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* From the Pulmonary and Critical Care Unit (Drs. Gong, Thompson, and Christiani), Department of Medicine, Massachusetts General Hospital, Harvard Medical School; and the Environmental Health Department (Drs. Wei, Xu, and Miller), Harvard School of Public Health, Boston, MA.
Correspondence to: David C. Christiani, MD, FCCP, Harvard School of Public Health, 665 Huntington Ave, Boston, MA 02115; e-mail: dchris{at}hohp.harvard.edu
| Abstract |
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Design: Nested case-control study conducted from September 1999 to March 2001.
Setting: Four adult medical and surgical ICUs at a tertiary academic center.
Patients: One hundred eighty-nine patients meeting study criteria for a defined risk factor for ARDS were enrolled and prospectively followed.
Measurements and results: Seventy-two patients (38%) developed ARDS. After stratification by gender and adjustment for potential confounders, there was a significantly increased odds for women with the variant SP-B gene to develop ARDS compared to women homozygous for the wild-type allele (odds ratio [OR], 4.5; 95% confidence interval [CI], 1.1 to 18.8; p = 0.03). Women with the variant SP-B polymorphism also had significantly increased odds of having a direct pulmonary injury such as aspiration or pneumonia as a risk factor for ARDS as opposed to an indirect pulmonary risk for ARDS (OR, 4.6; 95% CI, 1.1 to 19.9; p = 0.04). No such association with ARDS or direct pulmonary injury was found for men.
Conclusion: The variant polymorphism of the SP-B gene is associated with ARDS and with direct pulmonary injury in women, but not in men. Further study is needed to confirm the association between the variant SP-B gene, and gender, ARDS, and direct pulmonary injury.
Key Words: ARDS genetic susceptibility surfactant
| Introduction |
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Individual differences in susceptibility are a subject of active molecular epidemiologic investigation for various common diseases such as lung cancer,8
coronary artery disease,9
traumatic brain injury,10
and osteoporosis.11
Other studies have suggested possible genetic susceptibility to developing cerebral malaria for individuals homozygous for the tumor necrosis factor (TNF)-
promoter polymorphism TNF2,12
septic shock in individuals with the TNF2 allele,13
or those who are homozygous for the polymorphism TNFB2 on the TNF-ß gene.14
There have been some preliminary investigations into the genetic susceptibility of acute lung injury. Homozygosity for the deletion polymorphism in the angiotensin-converting enzyme gene, which is associated with higher angiotensin-converting enzyme levels and activity, was found in an increased frequency among patients with ARDS compared to the following three control groups in the United Kingdom: patients with non-ARDS respiratory failure; patients undergoing coronary artery bypass surgery; and healthy men.15 16 In addition, the C allele of the 174GC polymorphism in the interleukin-6 gene, which has been associated with lower interleukin-6 plasma concentration, was found in a lower frequency in nonsurvivors with and without ARDS.15 However, it is not clear whether the control subjects were at risk for lung injury initially.
Pulmonary surfactant is synthesized primarily by type II alveolar cells and lowers the surface tension by interfering with the intermolecular attractive forces of the aqueous layer on the alveolar surface, thereby allowing for normal expansion of the lung.17 Also, surfactant may have immunologic properties, including enhancement bacterial phagocytosis and chemotaxis of alveolar macrophages.18 19 In ARDS, pulmonary surfactant does not function normally. For example, the lipid-protein complex obtained from ARDS patients via BAL does not appear to be surface-active, and the specific lipid composition of surfactant is altered in patients with ARDS.20 In addition, some plasma proteins such as albumin, which are characteristically elevated in the alveolar space of ARDS patients, inhibit the surface properties of the surfactant.21
Surfactant protein-B (SP-B) is one of the hydrophobic proteins crucial to the surface-lowering properties of surfactant.22 It is encoded on a relatively small gene of about 9,500 base pain (bp) on the short arm of chromosome 2.23 A polymorphism containing a variable number of tandem repeats has been localized to intron 4 of the SP-B gene in a study of infants with respiratory distress syndrome.24 About 90% of whites had an "invariant" or wild-type, 2.5-kb fragment, but some subjects had either a smaller or larger variant of this band due to a deletion or insertion polymorphism at intron 4 of this gene.25 Genomic DNA analysis revealed the frequency of insertion/deletion variants of this polymorphism to be 29.3% among infants with respiratory distress syndrome in contrast to 16.8% among control infants (p < 0.05).25 Polymorphisms in the SP-B gene were found to be associated with ARDS in two previous studies by the same group.26 27 In one study,24 the frequency of the insertion/deletion variants in intron 4 was 46.6% among 15 ARDS patients in contrast to 4.3% among control subjects (p < 0.05). However, this study was limited by the use of healthy blood donors as control subjects and by the lack of control of clinical factors known to contribute to ARDS.15 In the other study on the -1580C/T missense mutation in exon 4 of the SP-B gene,16 allele frequency in the control group deviated from that predicted by the Hardy-Weinberg equilibrium. It has been suggested28 that deviations from the Hardy-Weinberg equilibrium among control subjects in molecular epidemiology studies should prompt a repeat analysis and investigation for potential complications such as genotyping error and population stratification.
Therefore, we performed a hospital-based nested case-control study to investigate the possible association between the variant SP-B polymorphism and the development of ARDS in at-risk individuals.
| Materials and Methods |
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200 mm Hg; (3) bilateral infiltrates seen on chest radiographs not fully explained by masses, effusions, or collapse; and (4) pulmonary arterial occlusion pressure
18 mm Hg or no clinical evidence of left atrial hypertension. Subjects who fulfilled the criteria for ARDS during their ICU stay were selected as cases while at-risk patients who did not meet the criteria for ARDS at anytime during their ICU hospitalization were selected as control subjects. The Human Subjects Committees of the Massachusetts General Hospital and Harvard School of Public Health approved the study, and informed written consent was obtained from all subjects or their appropriate surrogates.
Alcohol abuse refers to any history of alcoholism, delirium tremors, alcohol-induced seizures, alcoholic hepatitis, or alcoholic cirrhosis. The term tobacco use includes all past and current cigarette smokers. The term corticosteroid use is defined as the use of
300 mg prednisone in the 21 days prior to admission to the ICU or
15 mg prednisone per day in the 7 days prior to admission to the ICU.
DNA Extraction and Genotyping
A 10-mL sample of whole blood was collected in ethylenediaminetetraacetic acid tubes from all subjects at the time of enrollment. DNA was extracted (PureGene kits; Gentra Systems, Inc; Minneapolis, MN) per the manufacturers instruction. This genomic DNA served as the template for the polymerase chain reaction (PCR) amplification of the SP-B gene, as previously described by Floros et al.24
The following oligonucleotides were used as PCR primers: 5'-CTGGTCATCGACTACTTCCA-3'; and 5'-TGTGTGTGAGAGTGAGGGTGTAAG-3'. Patients with 606 bp bands were considered to have a wild-type band. Those patients with any bands smaller or larger than 606 bp were considered to have a variant allele (Fig 1
).
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Comparisons between dichotomous variables were performed with the Fisher exact test, and continuous variables such as age and acute physiology and chronic health evaluation (APACHE) III scores were compared using the Wilcoxon rank sum test. A p value
0.05 was considered to be statistically significant. Conformity to the Hardy-Weinberg equilibrium was determined with a
2 test. A multivariate logistic regression model was built to determine the association between the variant SP-B polymorphism and ARDS. Any covariate found to be significantly associated with ARDS on univariate analysis and any previously described predictors for ARDS, such as age, race, diabetes, and alcohol-related diseases, was included in the model. Tobacco use could not be adjusted for in the model as data were unavailable for 78 subjects. The likelihood functions for different logistic regression models were compared after assuming a linear, quadratic, and step function for continuous variables such as age and APACHE III scores. There were no statistically significant differences between the different models, but a stepwise function makes the least assumptions inherently. Thus, age and APACHE III score without the age component were categorized into decades and into intervals of 25, respectively, in the final models. The effect modification between the variant SP-B polymorphism and the development of ARDS and direct pulmonary injury were determined by the addition of an interaction term to the model. All analyses were performed using the SAS statistical software package (SAS; SAS Institute; Cary, NC).
| Results |
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Gender, Variant SP-B Polymorphism, and the Risk of ARDS and Direct Pulmonary Injury
Thirty-seven subjects (20%) in the cohort had the SP-B-variant genotype with an allele frequency of 0.10. No patient was homozygous for the variant polymorphism. The genotype frequency of the control subjects did not depart significantly from that determined by the Hardy-Weinberg equilibrium (p > 0.25). There was no significant difference in race, gender, age, APACHE III scores, and history of alcohol abuse or diabetes between those with the variant SP-B genotype and those with the wild-type genotype.
The association between the variant SP-B genotype and the development of ARDS in the cohort after stratification by gender and adjustment for age, white race, alcohol abuse, history of diabetes, multiple risk factors, and APACHE III score is shown in Table 4 . The odds of developing ARDS was not significantly elevated in the cohort (odds ratio [OR], 2.1; 95% confidence interval [CI], 0.9 to 4.7; p = 0.08), but after stratification by gender significantly increased odds of developing ARDS were found in women with a variant SP-B allele (OR, 4.5; 95% CI, 1.1 to 18.8; p = 0.03) [Table 4 ], but not in men. Despite the differences in the ORs for ARDS between men and women, our model lacked the power to detect a statistically significant effect modification by gender and variant SP-B genotype after the addition of an interaction term (p = 0.1).
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| Discussion |
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Nevertheless, this cohort of critically ill patients with clearly defined risk factors for ARDS revealed significant and novel findings in the risk factors for the development of ARDS. Despite the limited study size, we found a significant association between the presence of the variant SP-B gene and increased susceptibility to developing ARDS in at-risk women, but not in at-risk men. Given the small sample size, the CIs are wide but still statistically significant. The variant polymorphism in intron 4 of the SP-B gene is known to vary between whites and African Americans with a higher frequency of the variant found in African Americans and Nigerians.26 We lack the power to confirm such population stratification in the frequency of this polymorphism. However, it is unlikely that the relationship found is secondary to racial differences between case patients and control subjects, as our cohort was predominantly white and race was adjusted for in the analysis. It is also unlikely that the association between the variant SP-B polymorphism and ARDS or direct pulmonary injury in women is falsely inflated because of a difference in prevalence in ARDS between men and women. Previous studies3 4 5 have not indicated any gender differences in the development of ARDS except perhaps in female trauma or burn patients. Indeed, we also did not find any significant gender difference in the development of ARDS (Table 2) .
Max et al26 detected a similar genetic association with the variant SP-B polymorphism in 15 patients with ARDS compared to 23 healthy control subjects. The ARDS patients were defined according to the American-European Consensus Committee criteria and included 7 men and 8 women, with 9 of the 15 case patients developing ARDS as a result of pneumonia or aspiration. Max et al26 reported significant increased odds for patients with ARDS to have the variant SP-B allele compared to control subjects. However, the data were not stratified by gender, and important clinical factors related to the variant SP-B polymorphism and ARDS, such as race, age, alcohol history, diabetes, or severity of illness, were not controlled for in the analysis. In addition, their control subjects consisted of healthy individuals with no preceding clinical condition that placed them at risk for ARDS. As the variant SP-B allele may play a role in the intermediate conditions leading to ARDS, the choice of using at-risk control subjects in our cohort, while more clinically relevant, may bias the results toward the null and would not explain the positive association found.
Although this cohort was not designed originally to assess pneumonia and aspiration as an outcome, the study design generated a group of critically ill patients with homogenous, defined problems that are intermediary steps in the development of ARDS. Hence, these intermediate steps can be evaluated separately. A similar approach was utilized in genetic association studies29 examining bronchial hyperresponsiveness as an intermediate step in the development of asthma.
Our results indicate that women with a variant SP-B allele have a statistically significant fourfold increase in the odds of being admitted to an ICU with direct pulmonary injury such as pneumonia or aspiration as opposed to extrapulmonary sepsis, trauma, or multiple transfusions. Our results are consistent with those of a recent report16 that looked at a different polymorphism of the SPB gene, the -1580C/T missense mutation in exon 4, in ARDS patients. Although their study was flawed by a deviation from the Hardy-Weinberg equilibrium among the control subjects, the 1580C allele was found to be associated with ARDS when healthy control subjects and at-risk individuals were compared. This association was due entirely to the increased frequency of the allele in a group of 23 patients with what the authors termed "idiopathic ARDS." This group consisted of 20 patients (87%) with the direct pulmonary injury of pneumonia leading to ARDS. No such association was found in a group of 29 patients with "exogetic ARDS," which consisted of 25 patients (86%) with indirect pulmonary injury such as surgery or trauma leading to ARDS. This result suggests that this SP-B polymorphism may contribute either to the etiology of ARDS or to the pathogenesis of ARDS in those patients with pneumonia. Because of the limited sample size, we were unable to determine whether the variant SP-B polymorphism contributes further to the development of ARDS in those patients with direct pulmonary injury.
Our results indicate that gender may contribute to disease susceptibility in critically ill patients, even among patients who share the same genotype. It is becoming increasingly clear that there are gender differences in disease susceptibility, severity, and outcome in a large variety of diseases.30 Male gender has been found to be associated with increased risk for sepsis and increased mortality from sepsis in some studies,31 but not all.32 Although women with acute respiratory failure from all causes do not appear to have a higher mortality rate than men,33 women have been found to have a higher mortality rate than men in the setting of pneumonia.34 35 In addition, women have been found to be more sensitive to other types of pulmonary injury than men. Female smokers experience a greater loss of FEV1 with a greater risk of hospitalization for COPD than do male smokers, even after controlling for pack-years of smoking.36 Women treated with mediastinal radiation and/or chemotherapy for Hodgkin disease have a greater risk of cardiac and/or pulmonary sequelae that cannot be attributed to differences in age, smoking habits, radiation dose, or chemotherapy.37
Our results indicate that gender alone does not increase the risk for ARDS or direct pulmonary injury. However, female gender in association with the presence of the variant SP-B genotype increases the odds of developing ARDS, pneumonia, or aspiration severe enough to require care in an ICU. As the variant SP-B polymorphism in intron 4 is not transcribed, it is likely that this polymorphism is closely linked to another locus on the SP-B gene that affects the phenotype of the SP-B gene. However, it is clear that SP-B is essential for the normal properties of the lung. Monoclonal antibodies against SP-B produce acute respiratory failure and histologic damage to the lungs of rabbits that are identical to ARDS.38 Full-term infants who are unable to produce SP-B due to a frameshift mutation in exon 4 of this gene die of neonatal respiratory disease, which is characterized histopathologically by alveolar proteinosis.39 Mice that are homozygous for a null mutation in the SP-B gene die, while heterozygous mice have a normal survival and no signs or symptoms under normal conditions except for decreased lung compliance.40 However, these heterozygous mice have an increased risk of pulmonary inflammation, hemorrhage, and edema similar to ARDS after exposure to a direct pulmonary insult such as hyperoxia.41 Although humans heterozygous for SP-B deficiency have normal lung function at baseline,42 it is not clear what the response of these individuals to age and environmental insults such as tobacco use or pneumonia would be. In addition, there is evidence that SP-B production can be compromised in patients with pneumonia and ARDS. Immunosuppressed mice with Pneumocystis carinii pneumonia developed an acquired SP-B deficiency compared to immunosuppressed, uninfected mice.43 ARDS patients have been found to have significantly decreased concentrations of SP-B in their BAL fluid compared to healthy control subjects and patients who are at risk for ARDS,44 and decreased SP-B levels correlated with increased surface activity in the ARDS patients.
It is, therefore, biologically possible that individuals with the variant SP-B genotype are susceptible to greater lung dysfunction after a pulmonary insult. Coupled with their increased sensitivity to lung injury, the presence of the variant SP-B allele could increase further the odds of women developing either ARDS or a direct pulmonary injury, such as pneumonia or aspiration, that is severe enough to warrant an admission to an ICU.
In summary, in our cohort of critically ill patients with the clearly defined ARDS risk factors of sepsis, severe sepsis, trauma, aspiration, and multiple transfusion, the variant polymorphism in intron 4 of the SP-B gene is associated with an increased likelihood of developing ARDS and of being admitted to an ICU with direct pulmonary injury in women, but not in men. A larger study is needed to confirm these results and to investigate further whether the variant SP-B polymorphism in intron 4 contributes to the development of ARDS in those patients with direct or indirect pulmonary risk factors.
| Footnotes |
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This research was supported by research grants HL60710 and ES00002 from the National Institutes of Health. Dr. Gong was supported by grant K23 HL67197 from the National Heart, Lung, and Blood Institute, and Drs. Xu and Miller were supported by grant T32 ES07069 from the National Institute of Environmental Health Sciences.
Received for publication September 4, 2002. Accepted for publication May 16, 2003.
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promoter region associated with susceptibility to cerebral malaria. Nature 1994;371,508-511[CrossRef][Medline]
promoter polymorphism, with septic shock susceptibility and mortality. JAMA 1999;282,561-568This article has been cited by other articles:
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