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(Chest. 2002;121:112-117.)
© 2002 American College of Chest Physicians

Analysis of Lobar Lymph Node Metastases Around the Bronchi of Primary and Nonprimary Lobes in Lung Cancer*

Risk of Remnant Tumor at the Root of the Nonprimary Lobes

Akira Yamanaka, MD; Takashi Hirai, MD; Ayuko Takahashi, MD and Fumio Konishi, MD

* From the Departments of Chest Surgery (Drs. Yamanaka, Hirai, and Takahashi) and Pathology (Dr. Konishi), Fukui Red Cross Hospital, Fukui, Japan.

Correspondence to: Akira Yamanaka, MD, Department of Chest Surgery, Fukui Red Cross Hospital, 2–4-1 Tsukimi, Fukui 918-8501, Japan; e-mail: akiray{at}mitene.or.jp


    Abstract
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Study objective: The details of lobar lymph node metastases at the root of nonprimary lobes (NPLs) in patients with lung cancer are still unclear.

Design: A prospective study from February 1989 to November 2000. Lobar lymph nodes in primary lobes (PLs) and NPLs were evaluated regardless of the location of the primary tumor.

Patients: Two hundred forty-eight patients who underwent surgery and had no involvement of the adjacent lobe by primary tumor were enrolled in this study.

Measurements and results: Lobar lymph node metastases were observed in 53 patients (21.4%), with frequencies not different among the primary sites. Thirty-seven patients had lobar lymph node metastases limited to the PL, and 16 patients had metastases in the NPLs. The frequencies of lobar lymph node metastases in NPLs were not affected by histologic type or T classification, but they were dependent on laterality and proximal lymph node metastases. On the right side, lobar lymph node metastases in NPLs were observed in 9.0% of all 155 patients, in 45.2% of 31 patients with lobar lymph node metastases, and in 34.3% of 35 patients with mediastinal lymph node metastases. They were significantly higher in the patients with interlobar/hilar lymph node metastases (12 of 28 patients) or with mediastinal metastases (12 of 35 patients) than in those without metastases on the right (p < 0.0001, respectively).

Conclusions: Lobar lymph node metastases in NPLs were frequent on the right side and became more frequent according to the prevalence of the proximal lymph node metastases, rather than the clinicopathologic properties of the primary tumor itself.

Key Words: collateral lymphatic spread • extended total lobar lymphadenectomy • lobar lymph node metastases • lung cancer • lymphatic congestion • nonprimary lobe


    Introduction
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
In lung cancer, the presence of lymph node metastases is one of the most important prognostic indexes. Although surgeons aggressively dissect the total hilar and mediastinal lymph node systems, ipsilateral local recurrence occurs with great frequency, and the outcome of the surgical treatment is not satisfactory. Accordingly, the majority of studies1 2 on lymphatic metastatic patterns have been focused mainly on mediastinal lymph nodes, and complete resection of primary tumor combined with aggressive mediastinal lymph node dissection has been the standard for completeness of surgical treatment. However, there have been only few reports regarding lobar lymph node metastases in nonprimary lobes (NPLs),3 and it has been unclear whether the normal lymphatic flow to the mediastinum is preserved or modifiable in patients with lymph node involvement. This article presents the features of metastases to lobar lymph nodes in both the primary lobe (PL) and NPLs and their correlation with the clinicopathologic properties of lung cancer. We evaluate the risk of remnant tumor at the root of NPLs and the significance of dissection of the total lobar lymph nodes also in remaining NPLs.


    Materials and Methods
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Patients
From February 1989 through November 2000, 364 patients underwent pulmonary resection for lung cancer in our hospital. Two hundred forty-eight patients were selected according to the following criteria: (1) non-small cell lung cancer; (2) limited location at sites peripheral to the orifice of the lobar bronchus; (3) no involvement of the adjacent lobe by primary tumor; (4) lobectomy or pneumonectomy performed; (5) no synchronous double primary lung cancer; (6) no preoperative chemotherapy or radiotherapy; (7) evaluation for lobar lymph nodes in both PL and NPLs regardless of the location of the primary tumor; and (8) total dissection of the lymph nodes (all lobar-hilar and mediastinal system), regardless of the location of the primary tumor. For the left-side cases, accessible superior mediastinal lymph node dissection was performed as thoroughly as possible through the left mediastinum as a conventional procedure. The lobar lymph nodes in NPLs were dissected from the lobar bronchi, avoiding the branches of the pulmonary artery through the incised pleura as thoroughly as possible. During dissection of lobar lymph nodes in NPLs, injury to vessels or major air leakage did not occur in any case. All patients underwent a physical examination, chest radiography, bronchoscopy, whole-body CT, brain CT or MRI, and bone scanning.

Lymph Node Evaluation
Lymph nodes were classified into two groups according to their location ie, lobar-hilar lymph nodes (nodes 10 through 12) and mediastinal lymph nodes (nodes 1 to 9). Lobar-hilar lymph nodes consisted of hilar nodes (node 10), interlobar nodes (node 11), and lobar nodes (node 12). Lobar lymph nodes were mapped according to their location into node 12 upper, node 12 middle, and node 12 lower. All patients were staged according to the new International Staging System for Lung Cancer.4 Lymph node metastases were marked using the mapping of the American Thoracic Society.5 Frozen section diagnosis was not generally performed during surgery.

Statistics
All statistical analyses were performed using a software package (StatView, version 4.5; Abacus Concepts; Berkeley, CA). The frequencies of the various categorical outcomes in the two groups were evaluated by two-by-two contingency {chi}2 with Yates’ correction for continuity, or Fisher’s Exact Test when the sample size was small.


    Results
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Clinical Characteristics of Patients
The age of the patients ranged from 30 to 84 years (mean ± SD, 65.0 ± 9.6 years). There were 158 men and 90 women, a ratio of 1.76:1. There were 85 patients with stage IA, 51 patients with stage IB, 11 patients with stage IIA, 25 patients with stage IIB, 47 patients with stage IIIA, 23 patients with stage IIIB, and 6 patients with stage IV disease. Bilobectomy and pneumonectomy were performed in 18 patients and 10 patients, respectively. The reasons for these surgical procedures included: incomplete minor fissures; invasion close to the bronchus intermedius; obvious lobar lymphadenopathy in NPLs, as judged from the intraoperative findings; distal arterial involvement; anatomic anomaly; and intrapulmonary metastases in the NPL.

Histologic Type, Tumor Classification, and Node Classification According to the Primary Site
Adenocarcinoma was the predominant histologic finding in each primary site, and there was no significant difference in histologic types (adenocarcinoma vs nonadenocarcinoma) among the primary sites. There were no significant differences in tumor classification (T1 vs T2 to T4) among the primary sites. There were no significant differences in node classification (N0 vs N1 to N3) among the primary sites except for the left lower lobe (Table 1 ).


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Table 1.. Histologic Type, Tumor Classification, and Node Classification According to the Primary Site*

 
Metastases to the Lobar, Interlobar, Hilar, and Mediastinal Lymph Nodes According to the Primary Site
Lobar lymph node metastases were observed in 53 patients (21.4%). The frequency of lobar lymph node metastases was not different from those of interlobar and mediastinal lymph node metastases, but was significantly higher than that of hilar lymph node metastases (p = 0.0081). There were no significant differences in the frequencies of lobar lymph node metastases among the primary sites, between right and left cases, or between upper lobe tumor and middle/lower lobe tumor. Of 53 patients with lobar lymph node metastases, 37 patients (69.8%) had lobar lymph node metastases limited to the PL (limited lobar lymph node metastasis) and 16 patients (30.2%) had lobar lymph node metastases in NPLs (extended lobar lymph node metastases). The frequency of lobar lymph node metastasis in the PL (48 of 248 patients) was significantly higher than that in NPLs (16 of 248 patients; p < 0.0001). Twenty-one of the total metastasized 69 lobar lymph nodes (30.4%) were in NPLs. In the per-lobe analysis, the lobar lymph node metastases in PL (48 of 248 lobar lymph nodes) were significantly more frequent than those in NPLs (21 of 403 lobar lymph nodes; p < 0.0001). Of 53 patients with lobar lymph node metastases, the ratio of extended lobar lymph node metastases was significantly higher on the right side (14 of 31 patients) than on the left (2 of 22 patients; p = 0.0061), especially for the right middle/lower lobe tumors compared with other lobe tumors (p = 0.0034). On the right side, just less than one tenth of all the patients and just less than one half of those with lobar lymph node metastases had extended lobar lymph node metastases (Table 2 ).


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Table 2.. Metastases to the Lobar, Interlobar, Hilar, and Mediastinal Lymph Nodes According to the Primary Site*

 
Lobar Lymph Node Metastases According to the Status of Primary Tumor on Each Side
Although the frequencies of lobar lymph node metastases did not correlate with histologic type, they were significantly higher in T2 to T4 cases (40 of 135 patients) than T1 cases (13 of 113 patients; p = 0.0009), but not were not significantly different between T2 cases and T3 to T4 cases. Of 53 patients with lobar lymph node metastases, the ratios of extended lobar lymph node metastases were not affected by histologic type or T classification even on the right side (Table 3 ).


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Table 3.. Lobar Lymph Node Metastases According to the Status of Primary Tumor on Each Side*

 
Lobar Lymph Node Metastases According to the Prevalence of Lymph Node Metastases on Each Side
The frequency of lobar lymph node metastases was significantly higher in the patients with interlobar/hilar lymph node metastases than in those without them on the right and left sides (p < 0.0001 and p = 0.0006, respectively), as well as significantly higher in the patients with mediastinal lymph node metastases than in those without them on both sides (p < 0.0001 and p = 0.0003, respectively). On the right side, extended lobar lymph node metastases were observed in 42.9% of the patients with interlobar/hilar lymph node metastases and in 34.3% of those with mediastinal ones. Their frequencies were significantly higher in the patients with interlobar/hilar lymph node metastases or with mediastinal ones than in those without them (p < 0.0001, respectively) on the right side. On both sides, extended lobar lymph node metastases were not observed in the patients with single-station mediastinal lymph node metastases, unlike in those with multistation ones (p = 0.0003; Table 4 ).


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Table 4.. Lobar Lymph Node Metastases According to the Prevalence of Lymph Node Metastases on Each Side*

 
Distribution of Lymph Node Metastases in 16 Patients With Extended Lobar Lymph Node Metastases
Of eight patients with a tumor in the right middle/lower lobe associated with lobar lymph node metastases to proximal NPLs, four patients had no lobar lymph node metastases in the PL. In contrast, of six patients with a tumor in the right upper/middle lobe associated with lobar lymph node metastases to retrograde NPLs, all had lobar lymph node metastases in the PL as well. Of the 14 patients with right-sided malignancy, interlobar, hilar, and mediastinal lymph node metastases were all observed in the majority. One patient with a tumor in the left upper lobe and intrapulmonary metastasis in the lower lobe had lobar lymph node metastasis in the NPL (Table 5 ).


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Table 5.. Distribution of Lymph Node Metastases in 16 Patients With Extended Lobar Lymph Node Metastases*

 

    Discussion
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The patterns of normal lymphatic flow to the mediastinum have been summarized by several authors. In general, the normal pulmonary lymph, including that from the visceral pleura, flows toward the hilum and the lobar lymph node in the PL,1 6 7 8 9 eventually reaching the mediastinum2 6 8 10 11 as the main lymphatic route. Although the patterns of lobar-hilar lymph node metastases of lung cancer have also been investigated,12 13 14 15 metastases in all lobar lymph nodes including NPLs have received little attention.3 In the present study, lobar lymph node metastases were revealed in 53 of 248 patients (21.4%), the frequency of which was somewhat lower than that of mediastinal lymph node metastases but somewhat higher than those of interlobar or hilar lymph node metastases, as similarly described in previous reports.12 13 14 15 As we previously reported,16 the frequency of segmental lymph node metastases was higher in the tumor-bearing segments than in other segments. From the more magnified viewpoint of the present study, similar findings were obtained; the frequencies of lobar lymph node metastases in the PL were significantly higher than those in NPLs in both per-patient and per-lobe analyses. These results suggest that normal lymphatic flow to the hilum via the regional lobar lymph node in the PL is fundamentally maintained also in patients with lung cancer.

Exceptionally, five patients had lobar lymph node metastases limited to NPLs. Of the five patients, one had intrapulmonary metastases in the lower lobe (NPL), which might be causative of the lobar lymph node metastases in the NPL. The other four patients had lobar lymph node metastases proximal from the level of the PL. Sato et al3 also demonstrated some cases of middle/lower lobe tumors with lobar lymph node metastasis in the upper lobe but not in the PL. These findings are probably caused by proximal lymphatic flow along the bronchial tree as the fundamental route.2

Sixteen of 53 patients with lobar lymph node metastases showed extension to NPLs in the present study. The extended lobar lymph node metastases were demonstrated to be not only proximal but also retrograde. They were observed predominantly on the right side, especially from the right middle/lower lobe tumors. These findings are thought to be attributable to the aforementioned proximal lymphatic flow and the twofold number of lobar lymph nodes in NPLs on the right side compared with the left-side cases. Although histologic type and tumor classification did not have a significant influence on the ratio of extended lobar lymph node metastases, the prevalence of interlobar/hilar and mediastinal lymph node metastases was significant. One third of the patients with lobar lymph node metastasis in the PL, more than one third of those with interlobar/hilar lymph node metastases, and just over one half of those with multistation mediastinal lymph node metastases had extended lobar lymph node metastases on the right side.

Borrie17 and Nohl18 stated that right upper lobe tumors did not extend below the right middle lobe bronchus; however, Nohl18 reported an exceptional case with malignant obstruction. Other authors have reported that malignant obstruction of the lymphatic channels causes retrograde spread.10 19 Inhibition of lymphatic flow6 or widespread proximal lymph node metastases probably induce increased collateral lymphatic spread at the lobar-hilar lymph node levels secondary to lymphatic congestion. Other conceivable patterns of lymphatic spread to the lobar lymph nodes in NPLs are suggested to be as follows: (1) lymphatic spread to the adjacent lobe from the primary tumor through an incompletely formed interlobar space,3 and (2) continuous subpleural lymphatic spread to the adjacent lobes from the subpleural lymphatics of the PL.6 Thus, regarding the prevalence of lymph node metastases, it is surmised that horizontal (collateral) spread would become more frequent as vertical (proximal) spread progresses widely.

Formerly, radical pneumonectomy was considered to be the standard procedure,20 with radical lobectomy subsequently introduced by Cahan in 1960.21 The former procedure permits more complete lymphatic dissection theoretically and actually, judging from our results. Regarding the upper lobar lymph nodes, the risk of the missed N1 nodes located at the root of the remaining upper lobe22 and the recommendation of its dissection regardless of the primary tumor location3 23 have been proposed. We consider it an efficacious additional procedure to dissect the total lobar lymph nodes also in remaining NPLs (extended total lobar lymphadenectomy) for the patients with lobar-hilar or multistation mediastinal lymph node metastases, especially on the right side. Although it remains controversial whether the patients with lobar lymph node metastases in NPLs should undergo bilobectomy22 or pneumonectomy, such extended lung resection would be recommended at least for the limited patients with tumor-positive lobar lymph nodes directly invading the surrounding tissue of NPLs.

In conclusion, the normal proximal lymphatic flow along the bronchial tree was predominant and fundamentally maintained as the main drainage route in lung cancer regardless of the status of the primary tumor itself. Extended lobar lymph node metastases, which were frequently observed on the right side, were demonstrated not only in proximal but also retrograde locations, probably because of lymphatic congestion. Extended total lobar lymphadenectomy could be recommended for patients with right lung cancer because of the incidence of metastases in the NPLs. A follow-up of the patients in this study will be the next logical step to see whether there is any improvement in survival or intrathoracic recurrence based on this more radical lymphadenectomy.


    Footnotes
 
Abbreviations: NPL = nonprimary lobe; PL = primary lobe

Received for publication January 3, 2001. Accepted for publication July 19, 2001.


    References
 TOP
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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  9. Light, RW (2001) Anatomy of the pleura. Light, RW eds. Pleural diseases 4th ed. ,1-7 Lippincott Williams & Wilkins Philadelphia, PA.
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