|
|
||||||||
Guest Access | Sign In via User Name/Password |
|||||||||
* From the Neurological Department Kaiser Franz Josef Hospital, Vienna (Dr. Lahrmann), Ludwig Boltzmann Institute for Environmental Pneumology, Lainz Hospital, Vienna (Drs. Wild, Wanke, and Zwick), Clinic of Anesthesiology (Dr. Tschernko) and Clinic of Surgery, University Vienna (Drs. Wisser and Klepetko), Austria.
Correspondence to: Heinz Lahrmann, MD, Msc, Neurological Department, Kaiser Franz Josef Hospital, Kundratstraße 3, A-1100 Vienna, Austria.
| Abstract |
|---|
|
|
|---|
Patients and methods: In 14
patients with severe emphysema (mean ± SD; age, 53.7 ± 8.3 years;
FEV1, 0.64 ± 0.18 L; residual volume [RV],
5.33 ± 1.25 L; PaO2, 62.3 ± 9.0 mm Hg;
PaCO2, 39.0 ± 6.0 mm Hg), we assessed lung
function, arterial blood gases, maximal exercise capacity (Wmax), and
oxygen uptake (
O2max); intrinsic
positive end-expiratory pressure (PEEPi); diaphragmatic strength
(transdiaphragmatic pressure, Pdisniff) and endurance capacity (tlim);
central diaphragmatic drive assessed by root mean square analysis of
the esophageal electromyogram (rmsdia); and isotime dyspnea during
loaded breathing tests (BS).
Results: Despite a
significant increase (expressed as a percentage of baseline) in
FEV1 (40.6%) and a decrease in RV (30.0%) and PEEPi
(75.7%) 1 month after LVRS, the improvements in Wmax (31.2%) and
O2max (13.7%); Pdisniff (25.4%)
and tlim (64.9%); rmsdia (34.6%); and BS (21.7%) did not reach
statistical significance (p < 0.05) until 6 months after LVRS.
Arterial blood gases did not change significantly. Significant
correlations were found between decrease in rmsdia and changes in PEEPi
(r = 0.69), Wmax (r = -0.56), Pdisniff (r = -0.65), tlim
(r = -0.59), and BS (r = 0.71) 6 months after LVRS.
Conclusions: Our results show that LVRS is able to increase the efficacy of the respiratory pump and by this way reduce ventilatory drive and respiratory effort sensation.
Key Words: diaphragm dyspnea electromyography lung volume reduction surgery neural drive
| Introduction |
|---|
|
|
|---|
Lung volume reduction surgery (LVRS) has emerged as a promising strategy to relieve dyspnea in patients with severe lung emphysema, who have no further benefit from medical treatment or rehabilitation programs.9 Lung function, exercise capacity, dyspnea indexes, and quality-of-life scores have served as estimates for the outcome of LVRS.9 The positive effects of LVRS on respiratory muscle function and ventilatory mechanics have been assessed by some authors.10 11 12 13 14 15 Teschler and colleagues10 investigated respiratory muscle function and ventilatory drive after LVRS using inspiratory mouth occlusion pressure (P0.1). Celli and coworkers16 reported a decrease in ventilatory drive (P0.1) and ventilatory response to CO2 after LVRS. A relationship between improvements in ventilatory mechanics after resection of emphysematous lung tissue and increase in respiratory muscle function and decrease of neural respiratory drive and dyspnea has not been established so far.
In a prospective study, we investigated the hypothesis that neural respiratory drive and dyspnea on effort decrease after LVRS as a result of the improvement in ventilatory mechanics and diaphragmatic strength and endurance capacity. By examining the patients before and at 1, 6, and 12 months after LVRS we were able to establish the chronological order and the strength of correlation between improvements in neural drive to the diaphragm and lung function, exercise capacity, ventilatory mechanics, inspiratory muscle function, and dyspnea on effort.
| Materials and Methods |
|---|
|
|
|---|
1-antitrypsin deficiency. The dosage of oral
corticosteroids (prednisone) was < 12.5 mg/d in all patients at least
for the last 6 months before LVRS and for the rest of the study period.
Four patients received long-term oxygen therapy preoperatively. No
patient participated in any rehabilitation program for limb muscles or
underwent specific respiratory muscle training either pre- or
postoperatively. Two patients had undergone median sternotomy whereas
all others had been operated by means of video endoscopic techniques.
All patients were operated bilaterally.
Measurements
All patients (n = 14) were examined both preoperatively and 1
and 6 months after surgery; 8 of the 14 patients had already a 12-month
follow-up at the end of the study.
Emax), and oxygen uptake
(
O2max) were measured (EOS
Sprint; Jaeger) by using standardized methods.18
ixi2
)1
with the EMG amplitudes xi and i = 1,
... , N), represents a statistically valid measure of the
amplitude behavior of the EMG, and thus describes the level of global
muscle fiber excitation. Furthermore, it is characterized by a very
good signal resolution.22
To minimize the intersubject
variability of EMG measurements (effects of electrode configuration,
tissue filtering, temperature, etc.) we normalized rmsdia to the
average values recorded during the first three loaded breaths. All
software involved was developed by using ASYST (ASYST Software
Technologies; Rochester, NY) and Borlands C++ (Borland Inc; Scotts
Valley, CA).
Statistical Analysis
Statistical comparisons between pre- and postoperative
measurements were made by means of analysis of variance for repeated
measurements using Bonferronis correction.24
A
p < 0.05 was considered statistically significant. Spearmans
coefficient of correlation was used for assessing the associations
between the relative improvements (percentage of baseline) in neural
drive to the diaphragm (rmsdia) as the independent variable and lung
function (FEV1, RV, PEEPi), exercise capacity
(Wmax,
Emax), inspiratory muscle strength (Pdisniff,
Pessniff), endurance capacity (tlim), and dyspnea on effort (BS) as the
dependent variables.24
All values included in the text and
tables are expressed as mean ± SD.
| Results |
|---|
|
|
|---|
|
Ergometer Exercise Tests
Wmax increased significantly by 28.9%,
O2max by 13.7%, and
Emax by 15.4% 6 months after LVRS with an
insignificant decline thereafter (for absolute values, see Table 1
).
Ventilatory Mechanics
A significant decrease in PEEPi of 75.7% was found in the
follow-up 1 month after LVRS, and the values remained within these
ranges for the study period.
Respiratory Muscle Function
A significant improvement in Pdisniff, Pessniff, and tlim by
25.4%, 15.4%, and 65.1%, respectively, was observed for the first
time 6 months after surgery. These values improved even more at the
12-month follow-up, but this further improvement did not reach
statistical significance. None of the patients showed any appreciable
changes in Pesend during a fatiguing run, either before or at any
examination after LVRS. This suggests that the end-expiratory lung
volume remained constant throughout the tests.
Neural Drive to the Diaphragm
Normalized rmsdia, computed at isotime, was seen to have decreased
significantly by 34.6% at the 6-month examination and remained within
this range at the 12-month follow-up.
Dyspnea on Effort
The decrease in BS computed at isotime became significant 6 months
after LVRS, and BS dropped to 21.7% of baseline after 6 months. Values
were seen to improve further at the 12-month follow-up.
Correlations
The coefficients of correlation between the relative improvement
at 6 months vs baseline of neural drive to the diaphragm (rmsdia) at
isotime as the independent variable and the relative changes vs
baseline of the following variables were derived:
FEV1, -0.20; RV, 0.25; TLC, 0.54; PEEPi, 0.69;
Wmax, -0.56;
Emax, -0.79; Pdisniff, -0.65;
Pessniff, 0.61; tlim, -0.59; and BS, 0.71.
These correlations were significant except for FEV1 and RV. Figures 1 through 3 present individual data (n = 14) on the relationship of relative improvement of rmsdia vs relative changes of endurance capacity (tlim), Pdisniff, and TLC 6 months after LVRS.
|
| Discussion |
|---|
|
|
|---|
The evaluation of diaphragmatic activation is technically difficult, and the interpretation is full of pitfalls. Direct recordings of diaphragmatic muscle action potentials using needle electrodes have been described.6 In respiratory studies, chest wall and esophageal recording techniques have been used more extensively. However, any direct inter- and intraindividual comparison is debatable, because the recording conditions vary under influence of temperature, muscle-to-electrode distance, electrode configuration, skin-electrode interface, etc. To overcome these difficulties, several investigators have normalized diaphragmatic EMG activity to resting or maximal values.5 6 Normalizing to values recorded during tidal breathing bears the disadvantage of introducing data with poor signal-to-noise ratio. Normalization to values during TLC maneuvers relies on the patients cooperation and further assumes that patients have an identical muscle recruitment pattern during full inspiration before and after LVRS, which may not be true.6 By taking the mean rmsdia value of the first three loaded breaths for normalization, the signal resolution and recruitment pattern are comparable to the rest of the time series.
It has been demonstrated in isolated diaphragmatic strips from dogs and in human subjects for different lung volumes that EMG activity increases when muscle length decreases independently of neural drive.25 26 Because of hyperinflation, the diaphragm in patients with COPD is shorter and flatter than normal, and EMG activity is overestimated when comparison is made with normal subjects.6 Any reduction in diaphragmatic EMG activity found in our study thus might be attributed to the effect of LVRS on diaphragmatic muscle length. However, we did not compare the raw diaphragmatic EMG activity, but rather normalized rmsdia values at isotime of fatiguing resistive breathing tests. Additionally, we ruled out any increase in hyperinflation, which might have further decreased diaphragmatic muscle length, by monitoring Pesend throughout LBT. Therefore, we may conclude that there was less electrical diaphragmatic activity after LVRS than at the time when the pre-LVRS run was stopped (isotime).
Changes in breathing pattern after LVRS may result in spurious improvements of endurance capacity.27 To minimize this effect, the TI/TE ratio and the BF were kept constant throughout LBT, and they were individually reproduced for each patient in pre- and postoperative LBT by means of sound signals. The pressure threshold device used, in combination with a feedback of Pdi and respiratory timing, ensured achievement of the predetermined load with each breath.28 In addition, this threshold device ensured that inspiratory pressure was independent of inspiratory flow over a wide range of pressures.20
Several factors may contribute to the decrease in inspiratory muscle function in patients with COPD when compared with normal subjects.5 6 10 16 First, the intrinsic force-length properties of the diaphragm are impaired in COPD. Several animal and human studies have shown that the drive to the diaphragm is very well adjusted to account for changes in diaphragmatic mechanical efficiency.29 30 In COPD, the diaphragm becomes shorter and flatter because of lung hyperinflation, causing it to contract from a fiber length that is shorter than normal and therefore more unfavorable. Furthermore, diaphragmatic flattening increases the radius of its curvature, and according to Laplaces law, the tension developed in the contracting diaphragm is poorly converted into Pdi in this state, which is reflected before LVRS by a lower Pdisniff value than thereafter. Resection of emphysematous lung tissue brings the diaphragm into a more normal position, restoring its force-length properties and curvature. Second, PEEPi, which has to be offset before inflating the lung, imposes an additional threshold load on the inspiratory muscles.1 Third, by increasing chest wall elastic recoil pressure, large operating volumes result in an increase of elastic loads. The effect of LVRS on these factors has been demonstrated empirically by Gelb and collaborators11 and theoretically by Hoppin.15
The decrease of electrical activity of the diaphragm, measured by esophageal EMG, throughout LBTs supports the hypothesis that less neural drive is necessary to perform the same relative task after LVRS. This corresponds to the fact that the diaphragm is less fatiguable after LVRS, reflected by a significant increase in the Tlim. Thus, LVRS is able not only to improve the elastic properties of the lung and reduce the intrinsic load on the diaphragm, but also to improve its neuromechanical coupling by restoring the physiologic force-length properties.
Improvements in ventilatory mechanics and lung function occurred as
early as 1 month after surgery, whereas the development of improvements
in respiratory muscle function, ventilatory drive, dyspnea on effort,
and exercise tolerance took significantly longer. This is in contrast
to the results of Teschler and coworkers10
, who reported a
significant increase in inspiratory muscle function variables within 1
month after LVRS. We argue, however, that 1 month after surgery the
patients were still in the recovery period, and the optimum performance
of voluntary maneuvers, such as Pdisniff, LBT (tlim, BS), and exercise
testing (Wmax,
Emax) was still impaired.
Farkas and Roussos31
have shown in emphysematous
hamsters that the remodeling of the diaphragm by dropout of sarcomeres
in series to reduce their optimal functional length takes time. Thus,
it may be speculated that the inverse process after LVRS takes time,
too.
Reduction of dyspnea was among the first published results of LVRS by Coopers group.9 But little is known about the physiologic effects that make LVRS such a success in reducing dyspnea. Sciurba and coworkers12 have demonstrated that the increase in lung elastic recoil pressure leads to improvements in dyspnea and exercise tolerance. ODonnell and associates14 attributed a reduced exertional breathlessness after LVRS to a combination of reduced thoracic distension, reduced BF, and reduced mechanical constraints on lung volume expansion. Benditt and colleagues32 attributed the reduction of breathlessness to changes in breathing pattern and ventilatory muscle recruitment caused by improvements of the mechanics of breathing after LVRS. Martinez and collaborators13 have provided evidence that the decrease of dyspnea and the increase in exercise capacity may be attributed to improvements in lung recoil, respiratory muscle function, and dynamic hyperinflation. Killian and coworkers7 proposed the existence of cortical interneurons, which mediate the sensation of ventilatory effort and dyspnea between the motor and the sensory cortex. However, the changes in central motor output to the respiratory muscles and the relation to improvements in dyspnea on effort, exercise capacity, and lung function induced by LVRS have not been assessed.
Teschler and colleagues10 used P0.1 to assess ventilatory drive in 17 patients with COPD before and 1 month after LVRS. They reported a decrease of 24% in P0.1 after LVRS, which remained above the upper limit of normal. They did not find any significant correlations of changes in P0.1 with 6-min walking distance, lung function, or blood gas values. In contrast with our results, they found no correlation between the reduction in ventilatory drive (P0.1) and dyspnea score, despite a significant decrease of both measurements after LVRS. Hyperinflation impairs the conversion of ventilatory drive to inspiratory pressure generation.33 The preoperative P0.1 may thus be underestimated. Moreover, P0.1 depends on end-expiratory lung volume and consequently on PEEPi,33 which we have shown to decrease after LVRS. Gorini and coworkers5 argue that the EMG is a more precise method than P0.1 in assessing the ventilatory drive in COPD patients. Celli and coworkers16 described a decrease in central drive (P0.1) and ventilatory response to CO2 to normal values 5 months after LVRS. They found no correlation between changes in P0.1 and blood gas values or lung function. They did not report dyspnea, ventilatory mechanics, or inspiratory muscle function in this study. Thus, the precise mechanism by which ventilatory drive is reduced after LVRS remains undetermined.16 Criner and coworkers34 reported significant improvements in lung function and diaphragmatic strength in 20 patients with lung emphysema 3 months after LVRS. The magnitude of these improvements in lung function were comparable to our results. The increase in Pdisniff was more pronounced than in our study, which might be attributed to the fact that their baseline values were 30% lower than ours. They reported that RV and trapped gas at functional residual capacity were strong determinants of postoperative increase in maximal inspiratory mouth pressure, which confirms our own results. Comparing their results obtained 3 months after LVRS and ours at 1 and 6 months after LVRS, we conclude that the improvement in diaphragm function occurs 3 to 6 months after LVRS.
By analyzing esophageal EMG during fatiguing exercise tests, we have provided evidence that the reduction in dyspnea after LVRS may be attributed to a reduced central ventilatory drive. After LVRS, hyperinflation is reduced, and respiratory muscles are put in a more favorable position for generating negative inspiratory pressure. Moreover, intrinsic ventilatory load induced by PEEPi is decreased. In this manner, the capacity of the respiratory pump to generate inspiratory pressure and to sustain fatiguing loads is increased, and less central ventilatory drive is necessary for generating the same relative inspiratory pressures. This contributes to the increase in exercise tolerance and the decrease in dyspnea on effort seen after LVRS.
|
|
|
| Footnotes |
|---|
Emax = maximal minute ventilation;
O2max = maximal oxygen uptake;
VT = tidal volume; Wmax = maximal exercise capacity Received for publication May 21, 1998. Accepted for publication July 22, 1999.
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
D. E. O'Donnell Hyperinflation, dyspnea, and exercise intolerance in chronic obstructive pulmonary disease. Proceedings of the ATS, January 1, 2006; 3(2): 180 - 184. [Abstract] [Full Text] [PDF] |
||||
![]() |
R. B. Gorman, D. K. McKenzie, J. E. Butler, J. F. Tolman, and S. C. Gandevia Diaphragm Length and Neural Drive after Lung Volume Reduction Surgery Am. J. Respir. Crit. Care Med., November 15, 2005; 172(10): 1259 - 1266. [Abstract] [Full Text] [PDF] |
||||
![]() |
Z J McKeoughl, J A Alison, M S Bayfield, and P T.P Bye Supported and unsupported arm exercise capacity following lung volume reduction surgery: a pilot study Chronic Respiratory Disease, April 1, 2005; 2(2): 59 - 65. [Abstract] [PDF] |
||||
![]() |
T. Takayama, C. Shindoh, Y. Kurokawa, W. Hida, H. Kurosawa, H. Ogawa, and S. Satomi Effects of Lung Volume Reduction Surgery for Emphysema on Oxygen Cost of Breathing Chest, June 1, 2003; 123(6): 1847 - 1852. [Abstract] [Full Text] [PDF] |
||||
![]() |
F. Bellemare, M.-P. Cordeau, J. Couture, E. Lafontaine, P. Leblanc, and L. Passerini Effects of Emphysema and Lung Volume Reduction Surgery on Transdiaphragmatic Pressure and Diaphragm Length* Chest, June 1, 2002; 121(6): 1898 - 1910. [Abstract] [Full Text] [PDF] |
||||
![]() |
J. B. Shrager, D.-K. Kim, Y. J. Hashmi, H. H. Stedman, J. Zhu, L. R. Kaiser, and S. Levine Sarcomeres Are Added in Series to Emphysematous Rat Diaphragm After Lung Volume Reduction Surgery Chest, January 1, 2002; 121(1): 210 - 215. [Abstract] [Full Text] [PDF] |
||||
![]() |
J. B. Shrager, D.-K. Kim, Y. J. Hashmi, E. B. Lankford, P. Wahl, H. H. Stedman, S. Levine, and L. R. Kaiser Lung volume reduction surgery restores the normal diaphragmatic length-tension relationship in emphysematous rats J. Thorac. Cardiovasc. Surg., February 1, 2001; 121(2): 0217 - 224. [Abstract] [Full Text] [PDF] |
||||
![]() |
R. M. Rogers, H. O. Coxson, F. C. Sciurba, R. J. Keenan, K. P. Whittall, and J. C. Hogg Preoperative Severity of Emphysema Predictive of Improvement After Lung Volume Reduction Surgery : Use of CT Morphometry Chest, November 1, 2000; 118(5): 1240 - 1247. [Abstract] [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |