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(Chest. 2001;120:785-790.)
© 2001 American College of Chest Physicians

Risk Factors For Childhood Asthma in Costa Rica*

Juan C. Celedón, MD, MPH, FCCP; Manuel E. Soto-Quiros, MD, PhD; Edwin K. Silverman, MD, PhD; Lars Å. Hanson, MD and Scott T. Weiss, MD, MS

* From the Channing Laboratory (Drs. Celedón, Silverman, and Weiss), Brigham and Women’s Hospital, Harvard Medical School, Boston, MA; Department of Pediatrics (Dr. Soto-Quiros), Hospital Nacional de Niños, San José, Costa Rica; and Department of Clinical Immunology (Dr. Hanson), University ofGöteborg, Göteborg, Sweden.

Correspondence to: Juan C. Celedón, MD, MPH, FCCP, Channing Laboratory, 181 Longwood Ave, Boston, MA 02115; e-mail: juan.celedon{at}channing.harvard.edu


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Background: Little is known about factors determining the pathogenesis and severity of asthma in Latin American countries. Costa Rica, one of the most prosperous Latin American nations, has a very high asthma prevalence.

Objective: To examine the relation between potential risk factors and childhood asthma in Costa Rica.

Methods: Cross-sectional study of 214 schoolchildren aged 10 to 13 years participating in phase II of the International Study of Asthma and Allergies in Childhood.

Results: After adjustment for age, gender, area of residence, maternal smoking during pregnancy, and airway responsiveness to hypertonic saline solution, sensitization to house dust mites was associated with asthma (odds ratio [OR], 2.2; 95% confidence interval [CI], 1.1 to 4.4; p = 0.02). In the multivariate analysis, parental education no higher than high school (OR, 3.0; 95% CI, 1.4 to 6.4; p < 0.01) and parental history of asthma (OR, 2.6; 95% CI, 1.3 to 5.2; p < 0.01) were also independent predictors of childhood asthma.

Conclusions: Sensitization to house dust mites, low parental education, and parental history of asthma are associated with asthma in Costa Rica.

Key Words: childhood asthma • Costa Rica • International Study of Asthma and Allergies in Childhood


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Costa Rica is one of the most prosperous countries in contemporary Latin America. Changes in the Costa Rican educational and health-care systems in the 1940s resulted in a low infant mortality rate (13.0 deaths per 1,000 live births) and a high literacy rate (approximately 95% in 1997) by the end of the 20th century.1 The current prevalence of childhood asthma in Costa Rica, however, is among the highest in the world.2 A recent estimate based on written questionnaires from the International Study of Asthma and Allergies in Childhood (ISAAC) indicated that parents reported current wheezing in 23.7% of children who were 13 to 14 years old.3

A number of epidemiologic studies have identified potential risk factors for childhood asthma, including sensitization to perennial aeroallergens (such as house dust mites),4 5 6 7 parental history of asthma,8 9 infections with respiratory syncytial virus,10 dietary habits,11 in utero smoking,12 residence in urban areas,13 and reduced exposure to other children.14 Although childhood asthma is a major public health problem in Costa Rica, little is known about the factors that may influence the pathogenesis and severity of asthma in this Central American nation. We report our findings among 214 Costa Rican schoolchildren participating in phase II of the ISAAC.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Study Site
Costa Rica, a mountainous Central American republic located north of Panama, has coasts on the Atlantic and Pacific Oceans. The country has an area of 19,575 square miles and, in 1997, had a population of 3.6 million inhabitants. Most Costa Ricans live in a central valley where the capital of the country (San José) is situated. Temperatures average 15°C in the central valley and 27°C in the coastal areas. Costa Rica is notable among Latin American countries for its longstanding democratic form of government, its high literacy rate, and the fact that its citizens have had almost universal access to health care for over half a century.

Study Population
In 1998, 75 of 5,000 educational centers registered in Costa Rica were selected for inclusion in the study by random stratification for geographic location, including urban and rural areas. Core questionnaires from phase I of ISAAC15 were sent to the parents of 1,500 10-year-old children enrolled in these schools, and 1,105 of these questionnaires (73.7%) were completed. Of these 1,105 schoolchildren, 299 had parental reporting of wheezing in the previous 12 months, and a random sample of 174 of these children and a random sample of 132 of the remaining 806 children were included in this study.

Procedures
Data were collected between November 1998 and November 1999. After written informed consent was obtained from the parents of participating children, the following procedures were carried out in accordance with protocols from phase II of ISAAC16 : (1) completion of a standardized questionnaire, including questions on respiratory and nasal symptoms, respiratory health status, management of asthma, rhinitis, and eczema, home environment, and family history of respiratory and allergic illnesses; (2) spirometry; (3) measurement of airway responsiveness to hypertonic saline solution; (4) skin testing for reactivity to eight aeroallergens along with a positive and negative control; and (5) collection of a blood sample for measurement of serum total IgE.

Spirometry
A spirometer (Compact II; Vitalograph Ltd; Buckinghamshire, UK) was used to perform spirometry in a standardized manner, with subjects seated and wearing a noseclip. As many as eight attempts were made by each participant in order to obtain three acceptable measurements. Spirometry was performed in accordance with American Thoracic Society specifications,17 and the higher FEV1 value from two reproducible measurements (within 5%) was recorded as the baseline FEV1.

Airway Responsiveness to Hypertonic Saline Solution
Hypertonic saline solution challenge testing, using the ISAAC protocol,16 was performed in subjects whose FEV1 was > 75% of predicted. Subjects were asked to avoid bronchodilator use for at least 4 h before testing, unless symptoms required bronchodilator treatment. A subject was categorized as having increased airway responsiveness to hypertonic saline solution if FEV1 fell by >= 15% from baseline at any time during testing.

Allergy Skin Testing
Skin testing was performed according to the ISAAC phase II protocol.16 In addition to histamine and saline solution controls, the following antigens were applied to the skin of the forearm: Periplanetaria americana (cockroach); Dermatophagoides pteronyssinus; Dermatophagoides farinae; dog dander; cat dander; mixed tree pollen; mixed grass pollen; and Alternaria tenuis. The result of a test was considered to be positive if the maximum diameter of the wheal was > 3 mm after subtraction of the negative control.

Measurement of Serum Total IgE
Serum total IgE levels were determined (IMx System; Abbott Diagnostics; Abbott Park, IL). All values were transformed to a log10 scale for analysis, in accordance with the recognized logarithmic distribution of serum total IgE levels in the general population.18

Definitions of Asthma and Rhinitis
Our definition of asthma was based on an affirmative answer to the question "Has your child ever been diagnosed by a doctor as having asthma?," as well as by the presence of one or more of three respiratory symptoms (ie, current or usual cough without a cold; wheezing; and nocturnal wheezing or cough) or a history of asthma attacks during the 12 months preceding completion of the questionnaire. The presence of allergic rhinitis was determined by affirmative answers to the questions "Has your child ever had hay fever or a runny or blocked nose with sneezing and itching when he/she did not have a cold?" and "Does your child still have these symptoms?"

Definition of Predictor Variables
Sociodemographic variables included the following: age; gender; parental education, classified according to the highest educational level (primary or middle school, high school, college, or postgraduate) attained by either parent; and area of residence (central valley vs coastal areas). Perinatal and familial factors included the following: in utero exposure to maternal smoking (yes or no); breast feeding (yes or no); number of months of breast feeding (< 4 months, 4 to 6 months, or >= 7 months); history of asthma in at least one parent (yes or no); birth weight (< 3 lb vs >= 3 lb); and number of siblings (0 vs 1 or more siblings).

Statistical Methods
Bivariate relationships between the predictor and outcome variables were analyzed with {chi}2 tests for pairs of categoric variables or with two-tailed t tests for a categoric and a continuous variable. Stepwise logistic regression was used to develop the multivariate models. In the final models, we included those variables that satisfied a change-in-estimate criterion (ie, >= 10% in the odds ratio [OR] estimate) or that were significant at the p < 0.05 level. All of the analyses were performed with a statistical software package (SAS; SAS Institute; Cary, NC).


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Subject Characteristics
The study originally included 306 Costa Rican schoolchildren. The present analyses were limited to 214 subjects (107 with and 107 without parental report of wheezing in the previous 12 months) who had complete information on skin test reactivity (STR) to aeroallergens and physician-diagnosed asthma. The age range of these subjects was 10 to 13 years.

No statistically significant differences in age, gender, parental education, number of siblings, serum total IgE level, or STR to aeroallergens were found between subjects included in the current analysis (n = 214) and those excluded (n = 92). Since the study was designed to enroll approximately 100 asthmatic subjects and 100 control subjects, the prevalence of asthma was predictably higher in subjects included in the current analysis than in those excluded (53.3% vs 8.7%, respectively; p < 0.01).

Table 1 summarizes the main characteristics of study participants. The mean age ± SD of the study subjects was 11.1 ± 0.5 years.


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Table 1.. Characteristics of Study Participants

 
Predictors of Asthma in Bivariate Analysis
Table 2 shows those subject characteristics that were significantly associated with asthma in the bivariate analysis. STR to at least one aeroallergen, STR to cockroach, STR to mixed tree pollen, STR to mixed grass pollen, a serum total IgE level of > 100 IU/mL, parental education no greater than high school, residence in coastal areas, parental history of asthma, and increased airway responsiveness to hypertonic saline solution were all significantly associated with asthma. We found no statistically significant differences in age, gender, maternal smoking during pregnancy, number of siblings, breast-feeding, STR to D farinae, STR to cat dander, STR to dog dander, or STR to A tenuis between subjects with and without asthma (p > 0.05 in all cases).


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Table 2.. Predictors of Asthma in Bivariate Analysis*

 
Predictors of Asthma in Multivariate Analysis
After adjustment for age, gender, area of residence, and maternal smoking during pregnancy, we found that low parental education, parental history of asthma, and sensitization to house dust mite (D pteronyssinus) were significantly associated with childhood asthma (model 1; Table 3 ). These results were essentially unchanged after the inclusion of airway hyperresponsiveness to hypertonic saline solution in the multivariate analysis (model 2; Table 3 ). In addition, the results were not appreciably changed if the analysis was restricted to subjects without rhinitis (n = 80). Furthermore, we found no significant modification of the effect of parental education, parental asthma, or STR to house dust mites by any of the other variables in the model.


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Table 3.. Predictors of Asthma in Multivariate Analysis

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Childhood asthma is a major public health problem in industrialized countries with a western lifestyle, such as Australia, New Zealand, the United Kingdom, and the United States.3 The prevalence of childhood asthma in Costa Rica, a Latin American country with an increasingly westernized lifestyle, is very high.2 After adjustment for age, gender, prenatal smoking, area of residence, and airway responsiveness to hypertonic saline solution, we found that parental history of asthma, low parental education, and sensitization to house dust mites were independent predictors of asthma among 214 Costa Rican schoolchildren participating in the ISAAC.

A significant number of studies conducted around the world have found an association between parental history of asthma and asthma in children.8 9 19 20 Since this association could result from genetic factors or a shared environment, twin studies have been conducted to separate the relative contributions of genetic and environmental factors to the development of asthma.21 22 23 24 25 Estimates of heritability (the proportion of phenotypic variance attributed to genetic factors) from several twin studies conducted around the world have ranged from 36 to 79%, with the highest values coming from studies that had a more comprehensive phenotypic assessment of asthma.26 Thus, asthma is most likely a complex disease, resulting from the interaction between genetic and environmental factors.

Many epidemiologic studies conducted in countries with a western lifestyle have found an association between sensitization to house dust mites and asthma.4 5 6 7 The concentration of mite allergens and the number of mites found in bed dust collected in Costa Rican homes are very high,27 which likely leads to the sensitization of susceptible children to this allergen. Factors such as high humidity (particularly in coastal areas) and a change in bedding material may be responsible for the high mite infestation of Costa Rican homes. Whereas 50 years ago most mattresses were made of a soft plant that had to be changed frequently (paja), most mattresses in contemporary Costa Rica are made of synthetic materials that allow mite proliferation.

In a study of 499 families living in the Boston metropolitan area, Litonjua and coworkers28 found that low parental education (not higher than high school) was an independent predictor of childhood asthma (OR, 1.5; 95% confidence interval [CI], 1.1 to 2.0) after adjustment for race, household income, area of residence, and other potential confounders. Studies conducted in western countries have also shown an association between low socioeconomic status and asthma severity,29 30 asthma symptoms,29 31 and airway hyperresponsiveness.31 In contrast, earlier studies32 33 from Great Britain found that asthma was more common among subjects of high socioeconomic status. Our findings with regard to parental education and asthma in Costa Rica may be due to greater allergen exposure in poor dwellings, residual confounding by maternal smoking during pregnancy, or selection bias (if parents of nonasthmatic children who lacked a college education were significantly less likely to respond to the initial survey than highly educated parents of nonasthmatic children).

We recognize several limitations to our findings. First, as this is a cross-sectional study, we cannot determine whether, for instance, sensitization to dust mites preceded the development of childhood asthma. Second, because of the relatively small sample size, our statistical power may not have been adequate to detect an association between a particular factor and the outcome of interest.

In Costa Rica, a socially developed Latin American country, independent predictors of childhood asthma include sensitization to house dust mites, parental history of asthma, and low level of parental education. Since most of the Costa Rican population is ethnically homogenous, the current high prevalence of childhood asthma in Costa Rica may be the result of an interaction between lifestyle changes occurring in the last half of the 20th century and yet-unidentified genetic factors.


    Acknowledgements
 
The authors thank Jaylyn Olivo for her editorial assistance.


    Footnotes
 
Abbreviations: CI = confidence interval; ISAAC = International Study of Asthma and Allergies in Childhood; OR = odds ratio; STR = skin test reactivity

Dr. Celedón is supported by National Research Service Award grant No. HL07427 and by a Charles A. King Trust Fellowship Award from the Medical Foundation.

Received for publication December 20, 2000. Accepted for publication April 16, 2001.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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