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* From the Department of Public Health Sciences (Dr. Senthilselvan and Mr. Lawson), University of Alberta, Edmonton; and the Institute of Agricultural Rural and Environmental Health (Mr. Lawson, and Drs. Rennie and Dosman), University of Saskatchewan, Saskatoon, Canada.
Correspondence to: Ambikaipakan Senthilselvan, PhD, Department of Public Health Sciences, University of Alberta, 13106B Clinical Sciences Building, Edmonton, AL, Canada, T6G 2G3; e-mail: sentil{at}ualberta.ca
| Abstract |
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Design: An inceptional cohort study using Saskatchewan Health databases.
Setting: The Province of Saskatchewan, Canada.
Participants: A total of 29,957 persons aged 5 to 54 years who had at least five asthma-related visits to physicians between 1991 and 2000.
Results: Among the subjects with increased asthma severity, indicated by one or more average number of asthma-related physician visits per 3 months during the follow-up, high use of ISABA was a risk factor for hospitalization when no ICS were used (rate ratio [RR], 2.16; 95% confidence interval [CI], 1.51 to 2.95). There was a beneficial effect of ISABA when there was low use of ICS (RR, 0.65; 95% CI, 0.42 to 0.93) or high use of ICS (RR, 0.23; 95% CI, 0.12 to 0.41). Among the subjects with less severe asthma, indicated by less than one asthma-related physician visits per 3 months, on average, during the follow-up, the risk of hospitalization was even greater for high use of ISABA when no ICS were used (RR, 10.06; 95% CI, 6.99 to 14.47). This was reduced but not abolished when there was low use of ICS (RR, 3.24; 95% CI, 2.29 to 4.59) and negated altogether by high use of ICS (RR, 1.10; 95% CI, 0.39 to 3.12).
Conclusion: Among both severe and less severe asthma groups, high use of ISABA was associated with an increased risk of asthma hospitalization in the absence of any use of ICS, which was progressively reduced with low and high use of ICS. This finding was independent of asthma severity and could result from lack of control through over reliance on ISABA in asthma management.
Key Words: asthma hospitalization inhaled corticosteroids management medications short-acting ß2-agonists
| Introduction |
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In our study, we used a population-based health database to identify asthma patients without any previous hospitalization and monitored them up to 10 years to investigate the risk of first asthma hospitalization associated with use of ISABA and ICS after controlling for indicators of severity. We used the quantity and strength of prescriptions to define low and high use of ISABA and ICS.
| Materials and Methods |
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Data Extraction
The physician services database contains information sent by physicians for payment of medical services rendered to patients. ED visits are captured in this database only when nonsalaried physicians attend to the patients or in situations where contract or salaried physicians participate in shadow billing. All asthma-related visits to physicians between January 1, 1989, and December 31, 2000, were identified from the outpatient physician services database using the three-digit International Classification of Diseases, Ninth Revision code 493. For each visit, residence, date of service, and diagnostic code were also obtained from the physician services database.
The hospital services database includes information on all persons discharged from hospital. Asthma hospitalization history during the study period for identified cases was obtained from the hospital services database using the four-digit International Classification of Diseases, Ninth Revision codes 493.0 (extrinsic asthma), 493.1 (intrinsic asthma), and 493.9 (asthma unspecified). Admission and discharge dates, length of stay, and primary diagnosis were obtained for each hospital admission.
The outpatient prescription drug database includes information on benefit prescription drugs purchased by Saskatchewan residents, except the registered Indian population, which is covered by the Federal Government of Canada. These drugs are listed in the Saskatchewan Formulary, which is maintained by the Drug Plan and Extended Benefits Branch of the Saskatchewan Health Department.27 Some drugs are listed in the formulary under the exception drug status, which results in information on the use of these drugs being captured in the prescription drug database only when physicians make requests for the exception drug status coverage.27 Leukotriene modifiers are listed in the formulary under the exception drug status. Under the Prescription Drug Plan, Saskatchewan residents receive benefits from the Provincial Government, which include copayments for drugs when a family exceeds a deductible amount.28
Asthma-related prescription drugs purchased by patients during the study period were obtained from the outpatient prescription drug database. The information obtained for each prescription included dispensing date, drug class, drug category, strength, dosage form, and quantity dispensed.
Demographic and health coverage information was obtained for individuals identified in the outpatient physician services database from the Personal Registry System. The information from the four databases was linked using a unique identity number for each person. The prescription drug purchase information of registered Indians is not available in the outpatient prescription drug database and, as a result, this group was excluded from the present study.
Cohort Entry
Three studies171819 published between 1990 and 1992 reported significant associations between excessive use of ISABA and asthma death or near asthma death. During this period, new guidelines for asthma management were proposed that included the recommendation that inhaled ß2-agonists should be used on an as-needed basis and ICS should be used as a regular-use therapy.29 We took the midpoint of the 1990 to 1992 period as the starting point for our study, and used the period from January 1, 1989, to December 31, 1990, as the run-in period. Persons who were covered by Saskatchewan Health during the run-in period were excluded if they had a hospitalization in this period. Persons who were from 5 to 54 years of age on January 1, 1991, and had at least five asthma-related visits to physicians prior to January 1, 1991, entered the cohort on the starting date. We chose five visits in order to increase confidence in the diagnosis of asthma. In addition, additional persons joined the cohort at different time points between January 1, 1991, and December 31, 2000, when they completed five asthma-related visits, or turned 5 years of age following five physician visits for asthma.
End of Follow-up
The end of follow-up was either hospitalization for asthma, end of Saskatchewan Health coverage, or end of the study (December 31, 2000), whichever occurred first. The Saskatchewan Health coverage is terminated when a person dies or moves out of the province.
Study Population
Initially, 35,442 persons in the age group 5 to 54 years with at least five asthma-related physician visits were eligible to enter the inceptional cohort during the study period. Of these, 2,097 persons had at least one hospital admission for asthma between January 1, 1989, and December 31, 1990, and 3,388 persons had at least one hospital admission for asthma prior to turning 5 years of age or completing five asthma-related visits to a physician. These patients were excluded, as the main objective of our study was to examine the association between medication use and the first hospitalization for asthma. Asthma management including medication use would be different between those who had previous hospitalizations and those who did not. By excluding these patients from our study, we have ensured that there was no previous asthma hospitalization for at least 2 years or for the length of time we had information on the individual. After excluding the 5,485 persons with previous hospitalizations, 29,957 persons were considered eligible for the study.
Asthma Medications
Asthma medications were classified as ISABA (fenoterol, salbutamol, terbutaline metaproterenol, isoproterenol, procaterol); oral short-acting ß2-agonists (SABA) [fenoterol, salbutamol, terbutaline, metaproterenol]; long-acting inhaled ß2-agonists (LABA) [salmeterol, formoterol]; methylxanthines (theophylline, aminophylline, oxtriphylline); ipratropium and combinations (ipratropium bromide, ipratropium/salbutamol); ICS (beclomethasone, budenoside, flunisolide, fluticasone, trimacinolone); oral corticosteroids (prednisone, prednisolone); fluticasone propionate and salmeterol xinafoate combination; sodium cromoglycate (cromolyn); nedocromil; and ketotifen. Furthermore, SABA were classified by mode of administration, including metered-dose inhaler (MDI) or dry powder inhaler (DPI), oral or nebulized. Each medication, except for ISABA by MDI or DPI and ICS, was classified as a dichotomous variable (yes/no) to indicate dispensing of at least one prescription during the follow-up. The dichotomous variables were used to adjust for potential confounding effects of these medications in the association between asthma hospitalization and use of inhaled ß2-agonists and ICS. Assessment of ISABA by MDI and DPI and ICS was based on the total milligrams dispensed during the follow-up. Total milligrams was obtained using strength and quantity information provided by the outpatient prescription drug database.
Conversion of ISABA
All inhaled ISABA medications were assumed to be equipotent to salbutamol and were converted to salbutamol MDI equivalent. The average monthly salbutamol equivalent quantity was calculated for MDI and DPI by dividing the total milligrams of salbutamol dispensed during the follow-up by the duration of follow-up (in months). In cases in which follow-up was less than full months, the time was rounded to the nearest greater month; thus, in calculating average monthly dosage, the minimum period of follow-up for a prescription was assumed to be 1 month. The average monthly use of salbutamol equivalent for MDI and/or DPI were then categorized into none, low (less than or equal to one canister salbutamol per month), and high (more than one canister per month) average use, respectively. One canister of salbutamol per month is equivalent to 200 inhalations (100 µg per inhalation) per month or approximately 7 inhalations (700 µg) per day; and according to the National Institutes of Health guidelines, more than one canister use per month is considered to be overreliance on ISABA and inappropriate use of ISABA.3
Conversion of ICS
ICS medications were converted to beclomethasone (aerosol) equivalent using the formula suggested by Blais et al.30 One milligram of beclomethasone for nebulizer solution was assumed to be equivalent to 0.1 mg of beclomethasone by metered-dose aerosol. One milligram of beclomethasone for disk inhaler was assumed to be equivalent to 2 mg of beclomethasone by metered aerosol. In converting other corticosteroid drugs to a beclomethasone equivalent, we assumed that 1 mg of beclomethasone was equivalent to 0.8 mg of budesonide, 0.5 mg of fluticasone, 2.5 mg of flunisolide, and 4 mg of triamcinolone. The average monthly dosage was calculated by dividing the total milligrams of beclomethasone equivalent dispensed during the follow-up by the duration of follow-up (in months), again using 1 month as a minimum follow-up. The average monthly use of ICS was then categorized into none, low (less than or equal to one canister per month), and high (more than one canister per month). One canister of beclomethasone per month is equivalent to 200 inhalations per month (50 µg per inhalation) or approximately seven puffs per day (350 µg). This categorization has been used in a previous study10 examining the association between the use of ICS and asthma-related death or near death.
Severity Indicators
Use of oral corticosteroids, SABA administered by nebulizers, and number of asthma-related visits to physicians during the follow-up were considered as indicators of severity. Based on the distribution of number of asthma-related physician visits, the average number of visits in a 3-month follow-up period was used to determine asthma severity. Subjects with more than one asthma-related visit per 3 months on average were assigned to the more severe category.
Statistical Analysis
The follow-up period of each subject was expressed in years and used as the contribution to the person-year calculations. The rate of hospitalization per year was determined by the ratio between number of asthma hospitalizations and the total person-years, and was expressed per 1,000 persons per year. The risk of asthma hospitalization was determined by the ratio between hospitalization rates for two levels of a risk factor. The significance of the rate ratios (RRs) was indicated by 95% confidence intervals (CIs). Poisson regression for cohort analysis was used to determine independent risk factors for asthma hospitalization. The GENMOD program in SAS (SAS Institute; Cary, NC) was used for the Poisson regression analysis, with logarithm of number hospitalizations as the dependent variable and total person-years as an offset in the regression model. Factors that were significant at 20% level of significance (p = 0.20) in the univariate analysis were considered in the multivariate analysis. After selecting significant factors in the multivariate model, interaction effects were tested for statistical significance. RRs for the factors that were part of the interactions were calculated using the contribution from main and interaction effects. Likelihood ratio tests were used to determine statistical significance in the univariate and multivariate models. Indicators of severity were included in the multivariate analysis. In addition, a stratified analysis using Poisson regression was conducted to assess if severity was a confounding factor in the relationship between medication use and asthma hospitalization.
| Results |
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| Discussion |
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We found that low use of ISABA administered by MDI and/or DPI had an inverse association with asthma hospitalization for both ICS users and nonusers, but persons receiving high-dose ISABA administered by MDI and/or DPI without any use of ICS had a fourfold increase in the risk of asthma hospitalization. In the study conducted among children and adults using the HMO database in eastern Massachusetts, a fourfold increase in the risk of asthma hospitalization was reported for those dispensed eight or more ISABA prescriptions per person-year relative to those dispensed no ISABA prescriptions.6 In a study15 based on Kaiser Permanente HMO among adults with a mean age of 55 years, asthma subjects who received four or more canisters of ISABA during the 3-month period prior to the hospitalization were 1.4 times more likely to be admitted to the ICU, and 1.9 times more likely to receive endotracheal intubations. In a study23 conducted in Vancouver, Canada, among patients aged 5 to 50 years, inappropriate use of ISABA was associated with increased use of health-care resources associated with treatment of respiratory conditions.
The protective effect of ICS use on the risk of asthma hospitalization has been reported in several studies,456715 in which the reduction of asthma hospitalization rates associated with ICS use varied from 30 to 60%. In a nested case-control study using the Saskatchewan Health databases from 1975 to 1991, regular use of ICS was associated with a reduction of 31% in the asthma hospitalization rates.8 Interestingly, in our study, low ICS use, in the absence of ISABA use, had a reduction of 66% in the asthma hospitalization rates. High ICS use, in the absence of ISABA use, had an increased risk for asthma hospitalization, but it was not statistically significant. This increased risk was seen only among those persons with increased asthma severity indicated by more than one asthma-related physician visits per 3 months, on average. High ICS use was also associated with increased risk for asthma hospitalization in a cross-sectional study of Ohio Medicaid patients aged 15 to 64 years.16 The increased risk of hospitalization for high ICS use might be partially attributed to asthma severity as increasing dose of ICS, assuming asthma is well controlled, can been used as an indicator of asthma severity.32 Protective effects of ICS use have been reported for ED visits among children aged 3 to 15 years.5 In a case-control study based on data from Saskatchewan Health databases for 1977 to 1993, asthma patients 5 to 54 years old treated with ICS in the year following the asthma diagnosis had a 40% reduction in asthma hospitalizations in comparison to those treated with theophylline.13
In our study, the risk of asthma hospitalization associated with high use of ISABA was reduced with increased average use of ICS, with a beneficial effect occurring when there was high use of ICS. In a study conducted using the HMO database in Eastern Massachusetts, ICS use was associated with a reduction in asthma hospitalization rates, and reduced the risk of asthma hospitalization associated with increased ISABA use.6 The Massachusetts study included young children and old adults, and was based on a selective population with health and prescription drug coverage, while our study population included almost the whole population of Saskatchewan and excluded children aged < 5 years old and adults
55 years old due to concerns over comorbid conditions and accurate diagnosis of asthma. Drug use in the Massachusetts study was measured by dispensing rates, which was the ratio between the total number of prescriptions and the duration of follow-up6; in our study, average drug use was based on quantity and strength of drug dispensed by the duration of the follow-up period, which allowed us to categorize the average use of ISABA into low and high use according the asthma management guidelines. Findings similar to ours were observed in a study12 examining the relationship between use of ISABA and asthma-related deaths. However, only the number of prescriptions and not the quantity dispensed was used to determine use of medications in this study.12
Researchers have investigated asthma severity as a possible reason for the association between use of SABA and asthma morbidity and mortality.3334 In these studies, previous hospitalizations,33 use of oral corticosteroids,34 a history of loss of consciousness or seizures during a previous asthma attack,34 and a history of attacks of asthma precipitated by eating certain foods35 were considered as markers of asthma severity. The latter two markers were associated with 10-fold and fivefold increased risk of near-fatal and fatal asthma, respectively.34 In our study, the average number of asthma-related physician visits per 3 months during the follow-up was the most important marker of severity and was associated with more than a 10-fold increase risk of asthma hospitalization. The usage of oral corticosteroids and SABA administered by nebulizer was also considered to be markers of asthma severity in our study, but their effects were smaller than the average number of asthma-related physician visits per 3 months. Use of a nebulizer as an indicator of asthma severity is questionable, as the nebulizer is frequently used to administer ß2-agonists in very young children. However, this should not affect our study, as children < 5 years old were not included in our study. In addition, nebulizer use was significantly associated with increased asthma severity in a study36 conducted among high-risk, inner-city adults
18 years old.
In our study, LABA and leukotriene modifiers were used only by a small proportion of the cohort, which might be related to the introduction of these drugs part-way through the study period in Canada. In addition, leukotriene modifiers were listed under the exception drug status in the Saskatchewan Drug Formulary.27 Some of the dispensing of these drugs might not have been captured in the prescription drug databases and might have been excluded from the study. However, the main findings of our study will not be affected by this incomplete capture of the drugs under the exception drug status category, since most commonly used drugs involved in our findings were not part of that category.
There are several limitations in our study. One of the important assumptions in the study was that patients consumed all the drugs that they were dispensed, but it was not possible to verify this assumption. Use of oral corticosteroids, nebulizer-administered ISABA, and number of physician visits were used to control for asthma severity in our study, as no other direct indicators of severity were available. The information about ED visits during the follow-up was not available for our study, as it was not routinely captured in the Saskatchewan Health Databases. Aggressive management of asthma at the ED might have prevented hospitalizations. However, in a study conducted among children with acute asthma from 44 EDs in the United States and Canada, there was no significant difference in the mean number of past-year ED visits between those who were admitted to the hospital for asthma and those who were not admitted.36 Only a small reduction is expected in the number of asthma-related physician visits due to ED visits because patients who were not compliant with the ED discharge guidelines would not have seen a physician following the ED visit. The ED discharge guidelines recommend that patients with asthma should see a physician within 1 week of discharge from the ED.1
In our study, low doses of ICS, and low doses of ISABA administered by MDI and/or DPI were associated with reductions in the rates of first hospitalization for asthma. In contrast, the risk of hospitalization was greater for high use of ISABA administered, which was progressively reduced by low and high use of ICS. We accounted for asthma severity by including three asthma severity indicators in the multivariate model and performed additional analyses stratified by severity indicators. Although the effects of severity could be seen, the patterns between ISABA, ICS, and hospitalization were still present and independent of severity. Our results support the current Canadian guidelines, which suggest regular ICS use with ISABA use as needed.12 In the high-severity strata, high ISABA use without ICS use may indicate inappropriate management with overreliance on ISABA, thus resulting in hospitalization; whereas appropriate management, which includes ICS use, reduces the risk of hospitalization. Our study clearly showed this reduction in risk of asthma hospitalizations with the use of ICS. We conclude that use of more than one canister of ISABA per month represents inappropriate management and is an indicator for the use of ICS.
| Acknowledgements |
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| Footnotes |
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The research was supported by a grant from the Health Services and Utilization Research Commission, Saskatchewan, Canada.
Received for publication June 29, 2004. Accepted for publication October 25, 2004.
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