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* From the Departments of Intensive Care (Drs. Fikkers, van Veen, Pickkers, and van der Hoeven), Anatomy (Drs. Kooloos and Hillen), and Otorhinolaryngology (Dr. van den Hoogen), University Medical Centre Nijmegen, Nijmegen, the Netherlands.
Correspondence to: Bernard G. Fikkers, MD, Department of Intensive Care, University Medical Centre Nijmegen, PO Box 9101, 6500 HB Nijmegen, the Netherlands; e-mail: b.fikkers{at}ic.umcn.nl
| Abstract |
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Design: A retrospective analysis of PDTs, in combination with an anatomic study in human cadavers.
Materials and methods: Part 1: All ICU patients who underwent PDT between 1997 and 2002 were enrolled in the study. We analyzed the cases of emphysema and pneumothorax. Similar cases were retrieved from the literature and underwent a systematic review. Part 2: The relevant anatomic structures were studied. We simulated the clinical situation after PDT in a human pathologic study in order to induce subcutaneous emphysema and pneumothorax.
Measurements and results: Part 1: Five cases of subcutaneous emphysema (1.5%) and two cases of pneumothorax (0.6%) are described. In the literature search, we found 41 cases of emphysema (1.4%) and 25 cases of pneumothorax (0.8%) in a total of 3,012 patients. Part 2: Subcutaneous emphysema could easily be induced in a human cadaver model by inflating air in the pretracheal tissues and after posterior tracheal wall laceration. Air leakage was also possible through a fenestrated cannula via the space between the inner nonfenestrated cannula and outer cannula and then through the fenestration.
Conclusions: We conclude that one mechanism for the development of emphysema is an imperfect positioning of the fenestrated cannula, whereby the fenestration is extraluminal. For this reason, fenestrated cannulas should not be used immediately after placement of a PDT. Posterior tracheal wall laceration is another mechanism responsible for emphysema after PDT. After perforation of the posterior tracheal wall, the pleural space can be reached easily. This may result in a pneumothorax.
Key Words: complications dilational emphysema subcutaneous pneumothorax tracheostomy, percutaneous
| Introduction |
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Endotracheal intubation and tracheostomy both have clear advantages and disadvantages.56 The choice of technique needs to be individualized for the patient in question.7 Percutaneous tracheostomy has been advocated as a safe and efficient bedside alternative for open tracheostomy.8910 Clearly, it is important to analyze the specific complications associated with percutaneous tracheostomy using different techniques. Most of these complications are mild and easy to overcome, but some major, life-threatening complications have been reported as well.111213 Several cases of emphysema (ie, subcutaneous and/or mediastinal) and pneumothorax are reported. Often, these complications are attributed to posterior tracheal wall laceration.13141516171819 Although the pathophysiology of "malignant emphysema" was elucidated by the classic laboratory studies of the Macklins in 1944, the different mechanisms responsible for emphysema and pneumothorax after PDT are often not clear.20 The aims of this study are as follows: (1) to describe the incidence of emphysema and pneumothorax in our own series, (2) to review the literature and to postulate possible mechanisms for the observed complications, and (3) to test these possible mechanisms in a human cadaver model.
| Materials and Methods |
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The CDT procedure is basically the same as the GWDF procedure except for the final stages.22 A curved Crile forceps was used for careful blunt dissection of the cervical fascia anterior to the trachea. Subsequently, the trachea was punctured with an introducer needle, and the guidewire was threaded through the catheter. A small dilator was used to predilate the puncture canal. The conic dilator was mounted on a guiding catheter and advanced into the trachea. A Shiley tracheostomy tube was fitted over the 28F loading dilator and advanced into position.
Patient demographics were recorded at the time of the procedure using a standard form. Cases of emphysema and pneumothorax were analyzed for perioperative difficulties that may have resulted in these complications. Emphysema was defined as perioperative or postoperative presence of a palpable or radiologically visible amount of air in the subcutaneous tissues or the soft tissues of the mediastinum. Pneumothorax was defined as perioperative or postoperative presence of air in the pleural space.
A PubMed search was performed in the literature from 1986 to 2003 using the following key words: "percutaneous," "tracheostomy," "complications," "pneumothorax," and "emphysema." Sometimes, several consecutive reports by one group were published.242526 In such instances, only the most recent study was taken into account. Citations were limited to human studies. We formulated a number of hypotheses concerning the mechanisms responsible for the development of emphysema and pneumothorax as complications of PDT.
Part 2: Analysis of Mechanisms Causing Emphysema and Pneumothorax
The way in which air might spread through the paratracheal tissues was investigated. First, the anatomy of this region of the neck and its fascial planes were reviewed. The neck region in human cadavers was then dissected to examine the most important anatomic structures and cervical compartments. In a human cadaver model, we simulated air leakage into the pretracheal space. For this purpose, we used a cannulated 14-gauge needle connected to an oxygen cylinder. The same experiment was repeated to examine whether air leakage into the retrotracheal space occurred when an incision was made through the mucosa of the posterior tracheal wall.
We suspected that with an insufflated cuff, the only way that air might leak proximally to the cuff was via the space between the inner and outer cannula of a fenestrated tracheostomy tube. The fenestrated cannula was photographed at a magnitude of 40 x (Panasonic Digital Camera, model WV-CD-110; Panasonic; Matsushita Electric; Osaka, Japan) mounted on an Olympus microscope (TNO; Eindhoven, the Netherlands), and the outer diameter of the internal cannula and the inner diameter of the external cannula were measured using a coordinate measuring apparatus (Zeiss UMC 550S; Zeiss; Oberkochen, Germany). This machine contains a sensor that measures the spatial coordinates of a given object. Each 0.1 mm, it measures a coordinate of the circumference of a round object. Its accuracy is ± 1.3 µm.
We measured air leakage through the fenestration of a fenestrated tracheostomy tube, containing a nonfenestrated inner cannula, at different pressure control (PC) and positive end-expiratory pressure (PEEP) levels. The cannula was directly connected and sealed with petroleum jelly to the artificial lung. The air leakage through the fenestration was confirmed by the observation of bubbles after application of a soap solution. We used a Siemens 300 ventilator (Siemen-Elema AB; Solna, Sweden) connected to an artificial lung; the difference between inspiratory and expiratory volume was registered during 10 respiratory cycles for each level of PC and PEEP. Data are presented as mean ± SD.
The anatomic relations between the trachea and the pleural cavities were investigated in human cadavers. We simulated a situation in which a cannulated needle passes in the midline through the trachea, perforates the posterior tracheal wall, and ends into the pleural cavity. Next, the neck region was dissected to inspect the anatomic structures that had been passed or damaged. Subsequently, a human cadaver was frozen, cut into 0.5-cm-thick slices and photographed to establish the topographic relations between the trachea, the paratracheal structures, and pleural cavities.
| Results |
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Patient 3: A 67-year-old man had cardiac tamponade after placement of a pacemaker. He was admitted to the ICU. Three weeks later, a percutaneous tracheostomy was performed using the CDT technique. After dilatation of the trachea, a fenestrated Shiley size 8.0 LPC tracheostomy tube was inserted. The procedure was performed without difficulty. After 2 h, massive subcutaneous emphysema of the head, neck, and thorax developed. The tracheostomy tube was replaced by a nonfenestrated cannula without difficulties. The patient died 2 days later after a cardiac arrest, not likely related to the PDT procedure. Permission for autopsy could not be obtained.
Patient 4: A 56-year-old woman was admitted to the ICU after subarachnoid hemorrhage. Percutaneous tracheostomy was performed after 13 days using the GWDF technique. The trachea was punctured twice to achieve optimal intratracheal localization. Dilatation of the trachea was performed without difficulty, and the tracheostomy tube was inserted. The patient was weaned from mechanical ventilation, and 9 days later the tracheostomy tube was replaced by a fenestrated cannula. Insertion of the new tracheostomy tube proved difficult. A fenestrated Shiley size 6.0 LPC tracheostomy tube was inserted. In the middle of the night, suction through the tracheostomy tube suddenly appeared impossible. The next day bronchoscopy was performed, but it was not possible to pass the tracheostomy tube because of obstruction. A CT scan was made, which showed a pretracheal localization of the tracheostomy tube and subcutaneous emphysema of the neck. The tracheostomy tube was put into place again, and intratracheal localization was verified. The subcutaneous emphysema resolved shortly after. Apparently, the patient was able to breathe past the malpositioned tracheostomy tube.
Patient 5: A 67-year-old man was admitted to the ICU after cardiac surgery. Percutaneous tracheostomy was performed after 24 days using the CDT technique. Because of obstruction due to excessive mucus production, the tracheostomy tube had to be replaced frequently. On day 20 following the first procedure, the tracheostomy tube was replaced by a fenestrated Shiley size 8.0 LPC tracheostomy tube. We experienced some difficulty placing the new tube. It was successfully inserted at the third attempt. When the patient was connected to the respirator, ventilation proved impossible. Because the patient was breathing spontaneously, he was administered oxygen via the tracheostomy cannula, but he desaturated gradually. Subsequently, he was ventilated with a Waters set. Subcutaneous emphysema of the neck developed instantaneously. The fenestrated tube was replaced by a nonfenestrated one (size 6.0). The emphysema subsided after 2 days. No other procedure-related complications occurred.
Patient 6: A 26-year old woman had been involved in a high-energy accident and was admitted to the ICU. A percutaneous tracheostomy was performed after 7 days, using the CDT technique. A Shiley size 8.0 LPC tracheostomy tube was inserted. A chest radiograph obtained immediately after the procedure showed a right-sided pneumothorax. Bronchoscopy showed no lesions of the posterior tracheal wall, and there was no significant bleeding. A chest tube was inserted. No other procedure-related problems occurred.
Patient 7: A 74-year-old man who had undergone extensive abdominal surgery was admitted to the ICU. Complications developed resulting in prolonged ventilatory dependency. A percutaneous tracheostomy using the CDT technique was performed after 20 days without any difficulty or significant bleeding. A fenestrated Shiley size 8.0 LPC tracheostomy tube was inserted. After a couple of hours, increasing respiratory failure and an asystole due to a left-sided tension pneumothorax developed. After insertion of a thoracic drain, the patient stabilized. Bronchoscopy showed a blood clot in the left mainstem bronchus, although there were no signs of active bleeding. Possibly, the blood clot functioned as a one-way valve resulting in high airway pressures and subsequent pneumothorax. There were no signs of tracheal damage. Because the tracheostomy caused persisting blood loss, the next day it was decided to examine the tracheostomy site in the operating room. This examination revealed that the percutaneous tracheostomy had actually penetrated the cricothyroid membrane. Therefore, a surgical tracheostomy was performed.
Review of the Literature: Our review of the literature showed a total of 21 series, including 3,012 patients. The incidence of subcutaneous emphysema was 1.4% (41 cases) and of pneumothorax 0.8% was (25 cases). Furthermore, 9 case reports were reviewed, including 10 patients with subcutaneous emphysema and 6 patients with pneumothorax. The incidences of subcutaneous emphysema and pneumothorax are presented in Figure 2 . In the series of Trottier et al,18 the incidence of pneumothorax with accompanying emphysema was unexpectedly high, leading to a quality improvement program.18 Proposed mechanisms for emphysema and pneumothorax after PDT are presented in Figure 3 . All these mechanisms lead to air leaking from the trachea into the subcutaneous tissues. Air then will track along the path of least resistance. In 16 cases, the exact mechanisms for the development of emphysema and pneumothorax were not described or unclear. Three publications, including six patients, mentioned damage to the anterior tracheal wall as a possible mechanism for the development of subcutaneous emphysema.222728 Ambesh et al27 described three cases in which the tracheal circumference was split after PDT using the GWDF technique, resulting in subcutaneous emphysema. Van Heurn et al28 related subcutaneous emphysema to multiple punctures of the trachea and tearing of the intercartilagenous tissue adjacent to the cannula. Excessive dilatation of the anterior tracheal wall also increases the risk of emphysema. Seven publications,13151617182930 dealing with 15 patients, attributed emphysema to posterior tracheal wall laceration. Four publications,12141618 dealing with seven patients, mentioned posterior tracheal wall laceration resulting in pneumothorax. Injury to the posterior tracheal wall might be caused by improper stabilization of the guidewire and guiding catheter, allowing them to move along the posterior tracheal wall.18 Another mechanism of damage to the posterior tracheal wall is laceration by the tip of the tracheostomy tube introducer.17 Dislocation of the tracheostomy tube, false passage, or paratracheal placement resulting in emphysema and pneumothorax are described in seven publications,19212226313233 concerning 22 patients. Only two cases have been described in which emphysema was related to a fenestrated tube, due to extraluminal localization of the fenestration.2134 Four publications, concerning five patients, explained the development of pneumothorax as a result of barotrauma.21273536
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Cadaver Model 2, Air Leakage Through the Posterior Tracheal Wall: We performed a percutaneous tracheostomy in a human cadaver, using the CDT technique. The cannula was withdrawn and a 2-cm, vertical transmucosal incision was made in the posterior tracheal wall. The tracheostomy tube was re-introduced with the insufflated cuff occluding the tracheostomy opening. Finally, a cuffed endotracheal tube was placed in order to secure the proximal airway. In this way, we ensured that the mucosal incision was distal to the cuff and air leakage through the anterior defect was prevented. When the tracheostomy tube was connected to a Waters set, subcutaneous emphysema suddenly appeared after an interval of several minutes, much in the same way as in cadaver model 1. After this experiment, the trachea was further opened. The incision in the posterior wall had widened as if it had been dissected by the positive ventilation pressure.
Measurement of Cannula Diameters: The outer diameter of the internal cannula was 9.22 mm with a variation of 0.056 mm, and the inner diameter of the external cannula was 9.35 mm with a variation of 0.07 mm. The average distance between the internal and external cannula was 0.13 mm (Fig 4 ).
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| Discussion |
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A literature search (Table 1 ) showed that 1.4% of patients with a PDT acquired emphysema, and 0.8% of patients with a PDT had a pneumothorax. Although several mechanisms may explain the development of emphysema, it can only develop after an air leak occurring somewhere in the respiratory tract.37 Air then will track along the path of least resistance.38 As long as there exists a tracheal defect without a route for air to escape via the skin, air will track along subcutaneous tissue and fascial planes into the neck, face, pharynx, chest wall, mediastinum, and pleural cavity. By this mechanism, anterior tracheal wall lesions may cause subcutaneous emphysema. This may happen when positive pressure ventilation via the endotracheal tube is continued after PDT (and after the cuff of the tracheostomy cannula is insufflated) or by dislocation of the tracheostomy tube.263139404142 Multiple punctures and excessive dilatation of the trachea during the procedure will also increase the risk of peristomal air leakage through the anterior tracheal wall. Even in seemingly uncomplicated cases, extensive mucosal and cartilaginous damage may be present, with bidirectional mucosal tears beyond one tracheal ring flanking the stoma.43 Tears in the posterior tracheal wall can be caused by the tip of the loading catheter, if the guidewire and guiding catheter are not properly stabilized, allowing them to move along the posterior tracheal wall.1718 During PDT using the GWDF technique, the tip of the dilating forceps could damage the posterior tracheal wall.2744 Finally, the use of a fenestrated cannula can cause subcutaneous emphysema, when the fenestration is wholly or partially located outside of the tracheal lumen, allowing air to leak through the fenestration into the pretracheal space.34
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Concerning the mechanism of pneumothorax after PDT, we found that even when puncturing the trachea in the midline, the tip of the needle can still puncture the lung. This can be explained by the fact that the pleural cavity is not limited to the lateral regions of the trachea, but extends around the lateral tracheal wall to the posterior tracheal wall. Because of the short distance between the dorsal tracheal wall and the pleural cavity, the lungs can easily be punctured during the PDT procedure, when the posterior tracheal wall is lacerated or punctured. The risk of puncturing the lung increases when the puncture site is lower. Moreover, in patients with COPD, the risk of puncturing a lung is higher because of a higher pleural dome. Another possible mechanism of pneumothorax after tracheal air leak might be the occurrence of pneumomediastinum followed by air leak through the mediastinal pleura.
In conclusion, emphysema and pneumothorax are relevant, but infrequent complications of PDT. Understanding the causative mechanisms will help in preventing these complications. Fenestrated cannulas should not be used immediately, but, if required, only after a week, when the tracheostomy wound has healed sufficiently. Avoiding perforation of the posterior tracheal wall can prevent pneumothorax. Bronchoscopy is invaluable in this respect, as it may help to avoid puncture of the posterior tracheal wall.
| Acknowledgements |
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| Footnotes |
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Received for publication June 6, 2003. Accepted for publication October 22, 2003.
| References |
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This article has been cited by other articles:
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J. J. See and D. T. Wong Unilateral subcutaneous emphysema after percutaneous tracheostomy: [Emphyseme sous-cutane unilateral apres une tracheotomie percutanee] Can J Anesth, December 1, 2005; 52(10): 1099 - 1102. [Abstract] [Full Text] [PDF] |
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A. Cuvelier, L. C. Molano, J.-F. Muir, and F. Ferraro A New Tracheostomy Procedure Chest, October 1, 2005; 128(4): 3086 - 3087. [Full Text] [PDF] |
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J E Heffner Management of the chronically ventilated patient with a tracheostomy Chronic Respiratory Disease, July 1, 2005; 2(3): 151 - 161. [Abstract] [PDF] |
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