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* From the Department of Geriatric Medicine (Drs. Teramoto, Sudo, Matsuse, Ohga, Ishii, and Ouchi), Tokyo University Hospital; and the Department of Respiratory Medicine (Dr. Fukuchi), Juntendo University, Tokyo, Japan.
Correspondence to: Shinji Teramoto, MD, FCCP, Department of Geriatric Medicine, Tokyo University Hospital, 73-1 Hongo Bunkyo-ku Tokyo, Japan 113-8655; e-mail: shinjit-tky{at}umin.ac.jp
| Abstract |
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Objective: To examine the relationship between the swallowing function and sleep-disordered breathing in patients with OSAS.
Participants: Twenty patients with OSAS with a mean (± SD) age of 53.4 ± 8.9 years old, and 20 age-matched control subjects with a mean age of 51.4 ± 9.1 years old.
Methods: OSAS was diagnosed using the recordings of overnight polysomnography. The swallowing function in the subject was tested using a swallowing provocation test. The swallowing reflex was determined according to the following criteria: latent time (LT), the time following a bolus injection of distilled water at the suprapharynx to the onset of swallowing; inspiratory suppression time (IST), the time from the termination of swallowing to the next onset of inspiration; and threshold volume, the minimum volume of water (range, 0.4 to 2 mL) that could evoke the swallowing response.
Results: Whereas the LT values in patients with OSAS were larger than the LT values in the control subjects, the IST values (which may reflect the switching mechanism from deglutition apnea to breathing) were actually shorter. In addition, a greater bolus volume was necessary to elicit swallowing in patients with OSAS than was necessary in the control subjects.
Conclusion: Patients with OSAS are likely to exhibit an impaired swallowing reflex, probably due to the perturbed neural and muscular function of the upper airways.
Key Words: aspiration obstructive sleep apnea syndrome sleep-disordered breathing sleep study swallowing reflex
| Introduction |
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The condition and function of the pharynx and upper airways may be affected by nocturnal disturbed breathing and obstructive sleep apnea syndrome (OSAS).16 17 Although the mechanisms of apnea termination in obstructive sleep apnea have not been fully elucidated, mechanoreceptor feedback from the respiratory muscles of the oropharynx have been thought to play an important role in apnea termination.18 19 Nasal continuous positive airway pressure (nCPAP) has been established as the first line of therapy for OSAS; it has been reported, however, that nCPAP exerts an inhibitory influence on the water-induced swallowing reflex.20 In addition, several investigators21 22 23 have reported that gastroesophageal reflux (GER) is increased in patients with OSAS. Taken together, it appears that the swallowing mechanism may be affected by mechanical and/or chemical stimuli, including apnea and positive pressures in the upper airways. Because abnormalities of neural networks in the area of the suprapharynx are implicated in the cause and/or results of obstructive sleep apneas, it is possible that patients with OSAS have an abnormal swallowing reflex due to impaired neural/muscular function at the upper airways. However, the relationship between sleep-disordered breathing and the swallowing reflex has not been extensively studied.
The aim of this study was to examine the relationship between the swallowing function and sleep-disordered breathing in patients with OSAS.
| Materials and Methods |
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Sleep Study
For the polysomnographic study, all subjects were admitted for
two or more consecutive nights. Polysomnography consisted of 8 h
of overnight monitoring that was done by using a standard technique.
Respiratory effort was measured using respiratory inductance
plethysmography (Respitrace; Non-Invasive Monitoring Systems;
Miami Beach, FL), and airflow at the nose and mouth was measured with
thermistors.28
Surface electrodes were applied to
obtain an EEG, an electro-oculogram, an ECG, and a record of heart
rate. Arterial oxygen saturation
(SaO2) was recorded by a pulse
oximeter (model 502-P; Criticare Systems; Waukesha, WI). A
polygraph was used to record data on a 6-channel chart recorder
(Nihon Kohden) and on floppy disk via personal computer (model
NEC 9801; NEC; Tokyo, Japan). In study participants who slept
for < 6 h as determined by EEG and electro-oculogram, repeat sleep
studies were performed to assess whether poor sleep led to a missed
diagnosis or an inaccurate estimation of disease severity. Apnea was
defined as the cessation of oronasal airflow for > 10 s, and hypopnea
was defined as a reduction
50% in the oronasal flow in relation to
the prevailing value during the preceding normal breathing, with the
reduction lasting for at least 10 s. Desaturation was not a
criterion for scoring either apnea or hypopnea. In this study, OSAS was
determined by calculating the apnea plus hypopnea index (AHI) of > 10
episodes/h. To examine the relationship between the severity of
OSAS and the swallowing reflex, we determined the correlation between
AHI and variables relating to the swallowing reflex (LT and IST) using
a simple regression analysis.
Statistical Analysis
The Mann-Whitney nonparametric test was used to compare the
results in patients with OSAS and the control subjects. The
relationships between AHI and variables relating to the swallowing
reflex were determined by a simple regression analysis. The analyses
were performed using appropriate software (StatView 4.0; Abacus
Concepts; Berkeley, CA). The data are presented as mean
(± SD). A p value < 0.05 was considered to be statistically
significant.
| Results |
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2.1 s, the
LT in half of the patients with OSAS was > 2.0 s (Fig 1
). The mean value of LT for patients with OSAS was significantly
longer than that for the control subjects (p < 0.05). The mean IST
was significantly shorter in patients with OSAS than in control
subjects: 1.95 ± 1.03 vs 3.28 ± 1.28 s, respectively
(p < 0.05; Fig 2
). The threshold volume for evoking a swallowing response varied from
0.4 to 2 mL of water in all participants (Fig 3
). The threshold volume of water was greater in patients with OSAS than
in the control subjects; although 0.4 mL of saline could induce
swallowing in each control subject, > 0.8 mL of water was necessary
to elicit swallowing in 5 of 20 patients with OSAS. The relationship
between the severity of OSAS (as indicated by the AHI) and variables
related to the swallowing reflex are depicted in Figure 4
, top, and Figure 4
, bottom. Although no
significant correlation was measured between AHI and LT, AHI was
negatively correlated with IST (r = 0.357; p = 0.024).
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| Discussion |
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It has been reported21 22 23 that many patients with OSAS complain of sleep-related heartburn and the regurgitation of gastric contents into the pharynx. One may assume that patients with OSAS are predisposed to GER because of obesity and lowered inspiratory intrathoracic pressures during OSA. Kerr and coworkers23 have reported that nCPAP can correct the sleep apnea-related predisposition to GER in patients with OSAS. Although the authors have failed to demonstrate an obvious temporal association between OSA and GER, they have found that arousal and swallowing are clearly associated with reflux and the drop in esophageal pH.
The current study could not determine a direct causal relationship between swallowing disorder and sleep-disordered breathing. The LT did not correlate with the severity of OSAS (as indicated by the AHI; Fig 4 , top). However, the AHI was negatively correlated with IST (Fig 4 , bottom). The results suggest that severe OSAS may perturb the transition from inspiration to expiration during deglutition in patients, resulting in an increased vulnerability to aspiration. It would be reasonable to speculate that OSAS is a primary disorder that leads to an abnormality in the swallowing reflex, because nocturnal disordered breathing over a long period may cause abnormal receptor functions and/or the impaired function of afferent nerves to the higher brain, including the respiratory and swallowing centers. This speculation is also supported by the inhibition of the swallowing reflex in humans that occurs in response to nCPAP.20
Another explanation for the impaired swallowing reflex in patients with OSAS is that hypoxia and hypercapnia during the night may depress the swallowing reflex. It has been suggested30 that hypoxia depresses the swallowing reflex in cats. Although a simple extrapolation of our results to a clinical situation may not be entirely valid, it is possible that the impaired coupling between swallowing and breathing enhances the chances of aspiration of regurgitated material in patients with OSAS. This, along with obesity and a lowered inspiratory intrathoracic pressure, may explain the vulnerability of patients with OSAS to gastroesophageal aspiration into the airways.
| Footnotes |
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Abbreviations: AHI = apnea plus hypopnea index; EMG = electromyogram; GER = gastroesophageal reflux; IST = inspiratory suppression time; LT = latent time; nCPAP = nasal continuous positive airway pressure; OSAS = obstructive sleep apnea syndrome; SaO2 = arterial oxygen saturation
Received for publication August 3, 1998. Accepted for publication February 16, 1999.
| References |
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