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(Chest. 2001;120:402-408.)
© 2001 American College of Chest Physicians

Perception of Dyspnea in Patients With Neuromuscular Disease*

Barbara Lanini, MD; Gianni Misuri, MD; Francesco Gigliotti, MD; Iacopo Iandelli, MD; Assunta Pizzi, MD; Isabella Romagnoli, MD and Giorgio Scano, MD, FCCP

* From the Fondazione Don C. Gnocchi, ONLUS, Pozzolatico (Firenze), Italy.

Correspondence to: Giorgio Scano MD, FCCP, Section of Respiratory Disease, Fondazione Don C. Gnocchi, ONLUS, Pozzolatico, Via Imprunetana, Pozzolatico (Firenze) 50020 Italy; e-mail: g.scano{at}dfc.unifi.it


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Background: The perception of dyspnea is not a prominent complaint of resting patients with neuromuscular disease (NMD). To our knowledge, no study has been addressed at evaluating the interrelationships among lung mechanics, respiratory motor output, and the perception of dyspnea in patients with NMD receiving ventilatory stimulation.

Material: Eleven patients with NMD (mean ± SD age, 44 ± 11.8 years; 5 men) of different etiology and a group of normal subjects matched for age and sex (control subjects).

Methods: While patients were breathing room air, lung volumes, arterial blood gases, the pattern of breathing (minute ventilation [E], tidal volume [VT], respiratory frequency, inspiratory time), and maximal (less negative) esophageal pressure during a sniff maneuver (Pessn), as an index of inspiratory muscle strength, were measured. Then we evaluated the response to hypercapnic-hyperoxic stimulation (hypercapnic-hyperoxic rebreathing test [RT]) in terms of breathing pattern, inspiratory swing of pleural pressure (Pessw), and inspiratory effort (Pessw[%Pessn]). During the RT, dyspnea was assessed every 30 s using a modified Borg scale (0 to 10).

Results: Pulmonary volumes were reduced in seven patients, and PCO2 was out of proportion to E in four patients. Group Pessn was 42.8 ± 23.6 cm H2O in patients and 107 ± 20.4 cm H2O in control subjects (p < 0.001). Dynamic elastance (Eldyn) [p = 0.0016] and Pessw(%Pessn) [p < 0.0005] were higher in patients. During the RT, Borg/CO2, Pessw(%Pessn)/CO2, and Borg/Pessw(%Pessn) were similar in the two groups, while E/CO2 and VT/CO2 were lower in patients (p < 0.0002 for both). As a consequence, for unit change in VT (percentage of predicted vital capacity [%VC]), greater changes in Pessw(%Pessn) were associated with greater Borg scores in patients. Baseline Eldyn related to Pessw(%Pessn)/VT(%VC) during hypercapnia (r2 = 0.85), an index of neuroventilatory coupling of the ventilatory pump (NVC). NVC predicted a good amount of the variability in Borg/E (r2 = 0.46, p < 0.02).

Conclusions: In this subset of NMD patients during hypercapnic stimulation, a normal inspiratory motor output per unit change in PCO2 results in a shallow breathing pattern. The consequent impairment of NVC underlies the higher scoring of dyspnea in these patients.

Key Words: breathing pattern • dyspnea • neuromuscular coupling • neuromuscular disease • respiratory drive • respiratory muscles


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Current hypotheses on the origin of dyspnea emphasize the importance of respiratory muscle effort that reflects central motor command.1 However, the role of the central mismatching between respiratory muscle effort and instantaneous feedback from sensory receptors throughout the respiratory system in the perception of dyspnea has also been emphasized. This theory has its mechanical basis in the disparity between the respiratory motor output and the mechanical response of the system.2 3 4 Patients with neuromuscular disease (NMD) exhibit a heightened neuromotor output.5 6 The latter is sensed as an increased respiratory muscle effort and as such is likely to be the principal mechanism of dyspnea in patients with uncomplicated NMD.7 Alternatively, the association of an increased respiratory system impedance with respiratory muscle weakness increases the respiratory muscle load and may affect the coupling between respiratory effort and volume; therefore, a greater-than-normal dyspnea sensation might be expected.2 3 However, to our knowledge, no study has been addressed at evaluating the interrelationships among pulmonary mechanics, respiratory motor output, and the perception of dyspnea in patients with NMD.

Patients with respiratory muscle weakness exhibit an increased central motor output and rapid shallow breathing (RSB).8 9 10 11 As weakness progresses, the bellows action of the chest decreases and tidal volume (VT) decreases further. This results in a decreased peripheral afferent input to supraspinal centers, likely to amplify the perception of breathlessness throughout the mismatching mechanism.2 3 We speculate that this mechanism is involved in the perception of dyspnea in patients with NMD.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Patients
Eleven consecutive patients (5 men) aged 44.7 ± 11.8 years (range, 23 to 72 years), including 7 patients with limb-girdle dystrophy, 2 patients with Duchenne muscular dystrophy, and 2 patients with amyotrophic lateral sclerosis and no respiratory complaints, were studied. Patients were ambulatory and wheelchair bound. The standard criteria were used to select patients.12 13

None of the patients had a scoliosis or any abnormalities shown on chest radiography or obvious abnormalities in diaphragm placement. Five patients were current mild smokers (<= 5 pack-years). Seventeen healthy normal subjects matched for age (range, 26 to 62 years; mean, 41.5 years) and sex (8 men) were studied as a control group. The study was approved by the local ethics committee, and subjects gave their informed consent. The anthropometric characteristics of the patients are shown in Table 1 .


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Table 1. Anthropometric and Functional Data of the Subjects *

 
Measurements
Routine spirometry, obtained with the patients seated in a comfortable armchair, was measured as previously described.8 Functional residual capacity (FRC) was measured by the helium dilution technique. The normal values for lung volumes were those of the European Community for Coal and Steel.14 Arterial blood gas tensions were measured (IL-1304; Instrumentation Laboratory; Milan, Italy).

For mechanical studies, an esophageal latex balloon (length, 10 cm; air volume, 0.5 mL) was introduced via the nose. A marker was placed on the polyethylene tubing 40 cm from the balloon tip.15 The catheter was connected to a differential pressure transducer (Validyne; Northridge, CA). Total lung resistance (RL) and dynamic lung elastance (Eldyn) were measured during resting breathing.16 RL was obtained using the isovolume method17 ; predicted values are those proposed by the European Community for Coal and Steel.14 Eldyn was determined by dividing the difference in esophageal pressure (Pes) between points of zero flow by VT.

The highest (most negative in sign) Pes during a sniff maneuver (Pessn) was evaluated at FRC16 and was repeated until three measurements with < 5% variability were recorded. The highest value of Pessn was used for subsequent analysis.

During room-air breathing, the ventilatory pattern was evaluated by a Fleisch type 3 pneumotachograph with subjects sitting comfortably in an armchair. The flow signal was integrated into volume. From the spirogram, we derived inspiratory time (TI), expiratory time, total respiratory cycle breathing time, and VT. Respiratory frequency (1/total respiratory cycle breathing time x 60) and minute ventilation (E) [VT x respiratory frequency] were also calculated.

Expired CO2 (PCO2) was sampled continuously at the mouth by an infrared CO2 meter (Normocap 200 Datex; Helsinki, Finland). The output of the CO2 meter, flow signal, integrated flow signal, and mouth pressure were recorded on a personal computer hard-disk using an eight-channel analog/digital board at 50-Hz sampling rate. After a 10-min adaptation period, evaluation began. Signals were recorded over a 10-min time period. Average values for each subject are presented.

Hypercapnic-Hyperoxic Rebreathing Test
A hypercapnic-hyperoxic rebreathing test (RT) was performed following the procedure recommended by Read,18 a clinical method for assessing the ventilatory response to CO2. Rebreathing was terminated when the PCO2 reached 72 to 74 mm Hg. Changes in arterial oxygen saturation, volume and time components of breathing pattern, and Pessw were recorded continuously. Details of the procedures have been described elsewhere.8 16 19

Dyspnea
Under control conditions and every 30 s during RTs, subjects were asked to quantify the sensation of dyspnea, which was described to the patients as a nonspecific discomfort associated with the act of breathing.20 Patients quantified dyspnea by pointing to a score on a large Borg scale from 0 (none) to 10 (maximal).21 Specifically, the subjects were asked to quantify the intensity of the symptom by relating it to their common experience. The scale was a continuous vertical linear display associated with 10 verbal descriptors of the extent of the symptom, which corresponded to those of the 10-point Borg category scale. The subjects were instructed to indicate with a hand-controlled potentiometer how dyspneic they felt with reference to the category descriptors.

Protocol
All subjects were tested in the morning. Before the experiment, the subjects were well acquainted with the laboratory and equipment. An arterial blood sample and lung function tests were performed, and then changes in volume, flow, and Pes were recorded. Finally, the respiratory muscle strength tests were performed in each patient.

Data Analysis
Volume and time components of the respiratory cycle, RL, and Eldyn were averaged in each patient over 30 consecutive breaths. Single linear regression analysis by the least-squares method using data point at 30-s intervals and stepwise multiple regression analyses were performed to assess relationships between variables.22 The statistical analysis we carried out considers the dependency of a variable (eg, the Borg score) on a series of independent variables. The effect of each variable on the Borg score was evaluated independent of the effect of all other variables. In a multivariate analysis, a rule of thumb is to limit the number of variables as a function of the number of patients. Thus, multiple regression analysis with stepwise selection of the independent variables was carried out relating the Borg score to functional variables. The proportion of total variance in the dependent variable, accounted for by the predicted variables, is reported as the square of the correlation coefficient (r2). Single regression analysis was performed using Pearson’s single correlation coefficient. Comparisons between groups were made using the Mann-Whitney test. A value of p < 0.05 was considered as the threshold of statistical significance. Data are presented as means and SDs unless otherwise specified.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Anthropometric and functional characteristics of the subjects are depicted in Table 1 . Seven patients exhibited a mild-to-moderate restrictive pattern, and in four of these seven patients, PCO2 was out of proportion to E. Group Pessn was lower while inspiratory effort (Pessw[%Pessn]) and Eldyn were significantly greater in patients compared to control subjects (Table 2 ). During the RT, Borg/PCO2, Pessw(%Pessn)/PCO2, and both slope and intercept of the relationship between changes in Borg vs changes in Pessw(%Pessn) were similar in the two groups, while VT/PCO2 and E/PCO2 were lower (p < 0.001 for both) in patients (Table 3 ).


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Table 2. Mechanical Characteristics of the Subjects

 

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Table 3. RT Results in Patients and Control Subjects *

 
Due to a shorter TI (p = 0.06), VT increased to a lesser extent (p = 0.0004) in patients than in control subjects (Fig 1 ). Change in Pessw(%Pessn) per unit change in either VT or E was greater in patients than in control subjects (Fig 2 ). Change in Borg score per unit change in E was also greater in patients, so that at any given level of E from 15 to 30 L/min, patients experienced a greater perception of dyspnea than control subjects (Fig 3 ).



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Figure 1. Breathing pattern during hypercapnic-hyperoxic stimulation in patients (solid line) and control subjects (dashed line).

 


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Figure 2. Changes in respiratory effort to changes in ventilation (plot A) and changes in respiratory effort to changes in VT (expressed as %VC; plot B).

 


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Figure 3. Individual value of changes in Borg to changes in ventilation (plot A) and Borg value (mean ± SE) with increasing levels of ventilation during CO2 rebreathing. a. u. = arbitrary units.

 
Eldyn related to Pessw(%Pessn)/VT(percentage of predicted vital capacity [%VC]; r2 = 0.85, p < 0.0000), and both related significantly to Borg/E (Fig 4 , 5 ). In a multivariate analysis with Borg/E as dependent variables and other variables (Eldyn, Pessw[%Pessn], Pessw(%Pessn)/VT[%VC], PCO2) as independent, Pessw(%Pessn)/VT(%VC) was selected as the unique predictor of a part of the variance in Borg/E (p < 0.02, r2 = 0.41). Figure 6 shows the schematic increase in Borg with increasing respiratory effort for any given VT(%VC) in patients as compared to control subjects.



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Figure 4. Relationship between the slope of Borg for unit of ventilation in patients during CO2 rebreathing vs Eldyn at rest.

 


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Figure 6. Schematic presentation of changes in respiratory effort, VT, and dyspnea (closed circles are patients; open circles are control subjects). For any given VT, increase in effort was associated with increase in dyspnea. %VCpv = percentage of VC predicted value.

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
In this subset of patients with NMD, a worse-than-normal neuroventilatory coupling of the respiratory pump (NVC) was found to be associated with a greater perception of dyspnea during CO2-stimulated breathing. Changes in NVC with hypercapnia reflected the mechanical abnormalities of the respiratory system at rest. A normal central motor output did not appear to be a major determinant of the increased dyspnea.

First of all, we decided to give patients a global definition of the sensation of dyspnea avoiding specific definitions like the most commonly used "respiratory effort." This was due to three different reasons: (1) dyspnea is a sensation that almost everyone will have experienced and so intuitively understands, (2) we did not want to bias or confuse subjects with a specific definition, and (3) the perception of respiratory effort arises from a corollary discharge transmitted from a motor center to a sensory center at the same time as the outgoing motor command is sent to the ventilatory muscles.23 The sensation of effort, however, may decrease during hypercapnia as the origin of the outgoing motor command to the respiratory muscles starts from the brainstem and the resulting corollary discharge diminishes.2 3

The present study indicates that both the central motor output and the Borg score for unit change in PCO2 were similar in patients and control subjects (Table 3) . Thus, a central effect was not thought to be primarily involved in the different perception of dyspnea between groups.

More recently, the emphasis has been on the central mismatching between respiratory muscle effort and instantaneous feedback from sensory receptors throughout the respiratory system.23 24 When sensory feedback from a change in volume and flow does not match the degree of effort, dyspnea results.2 3 4 In healthy subjects under conditions of stimulated breathing, an increase in respiratory muscle effort promotes a proportional increase in VT, whereas an increase in respiratory muscle load, either resistive or elastic or both, may affect the coupling between respiratory effort and volume.2 3 4 According to this hypothesis, central mismatching plays a pivotal role in contributing to the sensation of dyspnea in patients with COPD,4 asthma,25 or interstitial lung disease.26 In the present study, we have found a good relationship between the impairment of neuroventilatory coupling and the perception of dyspnea as assessed in terms of Borg score (Fig 4 , 5) . Importantly, Eldyn, a parameter that reflects elastic load of the lung, related to both Pessw(%Pessn)/VT(%VC) [r2 = 0.85, p < 0.0000] and Borg/E during chemical stimulation. Increase in elastic load in patients with NMD has been reported to be due to either pulmonary microatelectasis10 or abnormalities in the rib cage or both.27 As an indirect confirmation of the role of mechanical lung abnormalities, in an article by Clague et al,28 a normal perception of respiratory effort was found in patients with myotonic dystrophy in whom muscle weakness was associated with normal respiratory impedance and respiratory drive by applying mouth occlusion pressure. Nevertheless, in patients with NMD, the employment of mouth occlusion pressure may be criticized as an index of respiratory motor output.29 30 Although this does not detract validity to the data by Clague et al,28 we believe that a more invasive but more accurate method is needed to assess respiratory motor output and its relationships to ventilatory response in these patients.



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Figure 5. Relationship between the slope of Borg for unit of ventilation during CO2 rebreathing vs neuroventilatory coupling. a. u. = arbitrary units.

 
In patients with respiratory muscle weakness, the increase in respiratory muscle loading and the intrinsic decrease in respiratory muscle force have been reported to play a predominant role in RSB.5 8 11 19 As weakness progresses, the bellows action of the chest decreases and VT decreases further, eventually resulting in chronic hypercapnia.5 9 19 Previous data of ours in patients with NMD30 and the present results agree with the current hypothesis that an unbalanced inspiratory muscle loading-to-strength ratio triggers the signal for the integrated response that brings about RSB.31 RSB is aimed at reducing the perceived respiratory effort31 but leads eventually to hypercapnia in patients with NMD.30 In these patients, an unbalanced inspiratory muscle loading-to-strength ratio was inversely associated with TI in such a way that the greater the former the smaller the latter.19 30 As shown in Figure 1 , a consequence of a shorter TI was a lower VT, which accounted for the impairment of neuroventilatory coupling and thereby a substantial part of the variance in Borg. Vagal afferents from the lung10 or nonvagal afferents from the chest wall and muscles32 are thought to be involved in shortening TI, truncating VT and eventually increasing PCO2.

Our study16 and others4 25 26 raise the possibility that NMD, COPD, asthma, interstitial lung disease, and airway involvement in multisystem disease share some common mechanism underlying the discomfort associated with the act of breathing, a nonspecific global expression to define dyspnea. Finally, although PCO2 was not an independent predictor of the variability of Borg/E, we cannot exclude that a brainstem reflex stimulation of ventilation with CO22 3 modulating mechanical factors might be involved in the perception of dyspnea.

In conclusion, the present study shows that in patients with NMD, the association of muscle weakness and elastic load is responsible for the modulation of a normal central respiratory output into a shallow pattern of breathing. The consequent impairment of NVC underlies the greater scoring of dyspnea in these patients.


    Footnotes
 
Abbreviations: Eldyn = dynamic elastance; FRC = functional residual capacity; NMD = neuromuscular disease; NVC = neuroventilatory coupling of the ventilatory pump; Pes = esophageal pressure; Pessn = esophageal pressure during a sniff maneuver; Pessw = inspiratory swing of esophageal pressure; Pessw(%Pessn) = inspiratory effort; RL = total lung resistance; RSB = rapid shallow breathing; RT = hypercapnic-hyperoxic rebreathing test; TI = inspiratory time; %VC = percentage of predicted vital capacity; E = minute ventilation; VT = tidal volume

This study was supported by a grant from Fondazione Don C. Gnocchi, ONLUS, Pozzolatico (Firenze), and from the Ministero dell’Università e della Ricerca Scientifica e Tecnologica of Italy.

Received for publication October 31, 2000. Accepted for publication February 12, 2001.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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