(Chest. 1999;115:158S-164S.)
© 1999
American College of Chest Physicians
Special Problems in the Elderly*
Roger M. Oskvig, MD
* From the University of Rochester Medical Center, Rochester, NY.
Correspondence to: Roger M. Oskvig, MD, University of Rochester Medical Center, 601 Elmwood Ave, Rochester, NY 14642
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Abstract
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With aging, the heart, kidneys, liver, lungs, and brain lose mass.
While not inherently impaired, the reserve capacity of the older
individual to compensate for stress, metabolic derangement, and drug
metabolism is increasingly limited. Functional disability occurs faster
and takes longer to remediate, necessitating early preventive
interventions.
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Introduction
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Life
expectancy has nearly doubled since the beginning of the 20th century.
The population over the age of 65 years is growing at the fastest rate
of any age group, and the fastest growing segment of all is the group
aged 85 years and older. Those > 65 years constitute 14% of the
population and will account for > 20% in the next half
century.1
The gender difference in longevity results in a
male to female ratio of 39 to 100 by the age of 85 years, and the ratio
shrinks progressively thereafter.2
Currently, one in four
surgical patients is > 65 years, and half of individuals > 65 years
will have an operation in the remainder of their
lifetime.3
Better understanding and use of perioperative
monitoring, earlier interventions, earlier mobility and return to usual
activity, and neuroleptic anesthesia have all contributed to lower
surgical mortality.4
With a progressively aging
population, the aspects of perioperative care of the geriatric patient
will increase correspondingly in relevance.
Cardiac, pulmonary, nutritional, hematologic, and renal issues in
medical care are described by the functional aspects of the organ
system or physiology involved. In contrast, there is no consensus on
what defines a medical issue as geriatric. Even with increasing
sophistication in understanding the biology of aging, such as
phosphorylation of protein, amyloid proteins, and terminal
transcriptase, there is no clinical marker of the "geriatric"
patient. However, there is consensus that physical and medical
heterogeneity increases as the population gets older; that is, this
population is unique for its nonhomogeneity.
Nevertheless, if the commonly held standard of 65 years old is used,
some important observations can be made. Approximately one eighth of
this group use two thirds of medical resources each year. The elderly
use a disproportionate amount of the medications
prescribed.5
Age itself is an independent morbidity and
mortality risk for a long list of diseases and injuries,
hospitalization, length of hospitalization, and adverse drug
reactions.6
Medical literature is informative, but
predominantly cross-sectional rather than longitudinal, confounding
interpretation of which changes can be attributed to age alone.
Whatever the cause, however much the heterogeneity, what will be
reviewed will show that cardiopulmonary, hepatic, renal, and nervous
system reserves are reduced in the elderly and susceptible to
decompensation.
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The Aging Respiratory System
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No substantial literature of longitudinal studies of changes in
the respiratory system exists, yet age-related changes in structure and
function have been clearly established by cross-sectional
studies.7
Neither rounding of the thoracic cage nor the
increase in dead space from enlargement of the cartilaginous conducting
airways are thought to have significant functional
significance.7
8
Total lung capacity either does not
decline with age or declines very slowly.7
Decrease in
lung compliance with aging is not physiologically
significant.9
As a matter of fact, the elastin content of
the lung is very stable, turning over very little with
age.10
Resting oxygen uptake, and right atrial, pulmonary
artery, and pulmonary capillary wedge pressures are unchanged even in
the oldest asymptomatic individuals.11
The changing shape of the chest wall may be functionally unimportant,
but the rigidity of the chest wall with aging has measurably negative
mechanical implications.12
13
A 70-year-old man expends
70% of the total elastic work of breathing on the chest wall compared
with 40% for a 20-year-old. While there is great variation between
individual and genders, there are age-related decrements of respiratory
muscle strength and endurance of approximately 20% by the age of 70
years.14
Beginning in early adulthood, there is a
progressive enlargement of the alveolar ducts and respiratory
bronchioles. The effect of the enlargement of the terminal respiratory
units is a decrease of functional alveolar surface area by 15% by the
age of 70 years.7
The decrease in alveolar surface area
reduces alveolar surface tension with consequential negative effect on
alveolar gas exchange and forced expiratory flow.
The mechanical disadvantages are modest compared with the striking
effect of age on the control of breathing. Elderly individuals have a
significantly diminished response to hypoxia and
hypercapnia,15
attributed to decreased tidal volume since
respiratory rates are unchanged. While the cause of the decrement of
tidal volume is multifactorial, altered receptor function probably
plays the major role.16
Moreover, it has been demonstrated
in the elderly that the perception of dyspnea is intact or even
enhanced, but the compensatory response is reduced.17
Both
slow and forced vital capacity decline with age.18
Cross-sectional studies estimate the decline in vital capacity from 21
to 34 mL/yr in men and 19 to 29 mL/yr in women; one longitudinal study
estimates the rates to be a loss of 40 mL and 31.3 mL/yr, respectively,
and that the rate accelerates with age. Also, the residual volume
consistently increases with age, but the chest mechanics previously
mentioned account for most of the longer expiration time. Closing
volume increases linearly with age, from 10% of total lung capacity at
age 20 years to 30% at age 70 years.7
The impact of the
change is that by the mid-40s, closing volume approaches tidal volume
in the supine position, and by 65 years they are equal in the sitting
position. Essentially all expiratory flow rates decrease with age and
tend to fall faster in men, taller individuals, and those with airway
reactivity.
Changes in pulmonary circulation from age are difficult or impossible
to separate from those circulatory changes attributable to the heart
and circulatory system. In contrast to comparatively similar resting
values with the young, the older persons increased pulmonary artery
and pulmonary capillary wedge pressures with exercise are significant,
and increases of pulmonary artery resistance are highly significant
with age.11
Gas exchange declines at 0.5%/yr, a rate that
correlates with the decrease in internal surface area of lung with age.
The decline in PaO2 with aging is notable and
responds less to supplemental oxygen. Current thought is that increased
closing volumes, dead space, and ventilation-perfusion mismatch are
responsible, not hypoventilation.
The operative implications of the aging lung are several. Baseline
arterial oxygenation is lower with age, and there is less response to
supplemental inspired oxygen from disrupted ventilation and perfusion
matching, increasing shunting and physiologic dead space. The risk of
hypoxemia in patients > 70 years following sedation warrants
supplemental oxygen for any procedure no matter what the baseline
saturation. The older the individual, the smaller and the more delayed
will be his/her response to hypoxemia and hypercarbia. The increased
work of breathing with age compromises the capacity to meet additional
workloads from surgery and contributes to acute postoperative
ventilatory failure. In addition, opioid-induced chest wall rigidity is
more frequent in the elderly.19
Medications can further
compromise barely adequate respiratory muscle strength and endurance.
Elderly subjects have a much higher incidence of apnea and periodic
breathing with narcotics and respiratory depression from
benzodiazepines. The markedly diminished response for vocal cord
closure markedly increases the risk of aspiration and corresponding
airway reaction and pulmonary injury.20
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The Aging Heart and Blood Vessels
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Concepts of the effect of aging on the cardiovascular system have
become better understood but in some respects have not changed much
since the turn of the century when Bramwell and Hill21
described the effect on cardiac metabolism and function of age-related
progressive stiffening of the arteries. Studies of BP have revealed
that systolic pressure rises approximately 6.0 to 7.0 mm Hg per
decade,22
but diastolic pressure changes little with
age23
and may fall even as the systolic pressure
rises.24
25
Multiple studies have stressed the impact of
systolic pressure on cardiovascular events and the lack of
cardiovascular events from elevations of diastolic BP in older
adults.26
27
In addition, the systolic pressure is
increasingly underestimated by the cuff sphygmomanometer with
increasing age.
The intrinsic aging change on the arterial wall is predominantly in the
media.28
Atherosclerosis, in contrast, is an
intimal disease. Throughout life, elastin fibers undergo progressive
disorientation, fragmentation, and degeneration, with subsequent
collagen deposition, calcification, and/or cystic degeneration. As a
result, the central elastic arteries dilate and become tortuous.
Age-related increase in arterial stiffness, which is limited to the
aorta and central elastic arteries, is not found in the peripheral
arteries.29
This stiffness over time results in a doubling
of pulse wave velocity in the aorta, a quadrupling of ascending aorta
impedance, and a progressive rise in systolic pressure.
Most of the direct effects of aging on the heart are functionally
minor. There is a linear loss of myocardial cells from infancy,
estimated at 38 million per year, about the same proportion as is lost
by the brain, liver, and kidney.30
The remaining
myocardial cells hypertrophy, the effect of which is ventricular wall
thickness is well preserved over time. Although there is also an
increase in fibrous connective tissue matrix, there is no corresponding
neovascularity.31
Systolic function is relatively
preserved. The velocity of myocardial shortening decreases, but the
duration of contraction is prolonged.32
Diastolic changes
are more noticeable. Delayed diastolic relaxation affects ventricular
filling throughout diastole. Myocardial stiffness from muscle cell
hypertrophy and fibrosis coupled with delayed ventricular relaxation
lead to increased venous filling pressures. Like the respiratory
system, with age the heart decreases its inotropic, chronotropic, and
vascular responsiveness to catecholamines and sympathetic nervous
system stimulation, apparently due to receptor factors.
In contrast to the direct effect, the impact of peripheral vascular
changes on the aging heart is significant. Resting cardiac output,
stroke volume, and peak aortic flow may change little with age, but the
cardiovascular response to exercise declines
progressively.33
Maximal heart rate, stroke volume,
cardiac output, ejection fraction, and oxygen uptake all decrease,
whereas both end-systolic and end-diastolic volumes increase. It
appears that increased impedance of the central elastic vessels with
aging impairs ventricular performance, reduces ventricular ejection
fraction, and decelerates aortic flow even in the absence of heart
failure in the elderly.34
The perioperative implications of aging itself logically follow. (The
only age-related cardiac risk factor among Goldmans factors is age!)
Age-related diastolic dysfunction makes the elderly much more dependent
on atrioventricular synchrony and much more affected by
tachycardia.35
Small decreases of venous filling from
narcotics, diuretics, volume loss, or positive pressure ventilation can
have profoundly negative effects on stroke volume and cardiac output.
Inhalation anesthetics exaggerate the negative inotropic and
chronotropic effects of calcium channel and ß-adrenergic blockers.
Fluid volumes easily handled by young individuals may precipitate
congestive heart failure and pulmonary edema in the elderly due to
marginal resting reserve capacity. Perioperative hypotension is more
frequent and more severe in the elderly than in the young.
The role of Swan-Ganz catheters to monitor filling pressures and volume
status has become standard. For operations in the elderly,
intraoperative transesophageal echocardiographic monitoring can be
helpful, providing continuous estimates of left ventricular
end-diastolic volumes and ejection fraction, and regional wall motion
monitoring in compromised hearts. But age-related changes in vessels
limit the usefulness of measurements of systemic vascular resistance in
assessing cardiovascular function such as stroke volume, and the large
discrepancies between cuff and invasive BP measurements in the elderly
are well known.
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The Aging Kidney and Liver
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The critical role of the kidney in fluid and electrolyte
management, and both the liver and kidney in drug metabolism, mean that
age-related changes in function are highly relevant to perioperative
care. With aging, there is a loss of nephrons at a rate of 0.5 to 1% a
year, mostly from the cortex. By the seventh decade of life, there is a
30 to 50% loss of functioning glomeruli due to age
alone.36
The loss of skeletal muscle mass with aging is
proportionate to the loss in glomerular filtration so that the serum
creatinine concentration generally changes little. Glomerular
filtration rate is now commonly calculated using the
Cockroft-Gault37
equation: CCr(mL/min) = (140 - age[yr] x weight[kg])/(72 x serum Cr[mg/dL])
This formula is multiplied by 0.85 for women. The formula
has been shown to correlate well with measured creatinine clearance in
elderly patients and be a reliable guide for dosing drugs that are
primarily renally eliminated. Actual body weight is used in the
equation, but for obese individuals, ideal body weight should be used.
Medullary nephrons are relatively spared compared with cortical
nephrons. Medullary nephrons have reduced concentrating ability and
tend to excrete more free water. Elderly patients release more
antidiuretic hormone in response to hypertonicity, but water retention
is still less than in younger individuals because of reduced end-organ
response in older persons. Older individuals tend to have diminished
thirst perception and diminished awareness of volume
contraction.38
The response to aldosterone is impaired and
the ability to conserve sodium limited. However, the excretion of a
free water load, the mobilization of third space fluid, and elimination
of excess salt are markedly delayed in elderly patients.39
The calculated daily need for fluid also changes with declining total
body water with increasing age. By the age of 80 years, the shift in
body composition results in a 10 to 15% loss of total body water,
mostly limited to the intracellular compartment; plasma volume and
extracellular fluid volumes are well maintained in active elderly.
Hepatic mass also declines approximately 40% by age 80 years, with a
proportionate decline in hepatic and splanchnic blood
flow.40
The quantitative loss of hepatic mass and blood
flow accounts for most of the inadequate functional reserve of the
liver because qualitatively, microsomal and nonmicrosomal hepatic
enzyme activities per gram of liver tissue are virtually the same in
young and old.41
The capacity for metabolism,
biotransformation, and protein synthesis is more easily overwhelmed by
the stresses of surgery and its complications. Elderly men metabolize
benzodiazepines at rates slower than their younger counterparts, have
reduced activity of hepatic cholinesterase, clear narcotics slower, and
have depressed rates of induction of hepatic microsomal activity.
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Metabolism
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In contrast to young adults, there is no consensus on the method
of assessing nutritional status in the very old. Moreover, it has not
been established in the very old that improvement in the nutritional
indexes changes perioperative morbidity. Increased mortality occurs in
underweight people, but mortality is not associated so clearly with
elderly overweight. Progressive loss of skeletal mass, renal mass, and
liver mass and the reciprocal increase in the lipid component of body
composition results in a 10 to 15% reduction in metabolic requirements
compared with young adults. There is a corresponding decrement in body
heat production coupled with impairment of thermoregulatory
vasoconstriction. The rate of intraoperative core body temperature
fall, 1° per hour in geriatric patients, is twice the rate of younger
adults under comparable conditions.42
The rate of
postoperative warming decreases in direct proportion to increasing age.
As liver, kidney, and skeletal muscle mass decline and the lipid
portion of the body increases, the distribution volume of lipid-soluble
drugs increases, functioning as a reservoir for some drugs like
anesthetic agents and benzodiazepines. Accordingly, delay in clearing
drugs effects is often greater than expected due to the age-related
reduction from hepatic and renal elimination.
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The Aging Nervous System
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More than any other system, the changes in the nervous system
define aging for a person and his/her family. Threshold stimuli for
vision, hearing, touch, position, smell, taste, pain, and temperature
all exponentially increase with age. The causes are multifactorial,
including decline in receptors, fewer afferent conduction pathways,
slower conduction, and fewer brain cells and connections. Efferent
motor pathway conduction velocity declines by 0.15 m/s/yr. Coupled with
slower corticospinal transmission, the overall impact is slower
initiation of voluntary motor activity.43
Like the rest of the peripheral nervous system, the neuronal loss in
the autonomic nervous system progresses relentlessly with aging,
resulting in 15% loss of neurons, adrenal mass, and cortisol secretion
by age 80 years. Although levels vary greatly, catecholamine levels in
the elderly are typically two to four times those of their younger
counterparts at rest and with exercise.44
It is not
clinically evident because of a marked depression of end-organ
responsiveness, apparently due more to qualitative changes in receptors
rather than loss of adrenoreceptors.45
Baroreceptor
responsiveness, postural response, and vasoconstrictor response are all
impaired in rate and magnitude. If the "hyperadrenergic" state is
interrupted by medications, myocardial depression, or volume loss,
arterial hypotension can be abrupt, severe, and difficult and slow to
remediate.
The aging brain also loses mass, about 20% by the age of 80 years. The
volume of the cranial vault occupied by the brain drops from 92% to
82% with a compensatory increase in cerebrospinal fluid. Cerebral
blood flow declines proportionate to the age-related decline in
neuronal mass, and autoregulation of cerebrovascular resistance is well
maintained. Most of the neuronal loss is gray matter; current evidence
is that there is little loss of nonneuronal glial cells. In general,
the more metabolically active and highly specialized the neurons, the
more susceptible the neurons are to loss. In the elderly, 50% of the
neurons of the cerebral and cerebellar cortices, locus ceruleus,
thalamus, and basal ganglia have undergone apoptosis, and the remaining
synaptic interconnections are markedly simplified.46
Neurotransmitters are proportionately diminished. Neither quantity nor
sensitivity of receptors are increased in response. The impact on
intellect is that crystallized intelligence such as language,
personality, comprehension, general knowledge base, and long-term
memory are preserved, while fluid intelligence declines as measured by
visual and auditory reaction times, short-term memory, new learning,
and visual-spacial coordination.
The anesthetic impact of changes in the nervous system is not as
predictable as the anatomic and physiologic changes. Some
generalizations can be made despite wide interindividual variation.
Less anesthetic is needed for sensory blockade in spinal anesthesia.
Similar findings have been demonstrated for local anesthesia and
epidural anesthesia.47
Elderly patients have increased
pain threshold and increased sensitivity to narcotic
analgesia.48
The dose of neuromuscular-blocking drug
needed to produce clinical effect does not change significantly with
age, consistent with the observation of increased cholinergic receptors
at motor end plates with aging, but the rates of clearance of
essentially all the neuromuscular-blocking agents decline markedly with
increasing age.
The dose requirements for benzodiazepines, barbiturates, and opioids
vary among patients, but EEG has confirmed the general clinical
experience of increasing sensitivity of the brain to narcotics. The
exception to geriatric heterogeneity in anesthetic responsiveness is
general anesthesia. Age-related increased sensitivity to inhaled and
injected anesthetics is consistent, predictable, and
progressive.49
The dosing requirement drops nearly 30% by
age 80 years. Studies have shown a direct relationship between brain
neurotransmitter levels and anesthetic requirement.
Numerous clinical studies have shown no major surgical morbidity or
mortality associated with the choice of anesthestic technique or agent.
Therefore, no particular decision should be made on the form of
anesthesia based on age alone. However, the recovery from inhaled
anesthetic agents may require as long as 10 days. Hypothermia could
prolong clearance and enhance anesthetic effect. Nitrous oxide, for
reasons not understood, can have a prolonged effect on memory and
mentation.50
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Aging and Intellectual Impairment
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Delirium is a vexing problem in perioperative care. The incidence
of delirium may exceed 50% in the very old, is more frequent with
increasing age, and is the most prevalent mental syndrome in
hospitalized older persons.51
52
Delirium is marked by
disturbances in consciousness (reduced clarity of awareness of
surroundings), reduced ability to focus, and changes in cognition
(development of perceptual disturbances). In contrast to dementia and
depression, its onset is acute, and there is hour-to-hour fluctuation
in severity. Age itself, dementia from any cause, undernutrition, acute
situational stress, family history of mental illness, personal history
of substance abuse, and nonambulatory status are risk
factors.53
Delirium is especially common after noncardiac
thoracic and aortic aneurysm surgery. The underlying causes span a wide
differential, some of which are life threatening. Delirium is
associated with increased perioperative mortality15 to 26% of
elderly patients with delirium diebut the diagnosis is not recognized
up to two-thirds of the time. Potentially fatal causes, such as
infection, electrolyte disturbance, hypoglycemia, hypoxia, and
hypotension, must be searched for and treated. Frequently pharmacologic
toxicity is responsible. The list of drugs associated with delirium is
long. It is especially common with anticholinergic agents,
antipsychotic drugs, antidepressants, narcotic and nonnarcotic
analgesics, digoxin, H2-blockers, and antihypertensives.
Environmental interventions such as controlling lighting, facilitating
uninterrupted sleep, removing disembodied voices (such as radio or
voices from the nurses station), and removing restraints may relieve
delirium, but after addressing underlying causes and meticulous
attention to drug intoxication, it may be necessary to treat agitated
behavior with medication. Haloperidol, at doses 0.5 to 2.0 mg
parenterally, can be given hourly until a sufficient response is
achieved, but doses > 20 mg in 24 h are seldom indicated, and
close monitoring for response and adverse effect is necessary.
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Functional Impairment
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There is a growing appreciation of the functional impact of
hospitalization on the elderly. In populations, functional status
declines with age, but curiously, self-rated health does
not.54
Compared with individual baseline, most studies
document a 30 to 50% rate of functional impairment from
hospitalization, measurable as early as the second day of admission and
lasting up to 3 months after discharge. Two factors that have major
impacts on hospital discharge decisions are decline in mobility and
loss of urinary continence. Preventive and restorative interventions
are increasingly understood, but more often than not, the treatments
for functional preservation are lost in the frantic pace of disease
management in our hospitals. Adverse effects of treatment can mimic
disease. Sedative-hypnotic use is associated with longer hospital
stays.55
A panel of nationally recognized experts in
geriatrics and pharmacology has established a list of medications prone
to contribute to functional impairment in the elderly and that
therefore are best to avoid.56
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Advance Directives
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Much has been written about the benefit of advance directives, and
great efforts have been expended to increase their prevalence without
remarkable success. The average rate of advance directives at the time
of discharge from hospitals is 10 to 15% despite interest and laws.
Knowledge of desire regarding resuscitation is important, but in the
perioperative period, the designation of an alternate decision-maker is
especially important. As discussed above, up to half of elderly
individuals may develop delirium in the critical postoperative period,
a time when a health-care decision may impact the whole course of
hospitalization. Experience has shown that when the designation of an
alternate decision-maker is included on the surgical consent forms,
> 90% of individuals will readily name a proxy, and up to a third of
the time, the designee is not the next-of-kin whose opinion might
ordinarily be sought.
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Conclusion
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As the population ages, increasing numbers of individuals will
present for surgery, burdened by preexisting disease and its attendant
comorbidities and complications. The effect of age has its own
implications in perioperative care. With knowledge of age-related
changes of anatomy and physiology, medications and interventions may be
chosen with an understanding of the likely responses they will induce.
Especially in the older person, therapeutic regimens should be
simplified both pharmacologically and physically and reviewed regularly
for efficacy and opportunity to eliminate unnecessary components and
for particular sensitivity to functional impact.
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