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* From the Division of Respirology, Department of Medicine (Dr. Field), and the Division of Thoracic Surgery, Department of Surgery (Drs. Gelfand and McFadden), University of Calgary Medical School, Calgary, Alberta, Canada. Supported by the Foothills Hospital Foundation.
Correspondence to: Dr. Stephen K. Field, Foothills Medical Centre, 1403 29th St NW, Calgary, Alberta, Canada, T2N 2T9; e-mail: sfield{at}ucalgary.ca
| Abstract |
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Method: Using the Medline 1966 to August 1998 database, lung disease, asthma, and pulmonary function were combined with GER and different antireflux surgeries, including fundoplication. Reference lists of identified articles were also reviewed.
Results: Combining the terms asthma and GER identified 271
articles, including 193 in English. Searching the term fundoplication
identified 497 articles, including 413 in English. Twenty-four reports
addressed the effects of antireflux surgery in asthma. Only two studies
were controlled. Asthmatic data could not be distinguished from that of
other subjects in five articles. The remainder were case series,
retrospective reviews, or uncontrolled studies. Ten reports included
data on
10 patients. Two studies were only published as abstracts.
A total of 417 asthma patients were included in the identified reports.
Antireflux surgery improved GER symptoms, asthma symptoms, asthma
medication use, and pulmonary function in 90%, 79%, 88%, and 27%,
respectively.
Conclusions: Antireflux surgery may improve GER and asthma symptoms and decrease medication requirements, but it has little effect on pulmonary function. The effects of antireflux surgery on asthma are similar to those of medical antireflux therapy.
Key Words: asthma bronchial reactivity cough dyspnea esophageal surgery esophagitis fundoplication gastroesophageal reflux hiatus hernia pH monitoring
| Introduction |
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The prevalence of symptomatic GER in asthma varies considerably, depending on the criteria used to define GER and asthma, and the populations studied. One controlled study found that 45% of the attendees at a university-based asthma clinic experienced at least one episode of symptomatic GER in the previous week, compared to only 10% of the subjects in two control groups.4 Sontag and coworkers5 studied asthma clinic attendees and found that > 80% had abnormal reflux by pH-monitoring criteria. Approximately 60% had a hiatus hernia, and 40% had erosive esophagitis.6 During episodes of symptomatic GER, many asthma patients experience respiratory symptoms including dyspnea, wheezing, and cough, and require their ß-agonist inhalers for asthma symptom relief.4 7
The reported effects of medical antireflux therapy range from nothing to an improvement of asthma symptoms, medication requirements, and pulmonary function.8 9 A critical review of the controlled studies of medical antireflux therapy demonstrates an apparent paradox: asthma symptoms and medication requirements improved, but not pulmonary function.10
Results of studies on the effects of antireflux surgery on asthma control published over the last 4 decades are conflicting. Some report that most patients experience cure or considerable improvement in asthma control postoperatively.1 2 11 The results of other studies have been disappointing.12 Although some asthma experts advocate antireflux surgery in asthma patients with GER, most of the experts remain skeptical about its role.11 13 The recommendations in asthma guidelines and recently published position papers by the National Institutes of Health regarding the evaluation and management of GER reflect this ambivalence and the uncertainty in peer-reviewed literature regarding the relationship between GER and asthma.14 15 16
Recently, studies of the effects of GER on pulmonary function, minute
ventilation (
E), and respiratory sensation, and the
effects of medical and surgical antireflux therapy in asthma have been
published.10
11
17
A review of the effects of antireflux
surgery on asthma is needed to help clarify its role.
| Materials and Methods |
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| Results |
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Some articles focused on the effects of antireflux surgery in
asthma.13
18
19
Others reported patients with a variety of
respiratory diseases, including asthma.20
21
22
23
24
25
Asthma
patients in these series were included in the analysis where possible.
Other conditions reported in patients with GER included chronic
bronchitis, bronchiectasis, pneumonia, pulmonary fibrosis, and
respiratory diseases of infancy, including respiratory distress and
apnea.26
27
28
Some studies concentrated on the effects of
antireflux surgery on respiratory symptoms, including cough, sputum
production, dyspnea, and wheezing.29
Studies were not
included unless the subjects were asthmatic. Wheezing, in the setting
of other diseases such as bronchitis, bronchiectasis, or aspiration
pneumonia was not considered to be diagnostic of asthma. Other reports
included patients with asthma who were treated with both medical and
surgical antireflux therapy.22
30
Surgical data from these
articles were incorporated into the analysis. One article advocated
antireflux therapy, but it did not include any data to support the
recommendation.31
In four reports, the data on patients
with asthma could not be separated from the data on patients
without it.29
32
33
34
Ten of the remaining studies included
10 subjects.23
25
30
32
33
34
35
36
37
38
Only two reports were
controlled trials.18
39
The remainder were case
series,30
35
36
retrospective reviews, or uncontrolled
trials. Two were reported as abstracts only.39
40
Data were available on 417 patients with asthma who underwent antireflux surgery (Tables 1 , 2) . Gastroesophageal reflux symptoms, asthma symptoms, asthma medication use, and pulmonary function improved in 90%, 79%, 88% and 27%, respectively (Fig 1 ).
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In a similarly designed study, Sontag et al39 compared Nissen fundoplication to treatment with ranitidine and to placebo in asthma patients with GER. Asthma symptoms and medication requirements improved postoperatively, but peak expiratory flow only improved by 10% in one third of the patients. This study was never published as a complete article.
Open studies of antireflux surgery
Overholt and Voorhees2
performed > 200
transthoracic hiatus hernia repairs between 1958 and 1964. Twenty-four
patients had intractable asthma. Seventeen of 18 patients who were
followed a minimum of 6 months postoperatively perceived an improvement
or a cure of their asthma symptoms. Neither preoperative nor
postoperative pulmonary function data were reported.
Urschel and Paulson1 reported that 104 of 636 patients referred for evaluation of GER or hiatus hernia had asthma or complained of wheezing. Initially, a modified Allison repair was used, although subsequently a modified Belsey repair was favored. Twenty four of 27 asthmatics experienced complete symptom relief, leading the authors to conclude that asthma may be cured or improved by the surgical correction of GER. Neither preoperative nor postoperative pulmonary function data were mentioned.
Davis29 described 294 patients who were operated on for hiatus hernia and/or GER. Among these 294 patients, 40 underwent a modified Allison repair and 254 were repaired with the Belsey procedure or a modification thereof. Twenty-seven patients had asthma. They did not report whether asthma symptoms, medication requirements, or pulmonary function improved postoperatively. Interestingly, dyspnea was a presenting complaint in some of the nonasthmatic patients with GER.
Three articles30 35 36 reported that asthma symptoms improved in five of the six patients with asthma after antireflux surgery. Pulmonary function data were not reported. Among 372 hospitalized patients with hiatus hernia, Iverson and colleagues32 found 96 who suffered from respiratory conditions. Thirty others had asymptomatic abnormalities on chest radiograph. Most patients had pneumonia or bronchitis, but five had asthma. The authors did not report which patients with asthma underwent surgery nor their outcomes.
Lomasney20 reported respiratory symptoms in 129 of 300 patients prior to the surgical correction of GER. Sixteen patients had asthma and all improved postoperatively. Interestingly, Lomasney reported that "almost all of our 300 patients reported improvement in breathing postoperatively." The antireflux procedure(s) used was not mentioned.
Henderson and Woolfe12 described 1,000 consecutive patients referred for evaluation of GER. Among these, 120 of 279 patients with historical evidence of aspiration underwent antireflux surgery and were reevaluated an average of 3.6 years postoperatively. No mention was made of the type of repair. Forty-four of 46 patients with chronic cough or hoarseness improved. None that presented with recurrent respiratory tract infections had problems postoperatively. Seventeen of the 28 asthmatics improved, but none were cured. Pulmonary function tests were performed but not reported.12
Pellegrini and coworkers33 studied the prevalence of respiratory symptoms and their relationship to physiologic GER in 100 patients with abnormal 24-h ambulatory pH monitoring studies. One of four asthma patients had pH monitoring evidence suggesting that GER was triggered by asthma. The remaining three patients were in a group of eight patients whose respiratory symptoms followed documented episodes of GER. Five patients underwent antireflux surgery with improvement in both respiratory and GER symptoms. Neither the type of repair nor the total number of asthma patients that underwent surgery were stated. Pulmonary function data were not reported.33
There were 17 children with asthma among the 42 patients with chronic pulmonary disorders and GER who underwent Nissen fundoplication reported by Foglia et al.21 Thirteen patients who were available for follow up > 6 months after surgery reported improvement in asthma symptoms and medication use. Pulmonary function data were not reported.
Berquist and colleagues22 identified 82 children with chronic asthma and/or recurrent pneumonia among 283 children referred for evaluation of GER. The diagnosis of GER was based on the presence of abnormalities in at least two of the following tests: cine-esophagography, acid reflux, manometry, esophagoscopy, or esophageal biopsy. Seventeen asthma patients with documented GER underwent fundoplication. Asthma symptoms and medication use improved in 15 patients. Pulmonary function data were not reported. It is unclear whether patients in this series overlapped with those reported by Foglia et al.21
Johnson et al23 reported 273 children with GER who underwent antireflux surgery. Three different antireflux procedures were used, most commonly a Nissen fundoplication (58%). The primary complaint was respiratory in 122 children. Ten children with asthma in whom GER was believed to be an exacerbating factor underwent antireflux surgery. Asthma symptoms improved in seven children. Pulmonary function data were not reported.
The series reported by Buts and coworkers38 included five children with asthma or recurrent obstructive bronchitis who underwent fundoplication. Asthma symptoms and medication requirements improved. They did not report pulmonary function data.
Sontag and coworkers19 reported 13 asthma patients with GER who underwent antireflux surgery. Postoperatively, six patients experienced complete relief from wheezing, six achieved partial relief, and one was unchanged. Medication requirements improved in 10 of 11 patients. Peak expiratory flow improved in three of nine patients after Nissen fundoplication. Three patients died in the follow-up period, including one from status asthmaticus.19
Perrin-Fayolle et al13 reported 44 asthmatics who underwent a Nissen procedure for objectively documented GER. Thirty-two asthmatics had chronic airway obstruction, and 12 were normal between asthma exacerbations. Symptomatic GER was controlled in 42 patients postoperatively. Asthma symptoms and medication requirements were improved in 29 of 44 asthma patients a minimum of 5 years postoperatively. Pulmonary function was unchanged in 31 patients. In six patients, FEV1 improved from 68.2 ± 4 to 72.7 ± 3% of predicted values. In seven others, FEV1 improved, but the values were not reported.13
Ribet et al24 reported the effects of the Hill antireflux procedure on 132 patients with respiratory disease, including 40 patients with asthma. Surgery cured GER in > 90% of their patients. Asthma symptoms improved in 21 patients. Three of the four deaths occurred in asthma patients. Pulmonary function data were not reported.
Tardif and colleagues37 reported a reduction in asthma medication requirements in 5 of 10 asthma patients after antireflux surgery. They employed either a Toupet or Lortat-Jacob procedure.
DeMeester and colleagues34 performed 24-h pH monitoring in 77 patients with respiratory complaints, including cough, dyspnea, and/or recurrent pneumonia. Seventeen patients who did not respond to medical antireflux therapy underwent either a Nissen fundoplication or a Belsey-Mark IV procedure. Nine of these patients experienced relief from their respiratory symptoms. It is unclear which of the patients who underwent antireflux surgery had asthma.
Bittner and colleagues25 reported their experience with laparoscopic Nissen fundoplication. Among 35 patients with symptomatic GER, 14 had respiratory problems, including 9 with asthma. One half were reported to be satisfied with their surgical results.
Alexander and colleagues40 reported 14 asthma patients who underwent laparascopic Nissen fundoplication. Asthma symptoms improved in 9 patients, and medication requirements decreased in 11 patients. Pulmonary function results were not reported. This study was published only as an abstract.
Rothenberg and coworkers11 reported the effects of laparoscopic fundoplication in 56 children with reactive airway disease and GER. Some had asthma, but others with bronchopulmonary dysplasia were included. Their ages ranged from 1 month to 19 years. Forty-eight of the children experienced prompt improvement in symptoms, 54 experienced improvement in medication requirements, and 16 had a documented improvement in FEV1.
| Discussion |
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Among the 24 studies mentioned above, only 1 controlled study was published in the peer-reviewed medical literature. The skepticism about whether antireflux surgery has any role in asthma is understandable. Asthma is a chronic condition that may spontaneously wax and wane; therefore, a control group is essential to determine whether an apparent improvement is due to treatment. The expected improvement in the placebo group in asthma trials is approximately 33%.41 Other reasons besides a beneficial effect from treatment may explain why asthma patients in clinical trials improve. Patients in clinical trials are more likely to have the advantages of regular medical surveillance, instruction in proper medication delivery device use and trigger avoidance, and reinforcement of adhering to the prescribed regimen.10 Nonadherant patients are often excluded from the trial results. The decision to carry out a major intervention is often made when patients are at their worst, and the principle of "regression toward the mean" may also contribute to subsequent improvement.42 Undoubtedly, many surgical patients benefit from preoperative consultation by an asthma specialist; this also contributes to subsequent improvement.
Limitations of the Studies
Both proponents and opponents of the role of antireflux therapy in
asthma have valid criticisms of earlier studies. Skeptics point out
that most studies were uncontrolled and that symptomatic improvements
were often not confirmed by pulmonary function testing. Moreover, most
studies lacked an adequate run-in period to optimize and assess asthma
control preoperatively. Some studies did not report operative
complications.
Despite these valid criticisms, the summarized results are strikingly similar to findings of controlled studies of medical antireflux therapy in asthma.10 Both medical and surgical antireflux therapy improve asthma symptoms and medication requirements, but not pulmonary function. This lack of an objective effect on lung function has been another reason for skepticism.
Inflammatory changes in the airway may occur if stomach contents are aspirated and may take a year to heal.43 44 In some studies, the assessment of asthma response was done early in the postoperative period and may not have allowed enough time for healing of the inflammatory airway changes to occur. The sample sizes of many studies were small, and ß error could lead to a beneficial effect being missed.10 Small sample sizes are not unexpected and only likely to be addressed by large multi-institutional trials. However, if the response to surgery was as dramatic as some have stated, even small studies should have been sufficient to show a beneficial effect. Similar criticisms have been raised about the studies of medical antireflux therapy in asthma.10
Some studies had other shortcomings, including a failure to confirm the presence and severity of GER and esophagitis by pH monitoring studies and endoscopy.2 29 30 35 Ekstrom et al7 showed that GER was not confirmed by pH monitoring in approximately one third of asthma patients with typical symptoms. Vincent and coworkers45 also found that GER symptoms in asthma patients were often not confirmed by physiologic testing.
Most studies were not limited to those patients whose respiratory symptoms appeared to be triggered by GER. DeMeester and colleagues34 showed that the relationship between GER and respiratory symptoms may demonstrate three patterns: GER may be preceded by respiratory symptoms, it may precede or coincide with respiratory symptoms, or the two conditions may be unrelated. They proposed that GER may only trigger respiratory symptoms in those whose GER precedes or coincides with the respiratory symptoms. Antireflux therapy may only benefit these patients.
A wide variety of antireflux procedures were used in the different studies of the effects of antireflux surgery in asthma (Table 1) . Currently, the Nissen fundoplication is the most commonly performed antireflux procedure, particularly since the advent of laparoscopy. Two earlier studies utilized surgical procedures that were used primarily to reduce a hiatus hernia or to restore the gastroesophageal angle, such as the Allison repair.1 29 Urschel and Paulson1 reported that it was not a satisfactory procedure, with a 25% failure rate. A number of studies did not specify which antireflux procedures were used. Some studies employed procedures that are much less frequently utilized, such as the Hill procedure and several types of gastropexy (Table 1) . Studies did not always confirm that GER and esophagitis were controlled postoperatively by pH monitoring studies and endoscopy. The lack of asthma improvement may be due to persistent GER postoperatively. Limiting the analysis to those studies that objectively confirmed an improvement in GER suggests a postoperative improvement in asthma symptoms, but not pulmonary function (Table 2) . Limiting the analysis to patients who underwent Nissen fundoplication did not change the overall findings either (Fig 2 ).
|
E increase respiratory
sensation and may cause breathlessness.52
The recent anesthesia literature contains several reports of pain
increasing
E.53
54
55
Retrosternal
discomfort during AP increased
E and respiratory
sensation in nonasthmatic individuals with normal pulmonary
function.17
Those with the greatest increases in
E experienced shortness of breath despite having
normal pulmonary function. Perhaps the major benefit from both medical
and surgical antireflux therapy is to prevent increases in
E due to retrosternal discomfort accompanying GER.
This could explain the apparent paradox of asthma symptoms and
medication requirements improving without an improvement in pulmonary
function.10
These findings may also help direct which
asthma patients will benefit from antireflux therapy. A recent review
of the effects of GER and AP failed to show an effect on pulmonary
function in asthma patients without symptomatic GER.3
If
discomfort-induced changes in ventilation explain worsening of asthma
symptoms due to GER, there is little justification to treat or
investigate asymptomatic GER. Some asthma patients may develop
bronchospasm because of the GER-induced increase in
E. Hyperventilation and hypocapnia are known asthma
triggers and can cause bronchoconstriction.56
Antireflux
therapy may indirectly improve pulmonary function by preventing the
GER-induced changes in ventilation. Another explanation of worsening
airway obstruction that has been proposed is the development of
GER-induced reflex glottic closure.57
Future Directions
Clearly, the roles of medical and surgical antireflux therapy in
asthma require further investigation. Although significant improvements
in pulmonary function have not been consistently demonstrated, the data
suggest that symptoms and medication requirements improve with
effective antireflux therapy. It is essential to understand the nature
of the relationship between GER and asthma to allow a more rational
selection of asthma patients for antireflux therapy.
Investigators are becoming increasingly interested in the effects of treatment on "quality of life" in asthma.58 Although objective changes have been the traditional measures, small statistically significant changes in lung function do not necessarily predict a meaningful clinical effect. The ability of asthmatics to exert themselves, to minimize absences from school and work, and to avoid exacerbations that disrupt lives, both day and night, are more important to them than small changes in pulmonary function. Antireflux therapy may have a major impact on quality of life measures in both the GER and asthma domains, by improving symptoms and decreasing the need for medications,59 including corticosteroids and theophylline, along with their serious and unpleasant side effects. To help understand rather than confuse, future studies should be controlled, they should be large enough to avoid ß error, and they should objectively document the severity of both GER and asthma both preoperatively and postoperatively. Patients enrolled in these studies require adequate run-in periods to allow proper assessment and stabilization of their asthma, and they should be followed for an adequate time after surgery to ensure healing of esophagitis and airway inflammation. Since objective measures may not adequately reflect the impact on patients, properly evaluated quality of life tools should also be used to assess the effects of therapy. Studies should report the side effects of asthma and antireflux medications, as well as surgical and anesthetic complications.
In summary, 24 reports of the effects of antireflux surgery on asthma have been published over a 30-year period. Similar to medical antireflux therapy, surgical antireflux procedures improve asthma symptoms and medication requirements, but do not improve pulmonary function.
| Acknowledgements |
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| Footnotes |
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E = minute
ventilation Received for publication March 10, 1999. Accepted for publication May 13, 1999.
| References |
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