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(Chest. 2001;120:2059-2093.)
© 2001 American College of Chest Physicians

Infection Control in the ICU*

Philippe Eggimann, MD and Didier Pittet, MD, MS

* From the Medical Intensive Care Unit (Dr. Eggimann) and the Infection Control Program (Dr. Pittet), Department of Internal Medicine, University of Geneva Hospitals, Geneva, Switzerland.

Correspondence to: Didier Pittet, MD, MS, Infection Control Program, Department of Internal Medicine, University Hospitals of Geneva, 1211 Geneva 14, Switzerland; e-mail: didier.pittet{at}hcuge.ch


    Abstract
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
Nosocomial infections (NIs) now concern 5 to 15% of hospitalized patients and can lead to complications in 25 to 33% of those patients admitted to ICUs. The most common causes are pneumonia related to mechanical ventilation, intra-abdominal infections following trauma or surgery, and bacteremia derived from intravascular devices. This overview is targeted at ICU physicians to convince them that the principles of infection control in the ICU are based on simple concepts and that the application of preventive strategies should not be viewed as an administrative or constraining control of their activity but, rather, as basic measures that are easy to implement at the bedside. A detailed knowledge of the epidemiology, based on adequate surveillance methodologies, is necessary to understand the pathophysiology and the rationale of preventive strategies that have been demonstrated to be effective. The principles of general preventive measures such as the implementation of standard and isolation precautions, and the control of antibiotic use are reviewed. Specific practical measures, targeted at the practical prevention and control of ventilator-associated pneumonia, sinusitis, and bloodstream, urinary tract, and surgical site infections are detailed. Recent data strongly confirm that these strategies may only be effective over prolonged periods if they can be integrated into the behavior of all staff members who are involved in patient care. Accordingly, infection control measures are to be viewed as a priority and have to be integrated fully into the continuous process of improvement of the quality of care.

Key Words: bloodstream infection • critical care • epidemiology • nosocomial infection • prevention • ventilator-associated pneumonia


    Introduction
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
According to the Institute of Medicine1 in Washington, DC, preventable adverse events in the United States, including hospital-acquired infections, are responsible for 44,000 to 98,000 deaths annually and represent a cost of $17 to $29 billion. As precise epidemiologic data about these events are sparse, this estimation was extrapolated from two studies only.2 3 4 5 This report has generated a considerable debate in the medical literature.6 7 8 9 Nevertheless, data10 11 12 have suggested that the likelihood of the occurrence of these events may increase by 6% for each day spent in the hospital, and they were found to be more frequent among patients in ICUs.

During the last decade, the growing emphasis on outpatient medical management has resulted in a marked reduction of beds in many health-care institutions, and this policy has been responsible for an increasing severity of illness among hospitalized patients. Data from the Centers for Disease Control and Prevention (CDC) National Nosocomial Infection Surveillance (NNIS) system show a 17% increase in the number of ICU beds at the 117 participating hospitals from 1988 through 1995, as compared with a slight decrease in the total bed capacity.13 Although representing only 5 to 15% of hospital beds, ICUs accounted for 10 to 25% of health-care costs, corresponding to 1 to 2% of the gross national product of the United States.14

Nosocomial infections (NIs) affect > 2 million persons annually in the United States and concern 5 to 35% of patients who are admitted to ICUs.15 They are viewed as an inexorable tribute to pay to the more aggressive management of the population, characterized by the use of sophisticated technologies and invasive devices. The pathophysiology of NIs includes colonization of the host by potentially dangerous pathogens, such as microorganisms from exogenous or endogenous sources, including resistant strains such as methicillin-resistant Staphylococcus aureus (MRSA), vancomycin-resistant enterococci (VRE), azole-resistant Candida spp, and extended-spectrum ß-lactamase (ESBL) Gram-negative pathogens. Ventilator-associated pneumonia, catheter-related bloodstream infections, surgical site infections (SSIs), and urinary catheter-related infections account for > 80% of NIs.16 17

The Study on the Efficacy of Nosocomial Infection Control15 18 19 from the CDC has suggested that at least one third of NIs are preventable through infection control programs, which have been implemented in most centers during the last 2 decades. Risk factors are well-identified and have been the target of efficient preventive measures. This may explain why NI rates are now included in the criteria used for assessing the quality of patient care in many institutions. Control and prevention include general measures such as hand hygiene, isolation and restriction of antibiotic use, and more specific measures that have been demonstrated to be efficient in reducing particular types of NIs.20 21 22 23 24 25 26


    Definitions
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
NI schematically encompasses any infection that is neither present nor incubating on hospital admission. Precise definitions have been largely debated in the literature, but those proposed by the CDC in 198827 28 have been validated and are now widely used. Minor adaptations are generally proposed for specific populations, but infections are considered to be hospital-acquired if they develop at least 48 h after hospital admission without proven prior incubation. If infections occur up to 3 days after hospital discharge or within 30 days of an operative procedure, they are attributed to the admitting hospital or ward, or to the surgical procedure, respectively (Table 1 ).24 25 29 30 31 32


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Table 1. Definitions of Nosocomial Infections*

 
A specific terminology is used to describe the epidemiology of NIs. The prevalence of infected patients is defined as the number of patients with an active infection divided by the total number of patients who are present at the time of the survey. The prevalence of infection is the number of active infections divided by the total number of patients who are present at the time of the survey. The incidence of infected patients is defined as the number of patients who developed any infection divided by the total number of patients at risk who are hospitalized in the ward concerned during a determined period of time. Once infected, patients cannot be considered at risk of infection. The incidence of infection is defined as the number of infectious episodes divided by the total number of patients who were hospitalized in the concerned ward during a determined period of time. The incidence-density of infection/infected patients refers to the number of infectious episodes/infected patients per 1,000 patient-days at risk. The latter is the most appropriate way to express infection rates and to measure the impact of preventive strategies. However, this approach mandates the prospective surveillance of all patients who are at risk for NIs with individual records of events considered both in the numerator and the denominator.33 34


    Epidemiology of NIs
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
Epidemiologic data collected from surveillance activities are used to determine NI rates. Benchmarking then may be used to monitor their evolution and to detect any unusual variation that may be potentially suspect of outbreaks or high endemic rates of NI. Importantly, NI rates vary widely according to the type of ICU and the population served. They may also vary with the type of surveillance (Table 2 ).22 24 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49


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Table 2. Epidemiology of Selected NIs in Various Types of ICUs in the 1990s*

 
A prevalence of 20.6% was reported by Vincent et al16 in the European Prevalence of Infection in Intensive Care study, which included 10,038 patients from 1,417 European ICUs in 1992. Pneumonia was the most common NI (46.9%), followed by lower respiratory tract infection other than pneumonia (17.8%), urinary tract infection (UTI) (17.6%), and laboratory-confirmed bloodstream infection (12%).16

Importantly, NIs are easier to compare if they are presented as incidence densities related to device use (eg, endotracheal tube, central venous catheter [CVC], or urinary catheter) [Table 3 ].24 37 39 40 42 44 50 51 52 53 54 55 56 57 58 An incidence of 9.2%, corresponding to an incidence density of 23.7 episodes per 1,000 patient-days, was reported for the 164,034 patients in 119 ICUs surveyed from 1986 through 1990 in the NNIS system.59 Data collected from 112 medical ICUs between 1992 and 1997 indicated that NIs developed in 7.8% of hospitalized patients (14,177 of 181,993 patients), corresponding to an incidence density of 19.8 episodes per 1,000 patient-days. UTIs (31%) were the most common, with 95% occurring in catheterized patients. Pneumonia, which was ventilator-associated in 86% of cases, represented 27% of all NIs, and bloodstream infections represented 19% (laboratory-confirmed, 18.2%, and clinical sepsis, 0.8%), of which 87% were found to be catheter-related.35 NI device-related rates (ie, catheter-related UTI, central venous catheter-related bloodstream infections, and ventilator-associated pneumonia) were 5.5, 4.0, and 7.1, respectively, episodes per 1,000 device-days for coronary ICUs, 6.4, 5.3, and 6.8, respectively, for medical ICUs, 4.8, 6.9, and 4.0, respectively, for pediatric ICUs, and 4.6, 5.1, and 12.5, respectively, for surgical ICUs.48 50 Comparable incidences of NIs have been reported in ICUs from other developed countries.17 42 60 61 Moreover, preliminary data from the NNIS system suggest that risk-adjusted NI rates decreased over time for these three infections that are continuously monitored in ICUs.50


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Table 3. Device-Associated Rates of NIs in the ICUs During the 1990s*

 

    Impact of NIs
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
A significant correlation was found between the prevalence rate of ICU-acquired infection and mortality rate. In the European Prevalence of Infection in Intensive Care study, laboratory-proven bloodstream infection (odds ratio [OR], 1.73; 95% confidence interval [CI], 1.25 to 2.41), pneumonia (OR, 1.91; 95% CI, 1.6 to 2.29), and clinical sepsis (OR, 3.75; 95% CI, 1.71 to 7.18) were independently associated with an increased mortality rate. Additional independent predictors of death were an acute physiology and chronic health evaluation (APACHE) II score > 20 (OR, 15.6; 95% CI, 9.3 to 26), prolonged (>= 21 days) ICU stay (OR, 2.52; 95% CI, 1.99 to 3.18), age > 60 years (OR for age 60 to 69 years, 1.7; 95% CI, 1.07 to 2.71; OR for age >= 70 years, 2.08; 95% CI, 1.31 to 3.31), the presence of organ failure on hospital admission (OR, 1.68; 95% CI, 1.45 to 19.5), and cancer as comorbidity (OR, 1.48; 95% CI, 1.23 to 1.79).16

The analysis of the impact of NIs on health care revealed that they are responsible for a significant increase in mortality, morbidity, length of hospital and ICU stay, and resource utilization in almost all of the groups of patients studied (Table 4 ).22 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79


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Table 4. Impact of NIs in Critical Care

 
This impact is determined by the attributable part of these parameters. Accordingly, the attributable mortality of NI is defined as the difference in the death rate of patients and noninfected patients in a series adjusted for the presence of other confounding factors. Several epidemiologic methods may be used to determine the mortality, or any other parameter of the impact of a NI. Direct estimation is a simple method in which an experienced clinician subjectively estimates whether the death of a patient is related to the NI or not. This technique systematically underestimates the attributable part of the mortality. The appropriateness of the evaluation protocol is another direct method that is used to estimate the prolongation of the length of hospital stay. Based on standardized criteria, the patient is evaluated daily to determine whether the stay in the hospital is related to the underlying disease and/or to the presence of an NI. Another method compares two groups of patients, one with a specified NI and one without a specified NI. Differences are expected to be attributable to the NI. However, this technique does not take into consideration potential confounding parameters that may exist between the two groups of patients. This effect can be attenuated by including factors potentially related to death in multivariate analysis. Nonetheless, these adjustments are generally insufficient and the attributable part is often overestimated. The so-called case-controlled studies (ie, those called, more appropriately, historical cohort studies with matching on potential confounders) are considered to be the best way to determine the impact of NIs. Infected and noninfected patients are carefully matched for several confounding factors related to the parameter investigated (eg, age, severity of underlying disease, associated comorbidities, and time of exposure to risk factors). Biased evaluations of the impact are minimal with this methodologic approach, except when case and control patients are matched too closely using variables that predict or confound the outcome of interest.65

Crude mortality rates are particularly high in critically ill patients, but the attributable mortality varies according to the type of infection. The differences reported between the studies may be related to some confusion between the associated and the attributable parts (Table 4) . In addition, some methodological bias also may play a role. Insufficient matching criteria (eg, low case/control ratio or few and irrelevant matching parameters) may overestimate the impact, but overmatching abolishes differences between case patients and control subjects. Cost-effectiveness analysis is based on these data, which imply that the controversies in the recent literature regarding the attributable mortality of NIs concerns not only epidemiologists but, also, ICU physicians who have to select and implement preventive strategies.65 80


    Risk Factors
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
Independent risk factors for NIs have been identified in several studies (Table 5 ).16 42 56 64 81 82 Among them, the severity of underlying illness assessed by scoring systems such as APACHE II/III or simplified acute physiologic score II are the most widely used. However, these scores were designed to predict mortality and are less consistent predictors of NIs.61 83 These general scores also may be of limited value in the field of sepsis. In a series84 of 88 consecutive patients with septic shock, we found a low predictive value for APACHE II and simplified acute physiologic II scores. A prolonged length of stay, mechanical ventilation, and the use of vascular accesses also were identified. Apart from the overall risk factors for NIs, more specific risk factors have been delineated from numerous studies designed to identify those associated with specific infections.


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Table 5. Overall Risk Factors Associated With the Acquisition of NIs in ICU

 
Understaffing and overcrowding in ICUs have been reported85 86 87 to increase the risk of human errors, iatrogenic complications, and even death. They have also played an important role in several outbreaks and are to be considered as potential risk factors for the acquisition of NIs.88 89 90 91 Fridkin et al92 reported an outbreak of catheter-related bloodstream infections that apparently were associated with total parenteral nutrition in critically ill surgical patients. After adjustment for confounding parameters (ie, type of nutrition, mechanical ventilation, and duration of hospitalization), the patient-to-nurse ratio was found to be a major independent risk factor. As compared with a patient-to-nurse ratio of 1, the relative risks (RRs) were 3.95 (95% CI, 1.07 to 14.5), 16.6 (95% CI, 1.15 to 211), and 61.5 (95% CI, 1.23 to 3,074) for ratios of 1.2, 1.5, and 2, respectively.92 In our sophisticated ICU environments, many factors contribute to the development of NIs, but complex, careful investigation may identify precise factors that may be simple to correct. We highlighted the importance of understaffing and overcrowding during an outbreak of serious Enterobacter cloacae infections in a neonatal ICU.93 Molecular studies demonstrated that eight patients (5.73 episodes per 1,000 patient-days as compared with 0.86 episodes per 1,000 patient-days for the preceding 21-month period), representing 13.3% of infants who were hospitalized over a 2-month period, were infected by three epidemic clones. Cross-transmission was facilitated by understaffing (57% of required personnel) and overcrowding (166% of theoretical capacity) with an increased risk of E cloacae carriage during the outbreak period as compared with the control period (OR, 5.97; 95% CI, 2.2 to 16.4). The use of multiple-dose vials for caffeine and budesonide inhalation spray therapy was also independently associated with E cloacae carriage (OR, 16.3; 95% CI, 1.8 to {omega}). The outbreak was stopped after a decrease in workload, reinforcement of single-dose medication, and increased compliance with hand hygiene before IV line handling, which rose from 25% to 70%.


    Pathophysiology of NIs
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
The colonization of the host by potentially pathogenic microorganisms is a prerequisite for the further development of most NIs and may occur from exogenous or endogenous sources. As a consequence of the severity of the underlying diseases with possibly impaired host defenses, and in the presence of risk factors, critically ill patients are particularly susceptible to a rapid colonization by endemic pathogens of the hospital flora.

The endemic transmission of exogenous staphylococci and other potential pathogens by the hands of health-care workers (HCWs) is well-documented.91 94 95 96 97 Goldmann et al98 reported the presence of Gram-negative bacilli on the hands of 75% of neonatal ICU personnel. A report from the National Epidemiology of Mycoses Survey with surveillance cultures systematically performed on the hands of HCWs from 13 ICUs showed that 33% of patients (range, 18 to 58%) in adult ICUs and 29% of patients (range, 8 to 62%) in pediatric ICUs were positive for Candida spp over an 18-month period.99 Importantly, the hands of HCWs are only transiently contaminated and, as discussed later, appropriate hand hygiene measures are sufficient to remove the organisms and to stop the transmission.

Many NIs are believed to arise from the endogenous flora of the skin, oropharyngeal, or GI tracts due to treatments such as chemotherapy, corticosteroid therapy, or antibiotic therapy, and also by the use of invasive devices such as intravascular or urinary catheters and nasogastric or endotracheal tubes. This flora also is responsible for the majority of surgical wound infections.


    Microbiology
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
A continuous shift toward more resistant strains of bacteria has been reported for several decades. Concern has focused on MRSA, VRE, ESBLs, fluoroquinolone-resistant Pseudomonas aeruginosa, and fluconazole-resistant Candida spp.100 101 These pathogens have become the leading causes of NIs, particularly in ICUs where most were found to have a certain specificity according to the type of ICU.13 102 103 The predominant pathogens reported in the ICUs participating in the NNIS and in European countries are coagulase-negative staphylococci (CoNS), S aureus, P aeruginosa, entercococci, and Candida spp (Table 6 ).16 35 37 60 104


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Table 6. Pathogens Responsible for NIs in Large Series*

 
The factors responsible for this evolution are not fully understood, but antibiotic pressure certainly plays a major role.105 Studies106 107 108 109 110 have repetitively demonstrated that antibiotic exposure, particularly to cephalosporins, constitutes an independent risk factor for colonization and infection with both resistant Gram-positive cocci and Gram-negative bacilli in ICUs. This selective pressure was recently emphasized by Harbarth et al111 in their elegant analysis of the impact of cephalosporin-based prophylaxis in a cohort of 2,641 consecutive patients who had been referred for heart surgery over a 5-year period. As compared to short-term prophylaxis, prolonged prophylaxis (ie, > 48 h) was not associated with a decreased risk of SSI but was clearly correlated with an increased risk of colonization with resistant microorganisms.

A further relationship between antibiotic resistance and antibiotic use in ICUs is strongly suggested for some pathogens by a prospective survey in 41 hospitals included in phase 2 of the Intensive Care Antimicrobial Resistance Epidemiology project.103 Average antimicrobial use, which was expressed as the daily defined dose per 1,000 patient-days, revealed that first-generation and third-generation cephalosporins and parenteral vancomycin were the most commonly used agents in the ICUs included in the project. The demographics of these hospitals were similar to the 221 other institutions participating in the NNIS system, and susceptibility could be analyzed for 290,045 isolates collected over a 12-month period. The highest resistance rates occurred among isolates from ICU patients, followed in decreasing order by those from non-ICU patients and outpatients. These organisms included the following: methicillin-resistant CoNS (resistance rates, 75%, 60.4%, and 44.5%, respectively); MRSA (resistance rates, 35.2%, 31.9%, and 17.7%, respectively); VRE (resistance rates, 13.0%, 11.8%, and 2.5%, respectively); piperacillin-resistant P aeruginosa (resistance rates, 12.2%, 8.3%, and 6.0%, respectively); and ceftazidime-resistant, cefotaxime-resistant, or ceftriaxone-resistant Enterobacter spp (resistance rates, 25.0%, 22.3%, and 10.1%, respectively). All these stepwise decreases were statistically significant. In contrast, this was not the case for penicillin-resistant pnemococci (resistance rates, 9.5%, 10.4%, and 9.8%, respectively) or for fluoroquinolone-resistant P aeruginosa (resistance rates, 16.4%, 17.6%, and 20.0%). Apart from fluoroquinolones, which may have a similar exposure in both parts of the hospital, for each of the antimicrobial groups used at higher levels in ICUs there was a correspondingly higher rate of resistant pathogens among isolates from the ICU compared with non-ICU patients. Several reports112 also have demonstrated the spread of antibiotic resistance from ICUs to other hospital wards.

S aureus and CoNS
Currently, > 60% of CoNS isolates and nearly 20% of S aureus isolates from ICUs are resistant not only to methicillin, but also to several other agents such as aminoglycosides, tetracyclines, and quinolones.103 113 114 115 Although not associated with higher mortality rates, compared with infections due to methicillin-sensitive S aureus, bacteremia due to MRSA may be more difficult to treat.30 The proportion of cases in which MRSA is responsible for NIs in critically ill patients reported to the NNIS system increased from < 30% in 1989 to up to 40% in 1997.60 MRSA already accounts for 30% to > 50% of cases in some European ICUs, particularly in southern Europe and the Mediterranean area.116 117 Infection control measures rely on the interruption of cross-transmission by appropriate hand hygiene measures, isolation precautions, and the reduction of selective pressure by inappropriate antibiotic use.113 117 118 119

Vancomycin-intermediate and glycopeptide-intermediate S aureus have emerged.120 121 122 123 Routine disk-diffusion for the determination of antibiotic resistance does not correctly identify these strains, which have to be suspected on an epidemiologic basis or in patients with staphylococcal infections and a poor response to despite adequate glycopeptide therapy.124 The precise mechanism responsible for the emergence of these strains has not been fully elucidated.125 The vanA, vanB, and vanC genes, which are responsible for glycopeptide-resistance acquisition among enterococci, were not isolated from these strains, suggesting a different mechanism of resistance. Epidemiologic data suggest that the increased use of glycopeptides in hospitalized patients may play a role in this evolution.120 121 122 Infection control measures rely on the strict application of all the guidelines recommended for the prevention and control of MRSA.126 127

VRE
The rate of VRE infection increased from 0.5% in 1989 to 22% in 1997 among ICU patients with NIs reported to the NNIS, and bacteremia due to enterococci may be particularly difficult to treat.128 129 Risk factors associated with the acquisition of gentamicin resistance by enterococci in a general hospital reported by Axelrod and Talbot130 included length of stay, mean duration of antibiotic therapy received, and admission to an ICU. GI colonization with VRE and the use of antimicrobial agents active against anaerobes were found by Edmond et al131 to be risk factors for the development of VRE bacteremia. This was recently confirmed by Donskey et al132 who found that antianaerobic agents promoted high-density colonization with VRE. In an accompanying editorial, Wenzel and Edmond133 highlighted the importance of these findings, which support the concept of antibiotic pressure (ie, the crude relationship between the extent of antibiotic use and the selection of resistant strains). VRE may be found in the stool samples of as many as 47% of asymptomatic patients after antibiotic administration.134

ESBLs
Outbreaks of NIs caused by multiresistant Enterobacteriaceae have been reported.135 136 137 Brun-Buisson et al112 described an outbreak caused by Klebsiella pneumoniae that successively involved three ICUs in the same hospital. The resistance was plasmid-mediated. In a prospective study on the colonization of critically ill patients with ESBLs over a six-month period, De Champs et al138 identified prolonged ICU stay as a significant risk factor and reported a decrease in the number of colonized patients after a change in the antibiotic policy.

Other Gram-Negative Pathogens
The proportion of other Gram-negative bacilli, such as P aeruginosa resistant to third-generation cephalosporins or to carbapenems, has remained stable at around 15% in most centers. The NNIS system has reported35 that the incidence of fluoroquinolone-resistant P aeruginosa has increased from 5% in 1989 to up to 15% in 1997 among ICU patients with NIs. Ventilator-associated pneumonia due to these microorganisms has already been reported139 in some European centers to be associated with worse outcome.

Candida spp
In the United States, the rate of severe fungal infections increased from 2.0 to 3.8 episodes per 1,000 hospital admissions between 1980 and 1990 in 115 participating hospitals in the NNIS system, with Candida spp responsible for 78% of those episodes.140 During the same period of time, the incidence of candidemia increased fivefold in medical centers having > 500 beds and 2.2-fold in those with < 200 beds. Candida was responsible for 7.2% of bloodstream infections (10.2% in ICUs), preceded by enterococci, S aureus, and CoNS.141 Epidemiologic data from 1992 to 1997 indicate that fungal infections accounted for 12% of NIs.35 A 20-fold increase in the rate of candidemia was reported in a single institution where NIs were prospectively surveyed from 1981 through 1990.142 However, recent data suggest that this incidence may be stable in some other institutions.143 144

The emergence of serious infections related to Candida glabrata and Candida krusei, which are mostly resistant to triazoles (fluconazole and itraconazole), was reported145 146 147 148 by bone-marrow transplant centers and some ICUs, where the proportion of these strains may represent > 50% of isolates from colonized patients. However, no such evolution has been reported23 149 150 in other institutions where the use of triazole prophylaxis was restricted to high-risk patients. The importance of these findings has to be balanced by the observation that the reduction of infections related to Candida albicans is largely superior to the increase of those related to intrinsically resistant strains of non-albicans Candida spp.151 152 Data from a surveillance program, which was designated to monitor the epidemiology of pathogens in 72 medical centers worldwide, indicate that C albicans remained largely predominant in the late 1990s.153 154 In fact, 97% of strains from European medical centers were susceptible to fluconazole; 86.5% were highly susceptible (minimum inhibitory concentration needed to kill 50% of isolates [MIC50], < 8 µg/mL), 10.6% were dose-related susceptible (MIC50, between 8 and 32 µg/mL), and 84% were susceptible to itraconazole (60.6% were highly susceptible [MIC50, < 8µµg/mL]; and 23.5% were dose-related susceptible [MIC50, 8 to 32 µg/mL]). These data confirmed those obtained in US medical centers where 75% of strains were hospital-acquired, including 44% from ICU patients.154


    Surveillance of NIs
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
The surveillance of NIs was recognized to be a major component of infection control in the late 1970s. The Study on the Efficacy of Nosocomial Infection Control18 showed that NI rates decreased on average 32% in hospitals where surveillance programs were implemented, compared with an increase of 18% in other institutions over a 5-year period. The four key elements for successful prevention were the following: the presence of at least one epidemiologist for 1,000 beds; one specialized trained nurse for 250 beds; the existence of a planned surveillance system; and restitution of NI rates. Such programs were rapidly imposed in the United States as important criteria for hospital accreditation.155 Although less widespread than in the United States, infection control programs also were shown to be effective in Europe.156 157

Surveillance includes the following several distinct components: epidemiologic surveillance and intervention; administrative controls for medical equipment, for health-care personnel, and for patients; and engineering controls (Table 7 ). These have to be viewed as tools that have to be appropriately selected to solve specific problems.15 158


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Table 7. Elements of Surveillance Applied to Infection Control in Critical Care

 
Epidemiologic surveillance is defined as the continuous collection, tabulation, analysis, and dissemination of all information on the occurrence of NIs in a specified ward and/or hospital.159 Several concepts have been developed, and the major advantages and disadvantages of specific tools are presented in Table 8 . Total surveillance with the meticulous collection of clinical and microbiological data for each hospitalized patient is labor-intensive, time-consuming, and not always feasible on a practical basis.60 At the other end of the spectrum, the computerized surveillance of data from the microbiology laboratory alone gives limited information, which may be pertinent to a specific problem. Other types of computerized systems may be extremely helpful and may facilitate the rapid identification and handling of specific problems. For example, we implemented a fully computerized automatic alert system to identify at the time of hospital admission any patient in whom MRSA has been identified previously by the microbiology laboratory either during a previous hospital stay or during ambulatory care.29 This automatic alert system is now used to detect other resistant organisms and carriers.


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Table 8. Concepts and Tools for Surveillance of NIs*

 
In practical terms, a combined approach allows for the optimal use of resources.158 Continuous monitoring of different infections or microorganisms is mandatory to detect outbreaks that requires both specific and emergency measures.160 The surveillance of defined infections in particular wards or units may be useful for particular epidemiologic profiles and may help to design targeted programs to reduce the number of NIs.23 24 118 161 Administrative controls are guidelines that must be checked and executed by HCWs (Table 7) . However, some controls are effective only if appropriate changes are incorporated into routine activities. We experienced a cluster of invasive pulmonary aspergillosis in nonimmunocompromised critically ill patients associated with room air-filter replacement.162 Such fatal infections could have been prevented by the development and the application of guidelines for this procedure.


    Control and Prevention of NIs
 TOP
 Abstract
 Introduction
 Definitions
 Epidemiology of NIs
 Impact of NIs
 Risk Factors
 Pathophysiology of NIs
 Microbiology
 Surveillance of NIs
 Control and Prevention of...
 Infection Site and Specific...
 Prevention of Infection in...
 Conclusion
 References
 
Prevention plays a major role in the control of NIs, and consensus conference and expert panels have established numerous guidelines both in the United States and in European countries.100 163 164 165 166 These guidelines concern three main approaches, which can be schematized as follows. First, methods and techniques are needed to prevent cross-contamination and to control the potential sources of pathogens that could be transmitted from patient to patient or from HCW to patient. These methods and techniques include appropriate protocols for cleansing, disinfecting, and caring for various pieces of equipment and devices. Second, guidelines are needed for the appropriate use of surgical antibiotic prophylaxis or empirical therapy among selected groups of patients. Third, strategies to limit the emergence of resistant microorganisms need to be developed. In addition, specifically targeted measures against various types of NIs also have been proposed.

Isolation Precautions
More than 50% of patients who are admitted to ICUs already have been colonized at the time of admission with the microorganism responsible for subsequent infection; some patients will acquire it from the environment. The CDC164 has published guidelines on isolation precautions to minimize the risk of transmission of infectious agents from colonized/infected patients to other patients or HCWs. In brief, these guidelines are based on the application of the concepts of standard precautions (Table 9 ). Microorganisms may be transmitted by airborne droplet nuclei, by large-particle droplets, or by direct contact. Additional specific precautions are recommended accordingly (Table 10 ).


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Table 9. Requirements for Standard Precautions*

 

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Table 10. Requirements According to Transmission-Based Precautions*

 
However, despite the fact that the use of guidelines has become a popular approach to improve the process of care, efforts to implement them in clinical practice often have been unsuccessful.167 Most requirements regarding infection control measures are unpopular and require restrictive procedures for which compliance is difficult to maintain, and it has been suggested that noncompliance is connected with the yearning of human beings for liberty.168 This is the case in the particular field of the MRSA pandemic, despite the fact that infection control measures have been proved to be efficacious and cost-effective.169 It has been shown that noncompliance may be related to several aspects of human behavior, including the false perception of an invisible risk, the underestimation of individual responsibility in the epidemiology of the institution, passive attitudes regarding the increasing complexity of the process of care, and the negative impact of the socioeconomic constraints that are responsible for understaffing.168

Local factors have to be taken into account to help to incorporate changes in the behavior of both the patients and the HCWs.168 170 As discussed in specific sections below, we have observed a strong positive impact in our institution after applying these concepts to the hospital-wide promotion of a bedside hand disinfection technique and to the implementation of an educational program targeted at vascular access care in the medical ICU.24 25

Standard Precautions
The key role of HCWs hands in the transmission of pathogens from patient to patient was demonstrated > 150 years ago by Ignaz Semmelweis. This obstetrician from Vienna was able to dramatically reduce the mortality related to puerperal fever by implementing systematic hand disinfection in chlorinated lime before examining patients.171 Since then, routine hand washing before and after patient contact remains the most important infection control measure.172 173

The endemic transmission of exogenous staphylococci and other potential pathogens by the hands of HCWs is well-documented.91 94 95 96 97 This phenomenon is of particular concern in the ICU where patient care necessitates frequent contact. Goldmann et al98 reported the presence of Gram-negative bacilli on the hands of 75% of neonatal ICU personnel. As already mentioned, data have shown that one third to two thirds of the hands of HCWs in ICUs were found to be colonized by Candida spp.99 We have demonstrated174 that bacterial contamination of the hands increases linearly with time on ungloved hands during patient care (16 colony-forming units [CFU] per minute; 95% CI, 11 to 25 CFU/min). Higher contamination was documented with direct patient contact such as respiratory care, handling of body fluid secretions, and interruption in the sequence of patient care (ie, the HCW left the patient’s bedside to accomplish another task such as answering a telephone and then returned to resume care). We found that the method of hand cleansing before care affected the amount of bacterial contamination; in particular, the absence of hand disinfection before patient care was associated with an increase of 68 CFU (increase, 16 to 119 CFU), independent of the type of care provided and the hospital location.174

Updated guidelines for hand washing and/or hand disinfection were published by the Healthcare Infection Control Practices Advisory Committee (HICPAC)175 in 1995 (http://www.cdc.gov/ncidod/hip/sterile/sterile.htm). However, low-level compliance with hand hygiene has been systematically reported, particularly in ICUs where it does not exceed 40%.118 176 177 178 Several reasons have been suggested for such a low level of compliance, including the lack of priority over other required procedures, insufficient time, inconvenient placement of hand-washing facilities, allergy or intolerance to hand-hygiene solutions, and lack of leadership from senior medical staff.177 179 180 181 We have reported174 that compliance was inversely proportional to the number of opportunities per hour of patient care. In addition, those HCWs who do wash frequently and vigorously risk skin damage, which, ironically, results in the shedding of more organisms into the environment.182 Attempts to improve compliance with hand hygiene have been associated with some improvement.43 183 Only a few interventions have been associated with a sustained effect.25 184 185 186 The main parameters associated with successful improvement have been extensively discussed elsewhere (http://infection.thelancet.com), and examples based on published interventions are given herein.

Experience reported187 with alcohol-based handrubs suggested that hand disinfection reduces hand contamination more than hand washing. In a study published by Doebbeling et al,43 a hand-disinfection system using an antimicrobial agent (chlorhexidine) reduced the rate of NIs more effectively than one using alcohol and soap. This improvement was essentially explained by a better compliance with hand-hygiene instructions when chlorhexidine was used.43 We observed that the promotion of hand disinfection with an alcohol-based hand-rub solution, which was distributed widely as disposable individual pocket bottles as well as placed at the patient bedside, may significantly improve the compliance of ICU staff for whom almost two thirds of their work time theoretically could be required for optimal adherence to infection control guidelines on hand hygiene practice.188 This was also the case in a French medical ICU178 where the increase in compliance to hand hygiene measures from 42.4 to 60.9% was essentially attributed to the availability of an alcohol solution for handrubs. However, the effect of this punctual intervention was not sustained, and compliance decreased over a 3-month period from 60.9 to 51.3%. At our institution, the promotion of an elementary bedside hand-disinfection technique by a hospital-wide campaign resulted in a sustained improvement in compliance with hand hygiene from 48 to 66% over 4 years. During the same period, the prevalence of overall NIs and MRSA transmission decreased from 16.9 to 9.9% and from 2.16 to 0.93 episodes per 10,000 patient-days, respectively. Considering the hypothesis that only 25% of the reduction in the infection rates could be attributed to the improved compliance in hand hygiene practice, this intervention might have prevented > 900 NIs and, thus, was largely cost-effective.25 Behavioral changes may have played a key role in the success of this intervention, based on a multimodal and multidisciplinary approach including communication and education tools such as "Talking Walls" (widely exhibited cartoon posters, which are available at www.hopisafe.ch), active participation and positive feedback at both the individual and institutional levels, and the systematic involvement of institutional leaders.185 189 190 191

Other requirements for standard precautions are listed in Table 9 . Gloves should be used for any anticipated contact with blood, mucous membranes, nonintact skin, secretions, and moist body substances of all patients.192 However, gloves may have small and/or inapparent defects or may be torn during use so that hands may become contaminated.193 194 195 196 Doebbeling et al197 showed not only that washing gloved hands was ineffective for decontamination but, also, that 5 to 10% of hands were contaminated after glove removal. This explains why the gloves themselves may be potentially responsible for the unrecognized cross-transmission of pathogens if they are not changed between patient contacts and if hands are not scrupulously washed or disinfected before and after degloving.198 199 In addition to gloves and gowns, masks must be used to protect mucous membranes of the eyes, nose, and mouth during procedures and patient-care activities that are likely to generate splashes or sprays of blood, body fluid secretions, and excretions.164 The simultaneous use of goggles or a mask that includes a transparent eyeshade are strongly recommended for the respiratory care of patients receiving mechanical ventilation (eg, mouth care, suction or aspiration in the endotracheal tube, or aerosol therapy).

Transmission-Based Precautions
In addition to standard precautions, transmission-based precautions include specific measures according to the mode of transmission of the microorganisms. Although all theoretical requirements for an ideal isolation system would be practically unfeasible, appropriate isolation remains the cornerstone of infection control measures to prevent the transmission of microorganisms from and/or to the patients. Recommendations for patient placement, including isolation in special rooms, are included in the requirements for transmission-based precautions (Tables 10 and 11 ).164 170 200 Source isolation would prevent the transmission of microorganisms from the patient.


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Table 11. Requirements for HCW Barrier Equipment in Patient Care*

 
Airborne Precaution:
In addition to standard precautions, airborne precautions prevent the transmission of microorganisms transmitted by the inhalation of droplet nuclei or contaminated dust particles. Droplet nuclei are < 5 µm in size and can remain suspended in the air for long periods and can travel long distances. This is the case for patients with pulmonary and laryngeal tuberculosis, varicella and disseminated zoster, acute viral hemorrhagic fever, or measles, who should be placed in a private room with negative air pressure in relation to the surrounding area with at least six air changes per hour and with an appropriate discharge of air before it is circulated to other areas in the hospital.201 The door of the room should be kept closed. An isolation room with an anteroom is sometimes used, however, it is unknown whether the anteroom adds to the effectiveness of the isolation. The main role of the anteroom is to allow air pressure differentials to be maintained at the time of door opening. When an isolation room with an anteroom is used, the two doors should not be opened at the same time. In addition, the efficacy of such engineering controls applied to the air pressure has to be monitored. Inappropriate outward airflow was observed in 38% of 140 respiratory isolation rooms in the state of New York from 1992 to 1998. Multiple factors were identified as being associated with the malfunction of these sophisticated rooms, including an unbalanced ventilation system, a shared anteroom, a turbulent airflow pattern, and automated control system inaccuracies. All the factors were detected by a simple visible smoke test, which should be included in the list of controls in the charge of infection control programs.202 Specifications for the ventilation of the room, such as negative pressure with external extraction of the contaminated air after adequate filtration for the patients infected or colonized by airborne-transmitted agents.203 When such isolation rooms are unavailable, the patient should be placed in a private room or placed in a cohort with another patient infected by the same organism. In these situations, however, a consultation with the infection control team is advised. Airborne precautions require respiratory protection for any HCWs or visitors with high-efficiency masks (dust masks) that have been approved by the National Institute for Occupational Safety and Health (N-95 standard).170 203 This also has to be applied to the patient during transport and/or movements outside his isolation room.

Droplet Precaution:
In addition to the standard precautions, droplet precautions prevent the transmission of microorganisms transmitted by large particles (ie, those particles > 5 µm in size) containing infecting microorganisms that are produced during coughing, sneezing, and talking, or during invasive procedures such as bronchoscopy and suctioning. They can also be deposited on the mucous membranes of the host’s eyes, nose, and mouth. This is the case for Haemophilus influenzae type B, meningococci, multidrug-resistant pneumococci or any other multidrug-resistant organisms in the respiratory tract (eg, MRSA, ESBLs, or Gram-negative bacteria), pharyngeal diphtheria, Mycoplasma pneumoniae, and some viral diseases (Table 10) . However, a close contact of < 60 cm to 1 m is necessary for transmission to occur since respiratory droplets do not last very long in the air and usually travel short distances. In addition to the standard precautions, a mask is recommended when an HCW is working within 60 cm to 1 m of the patient. Droplet precautions require the patient to be placed in a private room or to be placed in a room with another patient infected by the same organism. Special air handling and ventilation are unnecessary, and the door may remain open. When these measures are not possible, a spatial separation of at least 60 cm to 1 m between the patient and other patients or visitors should be observed.

Contact Precaution:
In addition to standard precautions, contact precautions prevent the transmission of epidemiologically important microorganisms (ie, MRSA, ESBLs, Gram-negative bacteria, VRE, or Clostridium difficile) that can be transmitted by physical direct or indirect contact with the patient or his direct environment. The patient is to be placed in a private room or in a room with another patient infected by the same organism. For any contact with the patient, HCWs should wear gloves and gowns, which should be removed before leaving the room, and this should be followed by systematic hand disinfection measures. Patient-care devices, including stethoscopes and blood-pressure cuffs, should not be used for other patients without rigorous cleansing and disinfection.

Protective isolation measures for immunosuppressed patients such as those who have undergone transplantation or who are deeply neutropenic, have been published. 201 203 204 In addition to standard precautions, they include contact precautions as well as the placement of the patient in a private room with filtrated air instilled in positive pressure.201 203 204

Private rooms with specific ventilation specifications probably could improve the efficacy of airborne droplet and contact precautions, but that kind of specification is particularly difficult to obtain in most ICUs. In addition, some authors205 206 207 have pointed out that, apart from the practical difficulties involved in introducing this isolation measure, additional difficulties also may be associated with some psychological stress that has also to be taken into account.205 206 207 However, because aggressive support for organ failure in a critically ill patient must be considered as an absolute priority, isolation precautions often are imposed as secondary management objectives.

Patients who are readmitted to the hospital are at particularly high risk for carrying and transmitting resistant microorganisms that were acquired during a prior hospitalization. Those with suspected infections should be appropriately segregated at the time of hospital admission. When a private room is not available, patients infected or colonized by the same microorganism can share a room. This situation, which is referred to as cohorting, can be safely used provided that the patients are not infected with other potentially transmissible pathogens and that the likelihood of reinfection with the same microorganism is minimal.

Control of Antimicrobial Use
As previously discussed, the use of antimicrobial agents has been shown to be one of the major determinants in the shift toward resistant strains.166 Accordingly, most experts in infectious diseases and infection control now recommend a strict limitation of antibiotic use.208 209 Several strategies targeted at the use of antimicrobial agents have been suggested to control the emergence of resistance. They include the following: an optimal use of antimicrobial agents; strict control, removal, or restriction of the agents; use of antimicrobial agents in combination; and cycling of the available agents.210

Antimicrobial use can be divided into the following three categories: definite therapy for proven infections; prophylaxis for specific infections; and empirical therapy for suspicion of infection (with the latter representing the large majority of cases). Considering the high mortality and morbidity associated with NIs, most intensivists systematically apply the concept of early empirical broad-spectrum antimicrobial coverage for critically ill patients in whom the development of an NI is suspected.208

The selection of antimicrobial agents to be prescribed to critically ill patients is crucial. In a surveillance study of 2,000 consecutive ICU patients, Kollef et al22 evaluated the treatment administered to 655 patients with either community-acquired infections or NIs. Inadequate antimicrobial treatment was prescribed in 45% of patients with NIs that developed following therapy for a community-acquired infection, in 34% of patients with NIs alone, and in 17% of patients with community-acquired infections (p < 0.0001). The mortality rate of patients receiving inadequate therapy (52%) was significantly higher than that for those receiving adequate treatment (12%) [adjusted OR, 4.26; 95% CI, 3.52 to 5.15; p < 0.001]. Prior administration of antibiotics (adjusted OR, 3.39; 95% CI, 2.88 to 4.23; p < 0.001), the presence of bloodstream infection (adjusted OR, 1.88; 95% CI, 1.52 to 3.32; p = 0.003), an increasing APACHE II score (adjusted OR, 1.04; 95% CI, 1.03 to 1.05; p = 0.002), and decreasing patient age (adjusted OR, 1.01; 95% CI, 1.01 to 1.02; p = 0.012) were independently associated with inadequate antimicrobial prescriptions.22 These data confirmed previous observations made in both critically ill and neutropenic cancer patients.211 212 213 214 215 216 217 218

This conflict of interest is responsible for a vicious circle in which microorganisms could potentially emerge as the true winners and has stimulated the development of new strategies targeted at a better use of antimicrobial agents.219 Guidelines for the systematic evaluation of fever in critically ill patients have been developed.220 221 They facilitate the early recognition of NIs, which must be based on a high index of suspicion. Additional guidelines222 223 224 225 for the administration of empirical antimicrobial therapy may help in choosing appropriate agents. The implementation of such general recommendations in both surgical and medical ICUs has been reported to reduce costs without adversely affecting patients’ outcomes.36 45 226 Methods for an optimal coverage of pathogens that may be potentially resistant to empirical antimicrobial therapy would include the selection of a new class of antimicrobial agents or the routine administration of combined agents from different classes. It should be mentioned that the efficacy of a combination of aminoglycoside with ß-lactam remains controversial. Based on an in vitro synergetic effect, its clinical utility was demonstrated only for tuberculosis and HIV infections. In addition, most new-generation agents already cover a very broad spectrum. Accordingly, most experts do not systematically recommend such combinations as initial empirical therapy for any suspected infections.214 220 227 228 229 230 231

Any empirical treatment has to be reevaluated after 48 to 72 h. By taking into account the results of the initial cultures and the clinical evolution, the spectrum can usually be narrowed without compromising patient outcome. This strategy was recently applied to the management of ventilator-associated pneumonia by Fagon et al.26 They compared noninvasive vs invasive diagnostic techniques as standard management in a series of 413 consecutive patients suspected of developing such a complication. The invasive workup consisted of bronchoscopy with direct examination, and empirical therapy was started if results of testing were positive. Further treatment was started, adjusted, or discontinued according to the results of quantitative cultures obtained from protected-brush specimens or BAL fluid. The invasive approach resulted in the treatment of 52% of patients (107 of 204 patients) with antibiotics (44% of patients [90 of 204 patients] did not receive antibiotics), compared with the noninvasive approach in which 91% of patients (191 of 209 patients) were treated with antibiotics (7% of patients [18 of 209 patients] did not receive antibiotics). In addition, the former strategy was associated with a significant reduction in the number of antibiotic-free days at day 7 (2.2 vs 5.0, respectively; p < 0.001) and at day 28 (7.5 vs 11.5, respectively; p < 0.001). Furthermore, the mortality rate was markedly reduced at day 14 (26% vs 16%, respectively; p = 0.022). This invasive diagnostic strategy may become the standard of care for diagnosing ventilator-associated pneumonia and should be considered as part of an antibiotic control strategy in the ICU.232 This may also contribute to limiting the selective pressure of antimicrobial agents on ward microorganisms.

The inappropriate use of antibiotics, related to either too generous or too restrictive use, has stimulated the application of computerized antimicrobial guidelines. Automatic stop orders after 72 h of empiric