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* From the Division of Pulmonary and Critical Care Medicine and the UCLA Pulmonary Function and Exercise Physiology Laboratory, David Geffen School of Medicine at UCLA, Los Angeles, CA.
Correspondence to: Donald P. Tashkin, MD, FCCP, Division of Pulmonary and Critical Care Medicine, UCLA School of Medicine, PO Box 951690, 10833 Le Conte Ave, Los Angeles, CA 90095-1690; e-mail: DTashkin{at}mednet.ucla.edu
| Abstract |
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50 patients), double-blind, clinical trials of three long-acting bronchodilators in COPD (the once-daily anticholinergic tiotropium, and the twice-daily ß2-agonists formoterol and salmeterol) within the context of the objectives of treatment defined by the Global Initiative for Chronic Obstructive Lung Disease (GOLD) guidelines. Fourteen published studies were identified, of which 12 studies were published since the release of the GOLD guidelines. All three long-acting bronchodilators were found to effectively improve lung function; however, they differed in their effects on outcomes other than bronchodilation, with salmeterol demonstrating inconsistent efficacy compared with placebo in preventing exacerbations and improving health status, and only tiotropium demonstrating consistent superiority to the short-acting bronchodilator ipratropium. Based on this review, a treatment algorithm for the introduction of long-acting bronchodilators to patients with COPD is proposed, which includes the use of long-acting bronchodilators early in the treatment algorithm.
Key Words: bronchodilators COPD exacerbations formoterol Global Initiative for Chronic Obstructive Lung Disease health status lung function salmeterol tiotropium
| Introduction |
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Currently, COPD is the second most common noninfectious disease in the world, causing some 2.75 million deaths annually,3 and global mortality is predicted to more than double by 2030. The increasing burden of COPD has stimulated research into novel treatment approaches (including new pharmacotherapies) and optimized management strategies. An international collaboration has been convened, the Global Initiative for Chronic Obstructive Lung Disease (GOLD), which seeks, among other objectives, to provide evidence-based recommendations for an integrated COPD management strategy. In 2001, the GOLD committee published guidelines for the diagnosis, management, and prevention of COPD, including recommendations for pharmacologic management.4
The GOLD guidelines4 provide a staging system for the classification of disease severity based on a combination of spirometric lung function and symptoms. In a departure from earlier guidelines, the GOLD guidelines identify a stage 0, which includes patients who may not have symptoms, and still have normal lung function, but are at risk of acquiring COPD by virtue of tobacco smoking or certain environmental exposures. Beyond stage 0, COPD is identified by the presence of airflow obstruction as primarily defined by a reduction in the forced expiratory ratio (FEV1/FVC) below 70%. The severity of COPD is defined in four stagesmild, moderate, severe, and very severeaccording to the severity of impairment in the FEV1.
The GOLD guidelines recommend a stepwise approach to disease management, with bronchodilators being the mainstay of treatment. Short-acting bronchodilators are recommended initially, as needed, in mild disease. As the disease progresses, regular maintenance treatment is indicated; for this, the guidelines note that long-acting bronchodilators are more convenient. In more severe disease, polypharmacy becomes common and a trial of inhaled corticosteroids is recommended.
The bronchodilators currently available for use in COPD can be broadly categorized into three classes: anticholinergics, ß2-sympathomimetic agonists, and methylxanthines. All three have proven effective in improving lung function in patients with COPD, although the narrow therapeutic range of methylxanthines and their relatively weak bronchodilator effect make them a less attractive initial therapeutic option.
The GOLD guidelines do not, however, distinguish between anticholinergic and ß2-agonist bronchodilators, regarding both as equally effective based on evidence then available. Nor do they provide specific guidance on the choice between inhaled long-acting and short-acting bronchodilators (simply noting that long-acting bronchodilators are more convenient). This position was perhaps inevitable given that, at the time the guidelines were being developed, only two studies5 6 7 of long-acting bronchodilators in COPD were available, and only one of these5 included an active comparator.
However, since initial publication of the GOLD guidelines in 2001, there have been 17 publications featuring data from large, comparative, double-blind studies of long-acting bronchodilators. These new studies provide a valuable body of evidence on the relative efficacy of short- and long-acting bronchodilators, as well as the relative efficacy of long-acting ß2-agonists and anticholinergics. This review seeks to examine these new data within the context provided by the GOLD guidelines.
| Rationale for the Use of Bronchodilators in COPD |
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The mechanistic differences between these two classes of inhaled bronchodilator are reflected in the relative utility of each for the management of COPD. Short-acting ß2-agonists, such as albuterol, have a more rapid onset but shorter duration of action than anticholinergics, and thus are commonly prescribed as a "rescue" medication to help relieve acute bronchospasm. Inhaled anticholinergic medications, such as ipratropium, have a slower onset and slightly longer duration of action. One consequence of the differences in their modes of action is that the effects of combining anticholinergic and ß2-agonist bronchodilators are additive, providing greater efficacy than either agent alone.12
The two classes of agent also differ in their nonbronchodilator effects. For example, muscarinic receptors play a role in regulating mucus secretion, although the effect of antimuscarinics on sputum volume is variable.13 14 Viral infections increase cholinergic tone, an effect that may be directly counteracted by anticholinergics.15 Ex vivo, long-acting ß2-agonists have shown cellular effects beyond those exerted on bronchial smooth muscle, including effects on mucociliary transport and neutrophils.16 17 18 These nonbronchodilator effects may provide additional benefits, although the relevance (if any) of these effects to their clinical efficacy in COPD is currently unknown.
| Long-Acting Bronchodilators |
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Only one published trial has directly compared two long-acting bronchodilators; this study comprised two 6-month trials, both placebo controlled, comparing tiotropium with salmeterol.21 22 Although no large-scale, direct comparisons of the clinical efficacy of salmeterol and formoterol have been made, smaller studies36 37 have found that formoterol has an onset of action that is faster than salmeterol and similar to salbutamol.
| Long-Acting Bronchodilators and GOLD Treatment Goals |
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In the following sections of this article we will compare published clinical trial data for each long-acting bronchodilator in the context of the objectives recommended by the GOLD committee. While preventing disease progression, preventing and treating complications, and reducing mortality are important goals of treatment, there have as yet been no published studies that have investigated the efficacy of long-acting bronchodilators with respect to these outcomes. We have, therefore, confined our review to the effects of these treatments on relieving symptoms, increasing exercise tolerance, preventing exacerbations, and improving health status. We have also reviewed the effects on lung function data since, although improved lung function is not explicitly stated by the GOLD as an objective of treatment, it is a fundamental measure of bronchodilator efficacy. A summary of the findings is shown in Table 2 .
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| Lung Function |
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Combination therapies appear to improve the bronchodilator effects of long-acting ß2-agonists. The simultaneous administration of salmeterol and ipratropium produced an additive effect on postdose FEV1,29 and a combination with either theophylline or fluticasone increased the effect of salmeterol on trough FEV1.33 The combination of formoterol twice daily and ipratropium four times daily also improved morning trough FEV1 compared with a combination of salbutamol and ipratropium.26
All the long-acting bronchodilators, therefore, have shown efficacy over periods of either 12 h (salmeterol, formoterol) or 24 h (tiotropium). The only direct comparison of different classes of long-acting bronchodilators found that salmeterol and tiotropium had similar effects on day 1, but peak and average FEV1 were significantly higher with tiotropium from day 15 onwards, and trough FEV1 was significantly higher at 24 weeks.21 22 It appears that the difference at the end of the study (24 weeks) may be due, in part, to the fact that the response to tiotropium was maintained, whereas the response to salmeterol decreased over the time course of the study,21 suggesting the development of tachyphylaxis.
Other studies have not demonstrated tachyphylaxis to the bronchodilator effect of salmeterol. The latter observation may reflect the relatively shorter (12 to 16 weeks) duration of most trials, since another 24-week trial showed that the bronchodilator efficacy of salmeterol relative to placebo diminished over time, suggesting tachyphylaxis.31 Such tachyphylaxis would be consistent with the reduction in bronchodilator efficacy seen in long-term (90-day) studies of albuterol (since both albuterol and salmeterol are partial ß-agonists).38 In contrast, a 12-month study of formoterol (a full ß-agonist) did not reveal evidence of tachyphylaxis, although the earliest time point assessed in this study was 3 months after initiation of study drug, so that the possibility of early onset tachyphylaxis cannot be excluded.25
| Symptoms |
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Tiotropium has been shown to improve TDI focal scores compared with both placebo and ipratropium at all time points over a 12-month period.19 20 Salmeterol did not improve TDI focal scores compared with theophylline,32 and it does not provide consistent benefit compared with placebo.5 22 28 34 Formoterol, 24 µg bid, but not 12 µg bid, improved TDI focal scores compared with placebo over 3 months,23 but formoterol has not yet been compared on this measure with other active treatments.
A second measure of COPD symptoms is patient use of "reliever" short-acting ß2-agonists, since a treatment that effectively reduces symptoms should also reduce the need for rescue medication. Tiotropium reduced the use of rescue medication compared with both placebo and ipratropium,19 20 whereas salmeterol at 50 µg and 100 µg reduced rescue medication use compared with placebo but not compared with ipratropium or theophylline.5 6 29 32 34 The effect of formoterol on the use of rescue medication has not been reported.
In many of these studies,5 6 19 27 28 29 32 COPD symptoms were also assessed by means of a patient diary record. The details of this assessment varied from study to study, but always involved assigning a score either to overall symptoms or to a series of symptoms commonly associated with COPD, such as cough, breathlessness, and chest tightness; however, there was no consistent effect of any long-acting bronchodilator on these outcomes, which may suggest that this instrument is not a sensitive outcome measure in COPD.
The evidence suggests, therefore, that tiotropium is superior to ipratropium in relieving dyspnea, and it also appears to have a more consistent effect compared with placebo than does salmeterol. There are fewer data for formoterol, but the data that do exist suggest that formoterol is superior to placebo.23 24 25
| Exercise Tolerance |
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| Exacerbations |
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Assessing the incidence or severity of exacerbations relies on a robust operational definition, and as yet no consensus has been reached on how exactly to define an exacerbation in COPD.45 Commonly, exacerbations are defined on the basis of an increase in symptoms using a modification of the criteria of Anthonisen et al46 (increased cough and sputum, sputum purulence, and increased dyspnea), although a consensus panel47 has proposed a definition based also on a need for increased health-care resources (eg, prescription of additional medications, or physician or hospital visits).
The studies reviewed here have used differing definitions of exacerbations, thus inevitably making comparisons more difficult. The studies of salmeterol have used a definition based on a need for a change in drug therapy and/or hospitalization, whereas the definition of exacerbations in the tiotropium studies was based on an increase in two or more respiratory symptoms for at least 3 days (which, for the majority of events, required additional medication). The formoterol studies defined exacerbations using both symptoms and health-care use. The symptom-based definition, "bad days," was broadly based (worsening in two or more symptoms on any 1 day, coupled with a > 20% reduction in peak expiratory flow rate), and so is likely to have detected events that would not conventionally be thought of as exacerbations. The health-care-based definition was similar to that used in the salmeterol studies.
In addition to employing varying definitions of exacerbations, the studies reviewed here are of different lengths. The differences in study duration are important because exacerbations, in general, occur with an average annual frequency of one to two times and at most only a few times per year in any individual patient, so that longer studies are more likely to reveal significant effects.48
The 1-year studies19 20 22 of tiotropium found that it reduced the incidence of symptom-based exacerbations, the time to first exacerbation, and the time to first hospitalization compared with either placebo or ipratropium. However, although tiotropium also reduced the incidence of hospitalizations for COPD compared with placebo, it did not significantly reduce the incidence of hospitalizations compared with ipratropium.
Formoterol has been shown to reduce the number of bad days compared with placebo and theophylline, but not with ipratropium.23 24 25 Formoterol at 24 µg, but not lower doses, also reduced the number of exacerbations that were serious enough to require additional therapy compared with placebo.26 27
Salmeterol alone did not reduce the exacerbation rate compared with placebo in six of seven studies,5 6 22 28 29 31 34 although the combination of salmeterol plus ipratropium did29 ; in one study35 salmeterol did reduce the exacerbation rate in patients with a history of exacerbations. Salmeterol also does not seem to have a consistent effect on exacerbations compared with ipratropium,5 28 and did not reduce the incidence of exacerbations compared with theophylline.32
In summary, tiotropium has been shown to reduce the incidence of exacerbations over 12 months compared with both placebo and ipratropium. Salmeterol did not significantly reduce the incidence of exacerbations compared with placebo in five of six 12- to 16-week studies, although a combination of salmeterol and ipratropium may provide a protective effect against exacerbations. Formoterol at 24 µg, but not 12 µg, appears to offer a protective effect against moderate-to-severe exacerbations over 12 months, while lower doses reduce the incidence of mild exacerbations.
| Health Status |
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Tiotropium improved health status as measured by SGRQ compared with both placebo and ipratropium.19 20 Tiotropium, but not salmeterol, improved SGRQ scores compared with placebo, and more patients achieved a clinically meaningful improvement in SGRQ scores with tiotropium vs placebo as compared with salmeterol vs placebo.22 Formoterol was superior on the SGRQ total score to placebo and ipratropium over 12 weeks, but not to placebo over 1 year or theophylline over 12 months.24 25 27
Most studies of salmeterol have not shown any significant effect on health status compared with either placebo,28 30 31 34 35 ipratropium,5 28 or theophylline.32 The combination of salmeterol and ipratropium also did not improve overall health-related quality of life compared with placebo, although the combination did provide clinically and statistically significant improvements in the SGRQ symptoms domain.30
Only one study6 7 has found a significant effect of salmeterol on health status compared with placebo, finding a significant benefit of low-dose (50 µg) salmeterol compared with high-dose (100 µg bid) salmeterol. The latter interesting result was hypothesized to be due to greater CNS stimulation as evidenced by the higher incidence of tremor in the high-dose group. These effects may have led to sleep disturbances and worse overall health status, thereby counteracting the improvements that would be expected due to a reduction in respiratory symptoms.
Studies published to date, therefore, show that both tiotropium and formoterol have demonstrated improvements in health status compared with placebo and ipratropium. However, while there may be some benefit on health status with salmeterol compared with placebo, no consistent effect has been demonstrated.
| Safety and Tolerability |
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| Discussion |
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The trials reviewed here used different patient inclusion criteria, employed somewhat different end points, and were of varying duration. These differences in study design and subject characteristics likely influenced the results; therefore, it is difficult to judge the relative efficacy of different pharmacotherapeutic agents based on these trials, underscoring the need for more head-to-head clinical trials.
The studies reviewed have shown that all the available long-acting bronchodilators are effective in improving lung function, but that they vary in their effects on other clinical outcomes. Salmeterol, in particular, has demonstrated inconsistent efficacy in symptom relief, prevention of exacerbations, and improvement of health status. This conclusion is in accord with a formal meta-analysis of the use of salmeterol in COPD.53 Formoterol, also, has demonstrated inconsistent effects on symptoms compared with placebo, although high-dose formoterol (24 µg) does appear to reduce moderate-to-severe exacerbations. Of the three long-acting bronchodilators, only tiotropium has demonstrated superiority to both placebo and ipratropium on the outcomes reviewed, except for exercise tolerance (for which published data are not yet available). These different effects on outcomes may reflect differences in either the mechanism or the duration of action of these agents, or a combination of both.
As discussed earlier, the GOLD guidelines do not provide much guidance on the role of long-acting bronchodilators in COPD, an inevitable consequence of the paucity of data available when the guidelines were drafted; however, based on the review of data available from clinical trials now published, it is reasonable to propose some specific recommendations with regard to the relative role of tiotropium, formoterol, and salmeterol in the maintenance treatment of COPD. An algorithm for the introduction of the various treatment alternatives, based on the framework of the GOLD guidelines, is suggested in Table 3 and Figure 1 . Some of the principles that led to the development of this algorithm will be described briefly below.
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Figure 1 illustrates two alternative pathways for the staged introduction of long-acting bronchodilator therapy with increasing COPD severity. Both pathways lead from as-needed, short-acting bronchodilators alone in mild disease (stage I) to a single long-acting bronchodilator plus an as-needed, short-acting agent in moderate disease (stage II), to the combination of long-acting anticholinergic and long-acting ß2-adrenergic therapy with progression of disease severity with or without the addition of inhaled corticosteroids for patients with frequent exacerbations or inadequate symptom control despite optimal treatment with bronchodilators alone (stage III/IV). However, available evidence, already reviewed, suggests certain advantages in choosing the left-hand pathway (in bold in Figure 1 ) in less severe disease (stage II). The rationale for preferring the three-step algorithm (presented in the left of Fig 1 ) over alternatives is presented below.
All the long-acting bronchodilators have demonstrated superior efficacy on at least some outcomes compared with short-acting bronchodilators. Therefore, the use of short-acting bronchodilators should be restricted to symptomatic relief for patients with infrequent, intermittent symptoms, and long-acting bronchodilators should be used for maintenance treatment.
Patients whose symptoms are not adequately controlled with short-acting bronchodilators, or whose use of relief medication becomes more frequent or regular rather than intermittent, should be given a long-acting bronchodilator. The proposed algorithm provides a three-step schedule for introducing these to the patient, depending on the level of disease severity.
The evidence reviewed above suggests that, of the long-acting bronchodilators, tiotropium provides the most consistent improvements on the widest range of outcomes. Therefore, the recommended step 1 is the introduction of tiotropium. As with other long-acting bronchodilators, tiotropium should be given in combination with a reliever medication (short-acting rescue ß2-agonist medication was available to all patients in the studies reviewed).
Studies of the combination of long-acting anticholinergics and long-acting ß2-agonists have not been published. However, both salmeterol and formoterol in combination with ipratropium have additive effects on lung function and other outcomes, so that it seems reasonable to expect that the combination of long-acting anticholinergics and long-acting ß2-agonists will provide additive benefits similar to those observed with a combination of short-acting bronchodilators. In patients with more severe symptoms, it is reasonable, therefore, to add salmeterol or formoterol to tiotropium.
As suggested in the GOLD guidelines, other pharmacotherapeutic agents, such as an inhaled corticosteroid (ICS) and theophylline, should be reserved for patients whose symptoms are not adequately controlled and/or have frequent exacerbations despite treatment with inhaled bronchodilators, although these recommendations may change as clinical trials of combinations of ICS and long-acting bronchodilators are published.27 34 35 The placement of these in Table 3 and Figure 1 follows the GOLD precedent.
The treatment algorithm shown represents the first attempt to provide an evidence-based rationale for the appropriate use of long-acting bronchodilators in COPD. In future, new studies comparing combinations of long-acting bronchodilators with one another and with ICS will help to define further the role of combination therapy in COPD. Moreover, since some of the treatment goals listed by GOLD have not been adequately studied, it is important for future studies to address the potential effects of long-acting bronchodilators on long-term outcomes, such as disease progression and mortality. However, a substantial body of data on these long-acting bronchodilators has already been published and, as reviewed here, the evidence for the utility of long-acting bronchodilators, alone and in different combinations (with or without ICS), in COPD is well established.
| Footnotes |
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Dr. Tashkin has received consulting fees from Boehringer Ingelheim, and Dr. Cooper has received consulting fees from Boehringer Ingelheim and is affiliated with the Boehringer Ingelheim Speakers Bureau.
Received for publication October 28, 2002. Accepted for publication April 14, 2003.
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