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* From the Serveis de Pneumologia i Allèrgia Respiratòria (Drs. Ribas, Barberà, Roca, and Rodriguez-Roisin), Anestesiologia i Reanimació (Drs. Jiménez and Gomar), and Cirurgia Toràcica (Dr. Canalís), Hospital Clínic, Universitat de Barcelona, Barcelona, Spain.
Correspondence to: Joan A. Barberà, MD, Servei de Pneumologia i Allèrgia Respiratòria. Hospital Clínic. Villarroel 170, 08036 Barcelona, Spain; e-mail: jbarbera{at}clinic.ub.es
| Abstract |
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Design: Prospective study.
Setting: University teaching hospital.
Patients: Forty patients (mean [± SD] age, 65 ± 9 years) with COPD (ie, FEV1, 55 ± 11% of predicted) and resectable lung neoplasms.
Interventions: Preoperatively, pulmonary function testing, quantitative lung perfusion scanning, and exercise performance testing were administered. Intraoperatively, pulmonary, hemodynamic, and blood gas measurements were performed at five stages, including periods of two-lung ventilation (TLV) and periods of one-lung ventilation (OLV).
Results: During OLV, compared with TLV, the
PaO2/fraction of inspired oxygen
(FIO2) ratio decreased from 458 ± 120 to
248 ± 131 mm Hg (p < 0.05), whereas pulmonary artery pressure
(PAP) increased from 18 ± 5 to 23 ± 5 mm Hg (p < 0.05).
Cardiac output (
t) also increased from 4.0 ± 1.2 to
5.1 ± 1.9 L/min (p < 0.05), yielding to a higher mixed venous
PO2. Both PaO2 and
t during OLV were significantly lower in patients who
had undergone right thoracotomies compared with those who had undergone
left thoracotomies. The
PaO2/FIO2 ratio during
OLV correlated with the PaO2 during exercise
(r = 0.39; p = 0.01) and with the
perfusion of the non-neoplastic lung (r = 0.44;
p = 0.005).
Conclusions: In COPD patients, OLV leads to a significant derangement of gas exchange, which is more pronounced in right thoracotomies. Preoperative measurement of PaO2 during exercise and the distribution of perfusion by lung scan might be useful to identify those patients who are at the greatest risk of abnormal gas exchange during lung resections.
Key Words: anesthesia exercise testing lung neoplasm obstructive lung disease one-lung ventilation
| Introduction |
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Exercise testing is a useful tool in the evaluation of high-risk thoracotomy candidates,4 5 since it assesses the cardiopulmonary reserve that may be needed to survive the stress of surgery and its potential complications.6 Our group has shown previously that gas-exchange measurements during exercise may help to identify patients with a higher risk of mortality among those with impaired lung function.7 Although potentially hazardous, the intraoperative period of lung resection in COPD patients has received little attention in the past. The potential of exercise testing in the prediction of intraoperative hemodynamic and gas-exchange abnormalities has not been addressed yet. In this regard, it is interesting to note that exercise testing has proven to be useful in the prediction of patients who will require cardiopulmonary bypass procedures during single-lung transplantation.8
Lung resection requires one-lung ventilation (OLV) and pulmonary artery clamping, procedures that may produce profound hemodynamic and gas-exchange abnormalities. Presumably, these changes are more pronounced in patients with COPD, since they are at a greater ventilatory and hemodynamic disadvantage. Considering the present tendency to offer surgery to patients with greater lung function impairment,3 a higher incidence of intraoperative gas-exchange and hemodynamic abnormalities might be expected, resulting in a more difficult anesthetic management. In this regard, preoperative tests that could identify those patients who are at greater risk of intraoperative complications could be very helpful. Accordingly, the present study was addressed to evaluate the intraoperative evolution of COPD patients during lung resection, and to test whether preoperative measurements, specifically exercise testing, could be helpful in the prediction of the intraoperative course.
| Materials and Methods |
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Exercise Testing
Initially, prior to catheterization, all patients performed an
incremental (ie, 20 W/min), symptom-limited exercise test on
a cycle ergometer (Ergotest; Jäeger; Würzburg, Germany) to
determine the peak workload (Wpeak) that they could tolerate and the
level of oxygen uptake at peak exercise
(
O2peak). Subsequently, all
patients had an arterial catheter (Seldicath; Plastimed;
Saint-Leu-La-Forêt, France) inserted into the radial artery for
blood gas measurements. In 14 patients, a triple-lumen Swan-Ganz
catheter (Edwards Laboratories; Santa Ana, CA) was also placed into the
pulmonary artery under pressure-wave monitoring (model M1166A;
Hewlett-Packard; Boeblingen, Germany) for hemodynamic and mixed venous
blood gas measurements. No differences in general characteristics and
pulmonary function data existed between this subset of patients and the
remaining ones.
After a resting period of 60 min, all patients performed a second exercise test. Patients with only systemic artery catheterization followed a second incremental work-rate protocol, with gas-exchange measurements performed at peak exercise. Due to the difficulties in performing complete hemodynamic measurements at peak exercise, in the 14 patients with pulmonary artery catheterization, gas-exchange and hemodynamic measurements were performed at the end of a 4-min period of a constant work-rate equivalent to 60% of the Wpeak. The values used for predicted exercise measurements were those of Jones et al.14 Measurements of pulmonary artery pressure (PAP) were made at the end of expiration. Alveolar-arterial oxygen pressure difference (P[A-a]O2) and pulmonary vascular resistance (PVR) were calculated using standard formulas.
Anesthetic Management
Before the induction of anesthesia, patients were premedicated
with midazolam (0.5 to 1 mg), and an arterial catheter (Seldicath;
Plastimed) was inserted into the radial artery for blood gas and
systemic arterial pressure measurements. Arterial oxygen saturation was
continuously monitored throughout the intervention by means of pulse
oximetry (model M1020A; Hewlett-Packard). A thoracic epidural catheter
was inserted (between T8 and T9) for postoperative analgesia. General
anesthesia was induced with propofol (1.5 mg/kg), fentanyl (10
µg/kg), lidocaine (1.5 mg/kg), and vecuronium (0.1 mg/kg). An
additional fentanyl IV bolus (150 µg) was administered if necessary.
Patients were intubated with a Robertshaw double-lumen endotracheal
tube (Broncho-Cath; Mallinckrodt Medical; Dublin, Ireland), its correct
position being confirmed by fiberoptic bronchoscopy. A triple-lumen
Swan-Ganz catheter (Edwards Laboratories; Santa Ana, CA) was introduced
through the right jugular vein into the pulmonary artery of the
non-neoplastic (dependent) lung for hemodynamic and gas-exchange
measurements (model 54S; Hewlett-Packard; Palo Alto, CA), its position
being confirmed by fluoroscopy. Patients received ventilation using a
standard volumetric ventilator (model VT/3; Temel; Valencia, Spain).
The initial ventilator settings were the following: tidal volume
(VT), 10 to 12 mL/kg; respiratory rate, 10 to 12
breaths/min; and inspiratory-to-expiratory (I:E) ratio, 1:2. During
OLV, as per the study protocol, minute ventilation
(
E) was not modified, although VT was
reduced to avoid an excessive increase in airway pressure, and hence
the respiratory frequency was increased in order to maintain
PaCO2 at approximately 35 mm Hg.
Patients were studied at a fraction of inspired oxygen
(FIO2) concentration of 0.70, a level
that was kept constant throughout the study. Ventilatory parameters
(ie, inspiratory and expiratory flows, airway pressure, and
flow/volume or pressure/volume loops) were continuously monitored
(Capnomac Ultima monitor; Datex; Helsinki, Finland).
Modifications of the Standard Protocol
When pulmonary hypertension (ie, mean PAP, > 25 mm
Hg) developed during the procedure, one of the following treatments was
initiated, as decided by the attending anesthesiologist: nitroglycerin
plus dopamine; milrinone; or inhaled nitric oxide.
A fall in arterial oxygen saturation of > 10% from baseline was treated with continuous positive airway pressure or high-frequency jet ventilation applied to the non-dependent lung. If the latter measures failed to improve hypoxemia, FIO2 was increased to 1.0.
Intraoperative Measurements
Intraoperative measurements were taken at the following
consecutive stages:
Special care was taken to guarantee stable conditions for
several minutes before each set of measurements. At each stage, the
following measurements were performed: pulmonary and systemic
hemodynamics; cardiac output (
t); arterial and mixed
venous respiratory gas measurements;
E;
VT; and plateau airway pressure (Pplat). Venous admixture
(
va/
t) was calculated using the standard
formula.
Statistical Analysis
The results are presented as the mean ± SD. Students
t test was used to compare gas-exchange and hemodynamic
variables at rest and during exercise. The
2
test was used for categoric variables. Repeated-measures analysis of
variance was used to analyze the evolution of gas-exchange,
ventilatory, and hemodynamic variables during the surgical procedure.
The Pearson correlation coefficient was used to explore the
relationship between preoperative and intraoperative variables, and
multiple linear regression was additionally performed when appropriate.
A p value < 0.05 was considered to be significant in all cases.
| Results |
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Exercise Study
Exercise capacity, as measured by Wpeak and
O2peak, was mildly to moderately
impaired (Table 1)
. Blood gas and hemodynamic measurements at rest and
during exercise are shown in Table 2
. During exercise, gas exchange worsened mildly, as shown by the
increase of both P(A-a)O2 and
PaCO2. In the subset of patients who
underwent right-heart catheterization, the PAP at rest was within
normal limits and increased significantly during exercise. Yet, PVR
decreased moderately during exercise. No differences in gas exchange,
which was measured at rest and during exercise, were shown between this
subset of patients and the remaining patients.
|
va/
t increased markedly during OLV, with
a return toward baseline values after the reinstitution of TLV (Table 3)
. The increase in
va/
t was
significantly correlated with the fall in
PaO2/FIO2
ratio (r = -0.72; p = 0.01). Furthermore, during OLV,
va/
t was significantly correlated with
PAP (r = 0.61; p < 0.0001).
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E was kept constant during the intervention.
Despite the fact that VT was reduced from 9.7
to6.8 mL/kg during OLV (Table 3)
, Pplat significantly
increased in this condition.
The mean PAP increased moderately during surgery, reaching
the highest values during OLV. The mean
t also increased
significantly during OLV, and PVR remained essentially unchanged during
the procedure, thereby indicating that the rise in PAP resulted mainly
from the increase in
t rather than from greater vascular
tone. Indeed, the increase in PAP correlated with the change in
t during OLV (stage 3) (r = 0.33;
p = 0.04). Pulmonary capillary wedge pressure (PCWP) and right atrial
pressure remained unchanged throughout the intervention.
For a better understanding of the interaction between the different
factors that govern gas exchange during the intervention, we analyzed
separately the intraoperative course of hemodynamic and gas-exchange
measurements according to the thoracotomy side (Fig 1
). In patients who had undergone right thoracotomies vs left
thoracotomies during OLV, the following conditions
prevailed:
lowerPaO2/FIO2
(208 ± 114 vs 308 ± 135 mm Hg, respectively; p = 0.02); similar
va/
t (32 ± 12 vs 28 ± 10%,
respectively; p = 0.34); lower
t (4.3 ± 1.4 vs
5.6 ± 1.2 L/min, respectively; p = 0.004); and lower
PvO2 (46 ± 6 vs 54 ± 13
mm Hg, respectively; p = 0.04).
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Relationships Between Preoperative and Intraoperative Measurements
The
PaO2/FIO2
ratio during stage 3 (OLV-BR) correlated significantly with the
perfusion of the non-neoplastic lung (r = 0.44;
p = 0.005) and exercise
PaO2
(r = 0.39; p = 0.01). Multiple regression analysis
showed a slightly better estimation of the
PaO2/FIO2
ratio during stage 3 (OLV-BR) when both the percentage of perfusion of
the non-neoplastic lung and the change in
PaO2 during exercise were
taken together as covariates
(R2 = 0.28; p = 0.003). By
contrast, the
PaO2/FIO2
ratio during stage 3 (OLV-BR) did not correlate with preoperative
FEV1, DLCO, exercise
capacity (ie, oxygen uptake level or No. of watts), or gas
exchange measured at rest. The mean PAP at stage 3 (OLV-BR) correlated
significantly with preoperative PAP, both at rest and during exercise
(at rest, r = 0.58 [p = 0.03]; during exercise,
r = 0.57 [p = 0.03]).
| Discussion |
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OLV is required during resective lung surgery. Nevertheless,
significant hypoxemia may develop during OLV,15
16
17
mainly
due to increased intrapulmonary shunting.16
17
The
severity of arterial hypoxemia during OLV may be reduced by hypoxic
pulmonary vasoconstriction in the nonventilated lung,18
a
mechanism that avoids the perfusion of poorly or nonventilated lung
units. A potential consequence of hypoxic pulmonary
vasoconstriction is the increase of PAP. Yet, in patients without
marked preoperative impairment of lung function, OLV only produces
minor elevations of PAP.19
These changes that are induced
by OLV might be more pronounced in patients with COPD. First, the
non-neoplastic lung is affected by diffuse abnormalities in the airways
and lung parenchyma that produce ventilation-perfusion
(
/
) mismatching,20
hence potentially
precluding an adequate compensation of the fall in
PaO2. Second, hypoxic pulmonary
vasoconstriction may be altered in some COPD patients,21
promoting a greater perfusion through nonventilated lung units.
Moreover, patients with COPD who undergo lung surgery show significant
abnormalities in pulmonary arteries that may facilitate a greater
increase in PAP.21
Nevertheless, the magnitude of the
hemodynamic and gas-exchange consequences of OLV in selected
thoracotomy candidates with COPD and severely impaired pulmonary
function has not been comprehensively evaluated as yet.
In our population of COPD patients, the
PaO2/FIO2
ratio decreased by 210 ± 141 mm Hg after the initiation of OLV. In
two patients, PaO2 fell to < 60 mm
Hg, and a modification of ventilator settings was necessary in
25% of the patients. Worsening arterial oxygenation during OLV was the
consequence of the development of increased intrapulmonary shunting and
areas with low
/
, as shown by a significant
increase in the
va/
t, which is in
agreement with previously reported17
19
data in
nonselected thoracotomy candidates. The increase in
va/
t, together with the lower
VT during OLV, likely accounted for the mild increase in
PaCO2 observed during the procedure.
Conceivably, the increase in
va/
t during
OLV was partially compensated for by the parallel increase of
PvO2 that resulted from the
increase in
t (assuming that oxygen uptake remained
constant), thus preventing a further decrease in the
PaO2/FIO2
ratio.
In a previous study22 carried out in nonselected thoracotomy candidates, only preoperative perfusion lung scans have been found to be predictive of PaO2 during OLV. In the same study, age, sex, the side on which the operation was performed, resting PaO2 and PaCO2, FEV1, and lung volume measurements did not correlate with oxygenation during OLV. In our study, the results of the univariate and multivariate analysis showed that patients with greater perfusion of the non-neoplastic (dependent) lung and better oxygenation during exercise tended to have less of a derangement of gas exchange during OLV. These results reinforce the interest in arterial blood gas measurements during exercise in the preoperative evaluation of these patients, as they can provide valuable information not only on postoperative morbidity and mortality,7 13 23 but also on intraoperative oxygenation. Accordingly, we recommend preoperative exercise testing with blood gas sampling in patients with COPD who are at high risk for lung resection (ie, PPN FEV1 and/or PPN DLCO < 40% of predicted), particularly in those patients with low perfusion of the non-neoplastic lung.
In our population of COPD patients, PAP increased by 6 ± 5 mm Hg
during OLV. In 14 patients (35%), the attending anesthesiologist
considered it to be necessary to administer vasodilators because mean
PAP was > 25 mm Hg. It should be noted, however, that the degree of
pulmonary hypertension was much greater during preoperative exercise
testing than during OLV (Tables 2
, 3)
. Moreover, such an increase in
PAP during OLV likely was due to the increase in
t,
since PVR did not increase significantly during the intervention, thus
indicating that the slope of the pressure-flow relationship did not
change. Nevertheless, we cannot exclude that some increase in vascular
tone in the nonventilated lung due to hypoxic vasoconstriction also
could play a part in the development of pulmonary hypertension. A
potential explanation for the increase in
t could be the
decrease of intrathoracic pressure that resulted from thorax aperture,
which might minimize the effect of alveolar pressure on ventricular
filling. This suggestion is in agreement with the previous
finding of an increase in
t following
pleurotomy.19
24
Pharmacologic interventions to treat
pulmonary hypertension can be ruled out as the mechanism for the
increase in
t, since its change from stage 1 to stage 3
was similar in patients who did and did not receive pharmacologic
interventions (p = 0.88).
Taking into account the aforementioned, the sequence of events during
OLV and thorax aperture with the patient in the lateral decubitus
position would be as follows: the initiation of OLV with the collapse
of the nondependent lung would result in an increase in
va/
t with a consequent fall of
PaO2; opening the thoracic cage would
allow greater left ventricular filling and, hence, would increase
t, accounting for the rise in PAP during OLV. Although
the preoperative PAP was significantly correlated with the
intraoperative PAP, and given the low degree of pulmonary hypertension
observed during the surgical procedure, we think that the preoperative
assessment of pulmonary hemodynamics does not provide valuable
information for the intraoperative management of these patients.
Consequently, we do not recommend right-heart catheterization in the
preoperative evaluation of these patients.
The analysis of the intraoperative course according to the thoracotomy
side shows that the fall in the
PaO2/FIO2
ratio during OLV was more pronounced in right thoracotomies, when the
left lung was in the dependent position (Fig 1)
. However,
va/
t for patients during OLV was similar
during right and left thoracotomies, indicating that lung collapse led
to a similar degree of intrapulmonary shunting and/or
/
mismatching, irrespective of the side on which
the thoracotomy had been performed. Interestingly,
PvO2 during OLV was
significantly lower in patients undergoing right thoracotomies. Such a
difference in PvO2 may explain
why the
PaO2/FIO2
ratio was also lower in patients who underwent right thoracotomies,
despite the fact that the magnitude of intrapulmonary shunting was
similar. Presumably, the lower
PvO2 in right thoracotomy
patients resulted from a lower increase in
t compared
with left thoracotomy patients (Fig 1)
. We hypothesize that the heart
might suffer greater compression by the lung, mediastinum, and
abdominal content in right thoracotomies, when left hemithorax is
placed down, thereby limiting the increase of
t that
takes place when opening the thoracic cage. This suggestion is
supported by the finding of higher airway pressures in this position
(right thoracotomies) during OLV (Fig 1)
. As shown in Figure 1
, in our
series, VT did not differ between patients undergoing right
and left thoracotomies. These findings suggest that right thoracotomies
produce greater impairment of gas exchange, essentially due to the
impact of higher external pressure on the heart function. Although some
investigators25
have not found differences in oxygenation
between patients undergoing right and left thoracotomies who have COPD,
our findings are in agreement with those of Katz and
coworkers,26
who reported a profound decrease in
PaO2 during OLV of the left lung, but
not during OLV of the right lung, in the course of endoscopic
transthoracic sympathectomies in a series of young patients without
cardiorespiratory disease.
In summary, our results, obtained in a selected population of
candidates for lung resection with moderate-to-severe COPD, show that
significant worsening of pulmonary gas exchange takes place during OLV
and that this worsening is more marked in patients undergoing right
thoracotomies. Since gas-exchange impairment during lung resection
appears to be more pronounced in patients with lower
PaO2 values during exercise and with
lower perfusion of the non-neoplastic lung, we recommend exercise
testing with arterial blood gas measurements in the preoperative
assessment of high-risk COPD patients, particularly in those patients
with less perfusion of the non-neoplastic lung, as that procedure can
be of help in identifying those patients who are at the highest risk
for hypoxemia during the surgical procedure. Furthermore, our results
show the important role played by extrapulmonary factors in modulating
PaO2 values during OLV, especially by
t. In this respect, we consider that intraoperative
monitoring of pulmonary hemodynamics and
t might be
useful in patients who are at the greatest risk of an adverse
intraoperative course (eg, those with reduced perfusion of
the non-neoplastic lung and exercise-induced hypoxemia), especially in
patients undergoing right thoracotomies when the left lung will be
placed in the dependent position.
| Acknowledgements |
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| Footnotes |
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t = cardiac output;
va/
t = venous admixture;
/
= ventilation-perfusion;
E = minute ventilation;
O2peak = oxygen uptake at peak
exercise; VT = tidal volume; Wpeak = peak workload Supported by grants from the Fondo de Investigación Sanitaria (FIS 92/0296), the Comissionat per a Universitats i Recerca de la Generalitat de Catalunya (1997 SGR-0086), and the Societat
Catalana de Pneumologia (1997). Dr. Ribas received a Research Fellowship Grant (1997) from the Institut dInvestigacions Biomèdiques August Pí i Sunyer (IDIBAPS).
Received November 17, 2000; revision accepted March 21, 2001.
| References |
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