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* From the Sleep Disorders Clinic (Mr. Beecroft, Mr. Lukic, and Dr. Hanly), St. Michaels Hospital, University of Toronto, Toronto; and Medigas/Praxair (Ms. Zanon), W Toronto, ON, Canada.
Correspondence to: Patrick J. Hanly, MD, 6049 Bond, St. Michaels Hospital, 30 Bond St, Toronto, ON, Canada M5B 1W8; e-mail: hanlyp{at}smh.toronto.on.ca
| Abstract |
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Methods: Ninety-eight, consecutive CPAP-naïve patients with OSA diagnosed by overnight polysomnography (apnea-hypopnea index [AHI] > 5) were referred for CPAP therapy. All patients were presented with a variety of CPAP masks, including nasal, oronasal, and Oracle, and reasons for mask choice were documented. After 3 weeks of acclimatization to the mask of their choice, patients had a CPAP titration sleep study to determine their optimal CPAP level. Further follow-up was obtained 2 months and 6 months later with a subjective patient assessment of CPAP use and efficacy, mask comfort, and upper airway dryness.
Results: Patients were predominantly male (70%), middle aged (50.6 ± 11.7 years), and moderately obese (body mass index, 32.5 ± 9.0) with severe OSA (AHI, 40.6 ± 25.8/h) [mean ± SD]. Patients were classified into three groups based on their choice of mask: nasal (66%), Oracle (27%), and oronasal (7%). Baseline characteristics did not differ significantly between groups. Optimal CPAP was not significantly different between mask groups (nasal, 7.7 ± 2.1 cm H2O; Oracle, 8.0 ± 2.0 cm H2O; oronasal, 9.7 ± 3.2 cm H2O; p = 0.267). Subjective ratings of adherence, efficacy, and mask comfort were also similar between groups. However, the Oracle group had more complaints of upper airway dryness and "rain-out." The oronasal group had a disproportionately greater number of dropouts from CPAP therapy than the Oracle group (57% vs 19%, p = 0.046). Nine patients changed from the Oracle mask to a nasal mask during the study, whereas no patients changed from their nasal or oronasal masks.
Conclusions: The Oracle mask is an efficacious interface for long-term CPAP therapy in patients with OSA. The main limitations of the mask are upper airway dryness and rain-out associated with heated humidification, which may be improved by further technical modifications. Oracle may be more acceptable than oronasal masks for patients who cannot rely exclusively on the nasal airway for CPAP therapy.
Key Words: adherence oral continuous positive airway pressure sleep apnea
| Introduction |
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| Materials and Methods |
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Oracle Mask
The Oracle oral mask is a strapless, butterfly-shaped interface that rests in the oral vestibule between the lips and teeth (Fig 1
). It is comprised of a rigid inner framework, which depresses the tongue, a soft seal, which sits between the lips and teeth, an adjustable flap, which seals around the mouth on the skin surface, and tubing, which attaches to the CPAP unit. The features of the mouthpiece ensure the desired positive airway pressure is delivered to the patient with minimal leakage, and that the mouthpiece is retained in the mouth while asleep. The flexible tubing facilitates freedom of movement while maintaining circuit integrity, and contains an exhaust port adjacent to the mouthpiece, which provides a means to purge exhaled gases from the breathing circuit.
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Following CPAP orientation and acclimatization, all patients underwent a CPAP titration study at the sleep laboratory 3 weeks after they received their CPAP mask and unit. All patients were instructed to bring their own mask, which they wore for the duration of the study. Recordings were performed in a similar manner to the diagnostic study, except that the patients were monitored on CPAP and the pressure was titrated to a level that resolved obstructive respiratory events and was comfortable (termed optimal CPAP). Patients also completed a CPAP questionnaire (Appendix). The CPAP units were set at this level the morning after their study.
Follow-up
One week following commencement of CPAP therapy, patients were contacted by the home-care company to address problems and record their adherence to therapy. If patients were unable to tolerate either the Oracle mask or other mask of their choice, they were offered the option of switching to an alternative mask. Reasons for mask preference were documented. One week following the CPAP titration study, a second telephone follow-up was performed by the home-care company to address problems and record adherence.
Subsequently, patients were contacted by telephone at 2 months and 6 months following commencement of CPAP therapy. At these times, patients completed a CPAP questionnaire designed to give a subjective assessment of CPAP usage and efficacy, mask comfort, and upper airway dryness. Adherence was measured as the average number of hours per day and days per week the patient reported using CPAP. Patients were asked to rate the comfort of their mask on a 10-point scale. Within this scale, a rating of 1 indicated the mask was so uncomfortable it was unusable, while a 10 indicated the mask was so comfortable they did not realize it was on. Patients were also asked to rate upper airway dryness. Patients were asked whether they experienced dryness in their nose or mouth when waking after using CPAP and, if so, instructed to rate the dryness on a 10-point scale. Within this scale, a rating of 1 indicated the dryness was so bad they could not use CPAP, while a rating of 10 indicated the dryness was noticeable but not uncomfortable. Efficacy was rated on a scale that ranged from 0 to 6, with 0 indicating that the patient felt worse than prior to using CPAP, and 6 indicating that the patient felt much better than prior to using CPAP.
Analysis
Prevalence of mask choice and reasons for mask preference were analyzed, and polysomnography data and patient satisfaction/adherence were compared for the nasal, oronasal, and Oracle mask groups. Furthermore, dropouts from CPAP therapy and changes in mask preference were compared between the nasal, oronasal, and Oracle mask groups. The means of data among these three groups were compared using one-way analysis of variance and post hoc Tukey tests to determine significant differences. Two-month and 6-month data were compared using paired Student t test, and gender differences were examined using unpaired Student t test. Ordinal and binary variables were compared using a
2 test. All p values < 0.05 were considered statistically significant.
| Results |
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Patients who dropped out during the course of the study were found to have a shorter total sleep time during their diagnostic sleep study (dropout group, 5.1 ± 1.5 h; control group, 5.7 ± 1.1 h; p = 0.044), and a longer sleep latency (dropout group, 28.2 ± 40.1 h; control group, 14.3 ± 15.1 h; p = 0.023) during their CPAP titration study; however, their disease severity (AHI) did not differ (dropout group, 38.3 ± 28.7/h; control group, 41.5 ± 24.7/h; p = 0.582). Patients who dropped out prior to CPAP titration did not differ in baseline demographics or diagnostic polysomnography data from those who did not. The proportion of patients who used humidification was similar between those who dropped out and those who continued to use CPAP therapy. The reported reasons for dropping out included an inability to acclimatize to CPAP therapy (43.3%), coexisting illness (10%), worsened sleep (23.3%), difficulty acclimatizing to mask and/or headgear (13.3%), and unwillingness to tolerate the inconvenience (10%). There were no significant intergroup differences in terms of missing data unavailable for follow-up (Table 3) . At the 6-month follow-up, dropouts and unavailable for follow-up reduced the oronasal group to one patient. As such, comparisons of the 6-month data were made only between the nasal and Oracle groups.
Adherence
The average reported CPAP usage for the various mask groups is presented in Table 4
. There were no significant differences between groups in reported hours of use per night during acclimatization (nasal, 4.95 ± 2.05 h; Oracle, 4.87 ± 2.51 h; oronasal, 4.50 ± 1.87 h; p = 0.90), although the oronasal group reported using CPAP fewer nights per week during this period (nasal, 5.88 ± 1.72 nights; Oracle, 6.62 ± 0.89 nights; oronasal, 3.80 ± 3.03 nights; p = 0.01). There were no significant differences in adherence between mask groups at 2 months, nor between the nasal and Oracle groups at 6 months (Table 4)
. At the 2-month follow-up, 49% of the patients enrolled reported using CPAP for at least 4 h per night and 5 d/wk. At the 6-month follow-up, this fell to 41%. When examining those patients who continued to use CPAP at 6 months, it was found that average weekly usage decreased significantly from 2 to 6 months (6.4 ± 1.3 d/wk vs 5.8 ± 2.0 d/wk, p = 0.014), while average nightly usage remained the same. There were no significant differences between mask groups in reported involuntary mask removal. Patients who received heated humidification reported greater CPAP adherence at the 6-month follow-up in terms of hours per night than those who received cold passover (heated, 5.5 ± 2.1 h; cold passover, 4.5 ± 0.6 h; p = 0.034).
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At 2 months, 55% of patients using CPAP reported upper airway dryness, and the proportion of patients with this complaint tended to be higher in the oronasal and Oracle mask groups (nasal, 46%; oronasal, 80%; Oracle, 83%; p = 0.033). At 6 months, 47% of the patients who continued to use CPAP reported dryness, and the proportion of patients with this complaint was higher in the Oracle group (nasal, 42%; Oracle, 73%; p = 0.295), although this did not reach statistical significance. Among patients who reported dryness, the Oracle group reported significantly worse dryness both at 2 months (nasal, 7.8 ± 1.6; oronasal, 5.8 ± 3.7; Oracle, 6.0 ± 1.2; p = 0.026 nasal vs Oracle) and at 6 months (nasal, 7.2 ± 2.2; Oracle, 5.1 ± 1.8; p = 0.021). There were no significant differences in dryness ratings over time, and the severity of dryness complaints did not differ between those who dropped out and those who did not, nor were there significant differences in the severity of dryness complaints between dropout and nondropouts within the Oracle group.
At both 2 months and 6 months, four patients from the Oracle group complained of "rain-out," whereby excess condensation accumulated in the CPAP tubing and disturbed their sleep. At 2 months, there were no rain-out complaints from the nasal or oronasal group; at 6 months, one patient from the nasal group complained of rain-out. There were no significant differences in subjective ratings of efficacy between mask groups at 2 months (nasal, 4.5 ± 1.2; oronasal, 3.9 ± 1.6; Oracle, 4.5 ± 1.2; p = 0.594), nor between the nasal and Oracle groups at 6 months (nasal, 4.8 ± 1.1; Oracle, 4.9 ± 1.1; p = 0.801), nor were there any significant differences over time. Furthermore, there were no significant differences in efficacy ratings at the time of CPAP titration (nasal, 3.7 ± 1.5; oronasal, 3.0 ± 1.4; Oracle, 4.4 ± 1.1; p = 0.124). However, patients who received heated humidification reported greater subjective ratings of efficacy at the 6-month follow-up than those who received cold-passover humidification (heated, 4.9 ± 1.1; cold passover, 3.8 ± 0.5; p = 0.010).
| Discussion |
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Although CPAP therapy has its limitations, it remains the most definitive way to correct OSA.7 One limitation is the difficulty some patients experience using nasal and oronasal masks, associated with structural or functional abnormalities of the nasal airway.9 An additional limitation is the inconvenience and discomfort associated with the headgear that is required to stabilize nasal and oronasal masks. The Oracle mask addresses both of these problems by offering an interface that exclusively uses the oral airway and that does not require headgear to stabilize it. We enrolled consecutive patients in whom CPAP therapy was indicated following clinical and polysomnographic assessment. We chose CPAP-naïve patients to avoid the effect of previous experience with CPAP confounding our results. The initial appeal of the Oracle mask is reflected by the fact that 27% of patients chose it over other conventional masks. However, the fact that 46% of these patients continued to use the Oracle mask 6 months after their CPAP titration, compared to 68% who continued to use their nasal mask (Table 3) , indicates that the conditions for continued use have not yet been optimized.
Our study design may have introduced bias due to nonrandomization of mask use, and the presentation, acclimatization, and titration of CPAP. We did not randomly use all three mask types in each patient for several reasons. First, we believed that many patients would be unable or unwilling to use all mask types, which would preclude adequate comparison. Second, we believed that allowing patients to use a mask of their choice would be an important motivator and determinant of continued use, which was important in maintaining the feasibility of the study. To this end, we permitted patients to change their mask type if their initial choice did not meet their expectations. Third, we wanted to assess patients mask preference following a standardized presentation (as described in "Materials and Methods"). Consequently, we feel that the design we used was appropriate for the questions we wished to address, and that it was a closer reflection of what happens in daily practice. We do not feel that patients mask choice was biased by our study design.
All patients were acclimatized to CPAP in a standardized fashion. We have analyzed subjective compliance data obtained at the time of CPAP titration, which reflects the acclimatization experience of all patients who used CPAP from the time of their initial set-up up to the time of their CPAP titration study. There were no significant differences between groups in reported efficacy and hours of use per night, although the oronasal group reported using CPAP fewer nights per week (nasal, 5.88 ± 1.72 nights per week; Oracle, 6.62 ± 0.89 nights; oronasal, 3.80 ± 3.03 nights; p = 0.01). Consequently, we do not believe that the acclimatization procedure was a source of significant bias in our study. We also used a standardized CPAP titration protocol, which determined the CPAP level that abolished flow limitation and was comfortable for the patient. The fact that optimal CPAP level and AHI while receiving optimal CPAP did not differ between mask groups indicates a lack of systematic bias in the CPAP titration studies.
CPAP controlled OSA equally well when it was administered through the Oracle mask as when it was administered through conventional nasal or oronasal masks. This finding is consistent with previous work, which found CPAP delivery through the mouth to be as effective as delivery through the nose.10 11 The optimal CPAP level, determined on the CPAP titration study, was the same for all three mask groups. This indicates that the mean difference between the acclimatization pressure (5 cm H2O) and the optimal pressure was the same in all groups. Although it is possible that suboptimal pressure during the acclimatization period contributed to the poorer adherence and elevated dropout rate within the oronasal group, these findings do not support this hypothesis. Furthermore, the subjective response to CPAP among patients who continued to use it following their titration study was the same, regardless of whether they used the Oracle mask or a conventional nasal mask.
Unfortunately, electronic monitoring of CPAP adherence was not performed. We would have liked to monitor the time spent at the prescribed CPAP level, but this was not available on all CPAP units that were used in the study. Although the units did have a chronometer, we were unable to find a reliable way to record hours of use on each CPAP unit as patients frequently forgot to read the time meter on their unit or neglected to bring their CPAP units to their follow-up visits; we did not have the resources to perform home visits. Ultimately, we believed that the best measurement of CPAP adherence that was available on all patients was to use self-reporting, acknowledging the limitations of that measurement. If there was a systematic error in this measurement, we anticipate that it applied equally to all patient groups.
Heated humidification plays an important role in CPAP therapy,12 and it is particularly important in patients who are using the Oracle mask. Although heated humidification was not standardized across groups in terms of the level of humidity that was set, the vast majority of patients in all groups did use heated humidification. This study was not designed to address the efficacy of humidification in different CPAP masks. In fact, we were concerned that using the same level of humidification in all patients would confound the interpretation of our results. We know from previous experience that oral masks require a higher level of humidification than nasal masks; consequently, limiting the level of humidification to patients who chose the Oracle mask could have biased our results by increasing the level of discomfort due to suboptimal humidification alone. Similarly, excessive humidification may have produced rain-out in some patients (regardless of the mask they chose), which could have limited their use of CPAP for reasons not specifically related to the mask they chose. We wanted to assess the efficacy of different masks assuming that comfort was optimized by all conventional means including adequate humidification. We also feel this provides a more accurate reflection of patients experience in everyday practice, and consequently patients were given the opportunity to titrate their level of humidification to optimize comfort.
Upper airway dryness and rain-out associated with heated humidification are the main factors that limit the use of the Oracle mask for CPAP therapy. Complaints of upper airway dryness tended to be more prevalent throughout the study in patients who used the Oracle mask. Furthermore, among those who complained of dryness, the severity was significantly greater among patients who used the Oracle mask than those who used other masks. It is possible that further modifications in mask design will reduce the prevalence and severity of this complaint. Interestingly, the severity of upper airway dryness did not differ between patients who discontinued CPAP and those who persevered with it, which was also true for the Oracle group alone, which suggests that patients discontinued CPAP therapy for reasons other than upper airway dryness. The treatment of upper airway dryness with heated humidification may cause excessive condensation in the CPAP tubing (termed rain-out), resulting in discomfort and sleep disruption. Rain-out was more common in patients who used the Oracle mask, which is most likely due to a requirement for higher humidity with this mask. Unfortunately, our study did not record the level of humidification that patients used, which would address this possibility. The recent addition of a thermostat to heated humidifiers on CPAP units reduces the heater temperature as room temperature falls, which has been shown to reduce the degree of rain-out at nighttime. Further studies are required to determine what role these modifications will play in adherence to CPAP therapy, and whether overall outcome is improved in patients receiving oral CPAP.
Until recently, patients who cannot tolerate nasal CPAP were obliged to use an oronasal mask, which is often uncomfortable and technically difficult to use.6 9 In our study, the proportion of patients who stopped using CPAP (dropouts) was significantly higher among those who chose an oronasal mask than those who opted for the Oracle mask (Table 3) . Notwithstanding the fact that the difference was no longer significant when patients who changed from the Oracle mask to another type of mask were included in the evaluation (Table 3) , this raises the possibility that the Oracle mask may have some advantages over oronasal masks in this patient population. Future studies should address whether the Oracle mask is a more efficacious interface for patients who have occluded nasal airways or who require more sophisticated ventilatory support. The reason for the higher dropout rate in the oronasal group is not entirely clear. However, previous work by others13 has suggested that oronasal masks are less effective than nasal masks in overcoming the dynamic forces responsible for airway closure in patients with OSA.
In summary, the Oracle mask was an efficacious interface for long-term CPAP therapy in approximately 20% of patients with clinically significant OSA. The anticipated problem with upper airway dryness was adequately controlled in most patients by heated humidification, although excessive humidification (rain-out) was observed in some patients. The Oracle mask may be more acceptable than oronasal masks for patients who cannot rely exclusively on the nasal airway for CPAP therapy.
| Appendix |
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| Footnotes |
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This research was performed at Sleep Disorders Clinic, St. Michaels Hospital, University of Toronto, and Medigas/Praxair.
Supported by Fisher & Paykel Healthcare.
Received for publication January 8, 2003. Accepted for publication July 1, 2003.
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