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(Chest. 2001;119:428-433.)
© 2001 American College of Chest Physicians

Occupational Distribution and Geographic Clustering of Deaths Certified To Be Cryptogenic Fibrosing Alveolitis in England and Wales*

Jessica M. Harris, MSc; Paul Cullinan, MD and J. Corbett McDonald, MD

* From the Department of Occupational and Environmental Medicine, National Heart and Lung Institute, Imperial College, London, UK.

Correspondence to: Jessica Harris, MSc, Department of Occupational and Environmental Medicine, Imperial College (National Heart and Lung Institute), 1b Manresa Rd, London SW3 6LR, UK; e-mail: jessica.harris{at}ic.ac.uk


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Study objectives: The etiology of cryptogenic fibrosing alveolitis (CFA) remains largely obscure, although a 1996 report suggested an increased risk from occupational exposure to metal and wood dusts. Using data from death certificates in England and Wales, we sought evidence of any relationship between occupation and CFA and of the extent of any temporospatial clustering of place of birth and place of death as possible evidence of a geographically related environmental factor.

Design and setting: Data on occupation and address (postal code) were obtained from certificates of men and women dying as a result of CFA between 1981 and 1990 and were compared with national mortality statistics. Place of birth data were extracted from certificates for deaths between 1993 and 1995, the only available years, and were compared with national birth statistics.

Measurements and results: Standardized mortality ratios (SMRs) were raised (p < 0.05) in the following four occupational groups: members of the armed forces (SMR, 217.8); miners and quarrymen (SMR, 142.0); service, sports, and recreation workers (SMR, 118.6); and electrical and electronic workers (SMR, 146.6). Of these four groups, the latter group might be worth testing in a future study. There was statistical evidence of geographic clustering in postal code sectors for the recorded place of death, but the high-rate areas were different in men and women. Deaths were increased for those subjects born in urban areas, although these did not follow a clear geographic pattern.

Conclusions: Overall, these analyses provide little evidence of any important contribution from environmental factors to the etiology of CFA and suggest that more consideration be given to alternative concepts of causation.

Key Words: cryptogenic fibrosing alveolitis • geographic distribution • occupation


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Cryptogenic fibrosing alveolitis (CFA) is a progressive interstitial lung disease that, by definition, has unknown cause. The mortality rate appears to be rising, particularly in elderly men.1 Increased rates also were found in industrialized regions, suggesting that environmental factors, in particular occupations, may be important in the etiology. However, the authors found little difference in rates of disease between manual and nonmanual workers. It remains uncertain whether these reported increases in mortality reflect a real increase in disease incidence or changes in diagnostic or coding practices. However, a further study of death certificates from seven countries2 suggested that the increases in mortality observed in England and Wales, Australia, Scotland, and Canada could not be explained by diagnostic transfer from postinflammatory fibrosis. CFA is an uncommon disease with poorly defined diagnostic criteria, and any apparent increase could be explained by physicians’ greater interest and awareness.

Despite the lack of any marked difference between male and female mortality rates, which is the usual evidence of occupational etiology, several investigators have searched for an occupational clue to the cause of CFA. For example, a 1996 case-control study3 of CFA reported an increased risk in men from occupational exposures to metal and wood dusts, findings that were in line with results from earlier studies.4 5 A more recent report6 found evidence of increased exposure to antidepressants among a series of CFA cases compared to age-matched, sex-matched, and community-matched control subjects. Few other hypotheses have been tested formally.

In order to investigate further the possible role of occupational and other environmental exposures, we have carried out a detailed analysis of death certificates in England and Wales between the years 1981 and 1990. We also have examined the recorded places of birth for subjects whose deaths occurred between 1993 and 1995 for any evidence of clustering, which might suggest early life exposures, such as childhood infections or a common geologic factor, having a role in this disease.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Mortality Data (Certificates From 1981 to 1990)
Death certificates and details from registrations of all deaths in England and Wales are electronically recorded and stored at the Office for National Statistics (ONS). The underlying cause of death is identified from the causes mentioned on the certificate, in accordance with international procedures. Part I of the death certificate details the cause leading directly to death and any antecedent causes, with the lowermost cause termed the "underlying" cause of death. Any other causes ("mentioned causes") that contributed to death are listed in part II of the death certificate.

We obtained from ONS details from the 5,941 death certificates in which "idiopathic fibrosing alveolitis" (International Classification of Disease, ninth revision [ICD-9] code, 516.3) had been coded as the underlying cause of death for the years 1981 to 1990. Information on sex, date of birth, usual occupation, and postal code of usual residence from the entry completed at death registration was extracted. From the same source, we also obtained all coded information on 1951 death certificates in England and Wales in 1985 and 1986, which mentioned other alveolar and parietoalveolar pneumopathy (ICD-9 code, 516). These 2 years were the only ones in which coded information on the mentioned causes of death was available. CFA (ICD-9 code, 516.3) accounted for 91% of the deaths for each sex in which ICD-9 code 516 was coded and 95% of deaths occurred in subjects > 30 years of age.

Data from a further set of certificates were extracted; we obtained details from all 2,954 certificates in which CFA had been coded as the underlying cause of death for the years 1993 to 1995. These were the only 3 years for which information on the deceased person’s place of birth was available.

Occupational Analyses (Certificates From 1981 to 1990)
Occupations were recoded by the authors to the classification used at the time of the 1971 census. The analysis of occupation was restricted to the 2,938 men who were between the ages of 15 and 64 years in 1971 and to those subjects who had an occupation coded on their death certificate (n = 2,132 [73%]). The expected numbers of deaths for each occupational code were calculated using age-specific and sex-specific rates from 1981 to 1990 applied to occupational denominators obtained from the 1971 census, which were adjusted to take into account the proportion for which no occupational information was available. In this way, standardized mortality ratios (SMRs [ie, the ratio of observed to expected deaths]) with 95% confidence intervals (CIs) were produced for each of 223 possible occupational codes and the corresponding 27 occupational groups identified by ONS.

Registrars of death are instructed that the occupation of a woman should not be recorded unless she had been in paid employment most of her life.7 Consequently, occupational details were only available for 339 women, 20% of those women between 15 and 64 years of age in 1971. These details were analyzed, but clearly no reliable comparison with expected rates could be made.

Geographic Analyses
Place of Usual Residence (Certificates From 1981 to 1990): We examined the clustering of male and female deaths from CFA by an analysis of geographic sectors derived from the first four characters of the recorded postal code; each sector contains about 2,000 addresses. The numbers of deaths in each sector were compared with those that would be expected from a Poisson distribution. To investigate the extent of any misclassification with asbestosis, we examined also deaths in the following nine areas in England and Wales with a history of shipbuilding and repair: Merseyside, Tyne and Wear, Barrow-in-Furness, Plymouth, Portsmouth, Southampton, Gillingham, Rochester, and Swansea.

Birthplace (Certificates From 1993 to 1995): We compared the observed distribution of the places of birth of the deceased to the number expected, based on information extracted from the 1921 census. As the mean age at death was 72 years, this census was the nearest to the average year of birth. The place of birth, which was recoded by the authors to the nearest of 110 county and metropolitan boroughs and 1,451 urban and rural districts that had been detailed in the 1921 census, was recorded in a text format on the death entry. The county and metropolitan boroughs include the larger towns and cities of the United Kingdom and accounted for 46% of the population and 48% of births.

Information on place of birth was available for all but three of the 2,954 deaths from CFA between 1993 and 1995. The analysis was restricted to those who died at >= 45 years of age and were born in England or Wales (n = 2,615). It was possible to recode 2,424 certificates (93%) directly. One hundred sixty-seven did not contain complete information, and it was not possible to code the remaining 24 places.

The expected numbers of births for each area were weighted by the population number of births and were adjusted to account for the deaths with birthplace incomplete, or missing, or outside England and Wales. SMRs were calculated for each county and metropolitan borough and standard region. SMRs also were calculated separately for all county and metropolitan boroughs and compared to other towns within each standard region.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Demography
Of the 5,941 certificates from 1981 to 1990 with an underlying ICD-9 code of 516.3, 3,622 certificates (61%) were for men. The mean age at death was 71 years with nearly all deaths (95%) occurring in persons aged >= 55 years. The previously reported secular increases in age and sex-specific death rates for each code were confirmed and observed to continue beyond 1988. The mortality rate from CFA for men was slightly higher than that for women across all ages, and CFA accounted for a slightly higher proportion of all deaths among men (Fig 1 ). There was no seasonal variation in the proportion of deaths for each month of birth, and this lack of variation remained after stratifying for age and sex (data not displayed).



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Figure 1.. Male and female mortality rates from CFA and all causes in England and Wales from 1981 to 1990. Black lines = men; gray lines = women; solid lines = numbers of deaths; lines with filled squares = CFA deaths as a percentage of all deaths.

 
Occupational Analyses
Four of the 27 occupational groups shown in Table 1 had raised SMRs, with the lower 95% CI > 100. The increase in the mortality rate among miners and quarrymen (group I) was wholly explained by the number of deaths among coal miners (deaths, 65; SMR, 145.1; 95% CI, 114 to 185). Among electrical and electronic workers (group VI), the increase was specifically in electricians (deaths, 34; SMR, 138.0) and electrical engineers (deaths, 17; SMR, 702.2). Occupations with high ratios among service, sports, and recreation workers (group XXIII) were fire brigade men (deaths, 8; SMR, 241.3), publicans (ie, persons owning or managing inns and public houses, including bartenders) (deaths, 21; SMR, 199.3), and cleaners (deaths, 21; SMR, 225.0). A substantial increase, although based on small numbers, was also found in the armed forces (deaths, 19; SMR, 218.4). Very similar results were obtained when male deaths certificates with mentioned cause of death ICD-9 code 516 (1985 and 1986) were examined (data not shown). There was no evidence of an increased risk among persons in occupations potentially exposed to wood and metal dusts.


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Table 1.. Occupation-Specific SMRs for Deaths From CFA Among Men in England and Wales 1981 to 1990

 
Of the 339 women with occupations recorded, those with the highest frequency were the following: domestic housekeepers (n = 58 [17%]); shop salesmen and assistants (n = 24 [7%]); maids, valets, and related services (n = 22 [6%]); nurses (n = 21 [6%]); and typists, shorthand writers, and secretaries (n = 21; 6%). These frequencies were higher than the proportion of women employed in these occupational groups at the time of the 1971 census; the proportions were 0.2% for domestic housekeepers and shop assistants, 2% for maids and nurses, and 4% for typists and secretaries. Twelve women (4%) were employed as metalworkers; this occupational group accounted for 1% of all women employed at the time of the 1971 census. There were no increases in the frequencies of women employed as laundry workers, wood workers, hairdressers, and beauticians.

Geographic Analyses
Place of Death: Postal codes were available for 5,933 certificates (99.9%). Assuming a Poisson distribution, 0.46 male deaths and 0.30 female deaths would be expected in each postal code sector; the geographic analysis of deaths resulting from ICD-9 code 516.3 revealed a greater frequency in certain sectors than would have been expected by random assortment (p < 0.001). This was true separately for men and women, but there were few areas overlapping between the sexes (Table 2 ). A separate analysis of rural postal codes also suggested a tendency to cluster, although with no discernable geographic pattern. The number of deaths from CFA in areas known for shipbuilding, and therefore due to possible asbestos exposure, were higher in four of nine areas. In Tyne and Wear, deaths were more frequent than expected (deaths, 103; SMR, 130.1; 95% CI, 107 to 158). Ratios also were increased, although not significantly, in Merseyside (deaths, 107; SMR, 107.6), Plymouth (deaths, 23; SMR, 135.2), and Barrow-in-Furness (deaths, 7; SMR, 129.8). Ratios were not increased in the other five areas (ie, Portsmouth, Southampton, Gillingham, Rochester, and Swansea).


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Table 2.. Numbers of Deaths From CFA (England and Wales, 1981 to 1990) in High-Rate Postal Code Sectors

 
Birthplace: The number of births in all 110 county and metropolitan boroughs were appreciably more frequent than expected (deaths, 1,418; SMR, 115; 95% CI, 109 to 121). SMRs were significantly higher in 13 boroughs and lower in 3 (Fig 2 ). There was no clear geographic pattern in the areas with higher numbers of deaths. There was also no evidence to suggest any temporal clustering, because the ages of those born in each of the high-frequency areas differed widely.



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Figure 2.. County and metropolitan boroughs in England and Wales with relatively high ({blacksquare}) or low ({circ}) numbers of deaths from CFA from 1993 to 1995 by place of birth, as indicated by the 95% CIs. SMRs for deaths from CFA by places of birth categorized into standard regions, England and Wales, from 1993 to 1995. Values are given as SMRs for county and metropolitan boroughs (in bold) and other towns (in italics). * = 95% CI excludes 100.

 
Counties were grouped together according to nine standard regions. Again, there was no clear geographic pattern in the resulting SMRs, although SMRs for the larger urban boroughs were consistently higher than those for other smaller towns (Fig 2) .


    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
This study of death certificates was primarily motivated by a search for suggestive evidence of occupational or other environmental factors in the etiology of CFA. The close pathologic similarity between asbestosis and CFA also raised the question of whether some other work-related exposure, or exposures, might cause the same disease process as asbestos; although asbestosis is overwhelmingly a male disease and CFA is not. The recent report suggesting a risk associated with metal and wood dust, although only for a small proportion of cases,3 appeared to provide some support for this hypothesis. However, our results failed to provide any corroboration.

The inaccuracies associated with information from death certificates are well known, particularly for a disease such as CFA for which the diagnostic criteria are less than specific. Even so, we see no reason to think that a large case series based on death certificates is likely to be seriously biased epidemiologically. It is possible that asbestosis was wrongly diagnosed as CFA in a small number of cases, but our findings provided little evidence of this. Other pneumoconioses such as those due to coal dust or silica are more readily diagnosed radiologically than asbestosis and are unlikely to be an important source of error.

Listed occupations and places of residence may be those nearest to the time of death rather than the usual ones. We have in part accounted for long-latency diseases by calculating occupation-specific SMRs using occupational denominator values from between 11 and 19 years prior to death. Diagnostic or coding inaccuracies in death certificates also have been reported in persons with CFA.1 8 Despite these problems, we believe that the study of death certificates is a useful means of generating and testing etiologic hypotheses in a disease in which access to the services of specialists is an important factor in diagnosis.

Of the 27 occupational categories used by ONS in 1971, the SMR among men was raised in 4 categories to a statistically important extent. The excess in miners and quarrymen was entirely explained by the data for coal miners, who are subject to frequent chest radiographs and therefore to a higher probability of diagnosis, whether it is correct or incorrect. The excess among persons in the armed forces might well be explained in the same way. Of greater interest are those members of the remaining two groups who are at increased risk (specifically, electricians, electrical engineers, firemen, and cleaners), all of whom were exposed to a variety of fumes and potentially toxic airborne chemicals. These findings deserve, therefore, to be tested in other populations.

No increases were found among laundry workers, wood workers, and hairdressers and beauticians, occupations suggested by Iwai et al5 as having an increased risk of CFA. Although not formally tested, there were more deaths among women employed as metalworkers than the occupational data collected in the 1971 census would have suggested.

The analyses by place of death and by place of birth, although not wholly negative, provided no consistent or promising leads. Any undue clustering by date of death would be as likely to reflect ascertainment bias as causation, but it was not apparent. Place and season of birth might relate to infections in early life or to nutritional or geologically related factors, but these analyses also yielded nothing suggestive.

Clearly, it would be wrong and premature to conclude from these almost wholly negative findings that environmental factors play no part in the causation of this complex and puzzling disease, but they do suggest that we should consider quite different hypotheses. Could it be that we have here an example of a common pathologic process induced not by a few specific environmental agents but perhaps by many, in subjects who for primarily genetic reasons react in this seriously abnormal way? There is evidence of a dominant genetic pattern in a small proportion of patients (< 2%),9 but clearly this cannot explain the great majority of cases.

A mechanism of this kind would not exclude the possibility that long-term multifactorial environmental changes might lead to an increasing incidence of disease or that such changes might be found more frequently in some occupations than in others, particularly in those entailing exposure to fibrogenic dusts. The elucidation of such a hypothesis would require the investigation of genetic susceptibility by molecular techniques alongside classic environmental epidemiology.


    Footnotes
 
Abbreviations: CFA = cryptogenic fibrosing alveolitis; CI = confidence interval; ICD-9 = International Classification of Disease, ninth revision; ONS = Office for National Statistics; SMR = standardized mortality ratio

Received for publication March 15, 2000. Accepted for publication August 2, 2000.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

  1. Johnston, I, Britton, J, Kinnear, W, et al (1990) Rising mortality from cryptogenic fibrosing alveolitis. Br Med J 301,1017-1021
  2. Hubbard, R, Johnston, I, Coultas, D, et al (1996) Mortality rates from cryptogenic fibrosing alveolitis in seven countries. Thorax 51,711-716[Abstract]
  3. Hubbard, R, Lewis, S, Richards, K, et al (1996) Occupational exposure to metal or wood dust and etiology of cryptogenic fibrosing alveolitis. Lancet 347,284-289[CrossRef][ISI][Medline]
  4. Scott, J, Johnston, I, Britton, J (1990) What causes cryptogenic fibrosing alveolitis?: a case-control study of environmental exposure to dust Br Med J 301,1015-1017
  5. Iwai, K, Mori, T, Yamada, N, et al (1994) Idiopathic fibrosing alveolitis: epidemiological approaches to occupational exposure. Am J Respir Crit Care Med 150,670-675[Abstract]
  6. Hubbard, R, Venn, A, Smith, C, et al (1998) Exposure to commonly prescribed drugs and the etiology of cryptogenic fibrosing alveolitis. Am J Respir Crit Care Med 157,743-747[Abstract/Free Full Text]
  7. Office of Population, Censuses, and Surveys. Occupational Mortality 1979–80:1982–83. Decennial Supplement Series DS no. 6. London, UK: Her Majesty’s Stationary Office. 1984; 9–10
  8. Wells, A, Cullinan, P, Hansell, D, et al (1994) Fibrosing alveolitis associated with systemic sclerosis has a better prognosis than lone cryptogenic fibrosing alveolitis. Am J Respir Crit Care Med 149,1583-1590[Abstract]
  9. Rosenberg, DM (1982) Inherited forms of interstitial lung disease. Clin Chest Med 3,635-641[ISI][Medline]



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