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(Chest. 1999;116:851-853.)
© 1999 American College of Chest Physicians

Diagnosing Heart Failure by the Valsalva Maneuver

Isn't It Finally Time?

Michael J. Zema, MD, FCCP(Patchogue, NY ).

Dr. Zema is Clinical Associate Professor of Medicine, State University of New York, and Chief, Division of Cardiology, Brookhaven Memorial Hospital Medical Center.

Correspondence to: Michael J. Zema, MD, FCCP, Chief, Division of Cardiology, Brookhaven Memorial Hospital Medical Center, 101 Hospital Rd, Patchogue, NY 11772

For decades, clinicians have diagnosed and treated the symptoms of left heart failure in their patients based on a carefully taken history, bedside physical examination, and chest radiograph. Symptoms such as orthopnea, paroxysmal nocturnal dyspnea, and dyspnea on exertion lack specificity, however, and may be seen in patients with chronic sinusitis as well as obstructive airways disease.1 2 The well-known physical findings of ventricular gallop sound, pulmonary rales, hepatojugular reflux, jugular venous distention, and peripheral edema, on the other hand, while reasonably specific in certain clinical settings, are unacceptably insensitive, making their absence in an individual patient of little value in excluding significant left ventricular dysfunction.3 4 5 Although it is far superior to the standard physical diagnostic signs, an upright chest radiograph that assesses the distribution of pulmonary blood flow and the presence or absence of radiographic cardiomegaly still has rather limited sensitivity, particularly for the detection of mild or moderate left ventricular dysfunction.2 3 4

Over the past decade, it has become increasingly clear, moreover, that the hemodynamic model of heart failure is an incomplete and imperfect one. Alterations of the renin-angiotensin,6 natriuretic peptide,7 and sympathetic nervous systems6 8 have been demonstrated in animal models and in man to correlate quite closely with measurable hemodynamic abnormalities, and often to precede their development.

While the diagnosis of congestive heart failure, therefore, may have as yet no "gold standard," we and others have found an unsurpassed correlation between the pattern of arterial pressure response detected by use of the bedside Valsalva maneuver and documented abnormal left ventricular hemodynamics, either systolic4 9 or diastolic4 10 dysfunction. Its use has proven, moreover, to be an extremely helpful clinical tool for the identification of patients with left ventricular disease who present with either acute11 or chronic2 dyspnea of unknown etiology. The maneuver can usually be performed quite satisfactorily by most subjects, even after only a very brief explanation.

The Valsalva maneuver has generally been divided by most cardiac physiologists into four more or less well-defined phases: phase 1, the onset of straining with its associated arterial pressure rise; phase 2, straining; phase 3, the release of strain; and phase 4, arterial pressure overshoot. Studies in man using the pressure-gradient technique have shown that in normal subjects, the arterial pressure response during the Valsalva maneuver is the result of an acute increase in intrathoracic pressure (phase 1); decreased stroke volume secondary to decreased venous return with compensatory rise in heart rate and peripheral vascular resistance and subsequent narrowing of pulse pressure (phase 2); an acute decrease in the level of intrathoracic pressure (phase 3); and an acute increase in stroke volume over control level while peripheral vascular resistance remains transiently elevated (phase 4). During phase 2, with decreased venous return, decreased stroke volume, and fall in systolic arterial pressure, arterial baroreceptor hypotension causes decreased carotid sinus nerve stimulation with enhanced {alpha} and ß sympathetic efferent traffic via the cardiac sympathetic nerves resulting in tachycardia (ß), enhanced contractility (ß), and increased peripheral vascular resistance ({alpha}), the latter being responsible for the narrowing of pulse pressure and decrease in pulse amplitude ratio. In patients with heart failure, perhaps due to a resetting of the arterial baroreceptors or enhanced resting {alpha}-adrenergic tone, this decrease in pulse amplitude ratio during phase 2 is blunted, as noted by Brunner-La Rocca and coworkers in this issue of CHEST (see page 861) and by others10 Likewise, the height of the arterial pressure overshoot (phase 4) is diminished, a finding that can be reproduced experimentally in normal subjects by the infusion of the {alpha}-agonist norepinephrine.12 In patients with severe hemodynamic4 9 or neurohumoral manifestations of heart failure (see Brunner-La Rocca and coworkers), physiologic events during the Valsalva maneuver are even more abnormal. Stroke volume initially increases (phase 1) but often continues to remain elevated during the remainder of the strain phase (phase 2), accounting for the rise in systolic BP above control levels (as seen in the "BP VM > rest" subgroup by Brunner-La Rocca and coworkers).

Brunner-La Rocca and coworkers have demonstrated in symptomatic patients with proven left ventricular dysfunction that pulse amplitude ratio measured during phase 2 of the Valsalva maneuver varies directly with plasma concentration of natriuretic peptide and inversely with indexes of functional capacity such as maximum oxygen uptake and exercise duration, thereby completing the integration of left ventricular hemodynamics, neuroendocrine balance, and patient functional capacity with the arterial pressure response elicited during the Valsalva maneuver.

Production of the phase 4 arterial pressure overshoot is dependent on the integrity of baroreceptor function,4 13 and as such can be interfered with by antiadrenergic drugs such as ß-blockers,4 limiting its clinical utility under those circumstances. Likewise, since the change in pulse pressure and hence pulse amplitude ratio during phase 2 appear to be dependent on an intact neural reflex arc involving sympathetic efferent output, it may be anticipated that sympatholytic agents will also interfere with their measurement. Brunner-La Rocca and coworkers do not reveal what percentage of their patients were taking ß-blocking agents. Of interest, however, is that 19 of their subjects (42%) were receiving amiodarone, which does possess noncardioselective ß-adrenergic blocking properties. It might prove interesting to reanalyze their data, excluding those subjects, to determine whether their reported correlations would be even more robust.

Considering the cost and time involved with currently available methods to objectively demonstrate the presence or absence of "congestive heart failure" (eg, exercise testing, natriuretic peptide and norepinephrine blood levels, radionuclide ventriculography, and echocardiography etc), one must ask whether or not it is time to incorporate the simple 30-s bedside Valsalva maneuver into the routine office examination. The arterial pressure response (which correlates with functional capacity, level of neurohormones, and cardiac hemodynamics) that occurs during the Valsalva maneuver (which is totally noninvasive, does not expose the patient to ionizing radiation, and can be completed in < 30 s) would appear to be a far more useful screening tool than either the chest radiograph or resting ECG, both of which are almost universally employed in patients in whom there is any question of clinical congestive heart failure. Although multiple patient populations must eventually be examined, preliminary information suggesting prognostic value, at least in postmyocardial infarction subjects, has already been published.14

Ultimately, performance of the Valsalva maneuver can be standardized, results can be directly recorded,15 and data can be digitized and transferred to a personal computer where, with appropriate software and minimal user interface, information can be derived from the pulse amplitude ratio and arterial pressure overshoot, permitting the creation of a statement of probability or likelihood of a congestive heart failure state. The physiology has been elucidated, the technology is available and reasonably inexpensive, the preliminary data are encouraging, and expectation, therefore, is justifiably high.

References

  1. Schiff, M (1981) Evaluation of the dyspneic patient. Pract Cardiol 7,51-62
  2. Zema, MJ, Masters, AP, Margouleff, D (1984) Dyspnea: the heart or the lungs? Differentiation at bedside by use of the simple Valsalva maneuver. Chest 85,59-64[Abstract/Free Full Text]
  3. Harlan, WR, Oberman, A, Grimm, R, et al (1977) Chronic congestive heart failure in coronary disease: clinical criteria. Ann Intern Med 86,133-138
  4. Zema, MJ, Restivo, B, Sos, T, et al (1980) Left ventricular dysfunction: bedside Valsalva maneuver revisited. Br Heart J 44,560-569[Abstract/Free Full Text]
  5. Marantz, PR, Tobin, JN, Wassertheil-Smoller, S, et al (1992) Prognosis in ischemic heart disease: can you tell as much at the bedside as in the nuclear laboratory? Arch Intern Med 152,2433-2437[Abstract]
  6. Levine, TB, Francis, GS, Goldsmith, SR, et al (1982) Activity of the sympathetic nervous system and renin-angiotensin system assessed by plasma hormone levels and their relationship to hemodynamic abnormalities in congestive heart failure. Am J Cardiol 49,1659-1666[CrossRef][ISI][Medline]
  7. Mukayama, M, Nakaok, K, Saito, Y, et al (1990) Increased human brain natriuretic peptide in congestive heart failure. N Engl J Med 323,757-758[ISI][Medline]
  8. Thomas, JA, Marks, BH (1978) Plasma norepinephrine in congestive heart failure. Am J Cardiol 41,233-243[CrossRef][ISI][Medline]
  9. Zema, MJ, Caccavano, M, Kligfield, P (1983) Detection of left ventricular dysfunction in ambulatory subjects with the bedside Valsalva maneuver. Am J Med 75,241-248[CrossRef][ISI][Medline]
  10. McIntyre, AM, Vita, JA, Lambrew, CT, et al (1992) A non-invasive method of predicting pulmonary-capillary wedge pressure. N Engl J Med 327,1715-1720[Abstract]
  11. Marantz, PR, Kaplan, MC, Alderman, MH (1990) Clinical diagnosis of congestive heart failure in patients with acute dyspnea. Chest 97,776-781[Abstract/Free Full Text]
  12. Price, HL, Connor, EH (1953) Certain aspects of the hemodynamic response to the Valsalva maneuver. J Appl Physiol 5,449-456[Free Full Text]
  13. Sarnoff, SJ, Hardenbergh, E, Whittenberger, JL (1948) Mechanism of the arterial pressure response to the Valsalva test: the basis for its use as an indicator of the intactness of the sympathetic outflow. Am J Physiol 154,316-327[Free Full Text]
  14. Zema, MJ (1985) Prognosis after myocardial infarction: prediction in ambulatory patients by use of the bedside Valsalva maneuver. Angiology 36,96-104
  15. Imholz, BP, van Montfrans, GA, Settels, JJ, et al (1988) Continuous non-invasive blood pressure monitoring: reliability of Finapres device during the Valsalva maneuver. Cardiovasc Res 22,390-397[ISI][Medline]



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