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(Chest. 1999;116:808-813.)
© 1999 American College of Chest Physicians

Recovery Kinetics of Oxygen Uptake and Heart Rate in Patients With Coronary Artery Disease and Heart Failure*

Leandro Pavia, MD; Jonathan Myers, PhD and Rusconi Cesare, MD

* From the Department of Cardiology, St. Orsola Hospital, Brescia, Italy.

Correspondence to: Leandro Pavia, MD, Via Toscana 10, 25125 Brescia, Italy; e-mail: leopavia{at}tin.it


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Background: Patients with congestive heart failure exhibit a prolonged period of recovery to baseline levels of oxygen consumption, but the decline of heart rate during recovery from exercise has been shown to be similar to that in healthy subjects, and the results of studies on the response of ventilation in recovery have been mixed. Patients with coronary artery disease have a reduced exercise capacity, but it is unknown whether the patterns of the decline in oxygen uptake (O2), ventilation, or heart rate are similar to those in patients with heart failure.

Methods: We performed a cardiopulmonary exercise test with a ramping protocol in 18 healthy subjects, 18 patients with coronary artery disease, 19 patients with class A or B congestive heart failure, and 19 patients with class C congestive heart failure, according to the Weber classification. Peak oxygen uptake and the kinetics of oxygen uptake, ventilation, and heart rate were calculated and expressed as the slope of a single exponential relation between O2 levels and time during the first 3 min of recovery as y(O2) = y0Ae{wedge}(-x/t).

Results: A difference in time of recovery of O2 was found only between healthy subjects and patients with more severe heart failure (class C) (p < 0.05); no significant differences were observed among any of the groups in ventilation or heart rate recovery responses.

Conclusion: O2 recovery time is prolonged only in the presence of more severe heart failure. The presence and degree of heart disease has no effect on ventilation or heart rate recovery time.

Key Words: baseline oxygen consumption • congestive heart failure • exercise response • oxygen uptake


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Patients with chronic heart failure have abnormal gas exchange and ventilatory responses to exercise, characterized by reduced peak oxygen uptake (O2) levels, an earlier appearance of the ventilatory threshold, a reduced slope of the increase in O2 vs time, and inefficient ventilation. These abnormalities have been shown to parallel the severity of this condition.1 2 3 4 5 6 The limited cardiopulmonary reserve in these patients appears to affect not only exercise responses but also the recovery phase. In healthy subjects, the pattern of O2 in recovery, expressed as O2 recovery kinetics, is a rapid decline,7 8 and exercise training has been shown to contribute to an even faster decline.9 However, among patients with chronic heart failure, the recovery of O2 becomes prolonged, a response that worsens as the condition becomes more severe.10 11 12 13 14 In contrast, the response of heart rate in the early recovery period does not appear to be affected by the degree of exercise intolerance.11 13

Patients with coronary artery disease have reduced exercise capacity and their response to exercise is characterized by a reduced submaximal O2 /work rate ratio, a steeper heart rate/O2 relation, chest pain, and significant ST segment changes.15 16 The hemodynamic response to exercise is characterized by a reduction in maximal cardiac output and peak heart rate.17 18 19 20 However, few data are available in regard to O2 and heart rate kinetics in recovery among patients with coronary artery disease. The purpose of this study was to evaluate the rates of recovery of O2, ventilation, and heart rate among patients with coronary artery disease, and to compare their responses to patients with chronic heart failure and healthy subjects.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Study Group
Cardiopulmonary exercise data were analyzed in 76 subjects. We collected data from 18 patients with coronary artery disease, 38 patients with chronic heart failure (19 Weber class A or B, and 19 Weber class C), and 20 age-matched control subjects. Among patients with coronary artery disease, 11 had sustained myocardial infarctions, 3 had myocardial infarctions followed by coronary artery bypass grafting, 3 had bypass surgery alone, and 1 had a percutaneous transluminal coronary angioplasty after an acute myocardial infarction. In the patients with class A or B heart failure, the etiology was determined to be ischemia in 13 patients and idiopathic in 6. In class C heart failure, the etiology was determined to be ischemia in 12 patients, idiopathic in 6, and valvular disease in 1.

All patients were tested while they received their usual drug therapy, including angiotensin-converting enzyme inhibitors, diuretics, nitrates, digitalis, or calcium antagonists in accordance with the prescription of the referring physician. Patients taking ß-blockers were specifically excluded. A standard echocardiogram was performed to assess left ventricular function.

Exercise Testing
All patients underwent a maximal cardiopulmonary exercise test with an electromagnetically braked cycle ergometer in the upright position using a ramp protocol.21 The ramp rates used were 20 W/min in the control group, 20 or 15 W/min in the group of patients with coronary artery disease, and 10 W/min in the group of patients with congestive heart failure. All tests were monitored continuously with two leads, V1 and V5. Ventilatory gas exchange analysis was performed throughout exercise and for 3 min during the recovery period.

The tests were performed using the Medical Graphics Corporation CAD/Net System 2001 device (Hans Rudolph Inc.; Kansas City, MO). A two-way, low-resistance breathing valve (Hans-Rudolph;) with a dead space of 90 mL was used, and expired air flow was recorded with a pneumotachometer (Medical Graphics). Before each test, the pneumotachometer was calibrated with a 3-L syringe and the gas analyzer was calibrated with a certified O2/CO2 concentration tank (O2, 12%; CO2, 5%). Gas exchange data and heart rate were recorded as eight-breath and eight-beat moving averages, respectively.22

The system computer calculated O2 , minute ventilation (E), carbon dioxide output (CO2), ventilatory equivalents for O2 and CO2 (E/O2 and E/ (CO2), and end-tidal O2 and CO2 pressures. The criteria for detecting the ventilatory threshold were a systematic increase in the E/O2 ratio without an increase in E/CO2 ratio and a systematic increase in end-tidal O2 pressure without a decrease in end-tidal CO2 pressure.23

The constant decay of O2, E, and heart rate, expressed as the slope of a single exponential relation among O2, E, heart rate, and time during the first 3 minutes of recovery were calculated with the following formula:

where y was the parameter (O2, E, or heart rate, respectively), y0 was the parameter at time zero (the beginning of the recovery phase), A and e were constants, x was the time elapsed, and t was the constant decay. Computer software was used in the calculation (Origin, version 2.5; Microcal; Northhampton, MA).

Statistical Analysis
The results are presented as mean ± SD. Differences between groups were assessed by analysis of variance followed by Newman-Keuls tests. Differences were considered significant at p < 0.05.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
We found no significant differences in age among the groups (Table 1 ). O2 (measured in millimeters per minute), O2 (measured in millimeters per kilogram per minute), and workload were significantly higher in the control group (p < 0.05) than in the other groups at the ventilatory threshold and peak exercise. Peak heart rate was significantly higher in the control group vs the other groups (Table 1) . Significant differences also were observed in O2 (measured in millimeters per kilogram per minute) between the patients with coronary artery disease and class A or B congestive heart failure vs patients with class C congestive heart failure at both the ventilatory threshold (p < 0.05) and peak exercise (p < 0.05).


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Table 1. Characteristics and Exercise Responses of the Study Groups*

 
We found no significant differences in the slope of the decline in ventilation or heart rate during the recovery phase among the study groups. The slope of recovery of oxygen consumption was more gradual in patients with class C congestive heart failure relative to the other groups (p < 0.05) (Table 2 ). Figure 1 illustrates an example of O2 kinetics during the recovery phase in a healthy subject, a patient with coronary artery disease, and a patient with class B and C congestive heart failure. Significant but weak negative correlations were observed between the rate of decline in O2 and variables at the ventilatory threshold, including O2 (measured in millimeters per minute) (r = -0.49), O2 (measured in millimters per kilogram per minute) (r = -0.42) and watts (r = -46) (p < 0.05 for all three variables). Negative correlations also were found between the recovery O2 response and peak exercise variables, including O2 (measured in millimeters per minute) (r = -0.60), O2 (measured in millimters per kilogram per minute) (r = -56), CO2 (r = -0.59), and watts (r = -0.52; all p < 0.05). We discovered no significant correlation between recovery of O2 and age. The recovery times of ventilation and heart rate were not significantly correlated with age or any exercise variables at the ventilatory threshold or peak exercise.


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Table 2. Recovery Kinetics in Each Group*

 


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Figure 1. Representative curves illustrating the decrease in postexercise O2 in a healthy subject (control subject) (top left), a patient with coronary artery disease (CAD) (top right), a patient with class B congestive heart failure (CHF) (bottom left), and a patient with class C CHF (bottom right). tRec = recovery time constant decay.

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The findings of the present study suggest that in patients with coronary artery disease, the rate of recovery of O2 immediately after maximal exercise is not different from healthy subjects or patients with mild or moderate heart failure; only among patients with relatively severe heart failure is there a prolongation of the time required for O2 to recover after exercise. The slope of the increase in O2 from rest to a constant submaximal workload has been shown to be prolonged in congestive heart failure,12 a finding that appears to be accentuated as heart failure worsens.4 Our findings suggest that delayed O2 responses also occur in recovery from exercise in accordance with the severity of heart failure.

The rate at which O2 recovers from exercise has been used as an index of oxidative capacity in healthy subjects.24 25 The rate of decrease in O2 has been traditionally related to the oxygen debt after exercise,26 which involves an initial fast component (alactacic) and a second slow component (lactacic).27 More recently, as the mechanisms that mediate post-exercise O2 have proven more complex, the term excess postexercise oxygen consumption has been used to absolve this entity from a strict dependence on anaerobic metabolism.8 One factor that contributes to the delayed recovery of O2 is the prolonged recovery time of the muscle phosphate/phosphocreatine ratio.28 29 30 31 A faster recovery time for this ratio has been demonstrated in athletes.32 Other factors that could delay oxygen kinetics during exercise and recovery in heart failure may involve delays in circulatory transport of oxygen to and from metabolizing tissue,33 34 gas exchange in pulmonary tissues,2 or rate of uptake by the exercising or recovering muscle tissues themselves. The importance of circulatory factors is underscored by the observation that the half-time of PCr in recovery is determined not only by the oxidative capacity of the peripheral muscles,35 36 but also by blood flow.28 36

Central factors also may help to explain the slower recovery of O2 in patients with heart failure. According to the Fick equation, O2 is the product of cardiac output, ie, heart rate multiplied by the stroke volume, divided by the arteriovenous oxygen difference. During the recovery phase, O2 remains elevated in patients with left ventricular dysfunction, because cardiac output remains high.34 38 39 The comparatively rapid decrease in arteriovenous oxygen difference when cardiac output remains elevated38 39 suggests that O2 during early recovery relies more on cardiac output than on arteriovenous oxygen difference, unlike that during exercise when both variables contribute more equally to O2. Several studies have demonstrated an increase in contractility associated with an increase in stroke volume40 41 42 or an improvement in myocardial wall motion immediately after exercise due to endogenous catecholamine stimulation in healthy subjects.43 In patients with left ventricular dysfunction, significant increases in stroke volume and ejection fraction also have been reported during the early recovery period.34

The pathophysiologic basis for the rapid decline in arteriovenous oxygen difference after exercise previously observed may involve redistribution of blood flow to nonexercising tissues secondary to sympathetic-induced vasoconstriction44 45 46 or metabolic acidosis-induced vasoconstriction during exercise.47 This phenomenon may represent a compensatory response for an enhanced peripheral vascular tone to maintain the systemic arterial BP in the setting of reduced cardiac output.

Plotnick et al,48 using radionuclide angiography, demonstrated in both healthy subjects and patients with coronary artery disease an elevation of cardiac output and ejection fraction during the early period of recovery. The absolute values differed between control subjects and patients with coronary artery disease, but the trends paralleled one another. In our study, the O2 recovery times in patients with coronary artery disease did not differ from healthy subjects.

Importantly, O2 kinetics during the early recovery phase are considered independent of the exercise level achieved, particularly if it was above the ventilatory threshold49 or at > 50% of maximal exercise capacity.13 This permitted a valid comparison between the groups in the present study, despite the large differences in exercise capacity. The negative correlation between exercise parameters at peak exercise and at the ventilatory threshold confirms our observation that O2 responses in recovery are abnormal only in the presence of a severe reduction in exercise capacity and abnormal left ventricular function.

In terms of heart rate kinetics in the early phase of recovery, we did not observe any differences among healthy subjects and our patient groups, we did not observe any significant relationships between heart rate responses in recovery and other exercise variables. This confirms the work of others,11 13 and suggests that the mechanisms that regulate heart rate during recovery are different from those during exercise in which increases in heart rate are the result of increases in sympathetic outflow and decreases in vagal outflow.16

The kinetics of ventilation during recovery were similar in all groups, which contrasts the findings of some,10 13 but not all previous investigations.11 Two previous reports have shown that E recovery time is prolonged in heart failure in parallel with the degree of exercise impairment.10 13 Riley11 however, reported that E recovery time was actually faster in patients with heart failure compared with controls.

In summary, during the early period of recovery, the rate of decline in O2 is inversely related to exercise capacity and is slowed only in the presence of class C heart failure. The rate of recovery of heart rate and ventilation is similar among healthy subjects, patients with coronary disease, and patients with heart failure. Clinically, O2 kinetics during recovery from exercise appears to be an important marker of the severity of left ventricular dysfunction10 11 12 13 14 and may even have an important role in assessing prognosis in patients with congestive heart failure.14


    Footnotes
 
Abbreviations: CO2 = carbon dioxide output; O2 = oxygen uptake; E = minute ventilation

Manscript received February 25, 1999; revision accepted April 7, 1999.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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