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(Chest. 1999;116:633-638.)
© 1999 American College of Chest Physicians

Analysis of Tracheal Sounds During Forced Exhalation in Asthma Patients and Normal Subjects*

Bronchodilator Response Effect

José Antonio Fiz, MD, PhD; Raimon Jané, PhD; David Salvatella, MSc; José Izquierdo, MD; Luis Lores, MD; Pere Caminal, PhD and José Morera, MD, PhD

* From the Pneumology Department (Drs. Fiz, Izquierdo, Lores, and Morera), Germans Trias i Pujol University Hospital, Badalona, Spain; and from the Department ESAII (Drs. Jané, Salvatella, and Caminal), Centre de Recerca en Enginyeria Biomèdica. Universitat Politècnica de Catalunya, Barcelona, Spain.

Correspondence to: Jose Antonio Fiz, MD, C/Canyet s/n, planta 11 Neumología, Badalona, Spain; e-mail: jafiz{at}ns.hugtip.scs.es


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Purpose: During the past 10 years, the acoustic analysis of breath sounds has been used as a diagnostic tool in patients suffering from obstructive respiratory diseases. Acoustic analysis might be able to monitor the response to bronchodilator therapy in a clinical setting. So far, few studies have been carried out in asthmatic patients. To assess the responses of a sampling of asthma patients to an inhaled bronchodilator (terbutaline) by means of spectral analysis of the tracheal sound performed during forced expiratory maneuvers.

Material and methods: Seventeen nonsmoking asthma patients (9 were male, 8 were female) who had been suffering from the disease for >= 15 years were included in the study, as were 15 normal subjects (7 were male, 8 were female). The average age (± SD) was 56.5 ± 15.2 years (FVC, 2.7 ± 0.9 L [63.4%]; FEV1, 1.5 ± 0.6 L [53.0%]). The tracheal sounds were collected during three forced expiratory maneuvers with a sampling frequency of 5,000 Hz and were analyzed by applying a 16-parameter autoregressive model.

Results: The centroid frequency decreased after the bronchodilator was given at different flow segments between 1.2 and 0.4 L/s, with significant changes between 0.6 and 0.4 L/s.

Conclusions: Patients with asthma showed changes in the spectral acoustic analysis frequencies after the administration of a bronchodilator drug (terbutaline) during forced expiratory maneuvers.

Key Words: acoustic analysis • asthma • respiratory sounds


    Introduction
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 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Testing the response to a bronchodilator during forced spirometry is a common practice recommended by current guidelines.1 At the same time, recording pulmonary sounds during ordinary breathing or during forced expiratory maneuvers has complemented the data provided by conventional spirometry.2 3 The parallel use of both techniques could be used to check the responses of asthma patients to the bronchodilator. Because few such studies have been carried out in asthma patients,4 our goal in this study has been to verify whether the use of a ß-stimulant bronchodilator drug (terbutaline) in these patients could be monitored by spectral analysis of the tracheal respiratory sound.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Seventeen patients (9 were male and 8 were female) ranging in age from 15.8 to 53.4 years, suffering from clinically stable, moderate to severe persistent asthma5 (at least 1 month without an acute attack) for the past 15 years or more, were taken from the out-patient clinics of our hospital (Badalona, Spain). Furthermore, 15 normal subjects (7 were male and 8 were female) were also included in this study as a control group. All of them were nonsmokers and were not suffering from any other disease.

Patients were treated with inhaled corticosteroids and sustained action bronchodilator drugs. Patients abstained from inhaled ß-stimulants for at least 12 h before the test, while inhaled corticosteroids were continued unchanged.

Spirometry was performed using a spirometer (PFT; Horizon; Manchester, OH) on all patients and normal subjects at baseline and at 20 min after the inhalation of 1 mg terbutaline (2 puffs of 500 µg each administered via an inhaler [Pulmicort Turbuhaler; Astra Draco AB; Lund, Sweden]), according to criteria of the American Thoracic Society.1 Wheezing was present by auscultation in all patients during the FVC maneuvers before and after terbutaline inhalation.

The respiratory sound was collected using a piezoelectric contact microphone (PPG sensor; Technion University; Haifa, Israel) with a flat response between 50 and 1,800 Hz with a resonance frequency at 2,600 Hz. The microphone was applied directly to the patient's skin and placed laterally to the trachea at the level of the cricoid cartilage, using an elastic band. At the same time, the airflow in the mouth was recorded from a pneumotachograph (Screenmate; Jaeger; Germany). The sound signal was amplified and filtered using a pass-band filter of between 80 and 2,000 Hz by means of a filtering system (KH 39168; Butterworth; England). The sound and flow signals were digitized with a sampling frequency of 5,000 Hz. The sound was analyzed after automatic segmentation of flow by means of an algorithm between 1.6 and 0.4 L/s of airflow, with ranges of 0.2 L/s for all the patients and control subjects. To compute the tracheal sound spectrum of each forced expiration, we used a 16-parameter autoregressive model. Parameter number was determined by means of Akaike's final prediction error criterion.6 Analysis was done using the average of three forced expirations made after an earlier deep inspiration.

The following parameters were calculated: (1) maximum frequency (Fl), defined as the frequency that contains 90% of the total power of the spectrum, measured in hertz; (2) peak frequency (Fp), defined as the frequency that contains the maximum power of the spectrum, measured in hertz; (3) centroid frequency (Fc), defined as the frequency that includes half of the total power of the spectrum, measured in hertz.

A Mann-Whitney test for unpaired samples was applied to compare anthropometric and spirometric parameters between asthma patients and normal subjects.

For the comparisons of frequency parameters, one-factor and two-factor analyses of variance (ANOVAs) were applied, with the results registering a p < 0.05 being considered as statistically significant. ANOVA was followed by Newman-Keuls post hoc testing.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Table 1 shows the anthropometric and spirometric parameters of the 17 asthmatic patients and 15 control subjects, jointly analyzed. Control subjects were younger than asthma patients, but differences were not significant. Asthma patients had moderate obstruction (FEV1, 53.0%),7 seven patients having an FEV1 response to bronchodilation of > 15% (group 1, {Delta}FEV1 >= 15%; group 2, {Delta}FEV1 < 15%). Group 1 had more severe bronchial obstruction than group 2.


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Table 1. Anthropometric and Spirometric Parameters of Asthma Patients Categorized According to Their Responses to the Bronchodilator and of the Control Group*

 
Figure 1 shows graphics of spectral frequency analysis by a 16-parameter autoregressive response. We can see a bimodal distribution of power frequency with a decrease of Fc after bronchodilator inhalation.



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Figure 1. Power spectrum of respiratory sound in a patient with bronchial asthma before (left) and after (right) bronchodilation with terbutaline. We observed an Fc displacement of sound spectrum to a low frequency after bronchodilation. a.u. Nonstandardized units of power spectrum.

 
The frequency spectrum parameters measured are given in Table 2 and Figure 2 (differences in Fc pre- and postbronchodilator are represented). Fc shows a decrease after bronchodilator treatment for air flows between 1.2 and 0.4 L/s, with significant changes of 0.6 to 0.4 L/s of flow in asthma patients (repeated measures ANOVA (Wilks {lambda}), p < 0.048; Newman-Keuls test, 0.6 to 0.4 L/s; F = 6.42; p < 0.017). Control groups have not shown differences after bronchodilator tests.


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Table 2. Spectral Power Frequencies of the Bronchial Asthma Patients and Control Subjects in Relation to Expiratory Flow Between 1.6 and 0.4 L/s*

 


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Figure 2. Differences in Fc pre- and postbronchodilator ({Delta}Fc) in asthma patients and in control subjects in relation to expiratory flow between 1.6 and 0.4 L/s. 197 = p < 0.02 (Newman-Keuls post hoc test, 0.6 to 0.4 L/s).

 
In the control group, there were no differences by sex for frequency parameters. Basal Fc was similar in both groups for all air flows.

For Fl and Fp, the ANOVA two-factor analysis did not show significant changes with bronchodilator.

Fl was higher in group 2 for the majority of flow segments (Table 3 ; ANOVA one-way t test, 2.36; p < 0.034). There were no differences for Fp and Fc frequencies between groups 1 and 2. Also, there were no differences in changes of Fc, Fp, or Fl between groups 1 and 2. Mean intrasubject variation coefficients for basal Fc, Fp, and Fl are expressed in Table 4 .


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Table 3. Spectral Power Frequencies of the Bronchial Asthma Patients, Categorized According to Their Responses to the Bronchodilator*

 

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Table 4. Basal Intrasubject Variation Coefficient of Fc, F1 and Fp for Asthma Groups and Control Group*

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
This study revealed that patients suffering from bronchial asthma showed a decrease in the Fc of tracheal sound spectrum compared with the baseline values, after administration of a ß-stimulant bronchodilator during forced expiratory maneuvers. The decrease of Fc was evident in patients who presented changes in the FEV1 with the bronchodilator and in those who showed no significant changes in this parameter. Control subjects had no changes in frequency parameters after bronchodilator test.

Several studies have shown that the inhalation of a methacholine or histamine bronchoconstrictor leads to changes in the breathing sound spectrum frequencies, during both ordinary breathing and forced expiratory maneuvers,8 9 10 while in healthy subjects there are no significant changes at the same bronchodilator concentrations. The mean frequency increases after inhaling the bronchoconstrictor agent, usually accompanied by changes in the spectral power intensity.10 11 The effect of the bronchodilator has also been seen after airway challenge tests. The mean spectral frequency decreases, compared with the state of maximum bronchoconstriction when a ß-stimulant is given.9 Baughman and Loudon4 used spectral analysis of lung sounds to study the responses of 20 asthmatic patients to ß-adrenergic stimulants. They noted that, during ordinary breathing, the maximum spectral power frequency dropped after inhalation of the bronchodilator from 440 ± 128 Hz to 298 ± 76 Hz. This change was accompanied by a reduction in the wheeze duration time during the respiratory cycle (time with wheezes/total breathing cycle time [TOTT]) from 58 ± 20 to 30 ± 15. Changes in mean spectral frequency usually paralleled the changes observed in the FEV1. An increase in FEV1 was associated with a reduction in mean frequency, and vice versa. In our study, the mean Fc of the sample, consisting of 17 asthmatic patients whose baseline spirometric parameters were below normal, decreased after inhalation of the bronchodilator. This result was consistent with the above-mentioned studies and reflected the changes that occur in the airway when the bronchodilator is given. There were no bronchodilator effects in the control group.

Wheezing during forced exhalation was heard in all the studied subjects. Although wheezing was not processed in this study, changes in frequency parameters were probably associated with changes in wheeze characteristics. Charbonneau et al12 detected wheezing during forced exhalation, before and after peak flow. Frequency of wheeze ranged from 375 to 1,080 Hz (mean [± SD], 636 ± 200 Hz). This frequency was similar to the values for trachea Fc for all subjects (range, 210 to 1,286 Hz; mean, 620.5 ± 202.9 Hz), measured between 1.6 and 0.4 L/s of air flow. Marini et al13 and King et al14 found that wheezing during forced exhalation was not correlated with either degree of obstruction or bronchodilator response and was neither sensitive to nor specific for airway hyperreactivity in asthma and chronic airflow obstruction patients. These studies were made by direct auscultation without sound analysis techniques.

According to the flutter theory,15 16 wheezing is linked to airflow limitation in the involved bronchial area. In this area, an increase in speed of the air particles passing through it above a given level (flutter speed), together with changes in transpulmonary pressure, cause the bronchus/fluid to oscillate and generate sound, the frequency of which depends on the air speed and morphologic characteristics of the airway. A drop in the air speed in the affected airway is linked to a decrease in the frequency of the sound generated, as would be the case in the bronchodilator effect. On the other hand, a reduction in the intrabronchial lumen as a result of bronchoconstrictor substances would lead to an increase in the frequencies of the sound generated. Also, changes in equal pressure points after bronchodilator can explain the effect on Fc.17 The dilatation effect on segmental airways moves the equal pressure points downstream and, in consequence, the flow limitation locus of the affected airway. Eddy-induced wall oscillation is a possible alternative mechanism even if the flow is not limited.16

In this study, the frequencies of the tracheal sound spectrum of patients with a significant response to the bronchodilator and of those who showed no changes in the spirometry tests decreased after the bronchodilator was used. This is consistent with the recent study carried out by Gavriely et al3 on 493 active workers, applying frequency-power log-log ratios. The authors identified 14 subjects whose medical histories were compatible with chronic bronchitis and the results of whose spirometry tests were normal, although the results of lung sound analyses proved to be abnormal. This means that spirometry is not always capable of identifying changes in the airway.

Another interesting point of this work was that asthma patients with low responses to the bronchodilator had higher Fl frequencies than asthma patients with positive higher responses. One hypothesis to explain this difference is that the asthma group with higher responses to the bronchodilator could have a higher proportion of small airways affected than the asthma group with low responses, generating more wheezes during the expiratory maneuvers with lower frequencies. In fact, Fl frequencies of low-response asthma patients were similar to those of the control group.

To conclude, our study showed that in asthma patients the inhalation of a ß-stimulant bronchodilator (terbutaline) caused changes in the tracheal sound spectral power during forced expiratory maneuvers. Such changes consisted of a decrease in tracheal sound frequencies after administration of the bronchodilator. This fact was seen both in patients whose FEV1 increased by 15% or more after inhalation of the bronchodilator and in those whose increase in FEV1, compared to baseline values, were under 15%.


    Footnotes
 
Abbreviations: ANOVA = analysis of variance; Fc = centroid frequency; Fl = maximum frequency; Fp = peak frequency

Received for publication May 22, 1996. Accepted for publication April 7, 1999.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

  1. . American Thoracic Society. (1987) Standardization of spirometry: 1 987 update. Am Rev Respir Dis 136,1285-1298[ISI][Medline]
  2. Scheur, HJW, Vandersc hoot, J, Zwinderman, AH, et al (1994) Abnormal lung sounds in patients with asthma during episodes with normal lung function. Chest 106,91-99[Abstract/Free Full Text]
  3. Gavriely, N, Nissan, M, Cugell, DW, et al (1994) Respiratory health screening using pulmonary function tests and lung sound analysis. Eur Respir J 7,35-42[Abstract]
  4. Baughman, RP, Loudon, RG (1984) Quantitation of wheezing in acute asthma. Chest 86,718-22[Abstract/Free Full Text]
  5. National Asthma Education Program. Guidelines for the diagnosis and management of asthma. Bethesda, MD: National Heart, Lung, and Blood Institute, June-August 1991; 3042A
  6. Ljung, L (1987) System identification: theory for the user. Model structure selection and model validation ,402-433 Prentice-Hall Englewood Cliffs, NJ.
  7. Roca, J, Sanchis, J, Agusti-Vidal, A, et al (1986) Spirometric reference from a Mediterranean population. Bull Eur Physiopathol Respir 22,217-224[ISI][Medline]
  8. Spence, DPS, Bentley, S, Evans, DH, et al (1992) Effect of methacholine induced bronchoconstriction on the spectral characteristics of breath sounds in asthma. Thorax 47,680-683[Abstract]
  9. Malmberg, LP, Sovijarvi, ARA, Paajanen, E, et al (1994) Changes in frequency spectra of breath sounds during histamine challenge test in adult asthmatics and healthy control subjects. Chest 105,122-132[Abstract/Free Full Text]
  10. Schreur, HJW, Vanderschoot, J, Zwinderman, AH, et al (1995) The effect of methacholine-induced acute airway narrowing on lung sounds in normal and asthmatic subjects. Eur Respir J 8,257-265[Abstract]
  11. Bohadana, AB, Kopferschmitt-Kubler, MC, Pauli, G (1994) Breath sound intensity in patients with airway provocation challenge test positive by spirometry but negative for wheezing: a preliminary report. Respiration 61,274-279[ISI][Medline]
  12. Charbonneau, G, Sudraud, M, Racineux, J, et al (1987) Forced expirations in normal subjects. Is the shape of the flow-rate curve related to existence of a wheeze? Chest 92,825-831[Abstract/Free Full Text]
  13. Marini, JJ, Pierson, DJ, Hudson, LD, et al (1979) The significance of wheezing in chronic airflow obstruction. Am Rev Respir Dis 120,1069-1072[Medline]
  14. King, DK, Thompson, BT, Johnson, DC (1989) Wheezing on maximal forced exhalation in the diagnosis of atypical asthma. Ann Intern Med 110,451-455
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  17. Kraman, SS (1983) The forced expiratory wheeze. Its site of origin and possible association with lung compliance. Respiration 44,189-196[Medline]



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J. A. Fiz, R. Jane, A. Homs, J. Izquierdo, M. A. Garcia, and J. Morera
Detection of Wheezing During Maximal Forced Exhalation in Patients With Obstructed Airways*
Chest, July 1, 2002; 122(1): 186 - 191.
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