a low body weight. We suggest the use of a
relatively wide definition of "clinical cardiac cachexia": In
patients with CHF of at least 6 months' duration without signs of
other primary cachectic states (eg, cancer, thyroid disease,
or severe liver disease), cardiac cachexia can be diagnosed when weight
loss of > 7.5% of the previous normal weight is observed. This
weight loss should usually be obeserved over a period of > 6 months.
Massive weight loss over a shorter time period might be cardiac
cachexia, but obviously other causes of wasting (such as cancer and
infection) need to be considered carefully.
This definition is simple and quickly applicable. In general, the
previous normal weight of a heart failure patient would be the average
weight prior to the onset of heart disease (ie, before a
myocardial infarction, before the diagnosis of idiopathic dilated
cardiomyopathy, etc); and on the time axis, it would be important to
note the last time point when the patient had this weight without being
edematous. In some cases, particularly when patients suffer from
mild-to-moderate heart failure over longer time periods, a few patients
may develop obesity after the onset of heart failure, and one would
need to take this (higher) weight as the previous normal weight.
Nevertheless, in our experience, these patients have been seen
infrequently and did not subsequently develop cardiac cachexia.
In practice, when applying the above definition, it is necessary to
take a careful weight history. Although physicians may need to rely on
previous weight measurements by others potentially using different sets
of scales, and although those assessments may have been performed at
different times of the day and with the patient wearing different
clothing, we feel these problems are minor, particularly when it is the
aim to identify a definite state of cachexia, rather then the precise
degree of body wasting. Over the past years, we have personally
evaluated about 40 cachectic CHF patients who all had a weight loss of
more than 7.5%, and all these patients had a body mass index of < 24
kg/m2 and more than 5 kg of documented
nonedematous weight loss. Certainly, some of these patients do not
present in the dramatically wasted condition (like so many cachectic
cancer patients) that many cardiologists have in mind when first
discussing cardiac cachexia. Our definition of cardiac cachexia is
fairly broad, and it is one of the major goals of this review to show
that these patients with smaller amounts of weight loss can already be
differentiated from CHF patients with no weight loss.
If the aim is to take the severity of the wasting process itself into
account, it is possible to study the patients' pathophysiology in
relation to the amount of weight loss. In this regard, we have found it
useful to further classify cachectic patients into those with severe
cachexia (defined as > 15% weight loss, or > 7.5% weight loss and
< 85% of ideal body weight) and those with early or moderate
cachexia (defined as > 7.5 to
15% weight loss, or > 7.5%
weight loss and
85% of ideal body weight). To standardize the
assessment of cardiac cachexia, we have developed a simple
questionnaire that is freely available from us. This questionnaire has
recently been included in substudies of major heart failure
intervention trials (ELITE 2, captopril vs losartan; COPERNICUS,
carvedilol vs placebo). Finally, as with any other available
definition, it is our understanding that the given definition of
cardiac cachexia has not yet been validated in large-scale registries,
and the cut-off value of a 7.5% weight loss remains arbitrary.
Theoretically, the degree of weight loss that most strongly predicts
impaired survival could be considered the most clinically relevant
cut-off value. Such studies are underway.
 |
Epidemiology
|
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Studies of CHF suggest that CHF increases in frequency with an
increasing proportion of elderly people in the population, reaching a
prevalence of up to 30% in those older than 80 years.27
It has been shown that up to 50% of CHF patients are to some degree
malnourished.22
In patients with cardiac cachexia, the
natural and perioperative morbidity and mortality are increased
compared with noncachectic CHF patients.25
,28
The New York
Heart Association (NYHA) class does not correlate with disease
morbidity or mortality in cardiac cachexia.29
Cardiac
cachexia also occurs in childhood, related to malnutrition and/or
malabsorption diseases such as kwashiorkor or marasmus.30
Nevertheless, to date there is no comprehensive large-scale study on
the frequency and degree of body wasting in CHF.
In our clinic, between June 1993 and May 1995, we performed the first
prospective study31
of the frequency and prognostic
importance of cachexia in CHF patients using the definition given
above. We assessed 171 consecutive CHF patients with a mean age (±SD)
of 60 ± 11 years; 17 were women. The patients' mean treadmill peak
oxygen consumption (
O2) was
17.5 ± 6.8 mL/kg/min. Twenty-one were in functional NYHA class I, 63
in class II, 68 in class III, and 19 in class IV. Of these 171
patients, we identified 28 as being cachectic, ie, 16% of
our CHF outpatient population had cardiac cachexia.31
The
observed weight loss in these patients amounted to 9 to 36% (6 to 30
kg) within the previous 0.5 to 13 years (average weight loss/yr,
6.0 ± 3.7 kg). The cachectic patients were slightly older and had a
reduced exercise capacity, reduced exercise time, and lower sodium
levels than the noncachectic cohort, but the left ventricular ejection
fraction (LVEF) was similar in cachectic and noncachectic patients.
This study focused on all-cause mortality (follow-up > 18
months), and all 49 observed deaths could be attributed to
cardiovascular causes or were of a sudden nature. Significant
predictors of mortality included peak
O2, NYHA class, and
exercise time (each p < 0.0001), percentage of ideal weight
(p = 0.0002), LVEF (p = 0.0004), cachectic state (p = 0.0029),
and age (p = 0.028). The cachectic state was predictive of mortality
at 18 months independently of age, NYHA class, LVEF, peak
O2, and sodium
levels. The mortality in the cachectic patients was very high: 18% at
3 months, 29% at 6 months, 39% at 12 months, and 50% at 18 months;
these rates are very similar to the mortality in patients with a peak
O2 of < 14
mL/kg/min (mortality after 18 months, 51%; Fig 1
) or in NYHA class IV (18-month mortality, 63% based on analysis of
patients in our previous study31
). Patients who had a peak
O2 of < 14
mL/kg/min and were defined as cachectic (ie, with
the presence of two risk factors) had an 18-month survival of 23%
(95% confidence interval, 0 to 46%), compared with 93% (95%
confidence interval, 88 to 98%) in patients with neither of these two
risk factors (p < 0.0001).31
The unfavorable subgroup
prognosis of cachectic CHF patients may largely contribute to the
overall adverse prognosis of CHF patients.32
In fact, in
our study,31
one third of all deaths occurred with
cardiac cachexia being present.
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Body Composition Alterations
|
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Muscle atrophy has long been known to occur in CHF
patients,33
,34
and it has been found in up to 68% of CHF
patients,35
but some studies did not find
it.36
Muscle weakness and early fatigue are two of the
main symptoms of CHF patients, and in the largest series of CHF
patients reported to date (n = 101), we found muscle weakness and
fatigue to occur mainly in patients with NYHA class III and
IV,37
or in cachectic subjects.38
It has been
found that it is incompatible with life to lose > 40% of lean
tissue.39
The loss of lean tissue predicts a poor
prognosis in cancer and AIDS.40
Such a direct relationship
has not yet been documented in CHF. A study of 27 patients with CHF and
a mean weight 21% lower than normal subjects (weight loss itself was
not documented) failed to show loss of fat tissue, but documented an
average total body potassium decrease of 35% (measure of lean tissue
independent of body water content).41
In patients
undergoing cardiac transplantation or awaiting transplantation,
osteoporosis has been documented.42
In these studies, no
clinical data, drug intake, or humoral factors have yet been found to
predict loss of muscle and fat tissue or reduced bone mineral density
in any group of heart failure patients.
When using documented weight loss as criterion to dichotomize the CHF
patients, we have shown that cachectic CHF patients not only suffer
from significant loss of lean tissue (ie, skeletal muscle;
Fig 2
) but also show a grossly reduced fat tissue mass (ie, energy
reserves) and evidence of decreased bone mass (ie,
osteoporosis) when leg cross-sectional areas are analyzed by
CT.38
Using dual energy x-ray absorptiometry,
we43
and others44
could confirm that
cachectic CHF patients show reduction of total body fat and
lean tissue mass compared with noncachectic patients or healthy control
subjects, and that bone density is significantly reduced in cachectic
patients.45
Considering the loss of muscle tissue (muscle
quantity), it is certainly not surprising that cachectic CHF patients
showed greater muscle weakness than noncachectic patients (both legs,
39% lower strength; Fig 2
), but they also demonstrated 16% reduced
strength per unit muscle, ie, impaired muscle quality was
found (Fig 2
).38
Additionally, the loss of muscle tissue
is important as it contributes, together with the impaired peripheral
blood flow seen in CHF patients,46
to the decreased
oxidative capacity, which is the main cause of the impaired exercise
capacity of patients with heart failure.

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Figure 2. Isometric quadriceps strength, quadriceps muscle
cross-sectional area (CSA [a marker of muscle mass, measured using
CT]), and quadriceps strength per unit area of quadriceps muscle (in
N/cm2) of left and right leg in cachectic and noncachectic
CHF patients. Reprinted with permission from Anker et
al.38
N = Newton.
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Views on the Causes of Cardiac Cachexia
|
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Historically, three categories of mechanisms were thought to be
responsible for the development of cardiac cachexia: (1) malabsorption
and metabolic malfunction, (2) dietary deficiency, and (3) loss of
nutrients via the urinary or digestive tracts. Pittman and
Cohen47
in 1964 were the first to analyze extensively the
pathogenesis of the syndrome of cardiac cachexia. In general, they
thought the development of cellular hypoxia to be the leading
pathogenic factor causing less efficient intermediary metabolism,
therefore producing increased catabolism (protein loss) and reduced
anabolism. Additionally, they suggested anorexia and increased basal
metabolic rate to be closely related and possibly the result, in part,
of a lack of oxygen.
Little is known about the mechanisms of the transition from heart
failure to cardiac cachexia. Anorexia can be related to heart failure
via its main symptoms (ie, fatigue and dyspnea) or via
intestinal edema causing nausea and/or a protein-losing
gastroenteropathy. Additionally, anorexia may be iatrogenic as a side
effect of digitalis, sodium-restricted diets, and some
angiotensin-converting enzyme (ACE) inhibitors. To test this
hypothesis, in 1977 Buchanan and colleagues48
performed a
study in 11 cachectic patients (NYHA class IV, mitral valve disease,
preoperative and postoperative assessment). Most commonly, they found
marked, reversible anorexia to be the cause of the cachectic state.
Neither malabsorption (D-xylose absorption test) nor cellular hypoxia
(assessed by lactate and pyruvate concentration) was of importance in
their patients. In contrast, it was recently demonstrated that elderly
ambulatory patients with cardiac cachexia (mean age, 76 years) showed
evidence of fat malabsorption.49
It could be argued that
cachexia in heart failure is due to gastrointestinal protein loss, but
in 5-day stool collections, the recovery radioactivity indicative of
protein excretion (chromic chloride test) was similar in cachectic CHF
patients compared with healthy age- and sex-matched subjects
(p = 0.9).50
It is not clear to what degree these
results hold true for younger patients with cardiac cachexia.
In 1984, Braunwald51
suggested that patients with cardiac
cachexia might have biventricular heart failure, and that a predominant
right ventricular component could be more common in these patients.
Interestingly, increased right atrial pressure was the only independent
predictor of malnutrition observed in 24 out of 48 investigated
patients with severe CHF; in this study, cardiac index and pulmonary
capillary wedge pressure had been similar in malnourished and
well-nourished CHF patients.22
In contrast, in their
comparison of nine cachectic and nine noncachectic patients who were
considered for heart transplantation (75 ± 7% vs 105 ± 16% of
ideal weight), MacGowan and colleagues52
found no
differences in right atrial pressure, pulmonary arterial pressure,
pulmonary capillary wedge pressure, and pulmonary and peripheral
vascular resistance, but cardiac output (p < 0.05) and cardiac index
were worse in the cachectics (1.9 ± 0.4 vs 2.2 ± 0.5
L/min/m2; p = 0.08).
Simple starvation and anorexia are often considered to be the main
cause of cardiac cachexia, but they would mainly lead to a loss of fat
tissue. They would also cause reduced plasma albumin levels. Yet,
cachectic CHF patients suffer from fat, muscle, and bone tissue loss
(indicating the presence of a general wasting process), and albumin and
liver enzyme plasma levels were not decreased in these
patients.53
This would argue against a major contribution
of starvation, anorexia, gastrointestinal malabsorption, or liver
synthetic dysfunction in these patients. The latter would also be
expected to be present if right heart failure were indeed dominant in
cachectic CHF patients.
Physical inactivity and deconditioning have been suggested to be
important for the muscle atrophy observed in many patients with
CHF,35
but histologic evidence suggests that the atrophy
in states of reduced activity is significantly different from the
muscle atrophy observed in CHF.54
,55
Therefore, it seems
unlikely that physical inactivity is of great importance in the genesis
of cardiac cachexia. In 1994, Poehlman et al56
demonstrated increased resting metabolic rates in stable CHF patients
compared with control subjects. When the same group recently compared
cachectic CHF with noncachectic patients and healthy control subjects,
they found no evidence of increased resting metabolic rate in cachectic
patients that could cause cachexia per se.44
Rather, they found a reduced resting metabolic rate in cachectics
(-9.1% vs control subjects), and they confirmed an increased resting
energy expenditure in noncachectic patients (+10.9% vs control
subjects).44
Total daily energy expenditure and physical
activity energy expenditure were also lower in the cachectic patients,
but in this study relatively old cachectic patients were investigated
(mean age, 73 years). Interestingly, the resting metabolic rates have
been shown to correlate with increasing concentrations of
catecholamines in older individuals57
; whether this is
true for heart failure patients is not known, but it seems likely.
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Immune Abnormalities
|
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Interestingly, as early as 1934 the existence of an unexplained
pyrogen as a product of anaerobic metabolism in cases of fever in heart
failure was suggested.58
Unexplained episodes of pyrexia
are commonly seen in the setting of acute heart failure and
particularly in cardiogenic shock, but this has never been studied in
detail. Could low-grade fever, increased basal metabolic rate, local
hypoxia, and anorexia still be related by common factors? Several
immunologic interactions at the cellular level might be involved in the
development of cardiac cachexia. In 1990, Levine and
colleagues24
reported that tumor necrosis factor-
(TNF-
) is increased in patients in cardiac cachexia. This was
subsequently confirmed by other groups.23
,59
Using our
definition of cardiac cachexia, we found also that TNF-
plasma
levels were increased mainly in cachectic CHF patients (Fig 3
); these were the strongest predictors of the degree of previous weight
loss.53
TNF-
is one of the key cytokines important to
the development of catabolism, together with interleukin-1 (IL-1),
IL-6, interferon-
, and transforming growth factor-ß. These
cytokines are produced primarily by
monocytes/macrophages,60
,61
but also endothelial cells and
(particularly relevant to heart failure) the myocardium have been found
to produce cytokines such as TNF-
.62
,63
At the
myocardial level, a chronic repetitive stress is thought to induce
TNF-
production.64
Whether our endotoxin
hypothesisthat bowel wall edema occurs in heart failure and leads to
bacterial or endotoxin translocation with subsequent immune
activation65
holds true and whether it is of relevance
for the immune activation in cardiac cachexia remain to be seen.

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Figure 3. Plasma levels of norepinephrine, epinephrine,
cortisol, and TNF- in 16 healthy control subjects and 53 patients
with CHF. The heart failure patients were grouped by cachectic state
(nc = noncachectic, n = 37; cach = cachectic, n = 16); maximal
oxygen consumption (peak O2 < 14
mL/kg/min, n = 17; 14 to 20 mL/kg/min, n = 24; and > 20
mL/kg/min, n = 12); functional NYHA class (class I/II, n = 16;
class III/IV, n = 37); and LVEF (< 20%, n = 24; 20 to 35%,
n = 17; > 35%, n = 12). Data are presented as mean ± SEM; p
values for Fisher's test are given if analysis of variance showed
significant intergroup variation. * p < 0.05 for intergroup
comparison. ** p < 0.01 for intergroup comparison.
*** p < 0.001 for intergroup comparison.
p < 0.05 vs control subjects.
p < 0.01 vs control subjects.
p < 0.001 vs control
subjects. Reprinted with permission from Anker et
al.53
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Multiple factors can modify the biological effects of TNF-
, which
itself can exert a variety of effects. Many of them can directly or
indirectly contribute to body wasting in CHF. In animal experiments it
has been shown that skeletal muscle cachexia occurs when
TNF-
-producing tumor cells are implanted into skeletal muscle, and
TNF-
-producing cells implanted in the brain cause profound
anorexia.66
This shows that the site of the production and
action of TNF-
modifies its effect, and also that increased levels
of TNF-
may indeed play a causative role in the genesis of cachexia.
TNF-
also can induce apoptosis,67
,68
which might be
important in cachectic patients. Apoptosis has not been assessed in any
tissue of cachectic CHF patients. TNF-
also exerts effects on
endothelial cells, including rearrangement of the cytoskeleton,
increased permeability to albumin and water, enhanced expression of
activation antigens, induction of surface procoagulant activity, and
IL-1 release.69
TNF-
is known to reduce constitutive
nitric oxide synthase mRNA in vascular endothelial
cells.70
These actions could all impair endothelial
function. The strong inverse relationship between maximal peripheral
blood flow and TNF-
levels in CHF patients could support the idea of
detrimental effects of long-term increased TNF-
effects.71
 |
Neuroendocrine Abnormalities
|
|---|
A variety of secondary changes occur when heart failure becomes
chronic (ie, after 3 or 6 months). These secondary changes
are mainly a response to the impaired cardiac function, although some
of these changes may develop consequent to the drugs used in the
treatment of heart failure. These secondary changes include general
neurohormonal activation with stimulation of the sympathetic nervous
system, the renin-angiotensin-aldosterone axis, and the natriuretic
peptide system. Initially, these systems are thought to be beneficial,
but eventually they contribute to increased vascular resistance and
afterload, and ventricular enlargement and remodeling.72
The neurohormonal hypothesis73
postulates that heart
failure progresses because the activated endogenous neurohormonal
systems exert a deleterious effect on the heart and circulation.
Several studies have found neurohormonal activation to be strongly
related to mortality,74
,75
,76
but different hormones
correlate only weakly with each other.75
Norepinephrine
and plasma renin activity were found not to be related to either peak
exercise capacity or LVEF.76
Many studies have
investigated catecholamine levels in CHF patients. Plasma
norepinephrine may reflect overall sympathetic activity77
and both norepinephrine and epinephrine can cause a catabolic metabolic
shift.57
,78
Since the original observation in 1962 of increased catecholamines in
CHF,79
until recently no study had investigated
catecholamine levels specifically in cachectic CHF patients. When we
stratified 53 CHF patients for presence of cachexia, peak
O2, LVEF, and NYHA class, we
found that cachectic CHF patients showed markedly increased
norepinephrine and epinephrine levels, with noncachectic CHF patients
having near-normal levels.53
None of the other
subclassifications revealed significant differences between groups of
CHF patients (Fig 3
). Also, aldosterone plasma levels and plasma renin
activity were increased in cardiac cachexia, although treatment with
ACE inhibitors and diuretics and the time since diagnosis of CHF were
similar.53
This suggests a specific association between
cachexia and sympathetic activation in CHF. Another hormone considered
to be part of the general stress response with a catabolic action is
cortisol.80
In untreated, severely diseased CHF patients,
Anand and colleagues81
demonstrated a 2.5-fold increase of
cortisol, probably due to an increase in the release of
adrenocorticotropic hormone.82
The cachectic patients in
our study53
had a 2-fold increase of cortisol levels. No
other subgrouping of the CHF patients revealed any significant effect
on mean cortisol levels. In addition, the anabolic steroid
dehydroepiandrosterone was lowest in cachectic CHF patients, suggestive
of a catabolic/anabolic imbalance.53
Interestingly, the
abnormalities of sex steroid metabolism in CHF are strongly and
directly related to the immune activation seen particularly in the
cachectic CHF patients.83
 |
Clinical Implications
|
|---|
Because of these many strikingly different views and findings and
the many interactions, it appears unlikely that a single physical or
biochemical disorder causing cardiac cachexia will be found. We view
cardiac cachexia as a multifactorial neuroendocrine and metabolic
disorder in which a complex imbalance of different body systems may
cause the development of body wasting. Potentially, advanced mathematic
modeling methods (eg, factor analysis) are necessary to
account for the multiple factors and interactions.84
,85
In
a smaller number of cachectic patients, anorexia and liver dysfunction
may have a role, but in the majority of cases, we believe, cardiac
cachexia is due to a systemic wasting process. Neuroendocrine and
immunologic abnormalities may be of particular importance for its
development. Both neurohormones86
and
cytokines87
,88
can predict survival in CHF and are related
to the presence of cardiac cachexia. The intensity of neurohormonal and
immunologic alterations in CHF patients varies, and it is not clear
what plasma concentration is important in a particular patient. The
onset of weight loss may indicate sensitively that these changes have
reached a clinically relevant level, and the subsequent prognosis of
the patient is thus impaired.
Importantly, in heart failure, cachexia is independent of not only age
and functional status, but also ejection fraction and peak
O2to date, the most
commonly used prognostic characteristics. These characteristics are
included in virtually all studies of survival, whether analyzed from a
pathophysiologic point of view or analyzed as the response to a
therapeutic intervention. Studies often exclude patients with severe
acute weight loss in order to exclude cancer or acute infection, but
the presence of chronic wasting seems to be an important indicator of
the severity of heart failure. We therefore would like to suggest that
the assessment of cachectic status should be included in heart
transplant assessment programs and in other studies of survival in
heart failure.
It is not difficult to detect this wasting process if one looks for it.
We would like to emphasize the importance of a carefully documented
weight history (weight taken regularly in a nonedematous state) for all
CHF patients that are under follow-up. It is also important to document
the weight changes during in-hospital stays in discharge letters. This
is an easy, time-effective, and cost-effective task.
Nutritional Support
The detection of cardiac cachexia in a CHF patient means that the
patient has only a 50% chance to survive for > 18 months. This is
mainly because there is no specific therapy for cachectic CHF patients.
Theoretically, it seems clear that the nutritional status has to be
improved to regain energy reserves (fat tissue), the muscle tissue must
be increased to improve exercise capacity, and possibly anticytokine
therapy is feasible. Except for preoperative and postoperative
nutritional support of cardiac cachectic patients, there are no
controlled studies for the outcome of therapeutic strategies in cardiac
cachexia. In stable CHF patients with no signs of severe malnutrition,
nutritional support alone had no significant effect on the clinical
status of heart failure.89
Intensive nutritional support
could increase the body's oxidative demands, but it has been shown
that nutritional support is safe in cardiac cachectic patients and can
lead to an increased amount of lean tissue.90
This
strategy is of great importance in the preoperative and postoperative
phases when surgery has to be performed. Immediate postoperative IV
hyperalimentation alone did not improve survival in one
study,28
whereas in another study, cachectic patients with
heart failure who received preoperative support (5 to 8 weeks'
duration, IV up to 1,200 kcal/d) had lower mortality than did patients
not given nutritional support (17 vs 57%; p < 0.05).25
Others have suggested the provision of 40 to 50 kcal/m2
body surface/h, including 1.5 to 2 g/kg/h protein, and the restriction
of supplementation of sodium (2 g/d) and fluid (1,000 to 1,500 mL/d)
using high-density continuous feeding.28
In any case
(especially for ambulant cachectic but stable patients), the
consultation of dietitians could be very helpful. Otherwise, in view of
the side effect of anorexia, digitalis should be used carefully (if at
all) and levels monitored frequently. Also, some ACE inhibitors,
captopril in particular, are known to impair taste and exacerbate
anorexia.
Exercise
Muscular metabolic abnormalities, atrophy, impaired peripheral
blood flow, and neurohormonal abnormalities can all be reversed by
exercise rehabilitation training, resulting in increased exercise
capacity and anaerobic threshold.91
,92
From our
experience, it can be suggested that moderate exercise training could
safely be applied to cachectic CHF patients in NYHA class I to III,
too. This would certainly increase the status of daily physical
activity. We have previously shown that peak leg blood flow, rather
than muscle size and strength, is the best correlate of impaired
exercise capacity in cachectic CHF patients, whereas strength and age
are the best predictors of exercise intolerance in noncachectic
patients.38
Whether this has implications for a potential
systematic rehabilitation program (eg, use of
physiotherapeutic procedures to increase peripheral perfusion before
the start of any exercise training) has not been studied yet.
Drugs
In sepsis and rheumatoid arthritis, nonspecific (corticosteroids,
pentoxifylline, and hydralazine sulfate) and specific drugs (monoclonal
antibody or soluble TNF-
receptors and IL-1 receptor antagonist)
have been shown to reduce cytokine activity and partly inhibit its
biological effects. Fish oil (n-3 polyunsaturated fatty acids) has been
shown to reduce TNF-
and IL-1 in healthy volunteers93
and patients with rheumatic disease.94
To achieve
sufficient dosing, high-concentration formulations are necessary, but
this has not been studied in CHF. In animal experiments of sepsis, the
administration of soluble TNF receptors improved hemodynamic
performance and could reduce cytokine induction.95
Except
for a pilot study using a TNF receptor fusion protein in stable CHF
patients,96
no study has investigated the potential of
specific anticytokine therapy. Recently, Sliwa et
al97
reported that pen-toxiphylline (a
phosphodiesterase inhibitor) given for 6 months significantly reduced
TNF-
plasma concentrations in CHF patients (and improved LVEF and
symptoms), yet the mean reduction of TNF-
plasma concentrations
(ie, the treatment effect) was virtually identical in the
two treatment groups: -4.4 pg/mL in the pentoxiphylline group
(significant within this group of patients) compared to -4.3 pg/mL in
the placebo group. On the anabolic side, recombinant human growth
hormone can been considered an option for treatment of cardiac
cachexia, although normal doses (2 IU/d) did not produce significant
clinical benefits after 3 months of treatment when compared with
placebo.98
Two case reports involving a total of three
cachectic patients with CHF99
,100
demonstrated that short
periods (1 week to 3 months) of high-dose growth hormone therapy (70 to
98 IU/wk) resulted in profound increases of muscle mass and strength
and improvement of exercise capacity with no reported side effects. The
use of anabolic steroids to increase muscle mass may be an option, but
their effects on kidney function and potential to induce prostate
hyperplasia may limit their use unless substances are used with
(nearly) no androgenic action.
Diseases that have a high priority in national health-care programs
need to be (1) common, (2) detectable, and (3) effectively treatable.
Chronic heart failure has a prevalence of about 1 to 2% in the
population.27
,101
Because of general improvements in
health care, an increasing proportion of elderly people in the
population, and improved survival after myocardial infarction, the
incidence of new CHF cases is likely to increase further. If 10% of
the heart failure population would suffer from cardiac cachexia (16%
documented in our unit), at least 600,000 to 1,200,000 patients may
suffer from this condition in North America and Europe. Cardiac
cachexia seems to contribute substantially to heart failure-related
mortality, and it can be detected easily. There is certainly much more
that needs to be learned about the pathophysiology of wasting in CHF.
Studies will very likely be driven by the remaining task: to develop an
effective treatment for cardiac cachexia. A long-term aim may be to be
able to predict the development of cardiac cachexia and to stop the
wasting process before the onset of significant weight loss. Enhancing
the prognosis of cardiac cachexia or even reversing the cachectic
process will have significant influence on the quality of life of many
patients and may improve the long-term prognosis of CHF overall. We
regard this area of heart research as one of the most interesting
fields, as it requires a joint effort from cardiologists,
endocrinologists, and immunologists. Studying cardiac cachexia is
studying metabolic cardiology.
 |
Footnotes
|
|---|
For related material see page 708.
Dr. Anker is supported with a postgraduate fellowship of the Max
Delbrück Centrum für Melekulare Medizin.
Correspondence to: Stefan D. Anker, MD, PhD, Department of
Cardiac Medicine, National Heart & Lung Institute London, Dovehouse St,
London SW3 6LY, UK; e-mail: s.anker@ic.ac.uk
Abbreviations:
ACE = angiotensin-converting enzyme; CHF = chronic heart failure;
LVEF = left ventricular ejection fraction; NYHA = New York Heart
Association; TNF-
= tumor necrosis factor-
;
O2 = oxygen consumption
Received for publication September 11, 1998.
Accepted for publication September 15, 1998.
 |
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