(Chest. 2001;120:662-666.)
© 2001
American College of Chest Physicians
The Role of Passive Immunization in HIV-Positive Patients*
A Case Report
Veljko Veljkovic, PhD;
Radmila Metlas, PhD;
Djorde Jevtovic, PhD and
William W. Stringer, MD, FCCP
*
From the Institute VINCA (Dr. Veljkovic), Belgrade, Yugoslavia; Diapharm (Dr. Metlas), Guernsey, England; AIDS Clinic (Dr. Jevtovic), Institute for Infectious and Tropical Diseases, Belgrade, Yugoslavia; and UCLA School of Medicine (Dr. Stringer), Harbor-UCLA Medical Center, Torrance, CA.
Correspondence to: William W. Stringer, MD, FCCP, Interim Chair, Department of Medicine, Chief, General Internal Medicine, Associate Professor of Medicine, UCLA School of Medicine, Harbor-UCLA Medical Center, 1000 West Carson St, Box 459, Torrance, CA 90509
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Abstract
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An HIV-positive patient presented with pulmonary
tuberculosis as her AIDS-defining diagnosis in 1993 and was effectively
treated with 12 months of standard antituberculosis medications
(isoniazide, rifampin, and pyrazinamide for 2 months). She received
zidovudine for 6 weeks at the time of her diagnosis; however,
because of patient preference, she has not received subsequent standard
HIV medications (7 years). Her CD4 count at the time of diagnosis
(1993) was 297/µL. Monthly passive immunotherapy was administered
(fresh frozen plasma from HIV-negative blood donors with a significant
titer for the anti-vasoactive intestinal peptide [VIP]/NTM antibody)
from December 1993 to June 1994. Her CD4 count increased to
> 400/µL during the passive immunotherapy and has remained stable
for the past 6 years. The rational for the use of anti-VIP/NTM
antibodies preparations in HIV, the possible mode of action of
anti-VIP/NTM antibodies, the use of Ig preparations, and the role of
exercise as a natural source of anti-VIP/NTM antibodies are discussed.
This case report supports the potential therapeutic use of anti-VIP
antibodies for treatment of HIV disease.
Key Words: aerobic exercise AIDS anti-vasoactive intestinal peptide/NTM antibodies HIV Ig preparations passive immunization tuberculosis
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Introduction
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Despite
Abbreviations: AZT = zidovudine; OC = oral candidiasis;
OD = optical density; TB = tuberculosis; VIP = vasoactive
intestinal polypeptide\.
enormously costly clinical and
scientific efforts worldwide, the AIDS pandemic continues to spread at
an alarming rate due to the lack of a safe and effective AIDS vaccine.
Current HIV therapy is also quite toxic, expensive, and increasingly
less effective due to the generation of more aggressive resistant HIV
strains. Thus, clinicians are faced with an urgent need for effective,
less toxic, nondrug-related therapies for HIV disease. Among the most
promising approaches are those directed toward better utilization of
the natural capacities of the host immune system against HIV.
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Rationale for Clinical Experiment Design
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The earliest clinical trials of passive immunization in
HIV-positive patients provided conclusive evidence that antibodies to
HIV-1 clear virus from the bloodstream to an undetectable level (by
polymerase chain reaction) and maintains long-term neutralization of
viremia.1
2
These preliminary results have accelerated
further research, resulting in development of therapeutic immune
preparations containing a mix of concentrated anti-HIV-1 antibodies
derived from the healthy HIV-infected individuals (HIV hyperimmune
globulin) 3
4
5
6
or immunized animals (porcine-derived
hyperimmune Ig to HIV-1).7
Neurath and coworkers8
have reported differences in the
spectrum of antibodies against HIV-1 gp120 in two groups of
HIV-infected individuals, those who remained healthy for at least 10
years, and those who developed AIDS within 5 years of the onset of
infection. They found that antibodies which recognized the peptide
280306 derived from C-terminus of the second conserved region (C2) of
gp120 of the HIV-1 isolate BH10 were significantly more prevalent in
asymptomatic carriers than in AIDS patients. It has been speculated
that absence or disappearance of these antibodies may represent a
possible factor contributing to the development of AIDS.8
The origin of these antibodies remains unclear because the domain
280306 of the C2 region is nonimmunogenic in humans.9
10
Based on the structural and informational similarities between the
peptide RSANFTDNAKTIIVQLNESVEIN (peptide NTM) encompassing residues
280302 of HIV-1 gp120 and the human vasoactive intestinal polypeptide
(VIP), it has been proposed that antibodies identified by Neurath and
coworkers represent natural anti-VIP
autoantibodies.11
It has also been demonstrated that sera
from HIV-negative asthma patients contains high titers of natural
anti-VIP antibodies with peptide NTM reactivity.12
Correlation between the titer of VIP/NTM reactive antibodies and AIDS
progression indicates that these antibodies may be an important factor
in control of the disease. Using the above information, we considered
the possibility of applying passive immunization, based on these
antibodies, as a therapy for HIV disease. One of the important
questions concerning this therapy concerned the possible source of the
human VIP/NTM antibodies. Paul and Said13
reported the
presence of anti-VIP autoantibodies in normal HIV-negative human sera.
Starting from these results, we have screened sera collected from 393
HIV-negative blood donors by enzyme-linked immunosorbent assay based on
the peptide NTM. Results of this analysis demonstrated that
approximately 5% (21 of 393 donors) of the tested sera contain
significant titer of the anti-VIP/NTM antibodies corresponding to
optical density (OD) value > (OD mean + 2 SD); (Fig 1
). Based on these results we decided to use selected normal HIV-negative
sera containing high titer of the natural VIP/NTM reactive antibodies
for passive immunization therapy of an HIV patient.
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Case Report
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A 35-year-old female IV drug user presented with pulmonary
tuberculosis (TB) as her index AIDS diagnosis in November 1993. The
clinical pattern of TB was typical of the reactivation, with chest
radiography showing left upper lobe infiltration. The subsequent
culture revealed Mycobacterium tuberculosis with a sensitive
organism. The standard anti-TB therapy (isoniazide, rifampin, and
pyrazinamide for 2 months) was effective and completed in November 1994
(12 of months of therapy). At the time of diagnosis (November 1993),
her CD4 cell count was 297/µL (26.8%), her p24 antigen was negative,
and her hematologic parameters allowed the introduction of zidovudine
(AZT) therapy.
She was treated with oral AZT for 6 weeks after her diagnosis, and she
remained clinically stable; however, mild oral candidiasis (OC)
developed. During this period of AZT therapy, her CD4 cell count
decreased to 253/µL (17.7%). Due to patient dissatisfaction with AZT
treatment and the fall in her CD4 count, an alternative treatment was
offered to the patient. She accepted, and AZT treatment was
discontinued.
Treatment
The passive immunization protocol used for this patient was
presented and approved by the local institutional review board (AIDS
Clinic, Institute for Infectious and Tropical Diseases, Belgrade,
Yugoslavia). One thousand milliliters of fresh frozen plasma selected
from HIV-negative blood donors with a significant titer for the
anti-VIP/NTM antibody (Fig 1)
was administrated monthly for 6
consecutive months (from December 30, 1993, to June 20, 1994).
Laboratory Findings
The reactivity of patients serum to the peptides NTM and VIP
was initially weak (OD < 0.25, a level of reactivity that corresponds
to normal HIV-negative sera), but rose significantly after the
immunotherapy infusions (OD, > 0.6). Subsequently, it remained high
(OD, 0.65 to 0.73) until July 1995. Her CD4 count rose from a
pretreatment value of 253 µ/L to 413/µL and 560/µL after 22 weeks
and 32 weeks, respectively. In September 1995, it was 452/µL, peaked
to 920/µL in July 1996, and decreased to 411/µL in May 1997 (Fig 2 ). It is important to point out that the percentage of CD4 cells, which
represents an important predictor of development of
AIDS,10
increased although her total CD4 count decreased
(Fig 2) . Her viral load was 125,000 copies per milliliter (Amplicor
System; Roche Diagnostics; Indianapolis, IN) on June 1994.
During the last 2 years, her CD4 count has been stable around 400/µL
(last value May 1999). Figure 3
shows the marked increases in neutralizing anti-V3 antibody
concentration with passive infusion therapy in this patient. Note the
parallel increases in CD4% and total CD4 count during this period of
therapy (Fig 2)
.
Follow-up
Even though pulmonary TB usually occurs relatively early in the
course of HIV infection, with CD4 count well above 200/µL, it is
clear that reactivation of a latent TB infection is related to early
(subclinical) HIV-induced immunodeficiency. Most AIDS patients will
continue to have progression of their immune deficiencies if untreated,
especially when other signs of immune dysfunction are present
(eg, OC). Using the definition of AIDS prior to the use of
pulmonary TB as an AIDS-defining event, the median time to progression
to AIDS after OC was 70 weeks among patients who are not receiving
antiretroviral therapy, while > 80% of patients with OC would
develop AIDS after 3 years. Therefore, we consider this case unusual,
as she has not progressed after > 6 years from OC and TB and her CD4
cell count remained > 400/µL for > 5 years. Her last CD4 cell
count was in May 1999, as she has been reluctant to undergo further
laboratory examination. She remains disease free without symptoms at
the time of this case report and receives regular office evaluations.
Her OC is under control with intermittent fluconazole therapy.
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Discussion
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Possible Mode of Action of NTM/VIP-Reactive Antibodies
One of important obstacles in control of HIV infection by the host
immune system relates to the phenomenon of "deceptive
imprinting."14
According to this theory, immediately
after HIV infection, immunodominant epitopes of HIV produce selective
pressure on the immune system, which induces and maintains its
deceptive state. Therefore, the immune system is only able to recognize
those HIV variants carrying epitopes that are identical or very close
to the "original antigenic sin" presented initially after
infection. In this way, later variants that evolve from the first
autologous virus are unrecognized by the immune system and escape
neutralization. At this point, since the immune system is prevented
from appropriately addressing the HIV infection, it starts to produce
natural autoantibodies that are able to neutralize the virus by
attacking its sensitive and highly conserved sites (C-terminus of the
second conserve conserved region of gp120). The putative protective
role of anti-VIP/NTM antibodies could be attributed to the multipathway
mode of action, including the following: (1) blocking the "secondary
interaction" between HIV-1 gp120 and CD4 molecule,15
16
17
(2) impairing HIV infectivity,18
19
20
(3) blocking
intermolecular interaction within the oligomeric envelope
complex,21
(4) inactivation of gp120 by its proteolysis
with the anti-VIP/NTM antibodies,22
23
and/or (5)
maintenance of the immune network dynamic.24
25
Therapy With HIV-Positive vs HIV-Negative Plasma and Ig
Preparations
Despite the initial optimism based on a promising preliminary
clinical results (especially in prevention of HIV-1 transmission from
mother to child), passive immunotherapy is not a common intervention in
current HIV therapy. The principle problem appears to be the
therapeutic component (neutralizing anti-V3 antibodies) present in
plasma and Ig preparations collected from HIV-positive individuals. The
V3-loop as a principal neutralizing determinant of HIV-1 gp120 elicits
type-specific but not group-specific antibodies.26
This
means that efficacy of this therapy potentially depends on the
"immunologic compatibility" between HIV-1 isolates from donor(s)
and acceptor (patient). There are data that point out the possibility
that antibodies elicited by V3-loop, as well as by some epitopes from
gp41, may be potentially harmful rather than protective, because they
can enhance HIV-1 infection.27
28
29
30
It has been also
reported that gp120 protein structure might encode idiotopes. In this
way idiotope-bearing gp120, either soluble or expressed in multiple
form on the surface of the cell, can influence the immune response in
idiotype Id-anti-Id fashion.24
25
31
32
These data,
together with other harmful effects of anti-gp120 antibodies, have been
reviewed,33
pointing out the significant therapeutic
advantage of HIV-negative plasma preparations enriched with
anti-VIP/NTM antibodies in comparison with application of HIV Ig.
Exercise as a Natural Source of VIP/NTM Reactive Antibodies
Although infusion therapy appears promising in this case report,
other less invasive mechanisms to produce high titers of VIP/NTM
reactive antibodies may be feasible. An interesting article by Paul and
Said in 198813
showed that autoantibodies to VIP were
present in plasma from 29.6% of healthy (non-HIV-positive) human
subjects who habitually performed aerobic muscular exercise (running,
cycling, swimming, aerobic dancing, and/or weight training, three or
more workouts per week for a year or more prior to study entry),
compared to 2.3% of healthy subjects who did not. The antigenic
stimulus for the formation of these autoantibodies could not be
identified from their data; however, acute exercise has been shown to
be associated with a brisk increase plasma levels of
VIP.34
35
It is certainly plausible to theorize that these
antibodies may have been produced in response to increased VIP levels
during exercise.
Aerobic exercise training has been demonstrated in a number of studies
to have beneficial effects in HIV-positive individuals, including
increased fitness (as measured by lactic acidosis threshold and maximal
oxygen uptake)36
and improvements in skin test reactivity
to Candida antigen, without adverse effects on CD4 counts or viral
loads.37
Finally, quality of life is significantly
improved with aerobic exercise training relative to a nonexercising
control group.
Therefore, passive infusion and aerobic exercise would both appear to
be very promising adjunctive therapies for HIV infection. Indeed,
aerobic exercise may prove to be an ideal nondrug adjunctive therapy to
increase the titer of anti-VIP/NTM antibodies, improve immune status,
aerobic fitness, and quality of life in HIV-positive individuals.
Passive infusion and aerobic exercise training to increase the titer of
anti-VIP/NTM antibodies would appear to warrant further investigation
in HIV-positive individuals.
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Footnotes
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Drs. Veljkovic and Metlas are affiliated with Diapharm, Guernsey,
England.
Received for publication August 30, 2000.
Accepted for publication January 5, 2001.
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