|
|
||||||||
Guest Access | Sign In via User Name/Password |
|||||||||
* From the Departments of Pulmonary and Critical Care Medicine (Dr. Stoller and Messrs. Xu and Rice), and Biostatistics and Epidemiology (Mr. Mascha), Cleveland Clinic Foundation, Cleveland, OH.
Correspondence to: James K. Stoller, MD, MS, FCCP, Department of Pulmonary and Critical Care Medicine, A 90, The Cleveland Clinic Foundation, 9500 Euclid Ave, Cleveland, OH 44195; e-mail: stollej{at}ccf.org
| Abstract |
|---|
|
|
|---|
Methods: The ReSCU consists of six private beds on a pulmonary specialty ward. Features of the unit include noninvasive monitoring with signal output at each bedside and at a central monitoring station. The unit is staffed by nurses with specific pulmonary rehabilitation expertise and has 24-h respiratory therapist supervision. Ongoing prospective data collection in the ReSCU includes monitoring weaning success, demographic features, hospital discharge status, and hospital discharge disposition. Long-term outcomes were ascertained using a review of hospital medical records and direct inquiry to patients and/or family members.
Results: Between August 22, 1993, and August 22, 1996, 162 individuals were admitted to the ReSCU, with 7 persons having repeat admissions during separate hospital admissions. Seventeen percent of these persons (n = 27) died during the hospitalization, while 83% were discharged from the index hospitalization (ie, the hospital stay during which the patient was first admitted to the ReSCU). Kaplan-Meier (KM) mortality rate estimates were as follows: 1 month, 11% (95% confidence interval [CI], 6 to 15%); 1 year, 57% (95% CI, 49 to 65%); 2 years, 68% (95% CI, 61 to 75%); 3 years, 73% (95% CI, 66 to 80%); 4 years, 76% (95% CI, 69 to 83%); and 5 years, 81% (95% CI, 75 to 87%). The 5-year KM mortality rate estimates considered by year of ReSCU admission were as follows: 1993, 92% (95% CI, 77 to 100%); 1994, 84% (95% CI, 73 to 95%); 1995, 87% (95% CI, 77 to 96%); and through August 22, 1996, 66% (95% CI, 51 to 81%).
Conclusions: In this population requiring prolonged inpatient ventilatory support, moderately high acute mortality rates are consistent with data from other series. In this analysis of longer-term follow-up rates, the 5-year survival rates are low, with higher mortality rates within the first 2 years and a slower decline in survival thereafter.
Key Words: chronic ventilator unit long-term outcomes survival weaning
| Introduction |
|---|
|
|
|---|
21 days of mechanical ventilation,1
have been the focus of increased attention, with short-term outcomes assessed in several available series,2
3
4
little attention has been given to the long-term outcomes of these individuals. In the context of evaluating our Respiratory Special Care Unit (ReSCU), a six-bed hospital-based weaning unit at the Cleveland Clinic Foundation (CCF) Hospital to which ventilator-dependent patients in other CCF ICUs were transferred, we have previously described the short-term outcomes of an initial cohort of 212 patients.3
The current study extends this evaluation by assessing the survival rates up to 5 years and the clinical status of patients admitted to the ReSCU. | Materials and Methods |
|---|
|
|
|---|
Eligibility criteria for ReSCU admission have been consistent since the opening of the ReSCU3 and include hemodynamic stability, the absence of an arrhythmia requiring telemetry for at least 3 days, and, in the attending physicians judgment, the ability to benefit from the ReSCU. When requests for ReSCU transfer exceeded the number of available beds, admission priority was given to patients who were deemed to be weanable, with all patients referred to the ReSCU from ICUs of the Cleveland Clinic Hospital. The attending physicians assessment of weanability was based on a review of the cause of respiratory failure and an assessment regarding the presence of remediable contributors to ventilator dependence4 (eg, infection and bronchospasm). Patients with irreversible underlying causes of respiratory failure (eg, advanced amyotrophic lateral sclerosis) were not deemed to be weanable and were admitted to the ReSCU only if training for home mechanical ventilation was being considered. Alternately, in patients for whom long-term ventilator support was planned and going home was not deemed desirable or possible, appropriate long-term facilities were sought.
Ongoing prospective data collection in the ReSCU included monitoring weaning success and ReSCU discharge disposition. In order to allow for the assessment of 5-year follow-up status of all ReSCU patients in this series, the study cohort was restricted to patients admitted to the ReSCU between its opening (August 22, 1993) and August 22, 1996, with 5-year follow-up status determined as of August 22, 2001. Long-term outcomes were ascertained based on a review of hospital medical records, a social security database as of June 2002, and direct inquiry to patients and/or family members. Specifically, postcards containing a short questionnaire were sent to all patients to learn current status, especially regarding the degree of ventilator dependence (if any). Nonresponders and/or family members were called by one of the study investigators to ascertain this information.
The causes of respiratory failure leading to mechanical ventilation and ultimately to ReSCU admission were classified according to a previously described nine-category classification scheme,3 as follows: group 1, COPD; group 2, ARDS with or without multiple organ failure in a nonsurgical patient; group 3, ARDS with multiple organ failure in a surgical patient; group 4, post-cardiovascular surgery (without ARDS); group 5, post-thoracic surgery (without ARDS); group 6, respiratory failure without ARDS after any other surgery; group 7, neuromuscular disease; group 8, underlying chronic lung disease other than COPD; and group 9, miscellaneous causes. To permit statistical comparison among groups, several of the nine categories were combined logically and a priori to create five groups of respiratory failure cause, as follows: group 1, COPD (same group 1 as in the nine-category system); group 2, nonsurgical causes (combines groups 2 and 8 in the nine-category system); group 3, respiratory failure complicating surgical intervention (combines groups 3 to 6 in the nine-category system); group 4, neuromuscular disease (same as group 7 in the nine-category system); group 5, miscellaneous causes (same as group 9 in the nine-category system).
Criteria for ReSCU discharge, as determined by the attending physician, included the following:
72 h); Discharge from the ReSCU was to home, to an extended care facility for rehabilitation, to a regular hospital nursing unit in the Cleveland Clinic Hospital (or to another acute care hospital on patient request), or, if the patient was deemed to be unweanable (ie, with repeated failures to wean after experiencing optimized status of remediable causes of respiratory failure), to a long-term facility for ongoing ventilatory care.
Statistical analysis was performed using Kaplan-Meier (KM) survival analysis to estimate overall survival, and to assess the association between survival and the year of ReSCU admission, gender, age as a categoric variable, and cause of respiratory failure. For subjects with multiple ReSCU admissions, the number of months of follow-up for analysis were calculated from the date of first ReSCU admission to the final outcome status date. Cox proportional hazards regression models were used to perform pairwise comparisons among different years of ReSCU admission and to assess the association between survival and age as continuous variables. Multivariable Cox models were used to assess the association between survival and age, gender, year of ReSCU admission, and cause of respiratory failure. Risk factors were adjusted for each other regardless of their significance in the model. The significance level was 0.05 for all hypotheses, and a Bonferroni correction was used for the pairwise comparisons among years of ReSCU admission. The study was approved by the Investigational Review Board of the CCF.
| Results |
|---|
|
|
|---|
|
|
Twenty-seven of the 162 individuals (17%) died during the hospital stay, and 135 patients (83%) were discharged from the hospital. Two of these 27 decedents expired after ventilator support was withdrawn in response to their directives. The hospital survival rate among the seven patients readmitted to the ReSCU on separate hospitalizations was 86%. As shown in Figure 1 , KM survival rate estimates for all 162 patients were as follows: 1 month, 89% (95% confidence interval [CI], 85 to 94%); 1 year, 43% (95% CI, 35 to 51%); 2 years, 32% (95% CI, 25 to 39%); 3 years, 27% (95% CI, 20 to 34%); 4 years, 24% (95% CI, 17 to 31%); and 5 years, 19% (95% CI, 13 to 25%). An additional 7 of the 28 patients still at risk at 5 years were known to have died after the 5-year milestone.
|
85 years) showed that younger age is significantly associated with longer survival (p = 0.001). In the multivariable Cox model, age (as a continuous variable) was significantly associated with survival (p < 0.001; risk ratio per 10 years, 1.3; 95% CI, 1.1 to 1.6) even after adjusting for gender (p = 0.052; risk ratio, 1.4; 95% CI, 1.0 to 2.0), year of ReSCU admission (p = 0.14), and cause of respiratory failure (p = 0.81).
|
|
|
| Discussion |
|---|
|
|
|---|
This study extends the limited available experience from long-term weaning units,4
5
6
7
8
9
10
which is summarized in Table 3
. Specifically, we are aware of data regarding survival rates at
1 year post-hospital discharge from six other reports, two of which regarded experience with a hospital-based weaning unit like the ReSCU.4
9
In the largest series describing long-term outcomes of weaning unit patients, Scheinhorn et al5
reported a 1-year survival rate of 38% among 1,123 patients admitted to a regional weaning center between 1988 and 1996. As in the current series, survival rates increased over time in that series, with the 1-year survival rate increasing significantly from 28.8% (for patients admitted to the weaning center in the period between May 1988 and June 1991) to 44.9% (for patients admitted to the weaning center between July 1991 and December 1995) [p < 0.001]. In a second study regarding outcomes of patients transferred from the ICUs to a long-term acute care (LTAC) hospital, Carson et al6
reported that only 23% of 133 patients were alive 1 year following LTAC hospital admission and that only 8% were fully independent. An analysis of the risk factors for 1-year mortality identified a high-risk group consisting of patients who were
75 years old and those between 65 and 75 years who were not independent prior to ICU admission; the 1-year survival rate in this group was 5% in contrast to 56% (p < 0.001) for the low-risk group (ie, those younger than 65 years or those
75 years who previously had been independent). In a third series, Nasraway et al7
reported outcomes in a consecutive series of 97 adult ICU survivors, 73% of whom were ventilator-dependent at the time of discharge to an extended care facility. Survival rates were 50.5% at 1 year and decreased to approximately 35% at 2 years. In keeping with the disappointing long-term outcomes in our series and in that of Carson et al,6
only 11.5% of all patients had returned home at 1 year, and were ventilator-independent with good physical function and at least fair quality of life. Gracey and colleagues4
8
reported that 53% of 190 patients who survived to discharge from the Mayo Clinic weaning unit were alive at 4 years. They also reported hospital mortality rates of 6% and 10%, respectively, for weaning unit patients for the intervals from 1990 to 1993 and from 1993 to 1998. Finally, Schonhofer et al9
have reported that the 3-year and 5-year survival rates among patients admitted to a German weaning center were 38% and 33%, respectively.
|
The 5-year survival rates in the current study extend the experience of the single available report of 5-year survival by Schonhofer et al.9 In that earlier study, the 5-year survival rate estimated from 21 at-risk patients was 33%, and the survival rate declined steeply from 3 months post-hospital discharge (67%) to 3 years (38%). Similarly, our experience suggests that the steepest decline in survival occurred within the first 2 years following ReSCU admission, with a slower decline between 2 and 5 years.
Although concurrent controlled trials regarding the efficacy of weaning units compared with conventional ICU care are not available, a comparison of outcomes of patients managed in both types of units may permit cautious comment, recognizing the potential biases that patients baseline mortality risks are not matched and that unit performance may be importantly affected by medical innovations over time. In an early series by Spicher and White11 regarding outcomes of 250 patients receiving mechanical ventilation for >10 days and discharged from conventional ICUs between 1979 and 1984, the rate of hospital survival was 39.2%. The 1-year and 2-year survival rates were 28.6% and 22.5%, respectively, and were considerably lower than the survival rates in the ReSCU (45% and 34%, respectively). Also, in a 1984 series of 10 COPD patients who received mechanical ventilation for > 30 days, Morganroth et al12 reported a 1-year survival rate of 30%, which again was lower than that observed in the ReSCU. Finally, Gracey et al4 compared their experience with 132 patients in the Mayo Ventilator Dependent Unit (VDU) between 1990 and 1992 with 104 patients managed in a conventional ICU at the Mayo Clinic between 1986 and 1988. In support of the efficacy of the weaning unit, the hospital mortality rate was lower in the VDU patients (9.8%) than in the pre-VDU patients (43.3%; p = 0.01). Pooled data for patients whose respiratory failure was attributed to three underlying causes (ie, previous lung disease, other medical conditions, and postoperative patients) showed that longer term survival (ie, up to 3 years) was also higher among the VDU patients.
Several important limitations of this study warrant mention. First, although clinical practice in the ReSCU is informed by guidelines from the literature,1 the local features of this unit and of our practice may generalize incompletely to other settings. For example, the hospital-based nature of the unit, and its size and staffing may differ from other units. A second shortcoming of this study was that, despite extensive efforts to achieve complete follow-up in this series, the long-term follow-up status of nine patients remained unknown. While this number is small and therefore unlikely to significantly affect overall outcomes in this study, complete follow-up is clearly preferable. Specifically, if all nine patients who were unaccounted for are assumed to have died just after their last known contact, the 5-year survival rate changes minimally, from 19 to 17%. A third limitation is our lack of APACHE (acute physiology and chronic health evaluation) data. Although APACHE scores are meant to stratify risk among short-term ICU patients based on presenting features rather than on later clinical characteristics (ie, at the time of ReSCU admission), the lack of APACHE data in our series hampers the comparison of our experience with those of others.
Overall, our findings suggest that as an example of a hospital-based weaning unit, care in the ReSCU is associated with favorable short-term survival and ventilatory goals, but that long-term survival rates, even among this selected cohort, are disappointing. The possible reasons for poor long-term outcomes may include patients overall poor medical condition as well as aspects of their longer-term care, which were beyond the scope of the current study but clearly warrant closer attention based on these results. We hope that these results will prompt further inquiry and analysis of the factors that influence long-term survival in order to effect better long-term outcomes.
| Footnotes |
|---|
Received for publication August 29, 2002. Accepted for publication April 23, 2003.
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
P. A. Walts, S. C. Murthy, A. C. Arroliga, J.-P. Yared, J. Rajeswaran, T. W. Rice, B. W. Lytle, and E. H. Blackstone Tracheostomy after cardiovascular surgery: An assessment of long-term outcome J. Thorac. Cardiovasc. Surg., April 1, 2006; 131(4): 830 - 837. [Abstract] [Full Text] [PDF] |
||||
![]() |
C.-J. Huang and H.-C. Lin Association between Adrenal Insufficiency and Ventilator Weaning Am. J. Respir. Crit. Care Med., February 1, 2006; 173(3): 276 - 280. [Abstract] [Full Text] [PDF] |
||||
![]() |
N. R. MacIntyre, S. K. Epstein, S. Carson, D. Scheinhorn, K. Christopher, and S. Muldoon Management of Patients Requiring Prolonged Mechanical Ventilation: Report of a NAMDRC Consensus Conference Chest, December 1, 2005; 128(6): 3937 - 3954. [Abstract] [Full Text] [PDF] |
||||
![]() |
M. C. Engoren and C. M. Arslanian-Engoren Outcome After Tracheostomy for Respiratory Failure in the Elderly J Intensive Care Med, March 1, 2005; 20(2): 104 - 110. [Abstract] [PDF] |
||||
![]() |
A K Simonds Streamlining weaning: protocols and weaning units Thorax, March 1, 2005; 60(3): 175 - 182. [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |