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* From Utah Valley Regional Medical Center (Dr. Bishop), and Brigham Young University (Drs. Hudson and Hilton, and Ms. Wilde), Brigham Young University, Provo, UT.
Correspondence to: Clark Bishop, MD, FCCP, 1034 North 500 West, Provo, UT 84605-0390; e-mail: UVCBISHO{at}ihc.com
| Abstract |
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Design and patients: A randomized, double-blind, placebo-controlled pilot study was conducted over an 8-week period. Nineteen subjects, age 6 to 19 years, with CF status documented by positive sweat chloride test results (> 60 mEq/L) were recruited for the trial. After matching on age and sex, 10 patients were randomly assigned to the treatment group and 9 patients to the placebo group. Primary outcomes were FEV1, FVC, forced expiratory flow at 25 to 75% of vital capacity, and peak flow; secondary outcomes were body mass index, 6-min walk distance, and self-reported cough frequency, mucus production/viscosity/color, wellness, improvement, and stamina.
Interventions and analysis: Treatment was buffered GSH, and placebo was sodium chloride with a hint of quinine. The total daily dose of buffered GSH was approximately 66 mg/kg of body weight, and the total daily dose of placebo was approximately 15 mg/kg of body weight (quinine, 25 to 30 µg/kg). Doses were distributed across four inhalation sessions per day and spaced 3- to 4-h apart. General linear mixed models were used to analyze the data. The final sample size was nine subjects in the treatment group and seven subjects in the placebo group.
Results: Mean change for peak flow was 6.5 L/min for the placebo group and + 33.7 L/min for the GSH group (p = 0.04), and self-reported average improvement on a scale from 1 to 5 (1 being much worse and 5 being much better) was 2.8 for placebo and 4.7 for GSH (p = 0.004). Of the 13 primary and secondary outcomes examined, 11 outcomes favored the treatment group over the placebo group (p = 0.002), indicating a general tendency of improvement in the GSH group. No adverse events in the treatment group were noted.
Conclusion: This pilot study indicates the promise of nebulized buffered GSH to ameliorate CF disease, and longer, larger, and improved studies of inhaled GSH are warranted.
Key Words: aerosolized bronchiectasis cystic fibrosis glutathione lung function mucolysis oxidative stress
| Introduction |
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CF pathology is characterized by excessive inflammation in the respiratory and GI systems. Focusing on the respiratory system, patients with CF have thick mucus secretions, and colonization with bacteria occurs at an early age. The usual course of CF in the respiratory system is chronic infection that leads to airways obstruction, bronchiectasis, and eventual respiratory failure, with approximately 95% of patients with CF eventually dying from respiratory failure. Although much CF research has been on the altered chloride efflux from the CFTR channel,12 other anions, such as bicarbonate (HCO3-) and reduced glutathione (GSH) [L-gamma-glutamyl-L-cysteinyl-glycine] also pass through the CFTR to exit the cell.34
While CF pathology is well documented, the means by which the CF mutation causes disease is not well understood. It has been hypothesized that the altered distribution of GSH in patients with CF provides a significant link between CF genetics and CF pathology.5 The mechanism of this potential link can be understood by first understanding the function of GSH in normal individuals.
| GSH in Epithelial Lining Fluid |
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In patients with CF, research3121314 has shown that lung epithelial cells have normal total glutathione (GSH+GSSG) but exhibit significantly diminished efflux of GSH through CFTR channels at the apical surface. This diminished efflux results in profoundly decreased GSH+GSSG as well as decreased redox ratio in the ELF of the CF lung; total glutathione can be 10 to 50% of normal, and the redox ratio can be as low as 3:11516; therefore, patients with CF receive neither the full antioxidant nor mucolytic benefits of GSH.
| GSH in the Immune System |
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B, with a cascade of proinflammatory cytokines, such as tumor necrosis factor-
, interleukin (IL)-8, IL-6, IL-1a, and others following.17181920 Second, normal intracellular levels of GSH are essential for important immune system cell functions such as chemotaxis, phagocytosis, appropriate apoptosis, oxidant burst, microtubule integrity, cell signaling, antigen presentation, release of lysosomal enzymes, and other bactericidal activities.9212223 Third, the GSH system profoundly affects the nitric oxide system, with GSH deficiency inducing a reduction in available nitric oxide for use in bactericidal, bronchodilation, and cell-signaling functions.242526 In CF, reduced levels of GSH+GSSG and a diminished GSH redox ratio could help explain the chronic and excessive inflammation in the respiratory system. Although epithelial cells have a defective or missing CFTR channel, immune cells, such as neutrophils, possess redundant anion channels, including those of the multidrug resistance-associated protein family, which allows for the egress of GSH from these cells27; however, research28 has shown that neutrophils in CF also have diminished levels of GSH. It is hypothesized that part of the altered functionality of the neutrophils could be explained by the constant demand placed on them by the diminished GSH levels in the ELF.5
Therefore, chronic GSH deficiency in the CF lung could explain the paradox of an overactive immune system (chronic inflammation) that is nevertheless ineffective in eradicating bacteria (chronic infection). This paradox together with the loss of antioxidant protection and thickened mucus lead to a CF lung that is seriously compromised by genetically induced GSH transport dysfunction (Fig 1 ).
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Efforts to augment ELF GSH levels in the CF lung have been undertaken. In addition to one in vitro trial using CF human bronchial epithelial cells lines,31 there have been nine human trials on inhaled GSH, and one trial using sheep.323334353637383940 No serious adverse effects were reported in any of the nine human in vivo trials. Two of the nine human in vivo trials involved patients CF. The first trial31 demonstrated GSH in the lower airway following nebulization, and the study demonstrated decreased hypersensitivity of CF leukocytes to inflammatory stimuli. However, this trial was not placebo controlled, and it was only of 3 days in duration, with a maximum dose of 600 mg bid, and few clinical variables were examined. The second trial40 also demonstrated GSH in the lower airways following nebulization, and found increased FEV1 and altered lymphocyte profile. But again, this trial was not placebo controlled, and the longest duration of use was 2 weeks, also with a fairly small dose (450 mg tid).
Given the theoretical promise of GSH therapy in patients with CF and the previous findings of inhaled GSH,31323334353637383940 we conducted a placebo-controlled pilot study of longer duration with a higher daily dose of a buffered GSH solution. The objective was to assess the impact of GSH on clinical indicators of CF pathophysiology. Specific hypotheses included the following: (1) primary indicators involving lung function, FEV1, FVC, forced expiratory flow at 25 to 75% of vital capacity (FEF2575), and peak flow, would be positively affected by this intervention; (2) secondary outcomes representing other markers of CF disease would be positively affected, including body mass index (BMI), 6-min walk distance, and self-reported cough frequency, mucus production/viscosity/color, wellness, improvement, and stamina; and (3) no adverse effects would be attributable to this intervention (no pattern of worsening of bacterial cultures/counts, or other types of adverse events). All outcomes and their scales are defined in Table 1 , and qualitative scales of subjective measures were all categorized as secondary outcomes. The study rationale, design, methods, and protocol were reviewed and approved by the Utah Valley Regional Medical Center Institutional Review Board, Provo, UT.
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| Materials and Methods |
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Experimental Protocol
Randomization:
Patients were first paired by age and sex, and then each member of the pair was randomly assigned to the treatment or placebo groups. Just before the trial began, one patient in the placebo group dropped out. No member of the clinical team was involved in the coding or assignment to treatment/placebo groups, and both patients and the clinical team remained blinded to treatment group assignment throughout the trial. Nonclinical researchers involved in any coding were only provided patient identification numbers, not patient names.
Trial Structure: The trial duration was 8 weeks, with enrollment occurring between late June and early July 2002 depending on patient availability for the first examination. Each patient was seen by the clinical team at the Utah Valley Regional Medical Center at the beginning and end of the trial. Primary and secondary outcomes (Table 1) were collected at these visits with the exception of peak flow; patients were asked to perform peak flows at least twice daily throughout the trial using a peak flowmeter (Personal Best; Respironics; Murrysville, PA). Baseline bacterial culture samples and counts were either collected at the first visit or extracted from medical records for the 3 months prior to the first visit; bacterial cultures and counts were also collected at the end of the trial.
Patients were instructed to continue taking all currently prescribed medication and treatments, and to phone or e-mail immediately if there were any adverse events. Study protocol outlined that all adverse events were to be promptly reported to the principal investigator who would assess the clinical situation and recommend any necessary deviation from the treatment regimen. Also, clinical researchers phoned or e-mailed patients biweekly to monitor side effects and to encourage compliance, and they asked patients midway through the trial of their perceptions of any change in clinical status. Finally, patients were asked to record daily in a logbook changes in status, timing of treatments, and peak flows. A subjective assessment of compliance was made after the trial ended based on logbook entries.
During clinic visits, patients were segregated according to bacterial status. Patients with mucoid Pseudomonas aeruginosa or methicillin-resistant Staphylococcus aureus were segregated from each other and other patients, ie, seen in separate rooms with all equipment and rooms cleaned between patients. In addition, patients with methicillin-resistant S aureus were gowned, and their testing was done at the end of the day.
Materials and Dosage
GSH
The treatment group received capsules containing reduced GSH buffered with sodium bicarbonate. Each capsule contained 300 mg of GSH and 72 mg of 100% pure sodium bicarbonate. The capsules were formulated by Theranaturals, Inc. (Orem, UT). The GSH was manufactured using good manufacturing practice by the Kohjin Company (Tokyo, Japan). Nelson Laboratories (Salt Lake City, UT), an independent testing laboratory, performed limulus amebocyte lysate tests for endotoxins on the lot of GSH used in the study. No endotoxins were found by tests with sensitivity thresholds < 0.015 endotoxin units per milligram. This lot of GSH was also tested and found negative for S aureus, P aeruginosa, Salmonella species, Escherichia coli, and fungi. The purity of this lot of GSH was assayed using high-pressure liquid chromotography, with purity measuring 98.8% GSH with heavy metals not > 5 ppm, iron not > 5 ppm, and arsenic not > 1 ppm. The pH of the buffered GSH in solution tested at 5.2, and average osmolality of one capsule dissolved in 3.75 mL of sterile water was measured at 469 milliosmol (mOsm)/kg, producing a slightly hypertonic solution of 1.4% (physiologic osmolality being 280 to 310 mOsm/kg).
Placebo: The placebo group received capsules containing sodium chloride with a hint of quinine. Since GSH has a distinct taste and odor, quinine was added to the placebo in order to create a distinct taste and odor. Each capsule contained approximately 68 mg (range, 68 to 102 mg) or 1.16 mmol of sodium chloride, and 125 µg or 0.4 µmol/L of quinine. The capsules were formulated by Theranaturals, Inc. The pH of the placebo in solution tested at 4.9, and average osmolality of one capsule dissolved in 3.75 mL of sterile water was measured at 1,360 mOsm/kg, producing approximately a 4% hypertonic saline solution.
Dosage: Total daily dose of buffered GSH for each patient was approximately 66 mg/kg of body weight, and total daily dose of placebo for each patient was approximately 15 mg/kg of body weight (25 to 30 µg/kg of quinine). These doses were distributed across four inhalation sessions per day, and patients were asked to space these sessions 3- to 4-h apart. For the first week of treatment, patients were instructed to use one fourth of the recommended total dosage, and in the second week to use one half of the recommended total dosage. After the second week, patients were instructed to use the full daily total dosage. The primary purpose of this incremental dosage regimen was to monitor for adverse events at lower dosage levels.
Each patient was individually instructed regarding the number of capsules to use for each session and to dilute each capsule using 3.75 mL of sterile water. All patients received a portable compressor/nebulizer (Omron NE-C21 Comp-Air Elite; Omron Healthcare; Vernon Hills, IL), whose particle size tested at 6 µm. For a given session during the day, patients were instructed to make the solution, place it in the nebulizer, and inhale it using a face mask until it was gone. Patients were instructed to always make a fresh solution for each session. Laboratory experiments show that freshly made buffered GSH solution is stable for up to 5 h with GSH in solution, being 97 ± 0.1% in the reduced form.29
Data Analysis
Differences between posttrial and baseline outcomes were analyzed using a general linear mixed model that allowed for correlation between outcomes within the age/sex pair used for randomization. For peak flow, baseline was defined as the average of all measurements taken the first 5 days of the trial, and post was defined as the average of all measurement taken the last 5 days on treatment. All analyses were conducted on a modified intent-to-treat basis, ie, regardless of compliance to the treatment regimen, all patient outcomes were included in the analysis except when patients were hospitalized or were missing data. Patients who were hospitalized were excluded from analysis because their posttrial lung function outcomes would be clearly influenced by their hospitalization treatment. Also, when patients were missing data for a particular outcome, they were excluded from the analysis of that outcome; however, missing data were minimal. Two patients in the GSH group did not record daily peak flow data; and at the posttrial clinic visit, one patient in the placebo group did not provide data on sputum viscosity and color, and two patients in the GSH group did not provide data on sputum color.
Participant Flow
The recruitment process and patient experience is summarized in Figure 2
. Fifty-eight patients inquired about the trial, 23 patients were excluded on the basis of the exclusion criteria noted above, and 16 patients chose to not participate. Nineteen patients were enrolled in the trial: 10 in the treatment group and 9 in the placebo group. After the trial commenced, three patients (two receiving placebo and one receiving GSH) were hospitalized due to nonacute pulmonary exacerbations that were unrelated to participation in the study. Since hospitalized patients were excluded from data analyses, study results are based on data from seven patients receiving placebo and nine patients receiving GSH.
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| Results |
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One GSH patient was grossly noncompliant, ie, stopped the treatment after the first 5 days of the trial. In order to obtain a clearer picture of the potential effect of GSH, the data were analyzed excluding this patient. These results are not reported since they are very similar to those in Table 4 except for two noteworthy differences: (1) the difference in average cough frequency declined by 0.6 (scale 1 to 4) in the GSH group, and was statistically different (p = 0.03) from the placebo group; and (2) the average difference in FEF2575 between the GSH and placebo groups increased to 8.4%, which tended toward statistical significance (p = 0.24).
| Discussion |
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This pilot study demonstrates significant differences in a few important end points, and the results are consistent with the hypothesis that GSH does improve clinical indicators in CF patients. Why then were not more indicators, especially FEV1 and FVC, significantly different between the two groups? There are two opposing possibilities that are worth considering. First, inhaled GSH may not be an effective treatment for CF symptoms. If this is the case, then the significant differences found in this study represent statistical type I errors, and further study of inhaled GSH is unnecessary. However, this explanation is improbable given the small p values and the multiple significant differences that were observed in this study. The second possible explanation for finding few significant differences in this study is that inhaled GSH is an effective treatment for CF symptoms, but limitations in this pilot study prevented the actual effect of GSH to occur and to be detected. In order to fully consider this second explanation, it is important to discuss the limitations of the study.
An important limitation of this study is its short duration. The study lasted only 8 weeks, and patients were only at full dosage for the last 6 weeks of the trial. It is possible that more time receiving treatment is required before detectable improvements in lung function occur. Another limitation is the small sample size. Measures of lung function exhibit natural variability; therefore, it is possible that if group differences exist, they will only be detectable with larger samples. Also, the patients in this study were fairly healthy patients (average FEV1 was 80.7%, and average FVC was 88.3%), which limits the amount of improvement that can be observed. Another limitation is the placebo solution. The smallest amount of the placebo mixture that could be reliably encapsulated at the facilities available to us was 100 mg. This resulted in a 4% hypertonic saline solution, and the use of hypertonic saline of 3 to 12% has been demonstrated to have therapeutic value to patients with CF.424344 Therefore, it is possible that the observed effects in these data are smaller than they would be if a true placebo solution had been used.
Another important limitation of this study is that the optimal dose of inhaled GSH is still unknown. Most of the previous in vivo studies31323334353637383940 of inhaled GSH used 600 mg/d; however, neither explanation nor justification for this dose has been given. We used the following rationale to arrive at the dosage levels in this study. Given that research81528 has shown reduced levels of GSH in blood serum, lymphocytes, and WBCs, and others1316 have shown a 50% reduction in export of GSH, and given that Meister45 has shown that a normal 150-lb male subject synthesizes 10 g of GSH per day, our dosage schedule was based on a 50% replacement of daily, synthesized GSH in the body. While previous in vivo trials3140 have demonstrated adequate delivery and a half-life of several hours of inhaled GSH, not all of the prepared solution reaches the lung due to leakage and other factors.40 Also, given the recent findings46 that normal mice respond to oxidative stimuli with a threefold increase in ELF GSH, and that CFTR knockout mice lack this response, it is possible that even higher doses are required to achieve effective treatment. Clearly, further dosing studies are necessary in order to identify the optimal dose.
If inhaled GSH is effective and the study limitations discussed above muted or prevented the actual effect of GSH to occur and/or to be detected, then only a few outcomes might show a significant GSH effect while a general tendency or syndrome of improvement might exist collectively across the outcomes. A simple way to conceptualize a general tendency or syndrome of improvement is to assume that there is no GSH effect. Under this assumption, one would expect the estimated effect size to favor the control and GSH groups with equal probability. Between the primary and secondary outcomes, there are 13 clinical end points, of which 11 favored the GSH treatment group. Under the assumption of no GSH effect, the probability of observing 11 of 13 effects favoring the GSH group is 0.002. This probability is extremely small, which suggests that in this 8-week period we are seeing a syndrome of improvement in the GSH treatment group affecting a broad spectrum of symptoms, including airway function, sputum characteristics, weight gain, cough frequency, and stamina measured in distance walked, among others (Table 4, column 3).
This general syndrome of improvement is consistent with the significant difference (p = 0.004) between the groups in their subjective assessment of improvement: the GSH group reported feeling much better, while the control group reported feeling about the same. It is also consistent with information garnered from exit interviews with study participants. Several patients in the GSH group reported an amelioration of other symptoms that we did not investigate, including improvement in sinus inflammation and nasal mucus, improved stool characteristics, and decreased need for pancreatic enzymes. Given that some significant differences were found despite the study limitations and given that the data show a general tendency toward improvement, it seems that inhaled GSH has the potential to be an effective treatment for many CF symptoms. Certainly there is sufficient promise that longer and larger studies of inhaled GSH are warranted.
In general, the GSH treatment was well tolerated by the patients, and none of the patients in the GSH group notified the principal investigator of serious adverse events. Based on verbal complaints and logbook entries, the GSH and placebo groups appeared to have similar frequency and severity of reported adverse events. Also, there were no significant changes or differences in the number and severity of species identified in bacterial cultures between the treatment and placebo groups (the noncompliant GSH patient cultured rare Burkholderia gladioli at the end of the 8-week trial; the pathogenicity of B gladioli in patients with CF is unknown); subsequent culture findings from this patient have been negative for B gladioli.47 Of course, additional trials will be required to verify the safety of inhaled GSH, especially in fragile patients who were excluded from the pilot study (culturing B cepacia, history of hemoptysis/pneumothorax, FEV1 < 30% predicted, or severe asthma component.)
It should be noted that secondary GSH deficiency has been observed and perhaps plays an aggravating role in several other respiratory diseases, including COPD,48 ARDS,49 idiopathic pulmonary fibrosis of nonsmokers,50 AIDS-related respiratory disease,51 idiopathic interstitial pneumonia,52 idiopathic respiratory distress syndrome,53 and diffuse fibrosing alveolitis.54 Therefore, this therapeutic approach might be useful in diseases other than CF.
In conclusion, while there is emerging evidence that primary GSH deficiency is an important element of the CF pathology, it must be understood that CF disease is certainly multifactorial in origin. Short of a genetic cure, however, effective treatment of CF should address the GSH deficiency. The findings from this pilot study are consistent with the hypothesis that augmentation of ELF GSH does significantly improve clinical indicators in patients with CF. Specifically, we observed a spectrum of fairly ameliorative results, most noteworthy of which was significant improvement in small airway function. We believe it is clear that further investigation is required to determine the extent of the effectiveness of GSH on CF symptoms; therefore, higher powered studies of longer duration should be conducted that examine a larger array of clinical indicators, including inflammatory mediators and exhaled breath characteristics.
| Acknowledgements |
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| Footnotes |
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All funding provided by the Utah Valley Institute of Cystic Fibrosis.
Received for publication March 1, 2004. Accepted for publication May 14, 2004.
| References |
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. Am J Physiol Lung Cell Mol Physiol 2000;278,L1186-L1194This article has been cited by other articles:
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T. E. Machen Innate immune response in CF airway epithelia: hyperinflammatory? Am J Physiol Cell Physiol, August 1, 2006; 291(2): C218 - C230. [Abstract] [Full Text] [PDF] |
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