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* From the Sleep Disorders Center (Dr. Krachman and Mr. Berger), Division of Pulmonary and Critical Care (Drs. Crocetti, Chatila, and DAlonzo), and Division of Cardiology (Dr. Eisen), Temple University School of Medicine, Philadelphia, PA.
Correspondence to: Samuel L. Krachman, DO, FCCP, Temple University School of Medicine, Division of Pulmonary and Critical Care, 767 Parkinson Pavilion, Broad and Tioga Sts, Philadelphia, PA 19140
| Abstract |
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Design: Prospective controlled trial.
Setting: University hospital.
Patients: Nine male patients (mean ± SD age, 59 ± 8 years) with CHF and a mean left ventricular ejection fraction (LVEF) of 16 ± 4%.
Interventions and measurements: All patients had known CSR, as identified on a baseline polysomnographic study. Patients then underwent repeat polysomnography while receiving nasal CPAP (9 ± 0.3 cm H2O). The polysomnography consisted of recording of breathing pattern, pulse oximetry, and EEG. dSaO2/dt was measured as the slope of a line drawn adjacent to the falling linear portion of the arterial oxygen saturation (SaO2) curve associated with a central apnea. All patients underwent echocardiography and right-heart catheterization within 1 month of the study to measure LVEF and cardiac hemodynamics, respectively.
Results: There was a significant decrease in the apnea-hypopnea index (AHI) with nasal CPAP, from 44 ± 27 events per hour at baseline to 15 ± 24 events per hour with nasal CPAP (p = 0.004). When compared to baseline, dSaO2/dt significantly decreased with nasal CPAP from 0.42 ± 0.15% to 0.20 ± 0.07%/s (p < 0.001). The postapneic SaO2, when compared to baseline, significantly increased with nasal CPAP, from 87 ± 5% to 91 ± 4% (p < 0.05). The preapneic SaO2 did not significantly change, from a baseline of 96 ± 2% to 96 ± 3% with nasal CPAP (p = 0.8). When compared to baseline, the apnea duration and heart rate did not change with nasal CPAP. While there was a significant correlation noted between baseline postapneic SaO2 and dSaO2/dt (r = 0.8, p = 0.02), no correlation was seen between baseline preapneic SaO2 and dSaO2/dt (r = 0.1, p = 0.7). A significant correlation was noted between baseline dSaO2/dt and the AHI (r = 0.7, p = 0.02). With CPAP, there was a significant correlation noted between dSaO2/dt and the AHI (R = 0.7, p = 0.04), but no correlation was noted between dSaO2/dt and postapneic SaO2 (R = 0.1, p = 0.8).
Conclusion: Nasal CPAP significantly decreases dSaO2/dt and thus increases total body oxygen stores in patients with CSR and CHF. By increasing oxygen body stores, dampening may be one of the mechanisms responsible for the attenuation of CSR seen with nasal CPAP.
Key Words: Cheyne-Stokes respiration congestive heart failure dampening nasal continuous positive airway pressure
| Introduction |
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Dampening refers to the ability of the body to stabilize PaO2 and PaCO2 during changes in ventilation. In patients with CHF, interstitial edema causes a decrease in functional residual capacity (FRC),12 leading to a decrease in total body oxygen and CO2 stores. As a result, the respiratory system becomes unstable (underdampened), with exaggerated changes in PaO2 and PaCO2 during transient changes in ventilation. CSR can develop as a result of these changes in blood gas tensions.
The rate of fall of arterial oxyhemoglobin saturation (dSaO2/dt) has been shown to correlate with total body oxygen stores and is dependent on thoracic volume, resting total body oxygen consumption (
O2), preapneic arterial oxygen saturation (SaO2), and mixed venous oxygen saturation (SvO2).13
14
15
16
17
18
19
We prospectively studied a group of patients with severe CHF (LVEF < 40%) and CSR to evaluate the effects of nasal CPAP on total body oxygen stores, as measured by dSaO2/dt, to determine if dampening may play a role in the attenuation of CSR; and to determine which factors correlate with dSaO2/dt in patients with CSR and CHF.
| Materials and Methods |
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Patients were admitted to a special inpatient heart failure unit where they were evaluated and listed for heart transplantation, as previously described.4 The patients treatment regimens were optimized, and all patients were ambulatory and participating in physical conditioning classes at the time of the study.
Cardiac Hemodynamics and Echocardiography
All patients underwent right-heart catheterization within 1 month of the study. Parameters that were obtained included measurement of right atrial pressure, pulmonary artery pressure, and pulmonary capillary wedge pressure. In addition, cardiac output was measured as the mean of three recordings using thermodilution technique. An echocardiogram was also obtained on each patient to determine LVEF.
Therapeutic Interventions
All patients were acclimated to nasal CPAP (REMstar; Respironics; Murrysville, PA) during the daytime prior to their study night, as previously described.4
In brief, patients received nasal CPAP bid for 1- to 2-h periods while awake at an initial pressure of 5 cm H2O. During a 5- to 7-day period, nasal CPAP was increased 2 cm H2O/d toward a goal of 10 to 12 cm H2O, as tolerated. Nasal CPAP was administered during the study night at the maximal determined pressure (9 ± 0.3 cm H2O).
Sleep Studies
Polysomnography consisted of recordings of abdominal and rib cage motion (Resp-EZ; EPM Systems; Midlothian, CA), finger pulse oximetry (model N-100; Nellcor Puritan Bennett; Pleasanton, CA), oral and nasal thermistors, ECG, electro-oculogram, digastric electromyogram, and EEG. The pulse oximeter used a signaling average of 5 to 7 s, similar to previous studies measuring dSaO2/dt.20
All variables were recorded continuously and stored on a computerized system (Alice 3; Healthdyne Information Enterprises; Marietta, GA). Sleep stage was classified by the standard criteria of Rechtschaffen and Kales.21
Total sleep time (TST), and sleep efficiency (defined as TST divided by time in bed) were also determined. Arousals were defined as the appearance of
activity for 3 to 15 s.22
Central apneas were defined by the lack of airflow for > 10 s, associated with the absence of rib cage and abdominal movement. Central hypopneas were defined by a 50% decrease in airflow for > 10 s, associated with a decrease in rib cage and abdominal excursion and a lack of abdominal-rib cage paradox. The central AHI was expressed as the number of apneas and hypopneas per hour of sleep. CSR was determined to be present when the central AHI was
10 events per hour,7
with events associated with a crescendo-decrescendo alteration in breathing pattern characteristic of CSR. dSaO2/dt was measured as the slope of a line drawn adjacent to the falling linear portion of the SaO2 curve associated with a central apnea (Fig 1 ).17
18
The SaO2 prior to the linear fall in SaO2 is referred to as the preapneic SaO2 (Fig 1)
, and the postapneic SaO2 refers to the SaO2 at the flattened portion of the curve, following the linear descent (Fig 1)
. For each study, the dSaO2/dt, preapneic SaO2, and postapneic SaO2 were determined by calculating the mean of 10 consecutive measurements obtained during an episode of CSR. The 10 consecutive apneas were chosen during the second sustained episode of CSR, during the first half of the night, while the patient was in stable stage 2 sleep. There were no awakenings or movement times during the sequence of CSR that was utilized for the measurements.
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Statistical Analysis
Data are represented as mean ± SD. Paired t tests were used to compare baseline variables to those obtained with nasal CPAP. The relationship between dSaO2/dt and the preapneic SaO2, postapneic SaO2, and AHI were assessed by Pearson correlation coefficients.
| Results |
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| Discussion |
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The endogenous stores of oxygen of the body are rather limited (approximately 2 L), as compared to that of CO2 (120 L), due to differences in tissue-binding affinities.24
25
Approximately 25% of the total oxygen stores of the body are contained in the lung and 15% in the tissues, with the majority (60%) contained in the blood due to the binding affinity for hemoglobin.25
During breath-holding, as well as with central and obstructive apneas, dSaO2/dt, as a reflection of total oxygen body stores, has been shown to correlate with a number of factors, including thoracic volume,
O2, preapneic SaO2, and SvO2.13
14
15
16
17
18
19
The volume of oxygen stored in the lungs is equal to lung volume times the alveolar fractional concentration of oxygen.24 Findley et al13 examined the impact of lung volume on the fall in SaO2 during voluntary breath-holding in seven normal males. Initial lung volume was found to be the most important determinant for both the fall in SaO2 as well as the minimal SaO2. The most severe decreases in SaO2 were noted at lower initial lung volumes (< 2 to 3 L), more specifically at lung volumes below closing capacity where dependent airways are more susceptible to closure. Similarly, Hurewitz and Sampson14 demonstrated that lung volume (measured at FRC) was an important determinant for the rate of fall in alveolar oxygen tension during breath-holding. The decrease in alveolar oxygen tension was found to be responsible for the associated decrease in SaO2.
Patients with CHF have a restrictive ventilatory pattern with a reduction in lung volumes.12 By recruiting alveoli and redistributing lung water, positive end-expiratory pressure may increase total oxygen body stores by increasing end-expiratory lung volume.26 27 CPAP has been shown to increase lung volumes, including FRC, at levels of 5 to 11 cm H2O,28 29 30 31 which is similar to the mean CPAP level of 9 cm H2O used in our patients. Although lung volumes were not directly measured in our study, an increase in FRC could be responsible for the observed decrease in dSaO2/dt and thus the increase in total oxygen body stores seen with nasal CPAP.
The preapneic SaO2 has been shown to be an important determinant for dSaO2/dt during breath-holding as well as during central and obstructive apneas.15 17 Yet, other studies have not demonstrated as strong a correlation between the two variables,18 and a component of the relationship was attributed to a decrease in lung oxygen stores created by having the subjects breath hypoxic gas mixtures.15 In the present study, there was no correlation noted between baseline dSaO2/dt and preapneic SaO2. In addition, there was no significant change in preapneic SaO2 with nasal CPAP. One possible explanation may involve the fact that the preapneic SaO2 was 96% at baseline, with a further increase in SaO2 expected to be marginal with nasal CPAP.
Another important determinant of dSaO2/dt is the preapneic SvO2.17 18 Since the majority of the oxygen stores of the body are contained in the blood, and 70% of the total blood volume is venous, it is understandable that a change in SvO2 could effect dSaO2/dt, especially in the presence of underlying lung disease. In our study, we did not directly measure SvO2 but we did measure postapneic SaO2, which at baseline was found to inversely correlate with dSaO2/dt (Fig 5 , top, A). Postapneic SaO2 may influence SvO2, especially in patients with CHF where there is an increase in both the circulation time and oxygen extraction.7 The use of nasal CPAP resulted in a significant increase in postapneic SaO2, with a possible corresponding increase in SvO2. Although apnea duration may affect postapneic SaO2 values, nasal CPAP was noted to have no effect on apnea duration in our patients.
With nasal CPAP, an inverse correlation was no longer noted between dSaO2/dt and postapneic SaO2. Yet, it should be noted that with nasal CPAP, the postapneic SaO2 had increased from 87 ± 5 to 91 ± 4 mm Hg. With an increase in the postapneic SaO2 to > 90%, its effect on SvO2 may be less significant, with other factors, such as lung volume, becoming more important in determining total body oxygen stores.
A decrease in
O2 could also account for the change in dSaO2/dt seen with nasal CPAP, but this seems less likely. Differences in body weight are responsible for the correlation between the rate of fall of alveolar oxygen tension and
O2 noted during breath-holding.14
Obese subjects have higher preapneic
O2 measurements and thus a greater rate of fall of alveolar oxygen tensions. In the present study, our patients were not morbidly obese (BMI, 28 ± 6), and thus would not be expected to have an elevated baseline
O2. Furthermore, the mechanism(s) by which nasal CPAP would decrease
O2 is uncertain. Nasal CPAP may increase cardiac output in patient with CHF,32
33
with a corresponding increase in oxygen delivery resulting in either no change34
or an increase35
in
O2.
Other mechanisms may be responsible for the decrease in dSaO2/dt seen with nasal CPAP. As noted, nasal CPAP can have significant effects on cardiac function in patients with CHF.32 33 An increase in cardiac output may result in a significant increase in SvO2, with a corresponding increase in total oxygen body stores. Others have suggested that a reduction in cardiac output could result in a decrease in dSaO2/dt, by its effect on the lung to chemoreceptor circulation time.20 Yet, it has previously been demonstrated that nasal CPAP, at levels similar to those used in the present study, have no effect on circulation time in patients with CSR and CHF.4
Mechanisms other than underdampening appear to be important in the development of CSR in CHF. An increase in central and peripheral controller gain is thought to be responsible for the hyperventilation-induced resting hypocapnia seen in these patients.7 8 9 10 11 With an arousal induced hyperpnea, PaCO2 decreases below the sleeping apneic threshold, resulting in a central apnea. In the presence of an increased central and peripheral controller gain, the ventilatory response to the increase in PaCO2 at the end of an apnea is exaggerated, resulting in the development of CSR. Javaheri11 demonstrated that the ventilatory response to CO2 was significantly elevated in those patients with, as compared to those without CSR, despite a similar degree of heart failure. More recently, Solin et al10 reported that both central and peripheral CO2 ventilatory responses are increased in patients with CSR as compared to those without CSR, as well as normal control subjects. Yet, in both studies, there was a considerable amount of overlap in the ventilatory response to CO2 noted between the groups, emphasizing the importance of other mechanisms in the development of CSR. In addition, our study demonstrated a significant correlation between the baseline dSaO2/dt and the AHI (r = 0.7, p = 0.02; Fig 6 ), suggesting that other mechanisms, such as underdampening, may be important in the development of CSR.
Nasal CPAP has been shown to be effective in the treatment of CSR in CHF when used over a variable amount of time.4 9 33 36 One mechanism that appears to be responsible is the ability of nasal CPAP to increase PaCO2, so that it remains well above the apneic threshold. Naughton et al9 demonstrated that 1 month of nasal CPAP resulted in an increase in nocturnal transcutaneous PCO2, secondary to a decrease in tidal volume. The authors postulated that an improvement in left ventricular function with nasal CPAP reduced interstitial edema and pulmonary vagal afferent stimulation, resulting in a decrease in central controller gain. Yet, the effects of nasal CPAP on central or peripheral controller gain have not been evaluated. In addition, although there was a decrease in tidal volume, other lung volumes, including FRC, will increase with nasal CPAP, resulting in an increase in the volume of oxygen stored in the lungs. Finally, it is important to note that although both the AHI and dSaO2/dt decreased with nasal CPAP in our study, the correlation between the two indexes remained significant (R = 0.7, p = 0.04). Therefore, other mechanisms, including a dampening effect, may play a role in the effectiveness of nasal CPAP on CSR in patients with CHF.
There are a number of limitations with our study that need to be discussed. First, none of the variables that determine total oxygen body stores, and thus dSaO2/dt, including measurement of lung volumes, were evaluated in the present study. Thus, it is uncertain which variables were affected by nasal CPAP that led to the significant attenuation in dSaO2/dt. Second, the present study evaluated the acute effects of nasal CPAP on dSaO2/dt. Whether more prolonged therapy will have a similar and sustained effect has yet to be determined. Third, the studies were performed in a nonblinded manner. We believe this did not effect the measurement of dSaO2/dt, as it was performed in a standardized manner in a sleeping patient. Finally, in addition to apnea duration, the repetitive nature of the apneas may effect dSaO2/dt, mostly by its effects on preapnea SaO2 and SvO2.17 The dSaO2/dt was calculated by taking the mean of 10 consecutive apneas at baseline and while administering nasal CPAP. We found no correlation between the 10 sequential baseline central apneas and their corresponding dSaO2/dt, for all nine patients individually (data not shown), as well as for the group as a whole (r = - 0.2, p = 0.6). Therefore, the repetitive nature of the central apneas did not effect total oxygen body stores, and the decrease in dSaO2/dt observed with nasal CPAP is independent of its effects at decreasing the number of central apneas during the night.
In conclusion, nasal CPAP is effective at decreasing dSaO2/dt and thus increasing total body oxygen stores in patients with CSR and CHF. By increasing total body oxygen stores, dampening may be one of the mechanisms partially responsible for the attenuation of CSR seen with nasal CPAP. In patients with CSR and CHF, baseline AHI and postapneic but not preapneic SaO2 correlate with total oxygen body stores, as reflected in the measurement of dSaO2/dt. Which physiologic variables are affected by nasal CPAP and are responsible for the decrease in dSaO2/dt, and whether similar findings are seen after more prolonged use, awaits further investigation.
| Footnotes |
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O2 = oxygen consumption Received for publication September 21, 2001. Accepted for publication July 10, 2002.
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