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* From the Centre de pneumologie de lHôpital Laval, Sainte-Foy, Quebec, Canada.
Correspondence to: Jean Deslauriers, MD, Centre de pneumologie de lHôpital Laval, 2725 chemin Ste-Foy, Sainte-Foy, Quebec, Canada G1V 4G5
| Abstract |
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Key Words: clinical staging lung cancer surgical staging
| Introduction |
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Staging is the measurement of the extent of tumor that allows rational grouping of patients with similar disease for prognostic, analytic, or therapeutic purposes. In the preoperative setting, staging will define patients most likely to benefit from pulmonary resection, while ensuring that no individual is denied the chance of curative resection based on radiologic or clinical findings alone.3 It will also help the selection of patients eligible for induction therapy programs. If proper pretreatment staging is accomplished, the rate of exploratory thoracotomy or incomplete resection should not exceed 8 to 10%.
In 1997, a consensus panel of the International Association for the Study of Lung Cancer4 made the following recommendations on pretreatment minimal staging for non-small cell lung cancer (NSCLC): (1) any staging protocol should be simple and widely applicable; (2) the staging protocol should be sequential and logical, avoiding unnecessary tests that might prove expensive and invasive; (3) the staging protocol should identify patients suitable for treatment with curative intent; and (4) any staging protocol should be based on the TNM classification. The purpose of this article is to review the role and relative merits of invasive and noninvasive methods utilized in the staging of patients with lung cancer.
| Staging System |
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The problem of nonmalignant pleural effusions has not really been solved, because the use of this descriptor when the effusion is nonbloody and not an exudate is left to clinical judgment.5 It implies that when the effusion is an exudate, as is the case in virtually all paraneoplastic effusions, the tumor should be designated as T4. Patients with cytology-positive malignant effusions are also designated as having T4 tumors.
The issue of site as a descriptor of the T status has been partially addressed. Superficial tumors in which the invasive component is limited to the bronchial submucosa are now classified as T1 tumors, even if they are located within the main bronchus or within 2 cm from the carina. That leaves a number of larger invasive tumors that may be T3 by virtue of their location being proximal to a lobar orifice, but are more likely to behave as T1 or T2 tumors. The new TNM classification still does not establish a difference between T3 tumors invading the parietal pleura and T3 tumors invading the ribs or soft tissues of the chest wall.
The classification of regional lymph node stations has been clarified by Mountain and Dresler,9 who tried to combine the features of the two systems that have been in use for > 30 years, the first one based on the work of Naruke and advocated by the American Joint Committee on Cancer,10 and the second being the nodal map proposed by the American Thoracic Society11 and adopted by the North American Lung Cancer Study Group. In their proposal, all N2 nodes are contained within the mediastinal pleural envelope and are numbered 1 through 9. It is understood, although not clearly stated, that in many cases, the mediastinal pleura reflexion is difficult to identify, even at surgery, so that the distinction between hilar nodes (N1) and low tracheobronchial nodes (N2) may be difficult to make. Anatomically, the pleural envelope begins just proximal to the origin of the upper lobe bronchus, so that all lymph nodes cephalad to this point should be designated as mediastinal.
The issue of Pancoast tumors, where supraclavicular nodes may be involved by direct transpleural seeding through the apical pleura, has not been addressed. If these nodes contain tumor, they are designated as N3 nodes, although they may be the first nodal station involved.
The use of immunohistochemistry to identify micrometastases in lymph nodes and bring improvement in routine tissue staining has not been clearly shown to affect survival.12 13 These procedures may, however, have an impact on the planning of postoperative adjuvant therapies. In one study13 the detection of occult micrometastasis in mediastinal lymph nodes with monoclonal antibody to cytokeratin was used to predict early relapse in patients with stage I NSCLC.
The staging system has also been modified to provide greater specificity for identifying patient groups with similar prognosis and treatment options (Table 2 ).5 Stage I has been divided into I-a and I-b because the difference in survival rate between the two groups is significant (p < 0.01). Since there was little difference between the cumulative 5-year survival rates for patients with T2N1M0 and T3N0M0 disease, these were regrouped in stage II-b. Patients with N2 disease remain in stage III-a, and those with T4 tumors are included in stage III-b disease.
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| Preoperative Diagnosis |
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With improved techniques of biopsy often done under CT guidance, and with refinements in the pathologic interpretation of smaller specimens, the diagnosis of lung cancer can be made preoperatively in virtually all patients. Flexible bronchoscopy is reliable in central tumors, which represent about 30% of all lung neoplasms, while percutaneous fine-needle aspiration biopsy can establish the diagnosis in as many as 90 to 95% of peripheral tumors.14 15 It is important to understand that a negative result does not exclude malignancy, especially if the cytologic findings are reported as unsatisfactory or nonspecific inflammation.14 In these individuals, repeat biopsy may be of some value.
| Clinical Staging of the T Factor |
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In most cases of presumed intrathoracic spread, CT and MRI will improve the preoperative determination of tumor invasion. Even with the use of these imaging modalities, however, the staging of tumors involving the chest wall or mediastinum and that of Pancoast tumors remains difficult.
In patients with lung cancer suspected of direct invasion into the chest wall, one has to try to predict the need for chest wall resection in order to avoid unnecessary extended resections or unneeded violation of tissue planes. In this respect, patients with chest wall pain associated with tumors that abut the pleura, who have a positive isotope bone scan over the tumor area, or who present with a large soft tissue mass are likely to require chest wall resection.
In a prospective study performed in 112 patients to evaluate the diagnostic accuracy of CT criteria in predicting the extent of chest wall invasion by lung cancer, Ratto et al17 showed that obliteration of the extrapleural fat plane and the ratio between tumor-pleura contact and tumor diameter were the only CT variables significantly related to pathologic findings (Table 3 ). In that study, the surgeon was almost certain that an extrapleural dissection would not violate the cancer plane if both criteria were negative (sensitivity, 97%), but if both criteria suggested chest wall invasion, the surgeon was advised against extrapleural dissection (specificity, 89%). In 1991, Yukoi et al18 studied 30 patients with a peripheral lung cancer abutting the chest wall but without CT signs of true parietal invasion. After the induction of a diagnostic pneumothorax, repeated CT was carried out with a diagnostic accuracy of 100% for predicting chest wall invasion. Despite these results, CT is generally considered inaccurate to predict the need for chest wall resection,19 20 although obliteration of the extrapleural fat plane and costal osteolysis are highly predictive signs of chest wall invasion. CT also has great difficulty in differentiating between visceral and parietal pleura invasion, because peritumoral inflammatory adhesions often simulate true invasion. CT and MRI appear to be equivalent in their ability to demonstrate chest wall invasion, as reported by the Radiology Diagnostic Oncology Group.21 In one retrospective study from Japan,22 chest wall invasion was evaluated with ultrasonography in 19 patients and confirmed at thoracotomy. The sensitivity, specificity, and accuracy of ultrasonography was 100, 98, and 98%, respectively.
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Preoperative documentation of mediastinal invasion is important because
it is a major prognostic variable. Tumors that superficially invade the
mediastinum (T3 tumors) can be excised, but tumors invading deep into
the mediastinum (heart, esophagus, trachea) are T4 tumors that usually
preclude surgical resection. Both CT and MRI can depict gross
mediastinal invasion, but both studies are quite poor in their ability
to distinguish between tumor abutting the mediastinum vs a tumor truly
extending into a mediastinal structure. In the Radiology Diagnostic
Oncology Group report,21
MRI was statistically
significantly more accurate than CT to detect mediastinal invasion. In
another report, Glazer et al24
reviewed 80 patients who
had indeterminate mediastinal invasion by CT scan. Forty-eight of these
masses (60%) were resectable without true invasion of the mediastinum,
18 masses (22%) focally invaded the mediastinum but were still
technically resectable, and 14 masses (18%) were unresectable. CT
findings considered to be indicative of complete resection included
contact of
3 cm with the mediastinum, < 90% contact with the
aorta, and the presence of mediastinal fat between mass and mediastinal
structures.24
Based on these results, one must therefore
be very careful before determining that a given tumor is unresectable
based on CT criteria alone.
MRI appears to be superior to CT to demonstrate heart and great vessel invasion,25 while tumors invading to the thoracic aorta may be best shown by cine CT.26 In some cases of left atrial involvement, transesophageal ultrasonography may also be useful to determine the depth of invasion. In central tumors invading the main pulmonary artery, it is often impossible to determine preoperatively the exact T status (T3 or T4), so that thoracotomy must be done to ascertain tumor resectability.
The parietal pleura can be involved by a direct extension of the tumor or indirectly through subpleural lymphangitic spread or pleural metastasis. While direct invasion is not a major problem, indirect invasion is always a sign of inoperability that must be documented preoperatively. CT is more accurate than standard radiographs to document the presence of small effusions (< 25 mL), and when fluid is present, it is important to determine its true nature. This can be done by thoracentesis, percutaneous pleural biopsy, or video-assisted thoracoscopic surgery (VATS), which allows direct assessment of the pleural surfaces. By VATS examination, Asamura et al27 were able to demonstrate inoperable factors in 5 of 135 patients with presumed operable lung cancer. Four had a malignant pleural effusion, and one had extensive dissemination without effusion.
| Clinical Staging of the N Factor |
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The presence of mediastinal lymph node metastasis (N2, N3 disease) is an ominous prognostic sign; stage III-b disease, by virtue of metastatic contralateral lymph nodes in the mediastinum or hilum, is an absolute contraindication to surgical resection. Physical examination can detect enlarged supraclavicular or scalene nodes, but this type of examination is notoriously inaccurate if done by an inexperienced examiner. Careful clinical-history taking and physical examination can also detect evidence of superior vena cava obstruction or left recurrent nerve palsy, both being nearly absolute signs of N2 disease. Enlarged nodes within the mediastinum on standard radiographs are highly specific, if insensitive, signs of N2 disease.
Advanced invasive and noninvasive techniques are currently used to preoperatively determine the status of mediastinal nodes. Imaging modalities such as CT and MRI can demonstrate nodal enlargement but cannot confirm histologic involvement. On the other hand, more invasive procedures such as mediastinoscopy, anterior mediastinotomy, VATS, and ultimately thoracotomy are more specific in assessing lymph nodes but require operative intervention. At present, the choice of techniques to be used continues to be one of the most controversial issues in the staging of lung cancer.
The major contribution of CT is to allow the surgeon to proceed directly to thoracotomy28 if the nodes have a transverse diameter of < 1 cm, where the likelihood of finding metastatic tissue is in the range of 3 to 16%.28 29 30 The accuracy improves if the primary tumor is peripheral or of squamous histology,31 but decreases if the tumor is central or of nonsquamous histology. Lymph nodes that have a diameter of 1 to 2 cm by CT contain metastatic tissue in 70% of cases,30 31 32 while those > 2 cm have an even greater chance of containing tumor tissue. In a meta-analysis of CT accuracy for assessment of mediastinal lymph nodes in lung cancer, the authors reported a sensitivity, specificity, and overall accuracy of 79, 78, and 80%, respectively.33
The predictive value and accuracy of CT in determining mediastinal node involvement is lower in the presence of distal obstructive pneumonitis or old granulomatous disease, and MRI has generally not been shown to be more accurate than CT to evaluate nodal disease.34 For these reasons, there is general agreement that enlarged lymph nodes require histologic confirmation if this finding means inoperability. In other words, suspected inoperability on the basis of abnormal findings from noninvasive procedures should always be confirmed by direct biopsy.
Imaging with whole-body positron emission tomography (PET) appears to be more accurate than CT for the diagnosis of mediastinal node metastasis. In one study carried out in 76 patients,35 mediastinal PET and CT findings were compared with results of surgical staging. Sensitivity and specificity for the diagnosis of N2 disease were 83% and 94% for PET, and 63% and 73% for CT, respectively. PET is also valuable to detect occult adrenal or liver metastases not documented by other means of nonsurgical staging. A recent Technology Evaluation Center of Blue Cross/Blue Shield report36 37 concluded that the literature supported the use of fluorodeoxyglucose-PET for staging lung cancer, even if the technology is currently unavailable in most centers.
Most invasive procedures used to determine the nodal status involve long tubes passed through small holes into highly vascular surroundings.38 Despite this frightening description, these techniques can be carried out with low morbidity if the operator is experienced and familiar with the local anatomy. Perhaps less invasive, needle aspiration biopsy done through a transtracheal or transthoracic approach may be useful to stage patients with inoperable tumors and an enlarged mediastinum on chest radiograph or CT. In 1996, Akamatsu et al39 reported a sensitivity of 88% and specificity of 100% for CT-guided percutaneous cytology of mediastinal lymph nodes. In yet another study, Silvestri et al40 showed that esophageal endoscopic ultrasonography with fine-needle aspiration complemented mediastinoscopy in the assessment of lymph nodes located in the aortopulmonary window or subcarinal space.
As reported by Carlens41 and Pearson et al,42 43 mediastinoscopy involves the inspection, palpation, and biopsy of superior mediastinal lymph nodes. It is a useful and accurate technique that should be used when nodal involvement as determined by CT is unclear (nodes > 1 cm in diameter), or when it is required to have an exact knowledge of mediastinal involvement, such as in higher stage (T2-T3), centrally located, or undifferentiated tumors. In patients where induction treatments are contemplated, mediastinoscopy should be mandatory. Because mediastinoscopy has a greater sensitivity and specificity than CT scanning to document mediastinal node involvement, some centers still recommend its routine use in all presumed operable lung carcinomas.44 45 Ideally, nodes from stations 2, 4, and 10 should be sampled routinely along with the subcarinal (station 7) nodes, as described in the American Thoracic Society staging system.11 Mediastinoscopy may be utilized safely in patients with superior vena cava obstruction and in patients who have had a prior mediastinoscopy. It can be done on an outpatient basis,46 or at the time of thoracotomy.
Lymph nodes located in the aortopulmonary window (station 5) are not accessible by cervical mediastinoscopy, but biopsy can be performed through a left anterior mediastinotomy,47 48 often referred to as a Chamberlain procedure,49 or through an extension of standard cervical mediastinoscopy.50 51 The information gained by these procedures is particularly important for patients with left upper lobe lesions, where survival figures for patients with resectable disease and metastatic subaortic nodes approaches that of patients with N1 disease.52 53 In most centers, these procedures are only done if the aortopulmonary nodes appear to be enlarged on CT scan.
Scalene node biopsy is indicated when they are palpable or in patients who have proven N2 disease prior to undergoing resection. Lee and Ginsberg54 have shown unsuspected microscopic involvement of the scalene nodes in 15% of patients with N2 disease at mediastinoscopy, and in 68% of patients with N3 disease. This information may be relevant in patients for whom an operation is recommended despite N2 disease, or in patients for whom neoadjuvant therapy is considered.
The role of VATS to access mediastinal nodes is unclear,55 56 57 although nodes located in the aortopulmonary window or posterior mediastinum can be readily obtained by this technique. The potential of VATS to disclose hilar disease may be of importance in patients who cannot tolerate pneumonectomy, or in patients in whom N1 disease may need to be documented histologically prior to induction therapy.
| Clinical Staging of the M Factor |
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Common sites of distant metastases from lung cancer are the brain (10%), bone (7%), liver (5%), and adrenal glands (3%).67 Focal metastatic nodules in the liver can be detected by contrast-enhanced CT or sonography, with sensitivities in the range of 80%.28 68 69 Histologic confirmation by percutaneous biopsy is often required, since many of these liver nodules represent hepatic cysts or hemangiomas.
Contrast-enhanced CT and MRI have replaced radionuclide scans to detect brain metastasis,70 71 with MRI being reserved for patients with high suspicion despite negative CT. Gadolinium-enhanced T1-weighted MRI scans are more sensitive than contrast CT for detecting brain metastasis.72 In one study,73 it was concluded that because of expense and lack of positive findings, neither MRI nor CT were indicated in the asymptomatic patient.
Metastatic disease to the adrenals is usually discovered by routine CT scanning of the upper abdomen. A biopsy should be done of unilaterally enlarged glands, because in about 80% of cases, these masses will be benign. Metastatic disease is more likely if the adrenal mass is > 3 cm in diameter, or if the mass alters the usual concave border of the gland.74 MRI imaging offers no significant advantage over CT,75 but in one study, the chemical-shift MRI technique was shown to be highly accurate for distinguishing benign from malignant adrenal masses.76
Technetium 99m methylene bone scintigraphy is the method of choice to demonstrate skeletal metastasis. Multiple areas of increased uptake has a specificity of 80 to 90% for metastasis.77 If the presence of metastatic disease remains in question with a positive scan, correlative radiographs or CT should be obtained and, in some cases, CT or sonography-guided percutaneous biopsies should also be done. One of the main values of bone scanning is to provide a baseline, should the patient present with musculoskeletal pain sometime after his operation.
| Intraoperative Staging |
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Lymph node sampling in a nonsystematic fashion is inadequate for accurate staging. In an interesting study, Gaer and Goldstraw78 reviewed 100 thoracotomies done for lung cancer, and compared the naked-eye assessment of nodal staging with the ultimate histologic diagnosis. False-positive assessment was made at 14 node stations (11 patients), and false-negative assessments were made at 10 lymph node stations (9 patients). In that study, the sensitivity, specificity, and overall accuracy of naked-eye assessment was 71.4, 94.4, and 91.6%, respectively.78
Whether complete mediastinal node dissection improves the quality of staging and length of survival over systematic sampling remains controversial, even if lower stage tumors are known to have a high incidence of mediastinal node metastases.79 80 In a retrospective study of 337 patients with T1 tumors who had undergone pulmonary resection with complete lymphadenectomy, Asamura et al79 showed that 88 patients (26.1%) had lymph node involvement: 32 (9.5%) at N1 nodes, 55 (16.3%) at N2 nodes, and 1 at N3 nodes. The authors concluded that complete hilar mediastinal lymphadenectomy should be routinely done. Ishida et al80 (Table 4 ) and Martini et al81 also concurred that it is important to do a complete mediastinal lymphadenectomy. Ishida et al80 further documented that for patients with N1 or N2 disease, "skip metastases" are present in > 25% of cases.
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Two studies compared systematic sampling to mediastinal lymphadenectomy in terms of their ability to stage the mediastinum intraoperatively.83 84 In a retrospective study, Bollen et al83 concluded that the discovery ratio for N2 disease in the mediastinal node dissection and systematic sampling groups were similar, and both were better than nonsystematic sampling. The second study is that of Izbicki et al,84 who directly compared mediastinal lymph node dissection with systematic sampling in a prospective randomized trial involving 201 patients. These investigators showed that, regardless of the type of lymphadenectomy performed, the percentage of pathologic N1 or N2 disease was very similar in both groups (sampling, 23%, n = 23; lymphadenectomy, 26.8%, n = 22). Lymphadenectomy resulted in a more detailed staging, with detection of significantly more patients with multiple levels of involvement. The role of bilateral mediastinal node dissection remains unclear,85 although it is unlikely to have a major impact on techniques of resection.
| Conclusion |
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| Footnotes |
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| References |
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