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* From the Lung Function and Respiratory Intermediate Intensive Care Units, S. Maugeri Foundation IRCCS, Gussago (Brescia) [Drs. Vitacca, Bianchi, Barbano, and Porta] and Montescano (Pavia) [Dr. Zanotti]; Ospedale Civile Padova (Dr. Vianello); Fondazione ONLUS Villa Pineta, Gaiato (Modena) and University of Modena Reggio-Emilia (Dr. Clini), Italy.
Correspondence to: Michele Vitacca, MD, Lung Function and Respiratory Intermediate Intensive Care Unit, S. Maugeri Foundation IRCCS-Medical Center of Gussago, Via Pinidolo 23 25064 Gussago (Brescia), Italy; e-mail: mvitacca{at}fsm.it
| Abstract |
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Design: Prospective, randomized, physiologic study.
Setting: Three weaning centers.
Patients: Thirty-six consecutive patients (20 patients with COPD).
Intervention: Patients were randomly submitted to the 12 settings.
Measurements and results: Breathing pattern, respiratory drive (p0.1), arterial oxygen saturation (SatO2), heart rate, percentage of ineffective efforts per minute, patient comfort measured by means of a visual analogue scale (VAS), and BORG scale were recorded under each setting. Under different levels of assistance, breathing pattern, SatO2, and p0.1 significantly and linearly changed (p < 0.0001) while VAS and BORG scale presented a significant (p = 0.027) U-shaped trend; high or low assistance caused the most discomfort. Under high levels of assistance, a higher (analysis of variance, p = 0.023) frequency of ineffective effort percentage was observed in the subgroup of 26 patients who presented this phenomenon. Breathing pattern significantly (p = 0.013) changed when compared to PSV alone (PSV plus zero end-expiratory pressure [ZEEP]) at the same total inspiratory pressure assistance (PSV plus PEEP). A huge variability among patients in breathing pattern and comfort was found under the setting rated as the most comfortable by patients. The diagnosis of COPD did not influence the overall results.
Conclusions: The following conclusions are made: (1) physiologic variables followed a linear trend, while comfort followed a U-shaped trend under different levels of PSV (irrespective of COPD diagnosis); (2) high assistance caused an increase in ineffective efforts; (3) only the breathing pattern significantly changed when total assistance was given as PSV plus PEEP when compared to PSV alone (PSV plus ZEEP); and (4) the extreme levels of PSV are not associated with the best comfort.
Key Words: COPD mechanical ventilation symptoms weaning
| Introduction |
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| Materials and Methods |
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Patients
From March 1, 2002, to July 31, 2002, we studied 36 consecutive patients coming from general ICUs and admitted to the weaning centers of three hospitals: two Fondazione S. Maugeri IRCCS centers in Gussago (27 patients, 66%) and Montescano (2 patients, 5%), the Fondazione ONLUS Villa Pineta (7 patients, 17%). The weaning centers were separate units with four to six monitored beds each. The Gussago, Montescano, and Gaiato weaning centers belong to rehabilitation institutions, which are referral rehabilitation and chronic care centers for a large geographic area in northern Italy. Besides caring for long-term patients, patients receiving MV are admitted to these institutions to undergo a program of progressive discontinuation from MV, and are then discharged to a home ventilation program. Most of our patients (66%) were receiving long-term oxygen therapy before ICU admission. At the time of study entry, all the patients were in a posttracheotomy status and in stable physiologic condition, as assessed by the following: (1) ABG analysis (pH > 7.35), (2) hemodynamics (no need to change dose of vasoactive catecholamine), and (3) PaO2/fraction of inspired oxygen (FIO2) values under MV with a FIO2
40% and PEEP
5 cm H2O. Patients were classified according to the underlying diagnosis: COPD, neuromuscular diseases (amyotrophic lateral sclerosis, two patients; Duchenne muscular dystrophy, three patients; and myasthenia gravis, two patients), and sequelae of surgery (cardiovascular surgery, six patients; thoracic surgery, one patient; upper abdomen surgery, one patient). For statistical purposes, patients were classified as COPD or non-COPD. Exclusion criteria were concomitant diseases of the CNS, cancer, inability to answer to a symptom visual analogue scale (VAS)19 and/or to a questionnaire (BORG),20 presence of psychiatric problems, signs of delirium, or refusal to participate. Two days before the study, a physician not involved in the protocol assessed the patients temporal orientation by means of the Italian version of the Benton test.21
Study Protocol and Definitions
Patients received continuous MV throughout the study period. On admission to the weaning centers, all patients underwent a preliminary T-piece trial to rule out their ability to breathe spontaneously. The T-piece trial was considered unsuccessful if the patients showed severe distress signs (tachypnea, tachycardia, diaphoresis, and worsening in ABG values and in neurologic status) within 48 h. In case of T-piece trial failure, patients were assigned to a defined weaning protocol either of increasing spontaneous breathing trials or of decreasing levels of PSV. The study protocol was initiated within 7 days after admission to the weaning center; in all patients, PSV had been delivered during the last 7 consecutive days prior to the beginning of the study. On weaning center admission, patients used the following ventilators: EVITA 2 (Dräger Medizintechnik; Lübeck, Germany) [20 patients], EVITA 4 (Dräger Medizintechnik) [10 patients], IVENT-201 (VersaMed; Kadima, Israel) [1 patient], Nellcor Puritan Bennett 840 (Nellcor Puritan Bennett, Pleasanton, CA) [3 patients], and Horus (Taema; Antony, France) [2 patients]. The day before the study, the patients were switched to a ventilator with a built-in algorithm to measure respiratory drive (p0.1) [Evita 2 and Evita 4]. The inspiratory phase of ventilator assistance was pressure triggered; the sensitivity was set at 1 cm H2O below the baseline pressure (the flow-by mode was not activated). The expiratory trigger sensitivity, when available, was set at 30% of peak flow. Due to different pulmonary mechanics characteristics of the patients, the slope rise of the inspiratory flow was set at the fastest available setting on the machine in patients with COPD (0.10 s) and slower in the non-COPD patients (0.50 s). No back up of respiratory rate was added. The study was a single-blind, cross-over protocol comparing 12 ventilator settings as follows: 30 cm H2O of PS plus zero end-expiratory pressure (ZEEP); 25 cm H2O of PSV plus 5 cm H2O PEEP; 25 cm H2O of PSV plus ZEEP; 20 cm H2O of PSV plus 5 cm H2O of PEEP; 20 cm H2O of PSV plus ZEEP; 15 cm H2O of PSV plus 5 cm H2O of PEEP; 15 cm H2O of PSV plus ZEEP; 10 cm H2O of PSV plus 5 cm H2O of PEEP; 10 cm H2O of PSV plus ZEEP; 5 cm H2O of PSV plus 5 cm H2O of PEEP; 5 cm H2O of PSV plus ZEEP; and 0 cm H2O of PSV plus 5 cm H2O of PEEP. The sequence of the 12 settings was computer generated and randomly assigned to each patient. Each step lasted 5 consecutive min without pauses. Among the six settings with PEEP, the patients comfort setting was defined as that which offered the best level of comfort, as assessed by the VAS.
Measurements
Patients demographic (age, sex), anthropometric (body weight as known before admission into the general ICU), and clinical data (days spent in the weaning center) were obtained from each centers register. Physiologic and symptom measurements were collected at baseline and within the last minute of each of the 12 ventilator setting steps. The following measurements were recorded.
Breathing Pattern:
VT, minute ventilation (
E), and respiratory rate were obtained by the flow signal of the ventilator (EVITA 2 Dräger in 24 patients, EVITA 4 Dräger in 12 patients) according to the analogue data reported on the ventilator display. The number of breaths per minute was calculated as the number of triggered ventilator cycles with a pressure tracing on the ventilator display.
p0.1:
p0.1 was measured with the semiautomatic built-in algorithm. The mean value of three consecutive measurements was considered for statistics.
Arterial Oxygen Saturation:
Arterial oxygen saturation (SatO2) was assessed by pulse oximetry while the patients, in a sitting position, breathed at an FIO2 able to maintain a target SatO2 of > 92%.
Heart Rate:
Heart rate (HR) was recorded continuously by means of an ECG monitoring system.
Patient Comfort:
The level of comfort was measured by means of a VAS19 and modified BORG scale as previously described.20 The dyspnea VAS consisted of a 20-cm horizontal line with the left and right extremes indicating the best and worst comfort sensation, respectively; physicians asked subjects placed in their most comfortable position to put a vertical mark on the line on a sheet held in front of them in response to the question: "How is your level of comfort in this moment?" For each step, patients drew a vertical mark that best represented their comfort assessment at that moment. The level of comfort was calculated as the distance in centimeters from the left side of the horizontal line to the mark placed by the patient, expressed as the percentage value of the maximum possible level of discomfort. The modified Borg scale consisted of a vertical line labeled 0 to 10 with verbal descriptors at fixed points on the scale (0 = no discomfort, 3 = moderate discomfort, 5 = strong discomfort, 10 = intolerable discomfort). Patients were asked to indicate their perceived level of discomfort by pointing to a number or phrase on the scale set in large type on a sheet held in front of them. Our patients were carefully instructed on the appropriate use of both scales before the protocol began. A new scale was presented each time the measurements were made.
Ineffective Efforts:
According to a previous article,22 any inspiratory effort unable to trigger a ventilator cycle (lack of pressure tracing on ventilator display) was defined as an ineffective effort; the physician observed the parameters on-line on the ventilator monitor. Ineffective effort was assessed as a lack of ventilator triggering in the presence of a spontaneous breathing inspiratory flow signal. The number of ineffective efforts were recorded during the last minute of assistance for each setting. The number of ineffective efforts thus recorded was then standardized by dividing this value by the calculated respiratory rate in the same minute; the final data expressed as ineffective efforts/respiratory rate ratio x 100 (percentage of ineffective efforts/respiratory rate per minute = percentage of ineffective efforts per minute) were used for statistical analysis.
Statistical Analysis
Statistical analysis was performed using the SPSS software package (SPSS release 10.1; SPSS; Chicago, IL). All the results are shown as mean and SDs or frequencies, and percentage distributions when appropriate. Analysis of variance (ANOVA) for repeated measures was applied to detect the within- and between-subject (COPD and non-COPD) effects due to the application of different settings of PSV and PEEP on different physiologic and subjective variables; a Bonferroni adjustment for multiple comparison was then added. A linear variation of data revealed by ANOVA (the higher the PSV assistance, the lower or the higher the studied parameter) was defined as a linear trend; a parabolic variation (higher and lower assistance causing similar results in the studied parameter) was defined as U-shaped. Relationships between VAS and p0.1, ineffective efforts, respiratory rate, and total level of assistance chosen by the patients as the most comfortable (comfort setting) were assessed by means of a bivariate Spearman correlation for nonparametric data. Any p value < 0.05 was considered statistically significant.
| Results |
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5 cm H2O; their VT per kilogram ranged between 4.6 mL and 11 mL (mean, 8.15 ± 1.3 mL).
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E significantly (p < 0.001) increased, and respiratory rate significantly (p < 0.001) decreased as the level of assistance increased. Breathing pattern was significantly (p = 0.013) changed when total assistance was given as PSV plus PEEP when compared to PSV alone (PSV plus zero end-expiratory pressure [ZEEP]). SatO2 significantly increased while p0.1 decreased (p < 0.001) under high levels of assistance (Table 2). The application of PEEP did not change the results found with PSV alone. HR remained unchanged under all levels of assistance.
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Comfort Setting
The level of assistance allowing the highest comfort (comfort setting) varied widely among the patients: the PSV assistance of 30 cm H2O was chosen as the most comfortable in 2.8% of cases, 25 cm H2O was chosen in 13.8%; 20 cm H2O was chosen in 33.3%; 15 cm H2O was chosen in 25%; 10 cm H2O was chosen in 22.3%; and 5 cm H2O was chosen in 2.8%. Table 3
shows the huge SDs and extremely wide range of values for level of assistance chosen, VT, and VT per kilogram, respiratory rate,
E, ineffective efforts, and comfort under the setting defined by patients as the most comfortable. There was no statistically significant correlation between comfort (as assessed by the VAS) and setting of assistance chosen by the patients (comfort setting). The diagnosis of COPD (55.5%) or non-COPD (44.4%) did not affect the overall results of the study.
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| Discussion |
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The most appropriate PSV setting is generally considered crucial for the success of the weaning process.23 The lack of a well-defined relationship between patients perception of comfort and physiologic measures continues to frustrate clinicians worldwide. Technology tries to pay more attention to the patients requirements and comfort during application of external positive pressure.2414 The results of previous studies825 indicate a direct correlation between the level of PSV and the increase in VT or decrease in respiratory frequency. Our study confirms previous observations, and is the first to show that breathing pattern may be significantly changed when total assistance is given as PSV plus PEEP when compared to PSV alone (PSV plus ZEEP). Other authors252627 found that p0.1 varied inversely with the level of PSV; opposing results demonstrated that the higher variability of p.01 may be found both under high and low levels of assistance. Our study, confirming that neuromuscular drive is highly affected by the level of assistance, indicates that partitioning of a given peak level of assistance with PSV alone or PSV plus an adjunctive fixed level of PEEP has no role in modifying this effect.
Ineffective Efforts
Leung et al18 showed that increasing the level of ventilator assistance produces a progressive decrease in inspiratory muscle energy expenditure, but also an increase in the rate of ineffective triggering and wasted inspiratory efforts. To our knowledge, our study is the first showing variations in ineffective efforts under different levels of PSV, applied during a weaning attempt in posttracheotomy status. Surprisingly, the diagnosis of COPD was not associated with a higher risk of ineffective efforts compared to other diagnosis (non-COPD). Moreover, not all patients, under high levels of assistance, experienced ineffective efforts; in fact, only a subgroup of our patients (26 of 36 patients) had ineffective efforts under all levels of PSV. Confirming previous reports,18 we showed that the likelihood of experiencing ineffective efforts statistically and linearly decreased with reducing the level of assistance (ANOVA, p = 0.023) [Fig 1]. However, we failed to demonstrate that the application of 5 cm H2O of PEEP causes a change in the percentage of ineffective efforts, whatever the level of PSV applied (Fig 1).
Patient Comfort
Dyspnea, or "pathologic" breathlessness, has been defined as an uncomfortable awareness of breathing or an increased respiratory effort that is unpleasant and regarded as inappropriate by the patient. Despite the frequency with which the symptom is encountered in clinical practice, dyspnea has been difficult to evaluate because it is a subjective sensation, and its apparent severity may or may not correlate with physiologic measurements.28 Knebel et al10 compared breathing comfort during weaning with PSV and synchronized intermittent mandatory ventilation by means of the VAS, and concluded that the sensation of dyspnea and anxiety intensity remained stable across different PSV levels in patients receiving MV. On the contrary, Manning et al13 chose the term breathing discomfort to define breathlessness under MV. Both the VAS and BORG scale have been shown to be applicable29 and reproducible30 to test dyspnea or breathing discomfort. The subjective feeling of respiratory comfort under different modes of MV has been studied in healthy volunteers.31 Despite some indications that high levels of ventilator support may improve comfort8 or decrease dyspnea overall,18 the intensity of discomfort increases as the delivered pattern of ventilation deviates from that spontaneously chosen by the patient.17 In particular, Manning et al13 provided evidence that both low and very high inspiratory flow rates are associated with breathing discomfort. Chiumello et al32 showed that modulating the peak inspiratory flow throughout changes in the pressurization rate may affect the patients respiratory effort and subjective sensation of breathing comfort measured by a VAS. Our study showed that discomfort, as assessed through VAS and BORG scale, can be perceived both at high and low levels of PSV assistance, demonstrating that the relationship between different levels of assistance and comfort could be described as a U-shaped curve, with the lowest and the highest assistance corresponding to the highest magnitude of dyspnea. Our study is the first to demonstrate that the application of PSV, either with or without 5 cm H2O of PEEP, did not modify this U-shaped trend of comfort. Besides, we showed a marked interindividual variability in the values of PSV at which patients felt most comfortable. The absence of a correlation between comfort and other physiologic variables (respiratory rate, p0.1, and ineffective efforts) confirms that comfort is an independent variable. In other words, maximal comfort can be perceived at a rate of 15 breaths/min in one individual while another subject can perceive maximal comfort at a higher rate.
Comfort Setting
Table 3 shows that the comfort setting encompasses a huge range of PSV levels, a high range for breathing pattern, percentage of ineffective efforts, and perceived level of comfort. Finally, our study shows that the underlying diagnosis (COPD or non-COPD) does not appear to be a major factor influencing the physiologic parameters and patient comfort assessments discussed above.
Limitations of the Study
While our study clearly sheds new light on the field of ventilatory assistance and setting in stable patients undergoing weaning, its main objective was to investigate each patients comfort in response to different levels of applied PSV. Our results cannot be extended to all types of ICU patients due to the fact that our patients had a posttracheotomy status and had received MV for a very long time. We did not perform serial measurements of ABGs. This was due to the limited time (5 min) set for each step stabilization. A longer time (at least 30 min) would be necessary to obtain stable and reproducible ABG values; this would mean a longer period of study for all the 12 settings that would be uncomfortable for patients with subsequent influence on comfort. Although this was not the aim of our study, we cannot exclude a possible influence of ABG changes (especially for PaCO2) on patient comfort. We are aware that ABG measurement remains the "gold standard" to correct the level of assistance and hence the effectiveness of ventilation, but we are also aware that in everyday practice the physician would never perform repeated ABG samples any time settings of the ventilator are changed. However, breathing pattern, ineffective efforts, and comfort are noninvasive and immediate parameters to be practically used to continuously change settings of the ventilator. The overall duration of the study was approximately 2 h, which is quite a long time for a physiologic study. We cannot absolutely exclude a time effect, although the randomized allocation of the ventilatory mode should overcome such a problem. In our protocol, only the effects associated with a level of 5 cm H2O of adjunctive PEEP were taken into account. The data produced do not allow us to conclude that the PSV level associated with the best comfort level is better than others in reducing the duration of mechanical ventilation and complications, or that the setting found more comfortable would be the same when applied for a longer period of time. The present study draws the practitioners attention to considering patient comfort assessment as an indicator for ventilatory strategy and careful selection of the PSV level. Indeed, the lack of any relationship between the patients perception of comfort and physiologic measures somehow further complicates patient-ventilator interactions. In practical terms, PSV assistance during weaning attempts could be adjusted firstly on the basis of the patients comfort, and secondarily readjusted on the basis of VT, respiratory rate, and ABG parameters.
In conclusion, this study, undertaken on a miscellaneous group of patients with prolonged/difficult weaning, showed the following: (1) physiologic variables followed a linear trend, while comfort followed a U-shaped trend under different levels of PSV (irrespective of COPD diagnosis); (2) high assistance caused an increase in ineffective efforts; (3) only breathing pattern significantly changed when total assistance was given as PSV plus PEEP when compared to PSV alone (PSV plus ZEEP); and (4) the extreme levels of PSV are not associated with the best comfort.
| Appendix |
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| Acknowledgements |
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| Footnotes |
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E = minute ventilation; VT = tidal volume; ZEEP = zero end-expiratory pressure
A list of participating centers and investigators is given in the Appendix. ![]()
Received for publication August 19, 2003. Accepted for publication February 20, 2004.
| References |
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This article has been cited by other articles:
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R Farre, D Navajas, E Prats, S Marti, R Guell, J M Montserrat, C Tebe, and J Escarrabill Performance of mechanical ventilators at the patient's home: a multicentre quality control study Thorax, May 1, 2006; 61(5): 400 - 404. [Abstract] [Full Text] [PDF] |
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