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* From the Department of Medicine (Drs. Helmi, Cornwell, and Meyer), Section of Pulmonary and Critical Care Medicine, and the Department of Surgery (Dr. Love and Ms. Welter), Section of Cardiothoracic Surgery, University of Wisconsin, Madison, WI.
Correspondence to: Keith C. Meyer, MD, FCCP, Department of Medicine, K4/930 Clinical Sciences Center, 600 Highland Ave, Madison, WI 53792-9988; e-mail: kcm{at}medicine.wisc.edu
| Abstract |
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Design: A retrospective analysis of 32 consecutive lung transplant recipients with CF who underwent bilateral lung transplant at the University of Wisconsin from 1994 to 2000 to determine the incidence, risk factors, and consequences of Aspergillus infection. The findings were compared to 101 non-CF recipients of lung transplants (93) and heart-lung transplants (8) for other transplant indications.
Setting: A university hospital.
Patients or participants: Lung transplant recipients with CF or other indications for transplantation.
Interventions: None.
Measurements and results: Seventeen of 32 CF recipients (53%) had Aspergillus fumigatus isolated from their respiratory secretions prior to undergoing transplantation. Ten of these 17 (59%) recipients had A fumigatus persistently found in their respiratory secretions posttransplant vs 6 of 15 CF patients (40%) who had not been colonized pretransplant and 28 of 101 of the non-CF recipients (28%). Four of the preoperatively colonized CF recipients developed tracheobronchial aspergillosis (TBA) just distal to the bronchial anastomoses, and one recipient had dehiscence of the involved anastomosis. None of the CF recipients developed disseminated aspergillosis or pneumonia. Prophylactic antifungal therapy did not prevent TBA, and IV amphotericin B therapy was required to clear the infection in all four patients, with endobronchial debridement of necrotic tissue required in two of them. In contrast, 10 of the non-CF (10%) recipients developed Aspergillus infections posttransplant (TBA, 4 recipients; pneumonitis, 6 recipients), and only 3 patients had successful treatment and long-term survival (TBA, 2 patients; pneumonia, 1 patient). Donor lung ischemia time, cytomegalovirus infection or pneumonia, or pretransplant mechanical ventilation did not increase the risk of developing TBA in CF recipients.
Conclusions: The risk of TBA for patients receiving lung transplants for CF warrants early surveillance bronchoscopy to detect TBA, particularly in recipients with pretransplant colonization.
Key Words: Aspergillus respiratory tract infection lung transplantation
| Introduction |
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Various case series have been reported in the literature that have examined the incidence of posttransplant A fumigatus infection,6 7 8 9 10 11 12 13 14 15 16 17 and respiratory tract colonization with A fumigatus has been identified as a risk factor for developing posttransplant pulmonary aspergillosis.9 10 11 Although immediate prophylactic postoperative antifungal therapy with nebulized amphotericin B, oral imidazoles, or both18 19 20 21 has been reported to diminish the likelihood of infection posttransplant in groups of recipients with diverse indications for lung transplantation, the data supporting the efficacy of these strategies are limited.
The currently available data do not conclusively define the risk factors that predispose lung transplant recipients with CF to pulmonary aspergillosis or recommend a clearly effective approach to preventive prophylactic therapy. Because large numbers of young adult patients with CF have respiratory tract colonization with Aspergillus, we analyzed the records of 32 consecutive patients with CF who received bilateral lung transplants at the University of Wisconsin (UW) to determine the incidence of preoperative and postoperative A fumigatus colonization, the incidence and nature of postoperative A fumigatus infection, and the risk factors for postoperative pulmonary aspergillosis. We compared our findings on postoperative colonization and infection in our recipients with CF to that of 101 consecutive patients who underwent transplantations for other indications.
| Materials and Methods |
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One hundred thirty-three patients received 141 lung transplants at our institution between October 1988 and September 2000. All of the 32 recipients with CF, who comprised a subset of these 141 recipients, received bilateral lung transplants between February 1994 and September 2000. Sixty-three non-CF patients received single-lung transplants, 30 received bilateral lung transplants, and 8 underwent heart-lung transplants (Table 1 ). Other data including age, sex, and transplant indication are given in Table 1 .
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Ischemia time for the donor lung was obtained from the transplant operative procedure notes and the transplant records. The ischemic times for the comparison groups were determined as the minutes from harvest to reperfusion for individual lungs or the average times to the reperfusion of both lungs. Cytomegalovirus (CMV) infection without pneumonia was defined as the presence of positive shell vial cultures for CMV from respiratory secretions in the absence of pneumonitis and CMV inclusion bodies found in transbronchial lung biopsy specimens, and CMV pneumonia was defined as the presence of CMV inclusion bodies in transbronchial lung biopsy specimens.
Lung Transplant Protocols
The maintenance immunosuppressive regimens were cyclosporine-based or tacrolimus-based. The initial target trough cyclosporine levels were 300 to 350 ng/mL as determined by a diagnostic monoclonal whole-blood assay (Toshiba; Tokyo, Japan), and they tapered to 250 to 300 ng/mL at 26 weeks posttranpslant. The initial trough tacrolimus target levels were 10 to 15 ng/mL with subsequent tapering to 5 to 10 ng/mL at 6 to 12 months posttransplant. All recipients also received therapy with azathioprine (initially 2 mg/kg and subsequently titrated to blood leukocyte counts between 3,500 and 8,500 cells/µL) and prednisone (0.3 mg/kg daily initially tapered to 0.05 mg/kg daily by 6 to 9 months posttransplant). IV antibiotic agents were administered in the early posttransplant period based on the pretransplant flora that were present in native and/or transplanted grafts and on the early results of posttransplant cultures of respiratory secretions. Ganciclovir was administered to nearly all recipients for CMV prophylaxis, and CMV Ig was administered to high-risk recipients or recipients with active CMV infection. Trimethoprim-sulfamethoxazole (or nebulized pentamidine for sulfa-allergic recipients) and topical clotrimazole were administered to all recipients, and inhaled nebulized antibacterial or antifungal agents were administered to selected patients. Beginning in early 1995, all recipients were given therapy with prophylactic fluconazole (100 mg) IV for the first week following transplantation. All but the first two CF patients who underwent transplantation at our center received prophylactic fluconazole.
Initial postoperative surveillance was intense with at least daily spirometry following extubation until hospital discharge. Patients were subsequently monitored with daily spirometry and with frequent blood sampling to monitor drug levels and leukocyte counts. Pulmonary function testing was intermittently performed in the hospital pulmonary function laboratory by registered pulmonary function technologists adhering to American Thoracic Society criteria, and any decline in lung function detected via home monitoring was verified and quantitated in the pulmonary function laboratory. Surveillance bronchoscopy with BAL and transbronchial biopsy were obtained to detect infection, and transbronchial biopsies were performed to detect allograft rejection or infection. Bronchoscopy with BAL and transbronchial biopsy were typically performed at 10 to 14 days and at 30 days following transplantation for many of the transplant recipients. Additional BAL and transbronchial biopsies typically were performed at 3, 6, 9, and 12 months during the first year after transplantation and also for clinical indications at any time point. BAL fluids were examined for the presence of aerobic bacteria, fungi, Pneumocystis carinii, mycobacteria, CMV, and other pathogenic viruses. Total and differential cell counts were performed as previously described.22 Bronchiolitis obliterans syndrome (BOS) was defined as a > 20% decline in FEV1 from the best posttransplant value that did not improve despite enhanced immunosuppression, and acute rejection or obliterative bronchiolitis were diagnosed via transbronchial lung biopsy using the histologic criteria of Yousem et al.23
Measurements of Outcome and Statistical Analysis
We attempted to define the factors that predispose transplant recipients with CF to the development of TBA, including pretransplant colonization of the respiratory tract with A fumigatus, donor lung ischemia time, mechanical ventilation at the time of transplantation, or CMV infection. All data were analyzed on electronic spreadsheets (SuperCalc4; Computer Associates; San Jose, CA; and EXCEL; Microsoft, Inc; Redmond, WA) and with a database-statistics package for microcomputers (Abstat 4.1; Anderson-Bell, Parker, CO; and SAS; SAS Institute; Cary, NC). The values are expressed as the mean ± SEM unless otherwise stated. Independent t tests (two-tailed) were performed as appropriate.
| Results |
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1-antitrypsin deficiency, 15 patients with emphysema with
1-antitrypsin deficiency, 20 patients with idiopathic pulmonary fibrosis, 3 patients with bronchiectasis, 8 patients with pulmonary vascular disease, and 12 patients with other indications. Retransplantation was performed in six recipients without CF. Sixty-three patients received single-lung transplants, 62 patients received bilateral lung transplants, and 8 patients received heart-lung transplants. As noted in Table 2
, 17 of the 32 patients with CF (53%) had been colonized preoperatively with A fumigatus. Only 6 of the 15 CF recipients who had not been colonized with A fumigatus prior to undergoing transplantation had A fumigatus isolated from their respiratory secretions posttransplant, and this was usually a transient finding. In contrast, 10 of the 17 patients who had been colonized prior to undergoing transplantation had A fumigatus isolated posttransplant, usually repeatedly, although this detection appeared to wane at later time points following transplantation (Fig 1
). Other fungi were isolated from CF patients (Table 3
) including one patient who had Blastomyces dermatitidis isolated from BAL fluid that had been obtained during routine surveillance bronchoscopy 4 years after undergoing transplantation.
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Four of the 32 recipients (12.5%) with CF developed TBA following transplantation, and all of the 4 recipients had been colonized with A fumigatus prior to transplant. As noted in Table 4 , TBA was detected in all four recipients within 1 month of their undergoing transplantation, and none of these four individuals had received mechanical ventilation prior to undergoing transplantation. These four subjects developed dusky-appearing, ulcerative areas just distal to the bronchial anastomoses, predominantly involving the medial bronchial walls, and had extensive areas of bronchial ischemia and pseudomembrane formation. Three of the four recipients had these changes bilaterally, but one recipient only had involvement of the right allograft bronchus. All of the four recipients received daily therapy with IV fluconazole for the first week after transplantation, and two recipients began receiving nebulized amphotericin B immediately posttransplant. The two recipients who had not been receiving inhaled nebulized amphotericin B when the lesions were detected immediately began receiving it, and two of the four subjects with TBA also received therapy with oral itraconazole when the lesions were detected. Despite receiving therapy with topical amphotericin B with or without itraconazole, all required the administration of systemic amphotericin B to clear the lesions. The fourth recipient, who had involvement of only the right bronchus, also began receiving systemic amphotericin B therapy but then experienced a dehiscence of the bronchial anastomosis, which required emergent surgical repair. He subsequently finished his course of amphotericin B and did not have any recurrence of aspergillosis. Two of the three individuals with bilateral airway involvement required rigid bronchoscopy with debridement of exuberant granulation tissue, which partially occluded the involved airways for 4 to 6 weeks after the therapy with systemic amphotericin B had been initiated. For the 17 CF transplant recipients who had been preoperatively colonized with A fumigatus, the mean time for ischemia in the allograft airways in which TBA developed (445 ± 44 min; 7 anastomoses) was no different from that in the airways of patients who did not develop TBA (450 ± 23 min; 27 anastomoses). Seven of the 32 recipients with CF developed CMV infection without pneumonia posttransplant, and 2 developed CMV pneumonia. None of the 4 CF recipients with TBA developed CMV pneumonia.
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2 months posttransplant when they were clinically stable (Fig 2
). However, there was no difference in the FEV1 percent predicted values for posttransplant colonized vs noncolonized recipients with CF 1 year following transplant.
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| Discussion |
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Aspergillus infections occurred in 14 of the 133 recipients (11%) whose records we examined, and 4 non-CF recipients died of their infections. Although pneumonia or invasive infection has been reported for recipients with CF,10 12 28 we did not encounter this complication in our cohort of recipients with CF. Fortunately, no deaths occurred as a consequence of Aspergillus pulmonary infection following lung transplantation in our CF patients, but the posttransplant courses of four patients were significantly complicated by TBA. All of these patients had A fumigatus cultured from expectorated sputum prior to transplant, and none had been receiving mechanical ventilation prior to transplantation. Lesions that were suggestive of TBA were visualized in all affected recipients just distal to the bronchial anastomoses. These lesions occurred early following transplantation in all four patients and were characterized by areas of ulceration and pseudomembrane formation that were darkly pigmented. Testing of biopsy specimens from these areas demonstrated Aspergillus infiltrating the bronchial mucosa. These infections occurred despite prophylactic therapy and could not be cleared without the administration of IV amphotericin B.
Although Husni et al13 identified CMV infection as a risk factor for invasive aspergillosis, we could not identify CMV infection, allograft ischemia time, or invasive pretransplant mechanical ventilation as risk factors for Aspergillus infection in either the CF or non-CF recipients. Interestingly, all of the six non-CF recipients who developed Aspergillus pneumonia eventually developed BOS. When we examined total neutrophil concentrations in the BAL fluid of CF or non-CF recipients who had Aspergillus in their secretions (colonization) but lacked evidence of bacterial, viral, or fungal infection and had no evidence of significant rejection or bronchiolitis obliterans on lung biopsy or clinical criteria for BOS, individuals colonized with A fumigatus or other fungi had significantly greater numbers of neutrophils found in their BAL. Although it would be difficult to link Aspergillus colonization to an increased risk of developing BOS, this finding is of some interest, considering the association of increased neutrophil counts in BAL fluids with poorer outcome for lung transplant recipients.29 We did not find any difference in values for FEV1 percent predicted for colonized vs noncolonized (posttransplant) recipients with CF at 1 year following transplantation.
In all of our recipients with CF, tracheobronchial infection occurred in the early postoperative period, a finding that was also reported by Nunley et al10 as an early postoperative complication in their cohort of CF recipients. Pretransplant colonization appeared to be a risk factor for posttransplant TBA in CF recipients, a finding that is similar to that of Nunley et al.10 The presence of A fumigatus in the pulmonary secretions of those recipients who did not develop TBA did not appear to correlate with a greater incidence of airway complications, in contrast to the findings of Nathan et al.11 The endobronchial infection was found bilaterally in three of our four CF recipients, and the systemic administration of amphotericin was needed to clear the infection, accompanied by endobronchial debridement in two patients.
Some lung transplant programs have reported a reduction in posttransplant aspergillosis with the administration of prophylactic antifungal agents. A prophylactic regimen of aerosolized amphotericin B given to 126 heart, heart-lung, or lung transplant recipients significantly reduced the incidence of Aspergillus infections.19 Calvo et al20 reported that fluconazole plus aerosolized amphotericin B in the early postoperative period prevented all fungal infections accompanied by negative results of sputum cultures in all recipients, although some of their recipients appear to have developed Aspergillus infections, and inadequate details were given concerning the length of therapy and surveillance. Patterson et al18 reported that 400 mg itraconazole daily was well-tolerated giving median serum concentrations of 0.5 µg/mL, and none of the 12 subjects treated prophylactically developed invasive aspergillosis. Other centers have reported treating recipients with A fumigatus airway colonization when such colonization was identified posttransplant with imidazole agents alone,7 8 9 26 an imidazole agent in combination with aerosolized amphotericin B,9 12 or aerosolized amphotericin B alone,9 with few patients progressing to TBA or invasive aspergillosis. The treatment of patients with established TBA, as reviewed by Mehrad et al,8 reveals that treatment with itraconazole alone or in combination with aerosolized or systemic amphotericin B can be successful and can prevent progression of the disease to invasive aspergillosis, but the infection progressed to invasive disease in some individuals at various lung transplant centers, even when recipients were treated with systemic amphotericin B. Our experience suggests that TBA cannot be uniformly prevented with the prophylactic administration of nebulized amphotericin B that we employed for many of our recipients with CF, and initial attempts to clear the infection without the use of systemic amphotericin B were unsuccessful.
Because individuals who develop TBA have complicated postoperative courses and are at risk for life-threatening complications such as massive pulmonary hemorrhage or bronchial dehiscence, we feel that aggressive early surveillance utilizing bronchoscopy is mandated in recipients with CF, particularly in those who are colonized with A fumigatus prior to transplantation. Effective prophylactic therapy to prevent this complication of lung transplantation would be quite useful. Preoperative and perioperative therapy with itraconazole may have preventive value, but this has not been definitively demonstrated. Perioperative and early postoperative treatment with systemic amphotericin B would likely give effective prophylaxis, but the potential toxicity of such an approach makes this an unattractive option. Multicenter trials with newer, less toxic antifungal agents with good activity against A fumigatus are needed.
In summary, we have found that TBA occurs early in recipients with CF and can develop despite early postoperative antifungal therapy with aerosolized amphotericin B. In our experience, the TBA, once established in our recipients with CF, did not appear to resolve without systemic therapy with amphotericin B with or without endobronchial debridement of extensive granulation tissue. None of our recipients with CF developed pneumonia or disseminated aspergillosis, in contrast to recipients with other transplant indications. Early surveillance bronchoscopic airway evaluation appears to be essential for the timely detection of TBA, and pretransplant colonization is a risk factor for posttransplant TBA in recipients with CF. It remains to be demonstrated whether more effective posttransplant prophylaxis directed against A fumigatus will decrease the incidence of serious Aspergillus pulmonary infections in both CF and non-CF recipients.
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Presented in part in abstract form at the American Thoracic Society International Meeting in San Diego, CA, April 27, 1999.
Received for publication December 20, 2001. Accepted for publication September 9, 2002.
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