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(Chest. 2004;126:1385-1387.)
© 2004 American College of Chest Physicians

Heartbeat Synchronizes With Respiratory Rhythm Only Under Specific Circumstances

Evgeny Vaschillo, PhD; Bronya Vaschillo, PhD and Paul Lehrer, PhD

University of Medicine and Dentistry of New Jersey, New Jersey Medical School, Piscataway, NJ University of Medicine and Dentistry of New Jersey, Robert Wood Johnson Medical School, Piscataway, NJ

Correspondence to: Paul Lehrer, PhD, Department of Psychiatry, D-335, UMDNJ-Robert Wood Johnson Medical School, 671 Hoes Ln, Piscataway, NJ 08854; e-mail: lehrer{at}umdnj.edu

To the Editor:

Yasuma and Hayano (February 2004)1 have theorized that respiratory sinus arrhythmia improves respiratory efficiency by the pairing of increases in heart rate with inhalation, when the concentration of oxygen in the alveoli is maximal. However, this phase relationship only occurs under specific circumstances.

Saul et al2 applied vagal and sympathetic blocking agents, and found that the phase lag from breathing to heart rate is near 0°, but only under pure vagal conditions. Under pure sympathetic conditions, the phase relationship varies from 180° at low frequencies to approximately –180° at high frequencies.

We asked eight healthy subjects to breathe at seven frequencies between 0.04 and 0.5 Hz for 2 min each, matching their strain-gauge respiration record to a computer-generated sine curve3 to ensure a constant respiratory depth and a sinusoidal shape for respiratory curves. Using Fourier filtration,3 we determined that the phase relationship between heart rate and respiration was 0° only at a respiratory frequency of approximately 0.1 Hz, in which the target frequency heart rate variability also was highest (Fig 1 ).



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Figure 1. Transfer function of respiration (input) to heart rate (output). Values given as the mean of eight subjects.

 
When healthy people breathe regularly at this resonant frequency for the cardiovascular system, we also found that the baroreflexes are systematically stimulated and baroreflex gain increases.4 In addition, peak expiratory flow improves.4 There also is preliminary evidence for an improvement in clinical asthma,5 and for improvement in respiratory gas exchange efficiency and clinical function in COPD patients.6

Thus, the hypothesis of Yasuma and Hayani1 would be specifically relevant for sympathetically medicated heart rate variability, or for respiratory sinus arrhythmia associated with slow breathing at approximately 0.1 Hz.

References

  1. Yasuma, F, Hayano, J (2004) Respiratory sinus arrhythmia: why does the heartbeat synchronize with respiratory rhythm? Chest 125,683-690[Abstract/Free Full Text]
  2. Saul, JP, Berger, RD, Albrecht, P, et al Transfer function analysis of the circulation: unique insights into cardiovascular regulation. Am J Physiol Heart Circ Physiol 1991;261,H1231-H1245[Abstract/Free Full Text]
  3. Vaschillo, E, Lehrer, P, Rishe, N, et al Heart rate variability biofeedback as a method for assessing baroreflex function: a preliminary study of resonance in the cardiovascular system. Appl Psychophysiol Biofeedback 2002;27,1-27[CrossRef][ISI][Medline]
  4. Lehrer, PM, Vaschillo, E, Vaschillo, B, et al Heart rate variability biofeedback increases baroreflex gain and peak expiratory flow. Psychosom Med 2003;65,796-805[Abstract/Free Full Text]
  5. Lehrer, PM, Vaschillo, E, Vaschillo, B, et al Biofeedback treatment for asthma. Chest 2004;126,352-361[Abstract/Free Full Text]
  6. Giardino, N, Chan, L, Borson, S Combined heart rate variability and pulse oximetry biofeedback for chronic obstructive pulmonary disease: a feasibility study. Appl Psychophysiol Biofeedback 2004;29,121-133[CrossRef][ISI][Medline]

Fumihiko Yasuma, MD, FCCP and Jun-ichiro Hayano, MD, FCCP

Suzuka National Hospital, Suzuka, Japan Nagoya City University School of Medicine, Nagoya, Japan

Correspondence to: Fumihiko Yasuma, MD, FCCP, Suzuka National Hospital, 3–2-1 Kasado, Suzuka, Japan 513-8501; e-mail: f-yasuma{at}mtb.biglobe.ne.jp

To the Editor:

We appreciate the interest by Drs. Vaschillo and Lehrer in our Opinions/Hypothesis article (February 2004)1 on respiratory sinus arrhythmia (RSA). We agree with their comment that heartbeat synchronizes with respiratory rhythm only under certain conditions, so that the results of the physiologic experiment are only applicable to the model used in the study. In their well-organized investigation,2 Vaschillo and coworkers2 used healthy subjects who were strictly instructed to breathe in synchrony with the extrinsic pacemaker (ie, a metronome) at predetermined respiratory frequencies between 0.04 and 0.5 Hz for 2 min. As was noted in our Opinions/Hypothesis article,1 humans are a species with a weak RSA compared with dogs. Moreover, a paced breathing that is in synchrony with the extrinsic rhythm generator might precipitate mental stress for subjects, and the equilibrium state of CO2/O2 metabolism through the paced breathing could not have been obtained in a very short period of time. Such factors as species, state of the subjects (ie, very alert, alert, relaxed, or asleep), and metabolism should always be considered in clinical/basic experiments on the synchrony of heartbeat with respiratory rhythm. Therefore, for this purpose we used trained dogs to lie down in a relaxed state under spontaneous breathing,345 as dogs are a species with a strong RSA.

The phase relationship between heart rate and respiration shows frequency dependence, but the relationship is known to be nonlinear.6 Eckberg6 has reported that the phase analysis between heart rate and respiration shows a clear hysteresis, and that the prolongation of the R-R interval begins shortly after the onset of expiration independently of respiratory frequency. He has also demonstrated that the shortening of the R-R interval begins progressively earlier in reference to the onset of inspiration as respiratory frequency decreases. As a result, the timing of the maximum instantaneous heart rate occurs instantly after end-inspiration, with the maximal lung volume at least for a respiratory frequency of < 0.25 Hz. Although the phase of the maximum heart rate lags behind the phase of the maximum lung volume as respiratory frequency increases, the amplitude of RSA decreases progressively.7 These facts seem to be consistent with the hypothesis that RSA is a function of physiologic respite for the cardiovascular and respiratory systems in resting animals and humans, because the phase relationship at a reduced respiratory frequency is optimal to cardiac and respiratory energy savings by reducing unnecessary heartbeats during expiration and unnecessary ventilation during the waning phase of the heart beat.18

References

  1. Yasuma, F, Hayano, J Respiratory sinus arrhythmia: why does the heartbeat synchronize with respiratory rhythm?. Chest 2004;125,683-690
  2. Vaschillo, E, Lehrer, P, Rishe, N, et al Heart rate variability biofeedback as a method for assessing baroreflex function: a preliminary study of resonance in the cardiovascular system. Appl Psychophysiol Biofeedback 2002;27,1-27[CrossRef][ISI][Medline]
  3. Yasuma, F, Hayano, J Augmentation of respiratory sinus arrhythmia in response to progressive hypercapnia in conscious dogs. Am J Physiol Heart Circ Physiol 2001;280,H2336-H2341[Abstract/Free Full Text]
  4. Yasuma, F, Hayano, J Impact of acute hypoxia on heart rate and blood pressure variability in conscious dogs. Am J Physiol Heart Circ Physiol 2000;279,H2344-H2349[Abstract/Free Full Text]
  5. Yasuma, F, Hayashi, H, Shimokata, K, et al Recording of electroencephalograms and electrocardiograms during daytime sleep in trained canines: preparation of the sleeping dogs. Psychiatry Clin Neurosci 1997;51,237-239[Medline]
  6. Eckberg, DL Human sinus arrhythmia as an index of vagal cardiac outflow. J Appl Physiol 1983;54,961-966[Abstract/Free Full Text]
  7. Hayano, J, Mukai, S, Sakakibara, Y, et al Effects of respirtory interval on vagal modulation of heart rate. Am J Physiol Heart Circ Physiol 1994;267,H33-H40[Abstract/Free Full Text]
  8. Hayano, J, Yasuma, F Hypothesis: respiratory sinus arrhythmia is an intrinsic resting function of cardiovascular system. Cardiovasc Res 2003;58,1-9[Abstract/Free Full Text]



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P. Lehrer, E. Vaschillo, S.-E. Lu, D. Eckberg, B. Vaschillo, A. Scardella, and R. Habib
Heart rate variability biofeedback: effects of age on heart rate variability, baroreflex gain, and asthma.
Chest, February 1, 2006; 129(2): 278 - 284.
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