(Chest. 2000;118:940-947.)
© 2000
American College of Chest Physicians
Prognosis and Recurrent Patterns in Bronchioloalveolar Carcinoma*
Yung-Yang Liu, MD;
Yuh-Min Chen, MD, PhD, FCCP;
Min-Hsiung Huang, MD, FCCP and
Reury-Perng Perng, MD, PhD, FCCP
*
From the Chest Department (Drs. Liu, Chen, and Perng), Thoracic Surgery Section (Dr. Huang), Veterans General Hospital-Taipei, and National Yang-Ming University, School of Medicine, Taipei, Taiwan, ROC.
Correspondence to: Yuh-Min Chen, MD, PhD, FCCP, Chest Department, Veterans General Hospital-Taipei, 201, Sec. 2, Shih-Pai Rd, Taipei, Taiwan, ROC; e-mail: ymchen{at}vghtpe.gov.tw
 |
Abstract
|
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Study objective: Bronchioloalveolar carcinoma (BAC) is
an uncommon pulmonary neoplasm with various radiologic and clinical
presentations. In this article, we analyze the initial radiologic
findings, TNM stagings, surgical types, and radiologic features of
recurrence, and correlate them with patient survival.
Design: A retrospective review of 93 patients who underwent
resection for BAC from February 1989 to May 1999.
Patients: There were a total of 153 patients with BAC
diagnosed during this period. Among them, 60 patients (39.2%) had
diffuse disease and received medical therapy only, and the remaining 93
patients (60.8%), who had localized disease, underwent surgical
resection. Patients who received surgical resection were enrolled in
this study.
Measurements: Data regarding demographics,
presentation symptoms, initial radiologic features, surgical type,
tumor staging, recurrence status, radiologic patterns of recurrence,
and survival were obtained from all patients.
Results:
Female patients were significantly younger than male patients. Patients
who were female, nonsmoking, undergoing curative surgery, lobectomy, or
bilobectomy, and with early tumor staging and no nodal involvement had
a better prognosis. Patients with a right lung tumor had a longer
survival than those with a left lung tumor, with borderline
significance. Among those who suffered from recurrent diseases, a
second resection yielded a better survival. Multivariate analysis
showed curative surgery, initial surgical type, recurrence status,
radiologic patterns of recurrence, and duration from surgical resection
to recurrence all had a significant impact on survival.
Conclusions: Those patients with localized, early-stage BAC
who underwent curative surgery had a better survival. Patients with
localized recurrence after the initial surgery warranted a second
resection. Those with a diffuse radiologic pattern of recurrence and/or
early recurrence had a worse prognosis.
Key Words: bronchioloalveolar carcinoma recurrence survival thoracic surgery
 |
Introduction
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Bronchioloalveolar
carcinoma (BAC) is an uncommon primary malignant pulmonary neoplasm,
and it accounts for 2 to 14% of all pulmonary
malignancies.1
2
It was first described by
Malassez3
in 1876, as a bilateral, multinodular form of
malignant lung tumor. In 1903, Musser4
discovered
another form: a diffuse, infiltrative type of BAC involving a single
lobe or the entire lung simulating pneumonia. In 1953, Storey et
al5
recognized that the most frequent form was a solitary
peripheral pulmonary nodule, and BAC was then disclosed as having three
different major radiologic patterns.
According to World Health Organization categorization, BAC is a subtype
of adenocarcinoma. The current definition of BAC is similar to the
entity described by Liebow6
in 1960 and includes the
following: malignant neoplasms of the lung that have no evidence of
extrathoracic primary adenocarcinoma, an absence of a central
bronchogenic source, a peripheral parenchymal location, no distortion
of the pulmonary interstitium, and neoplastic cells growing along the
alveolar septa. The origin of the malignant cells is still
controversial, and both unicentric and the multicentric hypotheses have
been postulated. However, one article7
favored a
monoclonal origin for multifocal disease. It is generally
accepted that BAC represents two distinct clinical entities of
identical histologic appearance.8
9
The solitary or focal
form has a better prognosis following curative resection and less
progress toward diffuse disease; the diffuse form (multinodules,
diffuse, or infiltrating) tends to be relentlessly progressive with a
worse prognosis regardless of intervention.8
9
10
11
12
However,
the previous literature mentions little about whether or not recurrent
characteristics, such as early or late recurrence, recurrent radiologic
patterns, and salvage surgery, could affect the patients survival.
In this study, we reviewed Chinese BAC patients who had received
surgical resection, to investigate the natural course of BAC following
surgery and to analyze the prognostic factors of the disease. The
importance of salvage surgery is also discussed.
 |
Materials and Methods
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We retrospectively reviewed and analyzed the chart records and
computer files of patients with a pathologic diagnosis of BAC following
surgery at Veterans General Hospital-Taipei from February 1989 to May
1999. Veterans General Hospital-Taipei is a general teaching hospital
with > 2,500 beds. During the study period, BAC was diagnosed in 153
patients and 93 patients received surgical resection as the initial
treatment modality. The preoperative workup included chest radiograph,
fiberoptic bronchoscopy, pulmonary function test, chest CT scan, bone
scan, and brain CT scan. All patients met the histopathologic criteria
for a diagnosis of BAC, ie, an absence of an identifiable
primary malignancy elsewhere, an absence of endobronchial carcinoma, a
pattern of malignant cells growing along the alveolar walls, and
preservation of the general interstitial framework of the
lung.13
Papillary tumors with well-developed fibrovascular
cores were classified as papillary adenocarcinoma and excluded from the
present study.
Each patients clinical characteristics, including age, gender,
smoking history, initial presenting symptoms, and the duration of
symptoms before surgery, were recorded. All preoperative chest
radiographs were reviewed to determine the presenting radiologic
features of BAC. The radiologic features of BAC were classified as
either nodular or infiltrating forms. The lesion was classified as an
infiltrating form if it was a poorly delineated opacity without defined
borders. A well-circumscribed lesion completely surrounded by pulmonary
parenchyma was classified as a solitary pulmonary nodule. The type of
surgery, surgical staging, recurrence status, location and radiologic
pattern of recurrence, and the length of time from initial surgery to
recurrence were all recorded. Each patients disease was staged
according to the TNM staging system.14
Curative surgery
was defined as a total removal of visible and/or palpable lesion(s)
based on the surgeons judgment, and the cut-end was free from tumor
according to the pathologic report. Patients were followed until their
death or last follow-up. Survival was defined as the time between date
of surgery and date of death.
For the statistical study, the Kaplan-Meier method with a log-rank test
was used for survival analysis, the Cox-regression method was used for
multivariate survival analysis, and the Mann-Whitney test was used as a
nonparametric test. SPSS statistical software (SPSS; Chicago, IL) was
used for these analyses.
 |
Results
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One hundred fifty-three cases of BAC were diagnosed in our
hospital from February 1989 to May 1999. Among them, 60 patients
(39.2%) had diffuse disease and received medical treatment only. The
remaining 93 patients (60.8%), who had localized disease, underwent
surgical resection initially. Of these 93 patients studied, 54 were men
(58%) and 39 were women (42%), with a mean age of 66.9 years (range,
42 to 89 years). Female patients (63.2 ± 9.6 years) were
significantly younger than male patients (69.6 ± 7.7 years;
p = 0.002). Forty-one patients (44%) had a history of cigarette
smoking. Forty patients (43%) were asymptomatic at the time of
diagnosis. Cough was the most common presenting symptom (28 patients;
30.1%), followed by hemoptysis (12 patients; 12.9%), chest pain (6
patients; 6.5%), body weight loss (2 patients; 2.2%), and dyspnea (2
patients; 2.2%). Another three patients (3.2%) presented with delayed
resolution of pneumonia. The mean duration of symptoms was 11.8 weeks
(range, 0 to 107 weeks).
The pattern and frequency of the initial chest radiologic presentations
of these 93 surgically resected BAC patients are listed in Table 1 . A solitary peripheral nodule was the most frequent finding, occurring
in 79 cases (84.9%), followed by an infiltrating or pneumonic mass in
11 cases (11.8%), multinodular lesions of the same side of the lung in
2 cases, and a mass with cavity in 1 case. The most frequent location
of the tumor was the right upper lobe (37.6%), followed by the left
upper lobe (22.6%), the right lower lobe and the left lower lobe (both
15.1%), and the right middle lobe (7.5%).
Sixty-four patients (68.8%) underwent a complete lobectomy, 9 patients
underwent a bilobectomy for tumor involvement of the adjacent lobe, 6
patients underwent a pneumonectomy because of extensive disease or
metastatic nodules found during the surgery, 7 patients underwent a
lobectomy plus wedge resection due to a tumor involving the adjacent
lobe or a suspected metastatic lesion found on the neighboring lobe
during the surgery, and the remaining 7 patients underwent a wedge
resection of the solitary peripheral nodule only. The results of
pathologic staging after surgery are shown in Table 2
. Thirty-nine patients (41.9%) suffered from disease recurrence during
the follow-up period. All the recurrent cases had the same histologic
finding of primary tumor. There was no other histologic type of lung
cancer found during the follow-up period. The radiologic presentations
of the 39 recurrent diseases were multiple nodules in 13 patients, a
solitary nodule or mass in 8 patients, an infiltrating or pneumonic
mass in 4 patients, a miliary lesion in 4 patients, mixed alveolar and
nodular opacity in 4 patients, lymphangitic spreading in 4 patients,
pleural effusion in 1 patient, and rib destruction in 1 patient (Table 3
). Among these patients, the radiologic patterns of the recurrent
diseases of 33 primary solitary nodular diseases were as follows:
multiple nodules in 11 patients, solitary nodule in 8 patients, miliary
in 4 patients, lymphangitic spreading in 4 patients, infiltrating or
pneumonic mass in 3 patients, mixed alveolar and nodular opacity in 1
patient, bone destruction in 1 patient, and pleural effusion in 1
patient. The radiologic patterns of the recurrent diseases of four
primary infiltrating or pneumonic masses were the same as the primary
disease in one patient, and mixed alveolar and nodular opacity in three
patients. The recurrent pattern was same as primary disease in the
patient who suffered from primary multiple nodular disease. The
pattern changed to multiple nodules without cavity in the patient whose
primary disease was a mass with cavity formation. Among them, eight
patients underwent a secondary surgical resection for localized
recurrence.
The median survival of all 93 patients with resections was 295 weeks.
The overall survival curve is shown in Figure 1
. Survival analysis showed a significantly longer survival among female
patients (n = 39) than male patients (n = 54; median survival, 295
weeks vs 259 weeks; p = 0.026). There was also a significant
difference in the survival of patients with (n = 41) or without
(n = 52) a history of smoking (median survival, 259 weeks vs > 300
weeks; p = 0.043). Different presenting symptoms did not affect
patient survival significantly (p = 0.745), nor did symptomatic
(median survival, 338 weeks) or asymptomatic (median survival, 295
weeks; p = 0.557) diagnoses. Initial chest radiologic patterns did
not correlate with patient survival (p = 0.263). The median survival
of those with a solitary nodular lesion was 295 weeks, and the median
survival of those with infiltrating and multiple nodular lesions was
359 weeks. Patients with an initial tumor location at the right lung
had a longer survival than those with a left lung tumor, with
borderline significance (median survival, 359 weeks vs 188 weeks;
p = 0.057; Fig 2
). Patients who underwent curative surgery had longer survival than
those who received noncurative surgery (median survival, 314 weeks vs
124 weeks; p = 0.004; Fig 3
). Patients who underwent a lobectomy or bilobectomy had significantly
longer survival than those with other surgical procedures (p = 0.017;
Fig 4
). Both nodal involvement and staging status had a significant impact on
survival (p = 0.0019 and p = 0.002, respectively). Five-year
survival for the 61 stage I patients was 68%; and 5-year survival for
the 9 stage II patients was 26.7%. The 4-year survival of the 13 stage
III patients was 29.5%, and the 4-year survival of the 8 stage
IV patients was 0. Patients who suffered from recurrent disease had
significantly poorer survival than those without recurrence
(p = 0.0001; Fig 5
). Among those patients who suffered from recurrent disease, those who
received a second resection survived longer than those without a second
surgical procedure (median, 314 weeks vs 133 weeks; p = 0.044; Fig 6
, top, A). The median time from first operation to
recurrence (disease-free survival) was longer in those who received a
second operation than in those without (87 weeks vs 55 weeks;
p = 0.104).

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Figure 2.. Kaplan-Meier survival curve of 93 resected
BACs by location (log-rank test; p = 0.057): right lung BAC
(n = 57; median survival, 359 weeks), and left lung BAC (n = 36;
median survival, 188 weeks).
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Figure 3.. Kaplan-Meier survival curve of 93 resected BACs by
curative surgery status (log-rank test; p = 0.004): curative
resection (n = 83; median survival, 314 weeks), and no curative
resection (n = 10; median survival, 124 weeks).
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Figure 4.. Kaplan-Meier survival curve of 93 resected BACs by
surgical type (log-rank test; p = 0.017): lobectomy (n = 64; median
survival, 314 weeks), bilobectomy (n = 9; median survival, 338
weeks), pneumonectomy (n = 6; median survival, 119 weeks), and wedge
and lobectomy (n = 7; median survival, 124 weeks). The median
follow-up time of the seven patients who received wedge resection was
only 62 weeks.
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Figure 5.. Kaplan-Meier survival curve of 93 resected BACs by
recurrence status (log-rank test; p = 0.0001): recurrence (n = 39;
median survival, 175 weeks). The median survival of the 54
nonrecurrence patients is still not available; 70.6% are still alive
at 300 weeks.
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Figure 6.. Kaplan-Meier survival curve of 39 recurrent BACs
by salvage surgery status. Top, A:
survival time calculated from the date of first operation to their
death or last follow-up. The median survival time of the 8 salvage
surgery patients was 314 weeks, and 133 weeks in the 31 patients
without a salvage operation (p = 0.044). Bottom,
B: survival time calculated from date of recurrence to
the death or last follow-up. The median survival time of the 8 salvage
surgery patients was 105 weeks, and 46 weeks for the 31 patients
without a salvage operation (p = 0.082).
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In the multivariate analysis using the Cox-regression method, we
analyzed age, sex, smoking history, presenting symptoms, duration of
presenting symptoms, initial radiologic patterns, initial tumor
location, curative resection status, surgical type, T status, N
status, M status, stage, recurrence status, recurrence radiologic
pattern, whether or not there was a second surgery, and the length of
time from surgery to recurrence. We found that curative resection
(p = 0.0001; R = -0.228), surgical type (p = 0.007;
R = 0.148), metastatic status (p = 0.009;
R=-0.143), recurrence status (p = 0.007;
R = 0.148), radiologic pattern (p = 0.008;
R = 0.145) of recurrence, and length of time from surgery
to recurrence (p = 0.0002; R = -0.218) significantly
determined the prognosis of our patients.
We then performed another survival analysis, with survival time
calculated from the finding of recurrence to the patients death or
last follow-up, for the 39 patients who suffered from recurrence. The
median survival time for the 8 patients who received a second resection
was 105 weeks, and 46 weeks for the 31 patients without a second
operation (p = 0.082; Fig 6
, bottom, B). Chest
radiologic findings of recurrent disease had a significant impact on
patient survival (p < 0.0001). Median survival was longest in the 4
patients with combined alveolar and nodular patterns (188 weeks),
followed by solitary nodule or mass (8 patients; 105 weeks), miliary
patterns (4 patients; 54 weeks), infiltrating or pneumonic patterns (4
patients; 41 weeks), multinodular patterns (13 patients; 32 weeks), and
lymphangitic spreading (4 patients; 9 weeks). The data are shown in
Table 3
. Multivariate analysis using sex, smoking history, time from
first operation to recurrence, recurrent radiologic patterns, and
whether there was a second surgery or not were done. Only radiologic
patterns of recurrence had a significant impact on survival
(p = 0.031; R = 0.1317).
 |
Discussion
|
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BAC was formerly considered a mystery tumor because of its various
radiologic, clinical, and cytopathologic manifestations. Barkley and
Green15
have reported that BAC appears to be increasing in
incidence, especially in young female patients. We found that our
female BAC patients were significantly younger than the male BAC
patients. We also found that female patients have a significantly
longer survival than male patients.
Patients with a history of cigarette smoking have a decreased survival
rate compared to nonsmokers. It is hard to explain why nonsmokers had a
better survival rate than smokers. Smokers did not suffer from a higher
incidence of recurrence (Pearsons
2 test;
p = 0.558). On the contrary, nonsmokers had more advanced disease
than smokers in the beginning (Pearsons
2
test; p = 0.031). The longer survival of nonsmokers might be related
to better cardiovascular and pulmonary functions, as compared to
smokers. However, sex and smoking status did not affect patient
survival in the multivariate analysis.
Forty patients (43%) in our study were asymptomatic at the time of
diagnosis. Their survival was not significantly different from those
with symptoms. The median survival was shorter in asymptomatic
patients, however, than in those with symptoms (295 weeks vs 338
weeks). Whether or not the presence or absence of symptoms is a
prognostic factor is still a controversial issue.1
Cough,
hemoptysis, and chest pain were the most common complaints in our
study, and this finding is essentially the same as that of the study by
Regnard et al.1
However, we had only three patients who
initially presented with a delayed resolution of pneumonia. This
percentage is much lower than that reported by Regnard et
al,1
in that 13 of 70 patients with resections in their
study presented with pneumonia. Of course, we had another eight
patients whose initial radiologic pattern was infiltrating or pneumonic
mass. If we consider these patients together with the three patients
presenting with a delayed resolution of pneumonia, the incidence of
pneumonia in the initial presentation was similar in both studies. It
is acknowledged that the radiologic appearance of BAC includes focal
nodular(s) or mass(es), and pneumonic and diffuse patterns; therefore,
BAC should be considered in the differential diagnosis of solitary or
multiple nodules and acute or chronic alveolar diseases.2
BACs can be classified into mucinous, nonmucinous, and mixed or
indeterminate cell types. It has been found that a prognosis of
nonmucinous BAC is better than that of mucinous BAC, probably because
the mucinous type tends to spread aerogenously and forms infiltrating,
multifocal, or satellite tumors.15
16
17
18
19
We did not analyze
this factor because the present study is limited to patients with
surgical resections (it would likely distort the study population to
have a higher proportion of nonmucin secretion BAC as compared to all
patient groups) and focused on the study of clinical and radiologic
prognostic factors.
At the present time, we still cannot explain why the right lung BAC
patients survived better than the left lung BAC patients. Right lung
BAC did not have less recurrence than left side BAC
(
2 test; p = 0.412), or an earlier staging
status than left side BAC (
2 test;
p = 0.283).
Curative resection and the type of initial resection affected the
patients survival significantly, both in our univariate and
multivariate analysis. In our study, patients who underwent a curative
resection, or lobectomy or bilobectomy, had a better survival than
patients with other surgical procedures. Greco et al20
found that patients treated with less than a lobectomy have higher
recurrence rates and a worse prognosis, and Barsky et al21
reported that lung-sparing procedures (wedge or segmentectomy) give the
disease the propensity to recur in a multifocal origin. It can be
concluded from our and other studies1
12
that the complete
surgical resection of localized BAC offers the best chance of long-term
survival. In addition, salvage surgery in patients who suffer from
localized tumor recurrence is also suggested, based on our data showing
better survival among those who received a second resection after
recurrence.
Staging status is an important prognostic factor in BAC patients
receiving surgical treatment.1
12
Clayton22
found that patients with a tumor size < 3 cm had a better outcome
than those with a tumor size > 3 cm. Sutton et al23
reported that relatively long-term survivors had no histologic evidence
of hilar or mediastinal lymph nodal involvement, compared to the other
surgical cases. Our study also demonstrated that staging is an
important prognostic factor. However, when TNM was considered
separately, only nodal status had a significant impact on survival in
univariate analysis, and metastatic status in multivariate analysis.
For those who suffered from recurrence, the longer the disease-free
survival, the longer the overall survival. Recurrent radiologic
patterns did have an impact on survival. Salvage resection in
appropriate cases prolonged the patients overall survival
significantly and improved survival time after recurrence, with
borderline significance. Four of the patients with recurrent disease
presented with lymphangitic carcinomatosis. It has been reported that
lymphangitic carcinomatosis can occur during late or terminal stage of
disease course, especially in nonmucinous BAC, displaying an
interstitial pattern in addition to other radiographic
abnormalities.15
24
25
26
In conclusion, female BAC patients were younger and had a better
prognosis than male patients. The patients with localized, early-stage
BAC who underwent curative surgery had a better outcome. Patients with
a shorter duration between the first surgery and recurrence had a
poorer prognosis. And, those with a localized recurrence after the
surgery warranted a second resection.
 |
Footnotes
|
|---|
Abbreviation: BAC = bronchioloalveolar
carcinoma
Received for publication November 8, 1999.
Accepted for publication May 11, 2000.
 |
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