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(Chest. 2001;120:1480-1484.)
© 2001 American College of Chest Physicians

Patient Handling of a Dry-Powder Inhaler in Clinical Practice*

Stanley Epstein, MD; Ari Maidenberg, BSc; David Hallett, MSc; Kay Khan, RN and Kenneth R. Chapman, MD, MSc

From The Asthma Centre, Toronto Western Hospital, University Health Network, Toronto, Ontario, Canada.

Correspondence to: Stanley Epstein, MD, Toronto Western Hospital, 399 Bathurst Street, EC 4–022, Toronto, Ontario, M5T 2S8, Canada


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Background: Multi-dose dry-powder inhalers are perceived as being easier for patients to use than conventional pressurized aerosol inhalers; however, no study has determined whether patients handle such devices adequately and whether there is a need for patient education in this area.

Method: We used trained observers to assess the handling of a specific multi-dose dry powder inhaler (Turbuhaler; AstraZeneca Canada; Mississauga, ON) by patients currently using the device for the management of their asthma. Fourteen discrete steps were scored independently by two observers simultaneously. Patients were divided into two groups for analysis: those who had received formal instruction in the use of the inhaler at The Asthma Centre and those who had received no formal instruction in the community.

Results: There was no significant difference between the formally trained groups and control groups in the percentage of handling steps performed correctly (79% vs 78%, respectively; p > 0.05). Fewer than 50% of patients in both groups demonstrated optimal breath-holding when using the device.

Conclusion: Patient handling of Turbuhaler was generally good, with no evidence that a structured education intervention offered an advantage over the usual education incidental to the prescribing or dispensing process. The most common handling flaw, suboptimal breath-holding, is not specific to this device and is of uncertain clinical significance.

Key Words: asthma • device • patient education


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Dry -powder inhalers are used widely to deliver medication to the lower airways.1 2 3 4 Their use has been encouraged by the need to eliminate chloroflourocarbons from pressurized metered-dose inhalers (pMDIs) to protect the atmosphere’s ozone layer.5 In addition, the misuse of conventional pMDIs is well documented.6 7 Breath-activated dry powder inhalers are regarded as easier for patients to use.

One commonly used dry-powder inhaler is the Turbuhaler (AstraZeneca Canada; Mississauga, ON). It is a breath-activated, multiple-dose inhaler used to deliver terbutaline, formoterol, budesonide, and albuterol.8 9 10 11 This device has been shown to be an effective delivery system with potential advantages over conventional pressurized metered-dose inhalers in the maintenance treatment of asthma.12

However, a survey of physician and nonphysician health-care providers has shown that the Turbuhaler is poorly used and not well understood by caregivers who might be in a position to instruct the patient with asthma in optimal use of the device.13 14 Therefore, we undertook the present cross-sectional observational study to examine the use of Turbuhaler in the clinical setting by patients with asthma. We asked two groups of patients to demonstrate their technique for using this device. One group had received formal instruction in Turbuhaler usage by a trained nurse educator. The other group had received no such formal training and served as a control group.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Subjects
Two groups of subjects were recruited from The Asthma Centre of the Toronto Western Hospital, University Health Network (Toronto, ON). All subjects were over the age of 18, and all had been diagnosed with asthma as defined by the criteria of the Canadian Consensus Guideline on the treatment of asthma.15 All subjects had used a Turbuhaler within 4 months of the time of their participation in the study. The control group was recruited on arrival for their first visit to The Asthma Centre, having had no formal education in the correct use of various inhaler devices. The formally trained group had had at least one previous visit to the Asthma Centre with a session of formal education, including the proper use of a Turbuhaler. This educational session was conducted by a nurse educator who assessed the situation and educated the subjects using verbal instructions and practical demonstrations with a placebo Turbuhaler. This session was followed by repeat demonstrations by the subject until he or she was able to demonstrate proper technique.

This protocol was approved by the Human Ethics Committee of the Toronto Hospital and was not altered during the study. Each subject signed a consent form after full explanation of the study. Only individuals who could understand English without an interpreter were included after expressing their willingness to take part in the study.

Protocol
Individuals were asked to self-administer two inhalations from a placebo Turbuhaler while being observed simultaneously by two trained observers in a quiet area. These observers were not involved in the subjects’ previous instruction but were trained by the same nurse educator who had instructed the subjects, and they had received approximately 1 hour of initial and follow-up instruction. Throughout the study, observations were made by five observers who were research assistants and not health-care deliverers. For each subject, the two observers recorded their assessments of technique independently on separate observation sheets. Thirteen distinct steps were scored for both the first and second puff from a Turbuhaler. These included the following: (1) removing the cover before the first puff; (2) not shaking the inhaler; (3) holding the inhaler upright for priming; (4) turning the wheel correctly to the right; (5) then turning the wheel correctly to the left until there is a click; (6) breathing out; (7) breathing away from the inhaler prior to inhalation; (8) putting the mouthpiece between the lips; (9) breathing in deeply; (10) breathing forcefully through the mouth; (11) removing the inhaler from the mouth; (12) holding the breath for more than 5 s before (13) exhaling; and (14) then replacing the cover after the second puff. These maneuvers were based on the manufacturer’s recommendations and previously published studies of the optimal technique.13 14

After the demonstration of the technique, one of the observers administered a questionnaire concerning duration and frequency of Turbuhaler usage. The observers also asked about Turbuhaler instruction that the subject had received, including the source of instruction and the time of the last instruction before the study, about the subject’s use of other inhalers, and about the subject’s asthma.

Statistical Analysis
To compare demographics and disease characteristics between the formally trained groups and control groups, the two-sample t-test was used when the data were normally distributed, otherwise the Mann-Whitney test was used. To assess the interobserver agreement between each pair of the five trained observers, {kappa} and percent agreement were calculated.16 To determine whether the two groups varied significantly in demonstrated technique for each step, Fisher’s Exact Test was used. Also, an overall performance score based on all steps combined was calculated. A two-sample t-test was then used to detect differences between the two groups. Multiple linear regression was used to determine whether demographics or disease characteristics were predictive of performance scores. McNemar test was used to show that there was no difference between the first and second puff. Therefore, the multiple linear regression utilized the data from the first puff. It was estimated that 42 subjects would need to be analyzed in each group to detect a 78% reduction in technique at conventional levels of power and significance.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
In all, 114 subjects were screened. After review of the data sheets, nine subjects were removed from analysis—seven of the subjects had incomplete records, one subject had not used a Turbuhaler in the previous 4 months, and one subject did not have a confirmed diagnosis of asthma. A total of 105 subjects were analyzed, 62 in the control group and 43 in the formally trained group. The demographic and clinical characteristics of the tested subjects are shown in Table 1 . There was no significant statistical or clinical difference between the two groups except that patients in the formally trained group had used terbutaline via Turbuhaler for a longer period than patients in the control group. Interobserver agreement was good to excellent, as shown by agreement scores in Table 2 .17


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Table 1.. Demographic and Clinical Characteristics of Control and Trained Groups*

 

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Table 2.. Interobserver Combined Percent Agreement and Combined Kappa Values Between All Observers for First and Second Puff*

 
The percentage of subjects performing each of the inhalation maneuvers correctly is shown in Table 3 . Steps 6 (breathe out), 7 (breathe out away from the inhaler), 10 (breathe in forcefully through the mouth), and 12 (hold breath for more than 5 seconds) were performed incorrectly by more than 40% of subjects in both groups for both the first and second puffs. Steps 1 (unscrew and lift off cover), 8 (put mouthpiece between the lips), 11 (remove inhaler from mouth), and 13 (breathe out) were correctly performed by all subjects. There was no significant difference between the trained and control groups in the proportions of each group performing each step correctly.


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Table 3.. Comparison of the Percentage of Subjects in Each Group Correctly Performing Each Step During Two Puffs

 
Table 4 shows the average performance of all inhalation steps for the control and trained groups. The average performance scores were similar between groups, and we could detect no relationship between demographic characteristics, disease characteristics, and performance scores. The first puff, second puff, total score, and individual maneuver scores were not significantly different. We could not detect any significant difference in the performance for the subjects in the control group with regard to their different sources of instruction or the time of last instruction.


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Table 4.. Comparison of Average Number of Steps Correctly Performed and Percentage of Patients Scoring 100% for Each Step in Two Puffs

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Our data show that the handling of the multidose dry powder inhaler, Turbuhaler, by adult patients is generally adequate. The trained patients correctly performed 78% of the 13 steps for each of the first or second puffs correctly; whereas, the untrained control group performed 79% of the 13 steps for each puff correctly. With the exception of holding the breath for 5 s, the remaining 13 steps were performed correctly by more than 50% of patients.

However, few patients performed all of the steps correctly. Only 12% of the trained patients performed 100% of the 13 steps of the first puff correctly; whereas only 11% of the control group achieved this benchmark. Step 12, holding the breath for 5 s or more, was the most commonly missed step. This was an objective measurement performed using a stopwatch. Breath-holding after drug inhalation may increase drug deposition in the lower airway.18 However, the impact of breath-holding appears to be modest, with some studies of dry powder inhalers showing no difference in drug deposition or bronchodilator effect between breath-holding maneuvers and nonbreath-holding maneuvers.19 20

We were intrigued to see that there was little difference in the adequacy of Turbuhaler handling between patients who had arrived from the community to an asthma center setting for the first time and patients who had participated previously in formal inhaler instruction. Of course, patients who received their Turbuhaler in the community without further instruction by a nurse educator were not necessarily without instruction in the correct use of the inhaler. Typically, such patients learned about usage from their prescribing physician, from their pharmacy, or from the package insert. The fact that such brief instruction sessions produced similar performance as from patients trained in usage suggests that the device is intuitively obvious and requires minimal instruction time for the average adult patient.

Previous studies of the handling of Turbuhaler by health professionals suggested that caregivers are frequently ignorant of optimal Turbuhaler usage.13 14 We thought that this might be reflected in similar mistakes among patients using this device. A lack of mishandling of the Turbuhaler by such patients may have several explanations. First, earlier studies with health-care professionals were performed when health-care professionals were less familiar with Turbuhaler use. Second, it is possible that the patients in our study received their prescriptions from physicians particularly interested in the correct use of inhaler devices. Dry-powder inhalers are less frequently prescribed than conventional pMDIs, and their use might reflect a greater knowledge of inhalation devices by the physician.

Although we did not compare the patient use of conventional pressurized metered-dose inhalers with the use of the Turbuhaler, the usually adequate scores we saw with the Turbuhaler in this study are in contrast to numerous previously published reports of poor patient handling of pMDIs.7 21 22 The pMDI is often difficult for patients to use because it requires coordination of ventilation with a fast-moving aerosol spray. This is not necessary with dry-powder inhalers. Our study provides some reassurance to physicians who are reluctant to have patients use two or more different types of inhaler. We could find no evidence that the concurrent use of a pMDI influenced Turbuhaler handing among our subjects. Our study also showed that there was need for only one observer to evaluate single puff inhaler handling, a finding that is in contrast to earlier studies.23

Our study was limited because it did not attempt to measure the impact of various types of mishandling on drug deposition or the impact on the resulting pharmacologic effect. Our study may have underestimated the presence of some type of mishandling of the device. We did not use flow measuring devices to quantify inspiratory flow rate. It is possible that some of our patients, whom we thought to have adequate inspiration flow rates, did not achieve optimal velocity to break up and deliver the powdered medication. Also, we assessed handling in only a single session. Some types of Turbuhaler mishandling might have impact only with chronic use. For example, exhalation into a reservoir-type dry-powder device can produce a condition of excess humidity with clumping and suboptimal delivery of medication.

For several decades, surveys of patients with asthma have shown that the use of conventional pMDIs is often suboptimal. The present survey offers some reassurance that the newer generation of dry-powder inhalers is better used by patients. Unfortunately, some problems of improper technique remain. Further research will help to explain which areas of concern in patient handling of dry-powder inhalers are clinically significant and will show how they can be overcome.


    Acknowledgements
 
The authors acknowledge the valuable technical support of Mr. David Rebuck, Mr. Steve Miller, Mr. Learie Holas, Ms. Susan Gowdy, as well as the assistance of Ms. Susana Sousa in preparation of the manuscript. Dr. Steven Kesten helped in the design of the study.


    Footnotes
 
Abbreviation: pMDI = pressurized metered dose inhaler

The study was financed by AstraZeneca Canada. One of the authors (K.R.C.) has received consultant fees from AstraZeneca Canada. All of the other authors have no professional or financial interest in AstraZeneca Canada.

Received June 27, 2000; revision accepted May 15, 2001.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

  1. Busse, WW, Chervinsky, P, Condemi, J, et al (1998) Budesonide delivered by Turbuhaler is effective in a dose-dependent fashion when used in the treatment of adult patients with chronic asthma. J Allergy Clin Immunol 101,457-463[CrossRef][ISI][Medline]
  2. Chapman, KR (1995) The choice of inhalers in adults and children over six. J Aerosol Med 8(suppl),S27-S36
  3. Chapman, KR, Balter, MS, Boulet, L-P, et al (1996) Handling of the multidose powder inhalers Diskus versus Turbuhaler in elderly asthmatics [abstract]. Am J Respir Crit Care Med 153,A61
  4. dos Santos, JM, Costa, H, Stahl, E, et al (1991) Bricanyl Turbuhaler and Ventolin Rotahaler in exercise-induced asthma in children Allergy 46,203-205[Medline]
  5. Hughes, DA, Woodcock, A, Walley, T (1999) Review of therapeutically equivalent alternatives to short acting ß2 adrenoceptor agonists delivered via chlorofluorocarbon-containing inhalers. Thorax 54,1087-1092[Abstract/Free Full Text]
  6. Crompton, GK (1990) The adult patient’s difficulties with inhalers. Lung 168(suppl),658-662
  7. Epstein, SW, Manning, CP, Ashley, MJ, et al (1979) Survey of the clinical use of pressurized aerosol inhalers. Can Med Assoc J 120,813-816[Abstract]
  8. Chapman, KR, Friberg, K, Balter, MS, et al (1997) Albuterol via Turbuhaler versus albuterol via pressurized metered-dose inhaler in asthma. Ann Allergy Asthma Immunol 78,59-63[ISI][Medline]
  9. Engel, T, Heinig, JH, Malling, HJ, et al (1989) Clinical comparison of inhaled budesonide delivered either via pressurized metered dose inhaler or Turbuhaler. Allergy 44,220-225[Medline]
  10. Hansen, NC (1989) Terbutaline as powder inhalation from Bricanyl Turbuhaler compared to terbutaline as nebulizer solution in severe chronic airways obstruction. Eur Respir J 2,716-720[Abstract]
  11. Van der Molen, T, Postma, DS, Turner, MO, et al (1997) Effects of the long acting beta agonist formoterol on asthma control in asthmatic patients using inhaled corticosteroids. Thorax 52,535-539[Abstract]
  12. Pauwels, RA, Hargreave, FE, Camus, P, et al (1996) A 1-year comparison of Turbuhaler vs pressurized metered-dose inhaler in asthmatic patients. Chest 110,53-57[Abstract/Free Full Text]
  13. Hanania, NA, Wittman, R, Kesten, S, et al (1994) Medical personnel’s knowledge of and ability to use inhaling devices: metered-dose inhalers, spacing chambers, and breath-actuated dry powder inhalers. Chest 105,111-116[Abstract/Free Full Text]
  14. Kesten, S, Zive, K, Chapman, KR (1993) Pharmacist knowledge and ability to use inhaled medication delivery systems. Chest 104,1737-1742[Abstract/Free Full Text]
  15. Ernst, P, Fitzgerald, JM, Spier, S (1996) Canadian asthma consensus conference: summary of recommendations. Can Respir J 3,89-100
  16. Steinijans, VW, Diletti, E, Bomches, B, et al (1997) Interobserver agreement: Cohen’s kappa coefficient does not necessarily reflect the percentage of patients with congruent classifications. Int J Clin Pharmacol Ther 35,93-95[Medline]
  17. Landis, JR, Koch, GG (1977) The measurement of observer agreement for categorical data. Biometrics 33,159-174[CrossRef][ISI][Medline]
  18. Newman, SP (1985) Aerosol deposition considerations in inhalation therapy. Chest 88(suppl),152S-160S[Abstract/Free Full Text]
  19. Hansen, OR, Pedersen, S (1989) Optimal inhalation technique with terbutaline Turbuhaler. Eur Respir J 2,637-639[Abstract]
  20. Newman, SP, Hollingworth, A, Clark, AR (1994) Effect of different modes of inhalation on drug delivery from a dry powder inhaler. Int J Pharm 102,127-132[CrossRef]
  21. Crompton, GK (1982) Problems patients have using pressurized aerosol inhalers. Eur J Respir Dis 119(suppl),101-104
  22. De Blaquiere, P, Christensen, DB, Carter, WB, et al (1989) Use and misuse of metered-dose inhalers by patients with chronic lung disease: a controlled, randomized trial of two instruction methods. Am Rev Respir Dis 140,910-916[ISI][Medline]
  23. Gray, SL, Nance, AC, Williams, DM, et al (1994) Assessment of interrater and intrarater reliability in the evaluation of metered dose inhaler technique Chest 105,710-714[Abstract/Free Full Text]



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