|
|
||||||||
Guest Access | Sign In via User Name/Password |
|||||||||
* From the Pulmonary Environmental Epidemiology Unit (Dr. Viegi, Ms. Angino, and Ms. Baldacci), National Research Council, Institute of Clinical Physiology, Pisa, Italy; the Cardiothoracic Department (Drs. Matteelli and Carrozzi), University Hospital, Pisa, Italy; and the Worldwide Epidemiology Department (Dr. Soriano), GlaxoSmithKline Research & Development, Upper Providence, PA.
Correspondence to: Giovanni Viegi, MD, Pulmonary Environmental Epidemiology Unit, CNR Institute of Clinical Physiology Via Trieste, 41, 56126 Pisa, Italy; e-mail: viegig{at}ifc.cnr.it
| Abstract |
|---|
|
|
|---|
Design and participants: We analyzed data from two prospective studies (4,353 patients) carried out in the rural area of Po River delta from 1988 to 1991 and in the urban area of Pisa from 1991 to 1993.
Results: Prevalence rates of asthma, CB, and emphysema were 5.3%, 1.5%, and 1.2% in the Po delta, and 6.5%, 2.5%, and 3.6% in Pisa. A double Venn diagram, which was used to quantify the distribution of CB, emphysema, and asthma in relation to the presence/absence of AO, identified 15 categories. Isolated AO was the most frequent category (Po delta, 11.0%; Pisa, 6.7%), followed by asthma only without AO (Po delta, 3.3%; Pisa, 4.3%). The combination of the three OLD conditions was the only category that always showed higher prevalence rates for those with AO (Po delta, 0.20%; Pisa, 0.16%) than for those without AO (Po delta, 0.04%; Pisa, 0.05%). Of those with either OLD or AO, there were 61.4% in Po delta and 38.2% in Pisa with isolated AO, 24.8% and 41.9%, respectively, with an OLD without AO, and 13.8% and 19.9%, respectively, with simultaneous OLD and AO. For both genders, the frequency of isolated asthma decreased with age, while that of isolated AO, CB-emphysema, and the combination of asthma and CB-emphysema increased.
Conclusion: About 18% of the Italian general population samples either reported the presence of OLD or showed spirometric signs of AO. We confirmed that the Venn diagram of OLD can be quantified in the general population by extending the mutually exclusive disease categories (including a concomitant diagnosis of asthma, CB, or emphysema) to 15.
Key Words: asthma COPD epidemiology morbidity obstructive lung disease Venn diagram
| Introduction |
|---|
|
|
|---|
According to estimates by Murray and Lopez,9 if tobacco epidemic trends remain unchanged in the interval from 1990 to 2020, then COPD will jump from sixth to third among the leading causes of death worldwide. The actual prevalence of obstructive lung disease (OLD) within a given population may vary widely depending on the tools used for its identification, from self-reported respiratory symptoms, to medical diagnosis, to abnormal lung function. Community surveys in countries of both northern and southern Europe10 have indicated that at least 4 to 6% of the adult population have clinically relevant COPD, and that the prevalence increases sharply with age. However, almost two thirds have only a mild reduction in lung function.
Our group has already examined the importance of gender, aging, and tobacco smoking in the development of COPD,11 using data collected in two longitudinal surveys that were carried out in the rural area of the Po River delta (in north Italy) and in the urban area of Pisa between 1980 and 1993. Data on the prevalence rates of CB, emphysema (determined by medical diagnosis), and some respiratory symptoms, stratified by gender and smoking habit, were analyzed. The prevalence rate of CB was found to be lower than that of chronic cough and phlegm, symptoms that the diagnosis of CB is based on.12 This confirms that the frequency of such disease is underestimated when only medical diagnoses are considered.13 Furthermore, an underestimation of the prevalence of COPD of 25 to 50% and higher, has been found by several authors.11415
Even when the diagnosis is based on an objective tool like spirometry, highly variable prevalence rates are found, also within the same population, when using the different criteria endorsed by different scientific societies. For instance, Viegi et al16 have shown, in adults
25 years of age (1,727 subjects) who were investigated from 1988 to 1991, that the prevalence rates of airflow obstruction ranged from 11%, using the European Respiratory Society criterion,1 to 18%, using the "clinical" criterion (later labeled as a criterion for Global Initiative for Chronic Obstructive Pulmonary Disease [GOLD] stage 1 to 4 disease),17 to 40.4%, using the 1986 ATS criteria.18 A recent review by Halbert et al19 reported on 32 sources of COPD prevalence rates, representing 17 countries and 8 World Health Organization-classified regions. Prevalence estimates were based on spirometry (11 studies), respiratory symptoms (14 studies), patient-reported disease (10 studies), or expert opinion. The reported prevalence ranged from 0.23 to 18.3%. The lowest prevalence rates (0.2 to 2.5%) were based on expert opinion.
Until recently, the nonproportional Venn diagram of OLD produced for the 1995 ATS guidelines had not been quantified. Soriano et al20 analyzed data from the US National Health and Nutrition Examination (NHANES) III survey (1988 to 1994) and the UK General Practice Research Database for the year 1998. The areas of intersection among the three OLD conditions (ie, CB, emphysema, and asthma) produced seven mutually exclusive disease groups. Concomitant diagnosis of asthma, CB, or emphysema was common among OLD patients from the general population, particularly in adults aged
50 years. We aimed to quantify the proportion of the general population with OLD, and the intersections of physician-diagnosed asthma, CB, and emphysema in two Italian general population samples, in relationship with airflow obstruction as determined through spirometry.
| Materials and Methods |
|---|
|
|
|---|
For each subject, information on respiratory symptoms, diseases, and risk factors were obtained by a standardized interviewer-administered questionnaire, developed by the Italian National Research Council based on that of the US National Heart, Lung, and Blood Institute. The questionnaire contains 67 main questions covering demography, general health status, respiratory symptoms, respiratory diseases, allergy symptoms, family history of respiratory and allergic diseases, tobacco smoking, occupational history, environmental and socioeconomic conditions, and recent infectious episodes. Each interviewer was adequately trained prior to administering the survey. Similar to the NHANES III, subjects were defined as having CB/emphysema and asthma if they answered positively to the questions, "Have you ever been told you have CB (emphysema)?" and "Have you ever had asthma or asthmatic bronchitis?," and also have reported physician confirmation.
Subjects aged
75 years were invited to perform lung function tests according to the ATS protocol25: slow vital capacity (SVC); and FVC. At least two trials were repeated to obtain a satisfactory SVC value. The highest SVC value was retained for statistical analyses. Afterward, as many as eight FVC maneuvers were performed to obtain at least three acceptable trials. Among them, the two largest FVC and FEV1 values should not vary by > 5%. The highest FVC and FEV1 values were selected, regardless of the maneuver.
In the Po delta, a computerized pneumotachograph (Pulmonary system 47804S; Hewlett-Packard; Waltham, MA) was used for the acquisition of lung function data, whereas, a water-sealed spirometer (Baires; Biomedin; Padova, Italy [the instrument utilized by the centers participating in the European Community Respiratory Health Survey])26 was used in Pisa. The current analyses refer only to data derived from subjects who had acceptable FVC test results (total, 4,353 subjects; Po delta, 2,463 subjects; Pisa, 1,890 subjects). The definition of airway obstruction (AO) was made according to the GOLD criterion for stage 1 to 4 disease (ie, FEV1/FVC ratio < 70%) without considering percent predicted FEV1 values.17
A double Venn diagram (Fig 1 ) has been used to quantify the distribution of CB, emphysema, and asthma in relation to the presence/absence of AO. The first diagram (diagram A) refers to the presence of AO. The second diagram (diagram B) refers to the absence of AO. In turn, each diagram is split into other parts (eight parts for diagram A; seven parts for diagram B). For the sake of completeness, it is appropriate to note that there was a 16th part that was not depicted, which included the remainder of the population (ie, the subjects with neither AO nor respiratory diseases). Statistical analyses were performed using a statistical software package (SPSS, version 9.0 + update 10.0; SPSS; Chicago, IL).27
|
| Results |
|---|
|
|
|---|
|
|
|
|
|
When the assessment of AO was made within the OLD diagnostic categories, the proportions varied among participants with asthma only, who showed a lower percentage (Po delta, 28.6%; Pisa, 25.4%), participants with CB only (Po delta, 31.5%; Pisa, 39.3%), or participants with emphysema only (Po delta, 39.3%; Pisa, 27.8%). Participants with all three OLD categories showed the highest proportions of AO (Po delta, 83.3%; Pisa, 76.2%).
The proportions of mutually exclusive disease groups also were displayed as horizontal stacked bars, for comparison by gender and age, after pooling the data from the two population samples (Fig 5 ). For the sake of clarity and simplicity, we grouped CB and emphysema together as CB-emphysema, thus reducing the number of disease groups from 15 to 7. Only people > 20 years of age were analyzed, since CB and emphysema were virtually nonexistent in younger subjects. In both genders, regardless of the presence of obstruction, isolated asthma decreased with age, while the incidence of isolated CB-emphysema and the combination of asthma and CB- emphysema increased. The incidence of isolated AO increased with age as well.
|
65 years of age, 5.6% and 14%, respectively). Within the asthma-only group, the proportion of those subjects with AO increased with age in women (20.9%, 28.6%, and 33.3%, respectively), while it increased up to 64 years and then decreased in men (21.8%, 68%, and 60%, respectively). The relative size of the CB-emphysema group (regardless of the presence of obstruction) increased with age in men and women (20 to 44 years of age, 6.1% and 7.3%, respectively; 45 to 64 years of age, 26.8% and 9.9%, respectively;
65 years of age, 27% and 21%, respectively). Within the CB-emphysema group, the proportion of those with AO increased with age in men (12.5%, 38.3%, and 62.5%, respectively), while it increased up to 64 years and then decreased in women (16.7%, 28.6%, and 22.2%, respectively). Finally, the frequency of the simultaneous presence of all three OLD conditions increased with age in men (3.0%, 3.1%, and 6.7%, respectively), while it increased up to 64 years and then decreased in women (1.2%, 7%, and 4.7%, respectively). Within this group, the proportion of those with AO ranged from 50% (in men 20 to 44 years of age and in women 45 to 64 years of age) to 100% (in younger and older women). The relative size of isolated AO increased from 49.2% in men 20 to 44 years of age, to 58.9% in men 45 to 64 years of age, to 60.7% in men
65 years of age. The values for women in the same age groups were 39%, 58.2%, and 60.5%, respectively. | Discussion |
|---|
|
|
|---|
The strengths of our research are the large study sample sizes, the standard protocols, which already had passed the scrutiny of independent reviewers,111316 and the analyses in two representative populations living in rural and in urban geographic areas. Furthermore, we have provided prevalence rates of AO following the GOLD criteria for stage 1 to 4 disease (ie, FEV1/FVC ratio < 0.70).28 Our rates fall into the upper range of COPD prevalence rates recently reported by Halbert et al,19 confirming that the World Health Organization projections on COPD burden based on expert opinion9 have probably been underestimated.
The overlap of the three OLD conditions has already been demonstrated by Mannino et al29 on the NHANES III surveys in the United States. Subsequently, such data were used by Soriano et al20 to derive the first proportional Venn diagram of OLD with seven mutually exclusive disease groups. Interestingly, the Italian data are more similar to those of the NHANES III surveys (ie, a population survey with questionnaire and spirometry findings) than to those of the UK General Practice Research Database (ie, an archive based on records of family practitioners, without spirometry findings).
The validity of our results is enhanced by the higher proportions of AO among subjects reporting diagnostic labels of COPD, compared to those in NHANES III. Standard interviewer-administered questionnaires and spirometry protocols were used in the United States and Italy. In the United States,2029 a more specific criterion was used (GOLD stage IB [ie, FEV1/FVC ratio < 0.7 and FEV1 < 80% predicted]), whereas in Italy a more sensitive criterion (ie, GOLD criterion for stage 1 to 4 disease, without considering FEV1 percent predicted) was used. Indeed, we believe that it is more informative to provide sensitive data to estimate the burden of COPD in the population, in view of the underutilization of spirometry.
The external validity of our study is enhanced by the fact that in our populations the asthma-only group also comprised the largest proportion of OLD patients, and it decreased with increasing age, as in the study by Soriano et al.20 It is important to point out that our data, like those in NHANES III, were collected before or immediately after the publication of the Global Initiative for Asthma guidelines on asthma,30 whereas the UK General Practice Research Database provided data that were collected several years after. Thus, it would be helpful to perform similar epidemiologic studies in order to assess the possible influence of the updated GOLD guidelines on COPD diagnosis,28 and of the updated Global Initiative for Asthma guidelines on asthma diagnosis.31
The fact that the concomitant diagnosis of asthma, CB, and emphysema is common among OLD patients from the general population, particularly in adults aged
50 years, also has been demonstrated by researchers who have not attempted to develop a proportional Venn diagram.32 An interesting study on the early detection of COPD or asthma in a random sample from the general population aged 25 to 70 years has been carried out in 10 general practices located in the eastern part of the Netherlands within the framework of the Detection, Intervention, and Monitoring Program of COPD and Asthma program.33 A total of 19.4% of the general population showed mild objective signs of COPD or asthma. Recently, it has been demonstrated in a cohort of 1,052 subjects with
1-antitrypsin deficiency,34 that asthma was present in 21% of the cohort and attacks of wheezing were reported in 66%.
The differences in airway inflammation in patients with fixed airflow obstruction due to asthma or COPD are known.5 However, there is overwhelming epidemiologic evidence that family practitioners perceive chronic persistent asthma as a form of irreversible airflow obstruction, thus encompassing it within the term COPD. This situation may be driven by the underutilization of spirometry as a diagnostic tool and by the feeling that the drugs to be used either in asthma or in COPD are not yet very different. Even many environmental risk factors, such as smoking,34 air pollution,35 and occupational exposures,36 are common to both asthma and COPD.
One limitation of our study is the use of two different instruments for lung function determination, a pneumotachograph in the Po delta and a spirometer in Pisa. Although the two instruments followed the 1987 ATS guidelines on the standardization of spirometry,25 there are some differences23 that may explain the higher proportions of AO in the Po delta than in Pisa. In fact, compared to the pneumotachograph, the spirometer373839 may likely "cut" the FVC maneuver yielding a lower FVC value. Therefore, the spirometer also may overestimate the FEV1/FVC ratio, consequently detecting fewer AO subjects, especially those at an early stage of disease. Our data may be another argument for performing new research that is aimed at reaching a standardized and epidemiologically consistent criterion for AO. In further support, Vestbo and Lange40 have questioned the ability of the GOLD criteria to provide information of prognostic value in COPD patients. Hardie and colleagues41 have criticized the applicability of the GOLD criteria to the whole population, regardless of age.
Despite the different proportions of subjects with isolated AO, the prevalence rates of OLD and AO combined were very similar in the two Italian populations (ie, around 18%). This confirms an elevated social burden from respiratory diseases, as has previously been demonstrated in Europe.42434445 Our findings also argue for the extensive use of spirometry in both clinical practice and at a general practitioner level. A promising approach in the early detection of COPD in a high-risk population using spirometric screening has come from a Polish study46 of 11,027 smokers
40 years of age with a smoking history of
10 pack-years. Spirometric signs of AO were found in 24.3% of the screened subjects. In addition, after a minimal antismoking intervention, smokers with abnormal lung function had an approximately doubled quitting rate after 1 year than those with normal spirometry findings.47 In the Detection, Intervention, and Monitoring Program of COPD and Asthma study cited above,33 the average costs per detected case varied from (in US dollars) $953 (scenario 1) to $469 (scenario 3). Thus, the detection of COPD or asthma at an early stage by means of a two-stage protocol seems to be feasible at relatively little expense in comparison with those of other mass screening programs.
In conclusion, about 18% of the general population have reported having OLD or have shown spirometric signs of AO. We confirm that the Venn diagram of OLD can be quantified in the general population by extending the mutually exclusive disease categories (including concomitant diagnosis of asthma, CB, or emphysema) to 15. Spirometry should be extensively used in clinical practice to try to overcome the underestimation of the worldwide burden of COPD. Further research is needed to better characterize subjects with different OLD combinations in order to implement better preventative and therapeutic strategies.
| Acknowledgements |
|---|
| Footnotes |
|---|
This work was supported in part by the National Research Council, Targeted Project "Prevention and Control Disease Factors-SP2-contract N 91.00171.PF41," the Italian Electric Power Authority (ENEL)-National Research Council Project "Interactions of energy system with human health and environment" (Rome, Italy), and by an educational grant from GlaxoSmithKline, Greenford, Middlesex, UK.
Received for publication December 19, 2003. Accepted for publication May 26, 2004.
| References |
|---|
|
|
|---|
1-antitrypsin deficiency: experience of the National Heart, Lung, and Blood Institute Registry. Chest 2003;123,765-771This article has been cited by other articles:
![]() |
J. Zielinski, M. Bednarek, D. Gorecka, G. Viegi, S. S. Hurd, Y. Fukuchi, C. K. W. Lai, P. X. Ran, F. W. S. Ko, S. M. Liu, et al. Increasing COPD awareness. Eur. Respir. J., April 1, 2006; 27(4): 833 - 852. [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |