|
|
||||||||
Guest Access | Sign In via User Name/Password |
|||||||||
* From the Department of Respiratory Medicine, Hospital Clínico Universitario, Universitat de València, Valencia, Spain.
Correspondence to: Emilio Servera MD, FCCP, Avda Blasco Ibáñez 84, E 46021 Valencia, Spain; e-mail: emilio.servera{at}uv.es
| Abstract |
|---|
|
|
|---|
Materials and method: Twenty-six consecutive patients with ALS were studied, 15 with severe bulbar dysfunction. Using a pneumotachograph and with the aid of an oronasal mask, we measured FVC, FEV1, peak cough flow (PCF), maximum insufflation capacity (MIC), PCF generated from a maximum insufflation MIC (PCFMIC), and PCF generated by MI-E (PCFMI-E). MI-E was delivered at ± 40 cm H2O. Maximum inspiratory pressure (PImax) and maximum expiratory pressure (PEmax) at the mouth were also measured.
Results: Although both groups had a similar time from ALS symptom onset to diagnosis, statistical differences (p < 0.05) were found between nonbulbar and bulbar patients in lung function and cough capacity parameters: FVC, 2.58 ± 1.24 L vs 1.62 ± 0.74 L; FEV1, 2.26 ± 1.18 L vs 1.54 ± 0.69 L; PImax, 93.45 ± 47.47 cm H2O vs 3.64 ± 25.07 cm H2O; PEmax, 140.45 ± 75.98 cm H2O vs 69.93 ± 32.14 cm H2O; MIC, 3.02 ± 1.22 L vs 1.97 ± 0.75 L; PCF, 5.91 ± 2.55 L/s vs 3.42 ± 1.44 L/s; PCFMIC, 6.68 ± 2.71 L/s vs 4.00 ± 1.48 L/s; and PCFMI-E, 4.34 ± 0.82 L/s vs 3.35 ± 0.77 L/s. Four patients with bulbar dysfunction and MIC > 1 L had PCFMI-E < 2.7 L/s. The receiver operating characteristic (ROC) curve analysis showed PCFMIC of
2.7 L/s predicting those patients with PCFMI-E < 2.7 L/s. The ROC curve analysis showed PCFMIC > 4 L/s predicting those patients with PCFMIC greater than PCFMI-E.
Conclusion: MI-E is able to generate clinically effective PCFMI-E (> 2.7 L/s) for stable patients with ALS, except for those with bulbar dysfunction who also have a MIC > 1 L and PCFMIC <2.7 L/s who probably have severe dynamic collapse of the upper airways during the exsufflation cycle. Clinically stable patients with mild respiratory dysfunction and PCFMIC > 4 L/s might not benefit from MI-E except during an acute respiratory illness.
Key Words: amyotrophic lateral sclerosis cough capacity lung function test mechanical insufflation-exsufflation neuromuscular disease noninvasive respiratory aids noninvasive ventilation peak cough flow
| Introduction |
|---|
|
|
|---|
Coughing is a key defense mechanism of the airways. The effectiveness of mucus clearance is largely dependent on the magnitude of peak cough flows (PCFs).3 Respiratory muscle weakness decreases PCF and, thereby, diminishes cough effectiveness. There are few data regarding a cutoff point for cough effectiveness. However, a PCF of < 2.7 L/s has been proposed as indicating an ineffective cough on the basis of flows below this level resulting in extubation failure.4 Baseline PCF values < 4.5 L/s have also been reported to be associated with a high risk for pulmonary complications during respiratory tract infections5 because during chest infections the pressure generated by expiratory muscles is reduced6 and, consequently, PCF decreases further. However these cutoff PCF values must be taken with caution and not as precise guidelines to predict cough failure, because they are not based on prospective trial results.
The use of inspiratory and expiratory aids has been reported to reduce the risk of pulmonary complications and prolong survival.7 Mechanical ventilation, noninvasive or via tracheostomy, is able to prevent or reverse ventilatory failure for patients with ALS or other neuromuscular diseases.8 More attention now needs to be paid to clearing airway secretions.
Assisted coughing techniques, both manual and mechanical, can increase PCF over unassisted levels and, thus, increase airway clearance capacity.9 Manually assisted coughing requires patient and caregiver cooperation and involves the use of an abdominal thrust following attainment of lung volumes approaching the maximum insufflation capacity (MIC). This is achieved by using a manual resuscitator or a portable volume ventilator to "stack" volumes of air into the lungs, holding them with a closed glottis.10 Greater PCF reached with assisted coughing can avert respiratory failure and, ultimately, delay or eliminate the need for tracheotomy for airway secretion removal.
Mechanical insufflation-exsufflation (MI-E) is a method for mechanically assisted coughing. MI-E involves a deep insufflation by a positive pressure blower followed immediately by a forced exsufflation in which high expiratory flow rates and a high expiratory pressure gradient are generated between the mouth and the alveoli. If the expiratory flow rates reached with MI-E can exceed those that can be produced during unassisted coughing and, in particular, exceed 2.7 L/s for patients with advanced neuromuscular ventilatory insufficiency,11 the risk of pulmonary complications can be diminished. While this has been demonstrated for patients with neuromuscular diseases with bulbar muscle function,5 it has not been demonstrated for bulbar ALS patients. Likewise, intubation, bronchoscopy, and tracheotomy for airway secretion expulsion may be avoided. The aim of this study, which constitutes a part of long-term prospective project whose objective is to evaluate the utility of noninvasive therapeutic procedures in ALS patients, is to determine under what circumstances MI-E is able to generate effective expiratory flow rates for medically stable patients with bulbar and nonbulbar ALS.
| Materials and Methods |
|---|
|
|
|---|
Maximum inspiratory pressure (PImax) and maximum expiratory pressure (PEmax) at the mouth were measured (Electrometer 78.905A; Hewlett-Packard; Andover, MA) with cheek held. PImax was performed close to residual volume and PEmax was performed close to total lung capacity, and the pressures sustained for 1 s were observed. Three measurements with < 5% variability were recorded, and the highest value was used for the data analysis. Reference values were those of Morales et al.15
PCF were measured using a sealed oronasal mask (King Mask; King System; Noblesville, IN) connected to a pneumotachograph spirometer (MS 2000; C. Schatzman) when the subjects performed a maximal cough effort after a deep inspiration. MIC was attained using a manual resuscitator (Revivator; Hersill; Madrid, Spain) via a sealed oronasal mask (King Mask; King System). The lungs were insufflated to the highest volume that could be held with a closed glottis. The patient was then asked to cough forcefully while a thoracoabdominal thrust was applied. The cough volume and the PCF attained with the MIC (PCFMIC) were measured with a pneumotachograph connected to the mask and the manual resuscitator.
The MI-E (Cough-Assist; JH Emerson; Cambridge, MA) was applied through a full face mask (King Mask; King System). It was set at 40 cm H2O of insufflation pressure, 40 cm H2O of exsufflation pressure with an insufflation/exsufflation ratio of 2/3, and a pause of 1 s between each cycle.722 The patient was asked to try to keep his airway open but to otherwise remain passive and let the Cough-Assist device act unimpeded on the airways. A thoracoabdominal thrust was applied during exsufflation to further increase the PCF.9 With a pneumotachograph placed between the mask and the MI-E circuit, PCF generated by MI-E (PCFMI-E) was measured.
Statistical Analysis
Data were expressed as mean ± SD. Data comparisons were performed by Students paired and unpaired t tests. When the variables did not have a normal distribution, the Mann Whitney test and Wilcoxon test for paired data were used. Receiver operating characteristic (ROC) curves were used in order to identify variables that would best predict those ALS patients for whom MI-E would probably be ineffective (PCFMI-E < 2.7 L/s)4 and those in whom manually assisted coughing would reach greater PCF than MI-E. The level for statistical significance was taken as p < 0.05.
| Results |
|---|
|
|
|---|
|
Seven patients had PCF < 2.7 L/s (2.25 ± 0.34 L/s), all of them with bulbar dysfunction. All of them had rejected tracheostomy as mean to clear secretions and/or mechanical ventilation if needed. Comparing these patients (PCF < 2.7 L/s) with those with PCF
2.7 L/s, we found that they presented lower PCFMIC (2.80 ± 0.30 L/s vs 5.95 ± 2.24 L/s, p < 0,001) and PCFMI-E (2.79 ± 0.38 L/s vs 4.12 ± 0.80 L/s, p < 0.001).
MI-E was able to generate PCFMI-E > 2.7 L/s in all but four patients (2.55 ± 0.09 L/s). A ROC curve was performed in order to seek variables that might predict the patients in whom the MI-E would be ineffective (PCFMI-E < 2.7 L/s). Of all the analyzed variables, PCFMIC had the greatest (p < 0.05) area under the curve (0.98; p < 0.01; 95% confidence interval, 0.82 to 0.99). A value of 2.7 L/s as cutoff point for the PCFMIC had a sensitivity of 1.00 and a specificity of 0.95 in identifying those patients with ineffective PCFMI-E for mucus clearance (< 2.7 L/s), with a positive predictive value of 0.79 and negative predictive value of 1.00. All these four patients have bulbar dysfunction, MIC > 1 L, and PCFMIC < 2.7 L/s.
Statistical differences (p < 0.05) were found between patients with PCFMI-E > 2.7 L/s (n = 22) and those with PCFMI-E < 2.7 L/s (n = 4) in PCF (4.85 ± 2.32 L/s vs 2.18 ± 0.45 L/s), PCFMIC (5.60 ± 2.26 L/s vs 2.29 ± 0.40 L/s), PCFMI-E (3.97 ± 0.82 L/s vs 2.55 ± 0.01 L/s), and PEmax (108.20 ± 70.21 cm H2O vs 60.75 ± 10.90 cm H2O).
A ROC curve was used in the patients we studied in order to seek variables that might predict medically stable patients for whom PCFMIC would be greater than PCFMI-E. The PCFMIC had the greatest area under the curve (0.90; p < 0.01; 95% confidence interval, 0.71 to 0.98). A value of 4 L/s as cutoff point for the PCFMIC had a sensitivity of 0.89 and a specificity of 0.75 in identifying patients with PCFMIC greater than PCF, with a positive predictive value of 0.68 and a negative predictive value of 0.93.
All the patients with no clinically relevant impairment in cough capacity (PCF
4.5 L/s)5 [n = 11, PCF, 6.45 ± 2.12 L/s; 4 patients with some degree of bulbar dysfunction] had MIC greater than FVC (3.13 ± 1.16 L vs 2.84 ± 1.16 L, p < 0.01). Moreover, in these patients PCFMIC was greater than PCFMI-E (7.01 ± 2.29 L/s vs 4.31 ± 0.92 L/s, p < 0.01).
| Discussion |
|---|
|
|
|---|
Impaired cough capacity is a progressive state found in patients with ALS. The different degree of the involvement in the respiratory and bulbar muscles determines the success of the different assisted-coughing techniques in order to generate an effective PCF to remove airway secretions. Inspiratory muscle weakness produces a diminution of vital capacity and lung recoil pressures, expiratory muscle weakness produces a reduction in the intrathoracic pressure generated during the cough maneuver, and severe bulbar dysfunction with failure to close the glottis reduces or eliminates MIC, decreasing potential lung recoil for an effective cough. The result is a decreased PCF, more evident in bulbar patients, as our findings show. We also found that in those patients with ALS and expiratory and inspiratory muscle weakness but effective bulbar muscles, in order to close the glottis (MIC greater than FVC), the generated PCF with manually assisted coughing is greater than unassisted PCF (p < 0.01). This can change an ineffective cough into an effective one.1016 Indeed, the findings of our study show that in those patients with ALS and milder respiratory dysfunction and effective bulbar muscles, the generated PCFMIC is greater than those reached with MI-E. In this way, patients with MIC greater than FVC and PCFMIC > 4 L/s present PCFMIC greater than PCFMI-E in a stable condition. However, our results do not show what may happen to these same patients in an acute respiratory illness when they have airway secretionsfor instance a pulmonary infectionwhen PCFMI-E would be more effective, and thereby more useful, than PCFMIC in order to airway secretions removal.17 Moreover, this study was conducted applying MI-E with a thoracoabdominal thrust and without any patient cough effort because we wanted to evaluate the peak expiratory flow rates generated by MI-E without patient cooperation. We performed our study thus because it is possible that in very advanced ALS or in situations in which no cooperation will be produced, no cough attempts will be made.17 However, the patient cough effort, a thoracoabdominal thrust during the exsufflation cycle, and probably greater set pressures in the MI-E will increase the PCFMI-E.91819
When manually assisted coughing techniques are unable to generate an effective PCF or when the patient is unable to cooperate, the MI-E is the most effective alternative for generating optimal PCF and eliminating airway secretions.9 In this way, the values of PCFMI-E recorded in our study are similar to those attained in previous clinical182021 and experimental studies.22 The findings of our study show that MI-E is able to generate a PCF > 2.7 L/s in patients with ALS when it is applied via a full face mask for patients both with and without bulbar dysfunction, except for those with severe bulbar dysfunction, MIC > 1 L, and PCFMIC < 2.7 L/s. This fact (MIC > 1 L and manually assisted PCF < 2.7 L/s) means that there is an alteration in the upper airway such as greater instability and weakness these muscles due to bulbar dysfunction.23 Because of a suspected upper airway collapse during the application of negative pressure, an upper airway CT scan was performed (Dr. M. A. Moya) at baseline and during the exsufflation cycle of MI-E for a patient whose PCFMI-E was < 2.7 L/s (PCFMI-E of 2.55 L/s), and for another patient with bulbar dysfunction and PCFMI-E > 2.7 L/s (PCFMI-E of 3 L/s), and for a nonbulbar patient with PCFMI-E > 2.7 L/s (PCFMI-E of 5.27 L/s). The upper airway CT scans of the three patients showed exsufflation cycle closing of the nasopharynx, with retraction of the uvula, and reduction of the lateral diameter of the pharynx. This narrowing was greatest at the oropharynx (Fig 1, 2 ). In the patient with PCFMI-E < 2.7 L/s, the maximum reduction of the diameter of the pharynx was 77%; in the patient with bulbar dysfunction and PCFMI-E > 2.7 L/s, it was 60%; and in the patient without bulbar impairment and PCFMI-E > 2.7 L/s, it was 45%.
|
|
The importance of the oropharyngeal musculature has been recognized for the generation of assisted PCF.16 Our study has permitted the identification of two not mutually exclusive circumstances in the bulbar ALS population: those with failure to close the glottis (MIC equal to FVC, and inability to perform a Valsalva maneuver), in whom manually assisted coughing cannot increase PCF; and those with instability of the pharyngeal walls (PCFMIC < 2.7 L/s and MIC > 1 L), in whom the MI-E is ineffective. One study7 has found that assisted coughing techniques tend to fail in patients with ALS and severe bulbar dysfunction, and tracheotomy becomes necessary to prolong survival. Moreover, bulbar onset has been related to poor survival.31 Consequently, we propose periodic monitoring of assisted coughing effectiveness (PCFMIC and PCFMI-E) in order to identify those patients at risk of failure of noninvasive management.
In conclusion, MI-E does not generate greater PCF than manually assisted coughing in those medically stable ALS patients with relatively little lung function impairment (PCFMIC > 4L/s), but it is able to significantly increase PCF > 2.7 L/s for patients both with and without bulbar dysfunction, except for those with bulbar dysfunction who also have a MIC > 1 L and PCFMIC < 2.7 L/s, probably due to dynamic collapse of the upper airway during the exsufflation cycle.
| Acknowledgements |
|---|
| Footnotes |
|---|
The preliminary results of this study were presented at the IX Congress of the Sociedad Valenciana de Neumología, Oliva, Spain, April 2002, and received the award for the best poster presentation.
Received for publication March 31, 2003. Accepted for publication September 1, 2003.
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
A. Ozsancak, C. D'Ambrosio, and N. S. Hill Nocturnal Noninvasive Ventilation Chest, May 1, 2008; 133(5): 1275 - 1286. [Abstract] [Full Text] [PDF] |
||||
![]() |
B. Fauroux, N. Guillemot, G. Aubertin, N. Nathan, A. Labit, A. Clement, and F. Lofaso Physiologic Benefits of Mechanical Insufflation-Exsufflation in Children With Neuromuscular Diseases Chest, January 1, 2008; 133(1): 161 - 168. [Abstract] [Full Text] [PDF] |
||||
![]() |
E. Servera and J. Sancho Appropriate Management of Respiratory Problems Is of Utmost Importance in the Treatment of Patients With Amyotrophic Lateral Sclerosis Chest, June 1, 2005; 127(6): 1879 - 1882. [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |