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* From the Department of Pulmonary Diseases, University Hospital Groningen, Groningen, the Netherlands.
Correspondence to: Jeroen J. W. Liesker, MD, Department of Pulmonary Diseases, University Hospital Groningen, Hanzeplein 1, 9713 GZ Groningen, the Netherlands; e-mail: J.J.W.Liesker{at}int.azg.nl
| Abstract |
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Key Words: anticholinergics ß2-agonists bronchodilators COPD exercise capacity long-acting ß2-agonists
| Introduction |
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| Exercise Tests |
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O2max), but time to
exhaustion (TTE), distance walked, maximal ventilation, maximal heart
rate, maximal carbon dioxide production
(
CO2max), and maximal Borg score (BSmax)
are also used. Shuttle Walking Test: In the shuttle-walking test, subjects repeatedly walk a fixed distance of 10 m between two cones.7 17 The increasing speed is dictated by audio signals, between which the fixed distance has to be covered. The time available for each of the following 10-m distances decreases after each completed 10-m distance. The outcome parameter is the distance walked until the patient stops because of dyspnea or other complaints, when the patient walks too slowly to cover the distance in time, or when a heart rate of 85% of the maximal heart rate for age is attained.
Steady-State Tests
6-MWD and 12-MWD Tests:
The 12-MWD and 6-MWD tests are
self-paced tests that measure steady-state exercise
capacity.18
19
20
21
Subjects are instructed to walk as far as
possible in 12 min (12-MWD) and 6 min (6-MWD).19
McGavin
et al19
demonstrated the usefulness of the 12-MWD test,
and Butland et al18
subsequently demonstrated that the
6-MWD test yielded similar results. Guyatt and coworkers22
demonstrated that the results are to a certain extent dependent on the
patients motivation and encouragement. Therefore, they advocated not
to encourage patients during the test. Patients need time to learn
their optimal exercise level and strategy. To eliminate the learning
effects from the result, it is recommended to perform two test
sessions.
The Endurance Cycle Test:
The endurance cycle test is
performed with a constant workload. Moderate-intensity workloads result
in steady-state responses that are comparable to many activities in
daily life. High intensities of a constant workload will result in
maximal values of exercise parameters. TTE,
CO2max,
O2max, maximal ventilation, and BSmax
are frequently used as outcome measures.
| Materials and Methods |
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| Results |
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Incremental Exercise: Three studies30 31 32 of five studies30 31 32 33 34 showed a significant effect of ipratropium bromide in an incremental cycle ergometer (ICE) test. There is a suggestion of a better effect on exercise capacity of higher doses of ipratropium compared to lower doses.30 31 32 A single dose of oxitropium had a good effect on exercise tolerance in four of five studies.24 25 35 36 37 The effect of maintenance treatment was investigated in two studies,32 38 one study with ipratropium for 1 week and one study with oxitropium for 1 year; both studies found significant improvements in exercise capacity.
ß2-Agonists
Tables 3
, 4
summarize the studies focusing on the effects of treatment with
ß2-agonists on exercise capacity in patients
with COPD. We identified 14 studies with short-acting
ß2-agonists and 4 studies with long-acting
ß2-agonists.
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Incremental Exercise:
Two studies45
46
could not
detect a significant difference in
O2max
between an incremental test after treatment with metaprotenerol and
placebo. One study49
with terbutaline yielded no
difference compared to placebo treatment in an ICE test, which is
similar to the lack of effect in the steady-state tests. Unfortunately,
there is no study available assessing the effects of salbutamol in an
ICE test. Therefore, we are unable to compare the outcomes of
salbutamol directly to the results of steady-state exercise tests.
Salmeterol was tested for its effect on exercise capacity by an ICE
test in one study.47
This group used the concept of
physiologic strain according to Spiro et al,50
51
and,
like in the walking test, found no significant difference between both
single-dose and maintenance treatment compared with placebo treatment.
Liesker et al32
tested for the effects of treatments with
formoterol on exercise with an ICE test. In this study,32
three different doses of formoterol were administered for 1 week
(delivered doses, 4.5 µg bid, 6 µg bid, and 12 µg bid).
Significant differences in TTE for all doses compared to placebo
treatment were found, with a significant but small negative
dose-response relationship for formoterol, which is as yet
unexplained.32
Xanthine Derivates
We identified three single-dose studies and five
maintenance-dose studies with theophyllines (Table 5
).
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Incremental Exercise: We identified six studies31 33 39 45 52 55 investigating the effect of theophylline by incremental exercise test (Table 5) . One single-dose study,33 in which the medication was received orally, showed no effect in a treadmill test. Patients were treated with different doses of oral theophylline or aminophylline in five studies for 3 days, 7 days, 7 days, 28 days, and 1 month, respectively.31 39 45 52 55 These five studies checked for effective serum levels; if necessary, medication was adapted to achieve predefined effective blood levels.
The 3-day and 28-day studies found a significant improvement of
exercise in terms of both Wmax and
O2max.31
55
Both
1-week studies and the 1-month study could not detect any significant
improvement in exercise capacity.39
45
52
Studies Comparing Two Separate Bronchodilators
Eight studies25
26
31
32
33
34
45
53
performed a
head-to-head comparison of two bronchodilators of a different class,
all in relatively small numbers of patients (range, 10 to 24 patients).
None of these studies showed a significant difference between two
bronchodilators in their bronchodilating capacity nor in the
steady-state exercise test (Table 6
). In seven studies, no significant differences were found in exercise
tolerance while comparing theophyllines to
anticholinergics,27
theophyllines to
ß2-agonists,45
53
and
anticholinergics to
ß2-agonists.25
26
31
34
One
maintenance study32
in which subjects were treated for 7
days showed a longer cycle time in an ICE test with the use of
ipratropium, 80 µg tid, than with formoterol, 18 µg bid.
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Steady-State Exercise: One study26 showed a significant advantage of the combination of single-dose ipratropium with salbutamol vs placebo treatment in the 12-MWD test. Although better than placebo treatment, combination therapy was not better than either ipratropium or salbutamol alone.26 Dullinger et al45 and Leitch et al53 investigated the combination of ipratropium plus theophylline using the 12-MWD test. Combination therapy was not better than either monotherapy, but was better than placebo treatment.
Incremental Exercise:
Three studies tested a combination of
bronchodilators (fenoterol plus ipratropium,34
metaproterenol plus theophylline,45
and ipratropium plus
theophylline31
) vs the respective monotherapies and vs
placebo treatment. Two of these studies did not find a difference in
O2max between the combination therapy
and monotherapy, nor between the monotherapies. Tsukino et
al31
found a significant improvement in Wmax and
FEV1 by treatment with ipratropium, 160 µg, plus
salbutamol, 200 µg, compared to placebo treatment and both
monotherapies. Although Tobin et al34
found a significant
improvement of the combination therapy (fenoterol, 400 µg, plus
ipratropium, 40 µg) compared to monotherapy with fenoterol, there
was, strangely enough, no improvement compared to placebo treatment.
Dyspnea in Relation to Exercise
Many authors (and patients) have claimed improvement in dyspnea
scores in patients with COPD even in the absence of improvements in
level of airflow limitation or exercise capacity. Therefore, we
compared not only objective but also subjective improvements in
exercise capacity by bronchodilators. It proved very difficult to
aggregate the dyspnea ratings during exercise from the studies
discussed in this article. Problems encountered were differences in
exercise tests (steady-state and incremental tests); differences in
dyspnea rating (BSmax, visual analog scale, breathlessness rating);
differences in expression of results (eg, BSmax,
end-exercise Borg score, Borg score slope); and, last but not least,
difficulties in interpretation of the results. The most important
interpretation problem in the dyspnea evaluation arises when a
significant improvement in exercise is seen without an improvement in
dyspnea. In this case, it is very likely that the dyspnea score would
have shown an improvement if it had been measured at the same exercise
level before and after the intervention, instead of at different
end-exercise levels. This is illustrated nicely in at least in one
study,29
which showed no difference in the end-exercise
Borg score, but significant lower Borg scores before compared to after
the intervention, when measured at the same exercise duration.
Therefore, we also scored this latter situation as an improved dyspnea
score. Only studies assessing both exercise capacity and dyspnea
related to exercise were included in this part of the analyses.
Steady-State Exercise: All four studies23 24 25 29 traced in the literature assessing dyspnea during exercise with anticholinergics showed positive results. Four of five studies25 28 47 48 with ß2-agonists showed an improved dyspnea rating. Only one study31 with a dyspnea rating was found for theophyllines, the results of which were negative.
Incremental Exercise: Studies of ß2-agonists32 47 and theophyllines31 39 contained data on exercise and on dyspnea; findings of two of these studies31 32 were positive. With anticholinergics, all eight studies24 30 31 32 35 36 37 38 containing information about exercise and dyspnea showed positive effects on dyspnea and/or exercise.
| Discussion |
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Doctors prescribe a bronchodilator to patients with COPD in the hope of improving symptoms, among others, dyspnea during exercise and exercise capacity. This carries the implicit assumption that patients with COPD are primarily limited in their exercise by dyspnea due to a limited ventilatory capacity.56 Additionally, it implicates that this limitation can be (partly) improved by bronchodilator therapy. First of all, it is unclear whether the patients in the studies reported in this review were actually limited by their ventilatory capacity. This situation occurs if the demand for ventilation during exercise rises above approximately 80% of the maximal minute ventilation (37.5 x FEV1).57 None of the studies state if they checked at baseline (before bronchodilation) whether their patients were ventilatory limited in the exercise protocol used (type and time of exercise) by measuring maximal ventilation. If, for instance, patients with mild COPD do not reach their ventilatory limitation in a steady-state exercise protocol, it is doubtful whether bronchodilator therapy will provide any benefit. The same is true if patients are limited by nonventilatory reasons, such as cardiovascular limitation (maximal heart frequency), muscle performance (diminished lower-extremity force by atrophy or change of muscle type in COPD), motivation,12 or diminished diffusion capacity.
The second reason for finding nonsignificant results can be the selection of the study population. In the case that patients with COPD are indeed limited by their ventilatory capacity, and thus by their airway obstruction, and additionally show a decrease in their airway obstruction by a bronchodilator, then these patients can be expected to improve their exercise capacity by bronchodilator therapy. However, some studies36 37 38 39 41 43 45 46 48 49 52 54 58 assessing the effects of bronchodilators on exercise exclude patients with reversibility to avoid inclusion of asthmatics in the study. Other studies of COPD did not use an exclusion criterion of reversibility of airflow limitation to select patients. Thus, the chance of finding positive effects on the measured exercise parameters is enhanced.23 24 25 26 27 28 30 31 33 35 39 42 44 47 53 55 59 In Figure 1 , we show that a positive correlation exists between the mean level of reversibility in different studies and the respective mean improvement in 12-MWD. All together, when looking at Tables 2 3 4 5 6 , the majority of studies did find a significant effect of bronchodilator therapy on FEV1. However, in general, the improvements are small, which makes a significant effect on exercise capacity less likely.
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80 µg) did not show a significant effect.
Studies25
27
30
31
32
using a higher dose of ipratropium
(daily dose > 80 µg) generally showed a significant improvement in
exercise capacity. In the study of Ikeda et al,30
only the
higher doses of ipratropium provided a significant increase in exercise
capacity. Thus the data suggest that the higher doses of ipratropium
are needed to improve exercise capacity. The fourth possibility for the lack of effect by bronchodilators with respect to exercise capacity may be potential negative effects of bronchodilators, like an increase in ventilation/perfusion mismatch,60 or diminution of peripheral muscle function, eg, by the ß2-agonist.61 62
The fifth point of concern is that the tests can be sensitive to a learning effect. This learning effect has been described for the walking tests, but as far as we are aware, it has not been investigated whether this is also the case in other tests of exercise capacity. Two training sessions are necessary to eliminate a learning effect in walking tests.18 19 However, some of the studies27 40 failed to incorporate two practice sessions in their protocols. In uncontrolled studies, the increase in exercise capacity, as a consequence of learning, can be interpreted as an effect of the bronchodilator (false-positive effect). By contrast, in randomized, controlled studies, this phenomenon normally increases the variability in the results, thereby increasing the chance of false-negative results.
The last reason for lack of effects in exercise studies with bronchodilators in patients with COPD as evaluated in the current review is that the number of included subject in most of the studies was rather small (10 to 60 subjects). Thus, a lack of power may simply explain the lack of effect. On the other hand, no studies showed deleterious effects of bronchodilators on exercise capacity in patients with COPD.
Conclusions in randomized, controlled trials are based on statistical significance, yet a statistical significance does not always reflect clinical significance. For the 6-MWD test, Redelmeier and coworkers63 showed that subjects have to improve their walking distance by 54 m in order to appreciate this increase as a beneficial effect. For the 12-MWD test, the minimal clinically relevant distance is unknown. None of the studies23 24 27 40 42 43 44 48 54 58 performed with a 6-MWD test that did find statistically significant results reached the minimal clinical significance limit of Redelmeier and coworkers.63 Thus the relevance of the observed effect to the patient remains debatable. As far as we are aware, the minimal clinical significance levels in the other tests of exercise capacity have not been defined.
The BSmax was used in 11 ICE
studies.24
25
30
31
32
35
36
37
38
43
47
In only two of
these studies,24
36
a significant difference was
found in end-exercise BSmax. These results are not surprising.
Since maximal exercise tests are limited by dyspnea, the individual
BSmax should be expected not to change even if the exercise improves
with the intervention. Therefore, we advocate not to use the BSmax
score in incremental exercise tests, but other parameters or other
dimensions of the Borg score, eg, the Borg scale slope
(
Borg
score/
O2max).
This parameter indicates the rise in dyspnea when patients increase
their oxygen consumption during exercise. Four of five
studies29
31
36
37
38
using this parameter found a
significant improvement in the Borg scale slope, while no difference in
BSmax score was found.31
36
37
38
This signifies that
patients experienced less dyspnea at the same level of oxygen
consumption during exercise with the investigated treatment than with
placebo treatment.
A point of interest to us was whether the effects varied for different classes of bronchodilators. Eight studies25 26 31 32 33 34 45 53 evaluated two bronchodilators of different classes in a head-to-head comparison. Most of these studies could not find a difference between the effects of the bronchodilator classes. However, Tables 2 3 4 5 6 show more positive study findings with anticholinergics and ß2-agonists than when theophyllines are being used.
Whether the effect of a specific bronchodilator category is similar in both steady-state and incremental exercise tests cannot be answered, since only six studies24 39 45 46 47 52 assessed both tests. Five of these studies showed a concordant result, ie, results of both tests were not significant, or results of both tests were significant.24 39 45 47 52 Although it has been often suggested that steady-state exercise tests have more relevance to daily life activities in patients with COPD, no empirical preference can be deduced for a certain type of exercise protocol from the available studies in this systematic review.
In summary, this review shows that the effects of bronchodilators on exercise capacity in general are limited. Anticholinergic agents have significant beneficial effects in the majority of studies, especially when measured by steady-state exercise protocols. There is a trend toward a better effect of high-dose compared to low-dose anticholinergics. Short-acting ß2-mimetics have favorable effects on exercise capacity in more than two third of the studies, but surprisingly, the situation is less clear for long-acting ß2-agents. The majority of findings of the published reports with theophyllines and their effects on exercise are negative. Direct comparisons of different classes of bronchodilators have not been made in a sufficient number of studies for a rational preference. The addition of a second bronchodilator has no proven advantage for improving exercise test results, but this has not been studied extensively and not in sufficiently large studies. The majority of studies reporting a measure of dyspnea found improvements, even in the absence of improvement in exercise capacity.
Until recently, only two large-scale studies have been performed to investigate the effect of bronchodilators (salmeterol47 and ipratropium47 48 ) on exercise capacity in patients with COPD. Studies with a small number of patients found variable effects of bronchodilators. Additionally, no large-scale study used the endurance cycle by ODonnell et al,29 which seems to be the most responsive test used until now. For a better understanding of the effects of bronchodilators on exercise capacity in patients with COPD, it would be of clinical and pathophysiologic interest to perform larger-scale studies with TTE on an endurance cycle test as the primary outcome, and additionally lung function parameters of the small airways as secondary outcomes. Also, the relationship of measurements of exercise capacity to measurements of daily life activities, for instance with an actometer, which documents body activity 24 h/d, could be a valuable additional research topic.
| Footnotes |
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CO2max = maximal carbon dioxide
production;
O2max = maximal oxygen
consumption; Wmax = maximal workload Dr. Liesker received research stipendium from AstraZeneca BV, Zoetermeer, the Netherlands.
Received for publication November 2, 2000. Accepted for publication May 23, 2001.
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