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* From the Department of Medicine (Drs. Fowler, Weinacker, and Parsonnet, and Ms. Flavin), Division of Pulmonary and Critical Care Medicine, Stanford University School of Medicine; and Veterans Affairs Palo Alto Health Care System (Drs. Barr and Gould), Stanford, CA.
Correspondence to: Robert A. Fowler, MD, MS, Assistant Professor, Department of Medicine, Division of General Internal Medicine and Critical Care, Sunnybrook and Womens College Health Sciences Centre, University of Toronto, 2075 Bayview Ave, Room D478, Toronto, ON, Canada M4N 3M5; e-mail: robertdotfowler{at}hotmail.com
| Abstract |
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Design: Prospective, observational cohort study.
Setting: Medical-surgical ICUs of two university-affiliated tertiary medical centers.
Patients: Between May 1, 1998, and August 1, 2000, we screened 7,030 ICU patients and identified 156 patients with clinically suspected VAP. Patients were followed up until death or discharge from the hospital.
Results: The mean age was 62 years, mean APACHE (acute physiology and chronic health evaluation) II score was 14, and mortality was 34%. Combination antibiotic therapy was used in 53% of patients. Piperacillin-tazobactam, fluoroquinolones, vancomycin, cephalosporins, and aminoglycosides were the most commonly employed antibiotics. Initial empiric antibiotics were deemed appropriate in 92% of patients. The predominant organisms isolated from respiratory secretions included Pseudomonas aeruginosa and Staphylococcus aureus. Patients had lower in-hospital mortality rates if their initial treatment regimen included an antipseudomonal penicillin plus ß-lactamase inhibitor (hazard ratio [HR], 0.41; 95% confidence interval [CI], 0.21 to 0.80; p = 0.009). There was also a strong trend toward reduced mortality rates in patients treated with aminoglycosides (HR, 0.43; 95% CI, 0.16 to 1.11; p = 0.08). Specific antibiotic therapy was not associated with length of hospital stay or days free of antibiotics. Outcomes were similar for patients treated with monotherapy vs combination therapy, and for patients who received initial appropriate vs inappropriate therapy.
Conclusions: Patients with clinically suspected VAP who receive initial empiric therapy with antipseudomonal penicillins plus ß-lactamase inhibitors, and possibly aminoglycosides, have lower in-hospital mortality rates when compared with those who are not treated with these antibiotics. These agents should be considered for the initial empiric therapy of VAP.
Key Words: aminoglycosides antibiotics, lactam critical care intensive care outcome assessment piperacillin-tazobactam combination product pneumonia therapeutics ventilators, mechanical
| Introduction |
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Although the risk factors for acquiring VAP have been well defined, establishing the diagnosis of VAP remains controversial.10 11 12 13 14 15 As a result, patients are often treated empirically with antibiotic regimens based on suspected pathogens. Empirical treatment of VAP is dependent on individual patient factors and the bacterial burden and antibiograms of individual ICUs. Directing therapy toward the most common organisms with certain antibiotic regimens may improve cure rates and survival, and reduce the emergence of resistant organisms.16 17 18 The selection of initial appropriate antibiotic therapy appears to be an important determinant of clinical outcomes.19 20 21 22 23 24 Most clinicians direct empiric therapy toward Gram-negative aerobic bacteria and Staphylococci, the most commonly isolated microbes.3 25 There is considerable variation in treatment, however. To date, there have been few clinical trials to help direct antibiotic choices, and recommendations to encourage appropriate therapy have generally arisen from expert opinion and consensus conference guidelines.24 26
We aimed to determine whether certain antibiotic prescribing practices in the treatment of VAP were associated with better or worse clinical outcomes in patients with clinically suspected VAP. Specifically, we examined the initial empiric use of particular antibiotic-containing treatment regimens, the initial use of monotherapy vs combination therapy, and the initial use of appropriate vs inappropriate antibiotic therapy in these patients. We prospectively designed an observational cohort study to address these questions.
| Materials and Methods |
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After obtaining institutional review board approval, patients were prospectively screened on a daily basis for inclusion in the study. Eligible patients had received mechanical ventilation for > 48 h and met the modified criteria of the National Nosocomial Infections Surveillance System, Centers for Disease Control and Prevention, for VAP.10
12
The modified criteria require a new radiographic infiltrate that persists for
48 h, a body temperature > 38.5°C or < 35.0°C, a leukocyte count of > 10 x 109/L or < 3 x 109/L, purulent sputum or change in character of the sputum, or isolation of pathogenic bacteria from an endotracheal tube aspirate.10
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One hundred fifty-six patients met the inclusion criteria and were enrolled into the cohort.
Data Collection
Two study investigators (K.E.F., R.A.F.) made all observations and recorded relevant data from the patients medical records, bedside computerized flow sheets, and computerized reports of microbiologic studies (pulmonary aspirate Gram stains and cultures and blood cultures). Chest radiographs were reviewed and interpreted daily by independent radiologists. Tracheal aspirates are described as adequate when they contained < 10 squamous cells per low-power field, and the Gram stain and culture results were concordant as to the predominant organism, based on semiquantitative culture results.
Variable Measurement and Definitions
Patient-related variables included a unique identifying number, age, gender, primary hospital admission diagnosis, whether an operation (and which operation) was performed during the hospital stay prior to ICU admission, and the hospital and ICU admission dates. We recorded variables necessary for the calculation of the APACHE (acute physiology and chronic health evaluation) II score for each patient at the time of admission to the ICU.27
Preexisting diagnoses and risk factors for acquiring VAP were also recorded, including chronic respiratory disease, previous tracheostomy, witnessed aspiration, ARDS, severe ischemic heart disease, congestive heart failure, chronic renal disease, immune system compromise, malnutrition, liver disease, trauma, burns, malignancy, shock within 24 h of ICU admission, CNS disorders or decreased level of consciousness, prior use of neuromuscular blocking medications within 1 week of diagnosis of VAP, or stress ulcer prophylaxis with gastric pH-altering agents.
Treatment variables included the date VAP was first suspected; whether the patient was treated with antibiotics at the time of first suspicion, or within the previous 10 days, and which antibiotics were used; and whether antibiotics were started or modified on suspicion of VAP; and which antibiotics were subsequently used. Treatment follow-up variables included duration of antibiotic therapy, whether results of sampling procedures lead to modified antibiotic therapy, date of discharge from ICU and hospital, date of death, date of liberation from mechanical ventilation, and whether liberation was successful within the subsequent 2-week period. Monotherapy or combination therapies refer to one or more than one antibiotic agent used concurrently during the treatment course for VAP. Inappropriate antibiotic therapy was defined as antibiotic therapy to which the predominant respiratory organism, if identified, was not susceptible. We did not attempt to influence the choice of prescribed antibiotics, which was determined by the treating physician in accordance with institutional bacterial burden, antibiograms, and published guidelines.26 The initial empiric antibiotic treatment could be altered based on results of diagnostic testing, and such treatment changes were incorporated into the multivariable analyses of outcomes.
The primary outcome measure was in-hospital mortality. Secondary outcome measures included length of hospital stay, and antibiotic-free days (days without antibiotic therapy). Antibiotic-free days for 28 days following enrollment into the study were calculated by the method of Fagon et al.14 For example, a patient who survived 28 days and received no antibiotics obtained a score of 28. If antibiotics had been administered for 14 days and the patient died on day 16, a value of 2 was assigned.
Statistical Analysis
Descriptive data are presented as percentages or the mean ± SD or median (interquartile range [IQR]). Continuous variables are compared using the Student t test or Mann-Whitney U test. Categorical variables and proportions are compared using the
2 test or the Fisher exact test.
We performed multivariable analysis by using the Cox proportional hazards model to identify independent predictors of survival and hospital length of stay.28 Survival curves were based on Cox proportional hazards modeling. The Cox model assesses the effect of each risk factor on the hazard rate of outcome over time, adjusting for other factors, and allowing for censoring because of discharge. The hazard function in the Cox model can be used to estimate the event rate per day over the duration of ICU stay.10 A target sample of 160 patients was chosen to allow eight or fewer main variables to be considered in the eventual multivariable model, assuming less than one half of the population had the primary outcome of death.29 For each outcome measure, we examined the effect of six main predictor variables in the multivariable model, including antibiotic therapy with antipseudomonal penicillins, aminoglycosides, fluoroquinolones, cephalosporins, treatment with monotherapy (vs combination therapy), and treatment with inappropriate (vs appropriate) therapy. Potential confounding variables were determined prospectively by clinical judgement and biological plausibility.
Candidate predictors of clinical outcomes were entered into a multivariable model in order to identify variables with effects either statistically significant or large in magnitude. In order to test the robustness of our model, we then performed a backward stepwise selection procedure by eliminating variables that were not associated with the outcomes at a significance level
0.1. The models obtained using the selection procedure were compared to those obtained considering all variables together. Robust models would be expected to provide similar results.
All statistical tests were two-tailed. We did not correct for multiple inference testing. Factors were considered statistically significant at a significance level < 0.05. We calculated hazard ratios (HRs) and 95% confidence intervals (CIs) for all significant predictors of the clinical outcomes. We examined the predictor variables and potential confounders for multicollinearity using a correlation matrix and to ensure none were correlated > 0.80. For proportional hazards models, the proportionality assumption was examined graphically by comparing survival curves and - ln(-ln) survival curves. Graphically identified outlying data for length of stay comparisons were reconfirmed and then reanalyzed without outliers, without finding evidence of a difference between analyses. All data, including outliers, are presented. Statview version 0.5.0.1 and SAS version 8.0 (SAS Institute; Cary, NC) statistical software packages were used for all analyses.
| Results |
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5 days since initiation of mechanical ventilation), with a mean onset of 11.6 days (Table 1
). Two patients had incomplete treatment records and could not be analyzed, leaving 154 patients in the cohort for subsequent outcomes analysis. Acute respiratory failure was the most common reason for ICU admission, followed by ischemic and congestive heart disease, trauma, and acute GI disease. The most common risk factors for acquiring VAP included treatment with pH-altering medications, advanced age, and abdominal or thoracic operations.
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Antimicrobial Therapy
Monotherapy was chosen for the initial treatment of VAP in 72 patients (47%), and combination antibiotic therapy was used for 82 patients (53%). Combination therapy comprised two antibiotics for 47 patients and three or more antibiotics for 35 patients. Piperacillin-tazobactam was used in the initial regimen of 96 patients (63.2%) and accounted for 23.7% of all monotherapies and 18.7% of all combination therapies (Table 2
). The fluoroquinolones (predominantly ciprofloxacin), vancomycin, cephalosporins, and aminoglycosides comprised the next most common agents used for both monotherapy and combination therapies (Table 2)
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Ninety-two patients (59%) received antibiotics in the preceding 10 days for other infectious illnesses. At the time of suspected VAP, appropriate antibiotic therapy was empirically initiated in 142 patients (92.2%). The remaining 12 patients (7.8%) were classified as inappropriately treated because microorganisms were cultured from pulmonary aspirates when antibiotics were not empirically employed (4 patients) or because the microorganisms were resistant to the antibiotic choices (8 patients). The median duration of therapy for all patients was 12 days (IQR, 10).
Pathogens
Blind, distal endotracheal aspiration was performed in all patients (Table 3
). Endotracheal aspirates were considered to be adequate specimens for 79% of the patients. Respiratory cultures revealed a single prominent organism in 67% of patients and more than one prominent organism in 30% of patients. The most commonly isolated organisms included Gram-negative bacilli, such as Pseudomonas aeruginosa, Enterobacter spp and Klebsiella spp, as well as methicillin-sensitive Staphylococcus aureus and methicillin-resistant S aureus.
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On adjusting for all prospectively defined clinical variables using multivariable proportional hazards analysis, patients with clinically suspected VAP had lower in-hospital mortality if their initial treatment regimen included an antipseudomonal penicillin plus ß-lactamase inhibitor as compared to those patients who did not (HR, 0.41; 95% CI, 0.21 to 0.80; p = 0.009; Table 4
, Fig 1
). Patients initially treated with an aminoglycoside-containing regimen had a similar magnitude reduction in the relative hazard of death (HR, 0.43; 95% CI, 0.16 to 1.11; p = 0.08), but this was not statistically significant. Patients initially treated with fluoroquinolones or cephalosporins did not have a statistically significant reduction in the relative hazard of death, a finding that persisted on separate analysis of antibiotics within these two classes with specific antipseudomonal activity. There were no differences in mortality rates for patients treated with monotherapy vs combination therapy, or for patients treated with initial appropriate therapy vs inappropriate therapy. Patient factors that conferred an increased risk of in-hospital mortality included a higher admission APACHE II score, immunocompromised state, and hepatic failure. None of the remaining clinical variables were associated with an increased mortality rate in the multivariable model. A stepwise backward selection procedure, using p
0.1 as the cutoff for inclusion into the model, yielded similar results. Treatment with antipseudomonal penicillin plus ß-lactamase inhibitors (HR, 0.52; 95% CI, 0.29 to 0.93; p = 0.03), hepatic failure (HR, 3.41; 95% CI, 1.90 to 6.12; p
0.001), immunocompromised state (HR, 1.88; 95% CI, 1.08 to 3.26; p = 0.03), and APACHE II score (HR, 1.12; 95% CI, 1.06 to 1.17; p < 0.001) were the only independent predictors in the stepwise selection model.
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Multivariable analysis revealed no significant differences in antibiotic-free days based on specific antibiotic therapy, monotherapy vs combination therapy, or appropriate vs inappropriate therapy. Admission to the ICUs due to trauma was associated with more antibiotic-free days (6 days; 95% CI, 0.7 to 12.1 days; p = 0.03), while the following were associated with fewer antibiotic-free days: higher admission APACHE II score (0.3 days; 95% CI, - 0.7 to - 0.03; p = 0.03), renal failure (3.9 days; 95% CI, - 7.6 to - 0.2; p = 0.04), and a history of antibiotic administration within the preceding 10 days (5.9 days; 95% CI, - 11.4 to - 0.4; p = 0.04). A stepwise backward selection procedure yielded similar results.
| Discussion |
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We compared four classes of antibioticsantipseudomonal penicillin plus ß-lactamase inhibitors, aminoglycosides, fluoroquinolones, and cephalosporinscommonly used as initial empiric therapy for VAP, and examined their association with in-hospital survival, length of hospital stay, and antimicrobial use as measured by antibiotic-free days in the 28 days after clinical suspicion of VAP. We did not include the carbapenem, imipenem, in our analysis, as it is not recommended as first-line therapy in VAP treatment guidelines and is not among the more commonly used agents for initial empiric therapy in our centers.
We found that after adjusting for severity of illness and other potentially important determinants of survival, antipseudomonal penicillin plus ß-lactamase inhibitors were the only antimicrobial agents to emerge as significant independent predictors of survival. Patients initially treated with regimens containing antipseudomonal penicillin plus ß-lactamase inhibitors were less than half as likely to die as those patients not treated with these agents. Patients treated with aminoglycosides had a similar survival benefit, but this was not statistically significant. Fluoroquinolones and cephalosporins did not confer such a benefit, even when we limited our analysis to use of second- or third-generation cephalosporins. Patient factors, including the presence of liver disease, immunocompromised state, and higher APACHE II scores, were associated with higher mortality rates. None of the antimicrobial agents were associated with a change in hospital length of stay or change in the number of antibiotic-free days.
Randomized trials have demonstrated improved outcomes when antipseudomonal penicillins are used for the treatment of VAP.16 31 32 33 34 However, the majority of trials undertaken have been equivalence trials, and some have been unblinded or uncontrolled. Evidence-based guidelines suggest that piperacillin-tazobactam may be the most effective single agent in the empiric treatment of VAP, a recommendation that is supported by our results.24 35 Improved clinical outcomes with antipseudomonal penicillin plus ß-lactamase inhibitors may be due to fewer bacteriologic failures and reduced development of microbiological resistance than demonstrated with other agents.16 31 Also, as most cases of VAP in our cohort were of late onset, antipseudomonal penicillin plus ß-lactamase inhibitors provide an appropriate spectrum of antimicrobial activity against the most commonly associated Gram-negative organisms, including P aeruginosa.
Aminoglycosides are frequently recommended in the initial empiric treatment of VAP.24 26 35 While some studies have demonstrated the inability of systemically administered aminoglycosides to effectively penetrate bronchial secretions, studies in which the alveolar lining fluid has been directly sampled have shown substantially higher aminoglycoside concentrations, exceeding the minimal inhibitory concentrations of most respiratory pathogens involved in nosocomial pneumonia.36 Also, penetration of aminoglycosides into alveolar fluid is significantly increased in the setting of alveolar inflammation.37 38 Aggressive early aminoglycoside dosing and high peak serum levels have been associated with higher alveolar levels and earlier resolution of fever, leukocytosis, and increased cure rates.39 40 41 Our results showing a trend toward improved survival with initial aminoglycoside-containing regimens support recent guidelines that recommend these agents for treatment of ventilator-associated pneumonia in critically ill patients.35 Although aminoglycoside treatment for community-dwelling, elderly patients hospitalized with pneumonia has not been found to confer a survival benefit, our cohort of patients with VAP is an inherently different population, with different causative microorganisms.42
Because of the high mortality associated with VAP, many authorities recommend combining two antimicrobial agents active against the most likely causative microorganisms.26 35 The most commonly recommended agents include antipseudomonal penicillin plus ß-lactamase inhibitors combined with an aminoglycoside or fluoroquinolone.26 35 Several studies have shown that monotherapy for hospital-acquired pseudomonal pneumonia may be associated with an increased rate of clinical failure, development of resistance, and higher mortality rates.35 43 44 45 46 There are few data to support improved clinical outcomes by the addition of specific agents in the treatment of pseudomonal pneumonia. The addition of an aminoglycoside may improve survival for patients with pseudomonal pneumonia and bacteremia, however.47
In our study, combination therapy comprised 53% of initial empiric regimens. The most common combination therapy included piperacillin-tazobactam together with vancomycin, an aminoglycoside, or ciprofloxacin. These combinations reflect choices based on the most common organisms associated with VAP in the participating ICUs. In our patient population, there was no difference in mortality, length of hospital stay, or antibiotic-free days when comparing monotherapy with combination therapy. This may reflect a true lack of difference, inadequate statistical power, or perhaps a high degree of sensitivity of the most common organisms isolated to the most common antibiotics used in the study patients.
Early, appropriate, and adequate therapy for patients with hospital-acquired pneumonia and VAP has previously been shown to reduce mortality.20 21 23 30 41 48 Our study examined clinical outcomes in only 12 patients (7.8%) receiving inappropriate antibiotic therapy, compared with 142 patients receiving appropriate therapy. Inappropriate therapy was defined by the isolation of respiratory organisms that were resistant to the empiric treatment. We did not detect an increased mortality rate, longer length of hospital stay, or fewer antibiotic-free days associated with inappropriate therapy. The failure to show a difference in clinical outcomes based on initial appropriate therapy may indicate a true lack of difference or inability to detect a difference because of the small numbers of inadequately treated patients in our cohort. Most patients in our cohort had late-onset, severe hospital-acquired pneumonia as defined by the American Thoracic Society.26 The most common antibiotics prescribed were antipseudomonal penicillins plus ß-lactamase inhibitors, aminoglycosides, and fluoroquinolones, all active against the most common organisms associated with late-onset pneumonia, as well as those organisms associated with VAP in our cohort.
Recurrence of pneumonia after a completed course of antibiotic therapy was not seen in our cohort. The absence of a difference in antibiotic-free days among groups treated with particular classes of antibiotics, monotherapy, or combination therapy, or even appropriate vs inappropriate therapy possibly reflects the tendency of clinicians to commit patients to an empiric duration of treatment, once the diagnosis of a serious nosocomial infection such as VAP has been clinically established. It recently has been shown that the overall duration of antibiotic treatment for VAP can be reduced by strict adherence to clinical guidelines. However, this reduced treatment duration was not associated with improved survival.49
One of the most difficult issues involving the investigation of VAP is the optimal manner to confirm the diagnosis. Although directed sampling procedures may improve clinical outcomes, current guidelines do not mandate their use and VAP is still predominantly diagnosed using clinical criteria in most North American centers.15 50 51 Our aim was to investigate the effects of certain antibiotic prescribing practices on clinically suspected VAP, in an effort to reproduce the most common clinical setting for this common problem facing intensivists. Due to limitations in the operating characteristics of blind endotracheal aspiration, it is likely that some of the cases of VAP in this cohort would not have been included had directed and protected sampling procedures been used. Thus, the patients in this study group may have a smaller likelihood of showing differences in outcomes based on treatment of VAP. The observed crude mortality of 34%, given a mean ICU admission APACHE II score of 14 ± 6 would, however, argue against a cohort less ill than expected.
The high proportion of male patients and patients with surgical admission diagnoses in our study cohort reflects the composition of patients within the study ICUs. This is also somewhat reflective of other large cohorts of patients with VAP that include a predominance of male patients and those with certain surgical diagnoses.10 52 Neither of these variables was individually associated with better or worse clinical outcomes.
The most important limitation of our study is its observational design. This type of study design provides a means to investigate associations between treatment factors and the outcomes of patients with clinically suspected VAP. Our results demonstrate these associations, but they do not establish causation. However, in performing our analyses with a variety of models and stepwise selection procedures, we found our results to be reproducible. The organisms identified in this cohort are similar in composition to those identified in other large cohorts of patients with VAP.3 Also, we believe that the diagnostic practices of our study may reflect the practice in most ICUs.10 50 51 Patient characteristics such as severity of illness scores and comorbidities such as immunocompromised state, hepatic failure, renal failure, and ARDS have previously been associated with VAP and worse clinical outcomes and are consistent with the findings of this cohort of patients.8 10 11 52 These factors strengthen our confidence in both the validity and generalizability of our findings.
| Conclusion |
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| Acknowledgements |
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| Footnotes |
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Financial support was provided by Stanford University, Division of Pulmonary and Critical Care Medicine. Dr. Gould is a recipient of a Research Career Development Award from the Department of Veterans Affairs Health Services Research and Development Service.
Received for publication October 29, 2001. Accepted for publication June 11, 2002.
| References |
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