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* From the Department of Medicine (Dr. Thomas), the Department of Anatomic Pathology (Dr. Tazelaar), and the Department of Oncology (Dr. Jett), Division of Pulmonary, Critical Care, and Internal Medicine, Mayo Clinic and Foundation, Rochester, MN.
Correspondence to: Charles F. Thomas, Jr., MD, Thoracic Diseases Research Unit, Guggenheim Bldg 696, Mayo Clinic and Foundation, Rochester, MN 55905; e-mail: thomas.charles{at}mayo.edu
| Abstract |
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Methods: A computerized search of the medical records for pulmonary carcinoid tumor at the Mayo Clinic from 1976 to 1997 revealed 517 patients, from which we identified 36 patients with pulmonary carcinoid tumors involving regional thoracic lymph nodes but without distant disease. For each patient, we reviewed the tumor histology, stage, and outcome. In addition, because the histologic criteria for the diagnosis of carcinoid tumors had changed significantly during the time of the study, we reexamined all of the histologic specimens using the current World Health Organization (WHO) criteria for classifying pulmonary neuroendocrine tumors.
Results: After reclassification with the WHO criteria for neuroendocrine tumors, 23 patients had typical carcinoid tumors with thoracic lymph node involvement. At the last follow-up, 19 patients had no evidence of disease (NED), 2 patients had developed systemic metastases (SM) and are still alive, and 2 patients had died. Eleven patients had atypical carcinoid tumors with thoracic lymph node involvement. At the last follow-up, four patients had NED, seven patients had developed SM within a median time of 17 months, and six patients with SM died shortly thereafter (median survival time, 25.5 months), while one is still alive. Two patients had been reclassified with large cell neuroendocrine carcinoma at the time of this review; both of these patients had developed SM (at 4 months and 21 months after diagnosis) and had died (at 15 months and 21 months after diagnosis, respectively).
Conclusions: These data suggest that patients with atypical pulmonary carcinoid tumors with regional lymph node metastases have a high likelihood of developing recurrent disease if treated with surgical resection alone and have significantly worse outcome (p < 0.001) compared to those patients with typical carcinoid tumors with thoracic lymph node involvement.
Key Words: atypical carcinoid bronchial carcinoid survival
| Introduction |
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| Materials and Methods |
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The histologic diagnosis of pulmonary carcinoid tumor was confirmed by review of all histologic sections by a single pathologist with special expertise in neuroendocrine tumors who was blinded to the initial diagnosis (ie, typical or atypical carcinoid tumor). Histologic sections were available for all 36 patients. Because the histologic criteria for the diagnosis of pulmonary carcinoid tumors changed significantly during the dates of this study, all tumors were classified on the basis of the newly proposed WHO classification scheme and were compared to the original diagnoses.10 The pathologic stage of disease using the TNM classification for non-small cell lung cancer also was confirmed.21 Two sets of survival curves were generated using the Kaplan-Meier method, one based on the original pathologic diagnosis and the second based on tumor classification according to the new WHO criteria.22
| Results |
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Among the 11 patients with atypical carcinoid tumors, 3 had stage IIA disease (T1N1M0), 4 had stage IIB disease (T2N1M0), and 4 had stage IIIA disease (T2N2M0 or T3N1M0). Only four patients (36.4%) showed NED at the time of follow-up, while seven patients (63.6%) developed SM at a median time of 17 months after diagnosis (range, 2 to 57 months after diagnosis). Six patients with SM died within a median time of 25.5 months after the initial diagnosis (range, 2 to 123 months after diagnosis). One patient with SM is still alive at 89 months (Table 3) .
Both patients with large cell neuroendocrine carcinoma (one man, age 68 years; one woman, age 64 years) had stage IIIA disease (T1N2M0 or T2N2M0) and developed SM at 4 months and 21 months after receiving their diagnoses, respectively. Both patients died shortly thereafter, 15 months and 21 months, respectively, after the initial diagnoses (Table 3) .
Survival curves for the patients classified according to the original pathologic diagnosis and the diagnosis based on the new classification scheme are shown in Figure 4 . Although the number of patients in this study was too small to permit a meaningful statistical analysis between the two groups (old vs new classification), the new classification scheme does separate tumors that behave worse than the atypical carcinoid tumors, as previously classified.
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| Discussion |
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In general, patients with typical carcinoids have good prognoses, with > 87% of patients surviving for 10 years. In contrast, approximately 25 to 69% of patients with atypical carcinoid tumors survive 5 years, and many develop widespread disease.5 6 12 13 14 15 16 17 18 19 20 Multivariate analyses from four studies12 15 18 20 suggest that pathologic stage and atypical histology are the most important factors affecting survival; however, not all studies have confirmed this. In a study of 93 patients with typical carcinoid tumors, the presence of lymph node metastases in 9 patients (all with N1 disease) did not have any prognostic significance. Eight patients survived a mean of 8 years, while one patient died of unrelated causes.17 In another report of 120 patients,19 there was insufficient information to allow any conclusions about the significance of either atypical features or lymph node metastases (only 7 patients had lymph node metastases). No prior studies specifically analyzed the subset of patients with typical or atypical pulmonary carcinoid tumors who presented with lymph nodal metastases at the time of surgical resection. As shown in Table 3 , we compare the survival data for patients with typical or atypical pulmonary carcinoid tumors presenting with lymph node metastases with a historical series of patients with pulmonary carcinoid tumors.
In the present study, patients with typical pulmonary carcinoid tumors with thoracic lymph node metastases did well after surgical resection alone. The overall survival rate was excellent, with only two patients (8.7%) developing systemic disease at a median time of 66 months after diagnosis and two patients dying. This is in contrast to patients with atypical pulmonary carcinoid tumors with thoracic lymph node metastases. When treated with surgical resection alone, most of these patients (63.6%) developed SM at a median time of 17 months after diagnosis. The majority of patients with SM (54.5%) died shortly thereafter (median time, 25.5 months after initial diagnosis).
The results of this study suggest that the accurate classification of
pulmonary neuroendocrine tumors is essential to determining prognosis,
but until recently there have been no widely accepted criteria with
which to make a reproducible or clinically meaningful separation
between the various tumor types. The new WHO classification scheme,
based on the work of Travis and Sobin,10
utilizes a
combination of mitotic activity and the presence of necrosis to
separate typical carcinoid tumors from atypical carcinoid tumors. This
study supports the clinical utility of the WHO classification,
demonstrating differences in the Kaplan-Meier survival curves comparing
the patients original diagnoses with the WHO classification (Fig 4)
.
Although our numbers are relatively small, they do suggest that
carcinoid tumors with mitotic counts between 2/2 mm2 and
10/2 mm2 of viable tumor or coagulative necrosis
behave in a more aggressive fashion than ordinary carcinoid tumors and
that patients with those tumors that have a very high mitotic rate
(
10/2 mm2) have the worst prognoses. Although
much has been written about the difficulty in counting mitotic figures
in several tumor systems, there are equally difficult problems with
basing the classification scheme on such things as "cellularity and
atypia."6
7
8
24
25
26
One problem encountered in this
study was distinguishing between true coagulative necrosis and what
might be called "incipient necrosis." This latter finding consisted
of foci of cells with somewhat pyknotic nuclei and shrunken-appearing
cytoplasm, in comparison to immediately adjacent cells, and cell
discohesion without frank karyorrhexis, eosinophilic necrotic debris,
or apoptosis (Fig 1)
. Such foci were not counted as foci of coagulative
necrosis and were not used to classify a tumor as an atypical carcinoid
tumor. Because of the difficulty in evaluating small foci of necrosis
and in counting mitotic figures on frozen sections, it may be very
difficult in borderline cases to make a definitive diagnosis without
examining the permanent sections. For intraoperative surgical
management, however, a diagnosis of carcinoid tumor should be
sufficient, and we reiterate the opinion of others that all such
patients should be treated and staged similarly to other patients with
lung cancer.
Finally, this study supports the significance of recognizing the existence of a high-grade non-small cell tumor with neuroendocrine differentiation (ie, large cell neuroendocrine carcinoma). Although there is debate regarding the significance of non-small cell carcinomas the neuroendocrine differentiation of which is only suggested by the presence of chromogranin A or synaptophysin identification immunohistochemically, tumors that appear to be neuroendocrine by light microscopy and that have a mitotic rate > 10/2 mm2 behave significantly worse than those with mitotic rates < 10/2 mm2.27 We identified two patients whose tumors were reclassified from atypical carcinoid tumor to large cell neuroendocrine carcinoma. Both patients with large cell neuroendocrine carcinoma developed systemic disease and died shortly after diagnosis (median time, 18 months after initial diagnosis).
We concur with others that all patients with any type of carcinoid tumor should be treated and staged similarly to other patients with malignant epithelial lung tumors. Because the majority of pulmonary carcinoid tumors occur centrally and involve the bronchial tree, lung preservation surgery (ie, bronchial sleeve resection) is recommended when possible.15 17 23 28 29 Tumors with greater involvement of the airway or ones that are located peripherally need more extensive surgery, ranging from lobectomy to pneumonectomy.15 17 30 Bronchoscopic removal is suboptimal treatment, because the tumors can extend submucosally and adequate resection is not achieved by removing the intraluminal component. However, a minority of patients have bronchial carcinoid tumors presenting as polypoid structures in the airway lumen, and in these rare cases bronchoscopic resection alone has been curative.31 Bronchoscopic resection does not, however, allow for lymph node staging, which the results of this study suggest is very important for prognostic information and may be beneficial in making therapeutic decisions.
Our data suggest that the subset of patients with atypical pulmonary carcinoid tumors and regional lymph node metastases have a high likelihood of developing recurrent disease if treated with surgical resection alone. Although there is a paucity of data available on the treatment of atypical pulmonary carcinoid tumors, previous studies32 33 34 35 have demonstrated a poor response to standard chemotherapy and radiation therapy. Currently, there is no standard therapy for treating atypical carcinoid tumors with any modality other than surgery. Further investigation is needed to determine the optimal treatment with chemotherapy, radiotherapy, or alternative promising new experimental agents.
| Acknowledgements |
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| Footnotes |
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Received for publication July 28, 2000. Accepted for publication October 17, 2000.
| References |
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