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* From the Department of Medicine, Los Angeles Biomedical Research Institute, Harbor-UCLA Medical Center, Torrance, CA.
Correspondence to: Karlman Wasserman, MD, PhD, FCCP, Department of Medicine, Harbor-UCLA Medical Center, 1000 W Carson St, Box 405, Torrance, CA 90509-2910; e-mail: kwasserman{at}rei.edu
| Abstract |
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Methods: We performed cardiopulmonary exercise testing (CPET) in 52 PPH patients. All had hemodynamic measurements to confirm the diagnosis of PPH. A subgroup of 29 patients who underwent right-heart catheterization within 50 days of CPET were studied to compare their CPET responses to resting hemodynamics. Nine healthy volunteers matched for age and gender served as CPET control subjects.
Results: In PPH patients, the percentage of predicted peak oxygen uptake (
O2) correlated significantly with mean pulmonary artery pressure (mPAP) [r = 0.59, p = 0.0007, n = 29]. PETCO2 values at rest, anaerobic threshold (AT), and peak
O2 were proportionately reduced as percentage of predicted peak
O2 decreased (r = 0.66 to 0.72, p < 0.0001, n = 52). PETCO2 values at rest, AT, and peak
O2 were also reduced as mPAP increased (r = 0.51 to 0.53, p < 0.005, n = 29). In contrast to normal subjects in whom PETCO2 increased from rest to AT, PETCO2 decreased in PPH patients, except for two patients with mild PPH in whom there was no change. Also, PETCO2 increased rather than decreased further at the start of recovery, in contrast to normal. Although usually normal at rest, oxyhemoglobin saturation decreased during exercise in most PPH patients.
Conclusions: In patients with PPH, PETCO2 at rest and exercise is significantly reduced in proportion to physiologic disease severity. The range of values is unusually low. Furthermore, the directional changes of PETCO2 during exercise and early recovery are in the opposite direction of normal.
Key Words: anaerobic threshold end-tidal CO2 mean pulmonary artery pressure peak oxygen uptake primary pulmonary hypertension ventilatory equivalent for CO2
| Introduction |
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Cardiopulmonary exercise testing (CPET) has been shown to be useful in assessing the severity and prognosis of PPH.345 Symptoms develop during exercise because recruitment of pulmonary vascular bed needed for exercise is impaired. The symptoms and clinical course can be attributed to three easily identified pathophysiologies: (1) failure to perfuse the ventilated lung, thereby increasing the physiologic dead space and ventilatory requirement367; (2) failure to increase cardiac output (O2 transport) appropriately in response to exercise, causing a low work rate lactic acidosis (increased CO2 production relative to O2 consumption), thereby increasing acid ventilatory drive; and (3) exercise-induced hypoxemia in most PPH patients, thereby increasing the hypoxic ventilatory drive. We hypothesized that since the key pathophysiologies in PPH increase ventilatory drive (lower the PaCO2 set point) or reduce gas exchange efficiency (increase physiologic dead space), end-tidal carbon dioxide tension (PETCO2) should be decreased and the ventilatory equivalent for carbon dioxide (
E/
CO2) should be increased in proportion to the physiologic severity of the disease.
PETCO2 is a measurement made at the airway during exercise without requiring any special calculations. Our goal was to determine the magnitude of the reduction in PETCO2 at rest, at anaerobic threshold (AT) [before the ventilatory compensation for exercise-induced lactic acidosis] at peak oxygen consumption (
O2), and early recovery in patients with a PPH diagnosis. Based on our earlier studies in which peak
O2 was shown to correlate significantly with New York Heart Association (NYHA) symptom class in patients with PPH,3 and its success as a prognostic indicator of survival in chronic left ventricular failure,8 we used percentage of predicted peak
O2 to grade physiologic severity in the patients used in this study. In addition, we correlated PETCO2 to mean pulmonary artery pressure (mPAP) as a measure of pulmonary vascular disease in a subgroup of patients in whom right-heart catheterization study was done within 50 days of the CPET study. Our studies demonstrate that PETCO2 is surprisingly low in patients with PPH, as compared to normal subjects and to previously reported patient groups.91011 In addition, the pattern of change in PETCO2 in response to exercise and recovery is abnormal.
| Materials and Methods |
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The first CPET performed on each patient was used in this trial. Therefore, most patients (39 of 52 patients) were not yet receiving pulmonary vasodilator therapy. Seven patients were receiving an IV-administered prostacyclin analog, three patients were receiving a subcutaneously administered prostacyclin analog, and three patients were receiving an endothelin receptor blocker. All patients were receiving warfarin.
Following an explanation of the exercise study and related procedures, the patient performed a physician-supervised, symptom-limited, progressively increasing exercise test on an electromagnetically braked, upright cycle ergometer (Medical Graphics; St. Paul, MN). Although the test was unencouraged, we advised patients to do their best, but they could voluntarily stop cycling at any time that they believed that they could not continue. We monitored heart rate, BP, ECG, and gas exchange, breath-by-breath. All patients were in sinus rhythm. In the few patients in whom ventricular or atrial premature beats developed during exercise, the arrhythmia disappeared soon after the beginning of recovery. There were no complications during CPET in any patient.
The protocol consisted of 3 min of rest, 3 min of unloaded (freewheeling) cycling at 60 revolutions per minute, followed by a progressively increasing work rate of 5 to 15 W/min (44 of 52 patients were 10 W/min) to the maximum tolerance, and 2 min of recovery. Twelve-lead ECGs were continuously monitored. ECGs and arterial BP, measured with an automatic cuff manometer, were recorded every 2 min. Oxyhemoglobin saturation (O2sat) determined by pulse oximetry was continuously recorded.
Gas exchange measurements were computer calculated breath-by-breath and averaged over 15-s intervals11 using a diagnostic system (Cardiorespiratory Diagnostic System; Medical Graphics). The volumes of the flowmeter and mouthpiece (50 mL x breathing frequency) were subtracted from minute ventilation (
E) for the
E/
CO2 calculations. AT was determined by the V-slope method.11
Patients were classified into four groups of physiologic disease severity based on the reduction in percentage of predicted peak
O2 as previously reported3: mild (65 to 79% predicted), moderate (50 to 64% predicted), severe (35 to 49% predicted), and very severe (< 35% predicted). The division of physiologic grading was based on the correlation of percentage of predicted peak
O2 with the NYHA symptom class.3 PETCO2 was related to percentage of predicted peak
O2 in all 52 patients and the control subjects, and to mPAP in the 29 patients who underwent right-heart catheterization diagnostic studies within 50 days of their first CPET.
Statistical Analysis
The predicted peak
O2 and AT were calculated as previously described.11 Exercise PETCO2 values were compared using repeated-measures analysis of variance (ANOVA). Data among the groups were compared using one-way ANOVA and the Scheffe multiple comparison test. Unpaired t tests were used to compare two groups. Values of p < 0.05 were considered significant. Pearson correlation coefficients were determined using the least-square method. Averaged data were expressed as mean ± SE.
| Results |
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O2.12 The percentage of predicted AT and
E/
CO2 at AT were progressively more abnormal as physiologic severity increased (Table 1). The average respiratory exchange ratio (RER) at peak exercise ranged between 1.15 and 1.18 and was not significantly different as related to physiologic severity (Table 1).
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O2, 74% of predicted). The decrease in PETCO2 was slow during exercise if the patient had no right-to-left shunt (thin continuous lines, Fig 1) and abrupt if the patient had a right-to-left shunt (heavy continuous lines, Fig 1) as previously described.12 In the immediate recovery period, PETCO2 increased in the PPH patients, in contrast to control (normal) subjects, in whom PETCO2 decreases in early recovery.
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O2 for the PPH patients and control subjects are shown in Figure 3
. For the PPH patients, there was a significant positive correlation between percentage of predicted peak
O2 and PETCO2 at rest, AT, and at peak
O2 (r = 0.72, p < 0.0001; r = 0.70, p < 0.0001; and r = 0.66, p < 0.0001, respectively). The control group showed a higher PETCO2 in each state, as compared to the patient group. In the patient group, PETCO2 in any given state was abnormally low, and decreased in proportion to the decrease in percentage of predicted peak
O2 (ie, the lower the peak
O2, the lower the PETCO2).
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O2 and
E/
CO2 at AT was plotted against resting mPAP for the 29 patients who underwent a diagnostic cardiac catheterization study within 50 days of their first CPET (Fig 6
). The reduction in percentage of predicted peak
O2 correlated significantly with the increase in mPAP (r = 0.59, p < 0.001). Also,
E/
CO2 at AT increased as mPAP increased (r = 0.45, p < 0.05) to values that are clearly abnormally elevated.
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O2. PETCO2 was further reduced as mPAP increased in all three physical states, with a correlation coefficient of 0.51 to 0.53 (p < 0.005).
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| Discussion |
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The reduction in PETCO2 seen in PPH may be accounted for by mechanisms that increase physiological dead space/tidal volume (VD/VT) and/or reduce ideal alveolar PCO2 (PAICO2). PAICO2 is the alveolar PCO2 for an ideal lung, ie, a lung that has totally uniform ventilation-perfusion relationships and therefore the same PCO2 in all lung units. PAICO2 is usually equated to PaCO2 in the absence of a right-to-left shunt. The mathematical relationships are shown in equations 1and 2:
![]() | (1) |
![]() | (2) |
CO2) as standard temperature and pressure, dry, and
E as body temperature and pressure, saturated. From the above equations, we can discern the four factors in PPH pathophysiology that cause
E to increase relative to
CO2.
Chemically Linked Abnormal Increases in Ventilatory Drive in PPH Patients, All Amplified by Exercise
Increase in VD/VT:
CO2/
E (equation 2, the reciprocal of
E/
CO2) is equal to the concentration of carbon dioxide in the mixed expired gas. The extent to which it is diluted relative to PaCO2 is determined by the VD/VT (equation 2). Because of ventilation-perfusion inequalities,367 the VD/VT is increased, making gas exchange less efficient than normal. This causes PETCO2 to be diluted relative to PaCO2. Because pulmonary vascular disease is the hallmark of patients with PPH, it is likely that the remarkably low resting PETCO2 seen in patients with PPH is partially due to underperfusion of ventilated lung, ie, increased VD/VT.
Lactic Acidosis at Low Work Rates: Because of the increased pulmonary vascular resistance in PPH, pulmonary blood flow (cardiac output) fails to increase normally during exercise. The blunted cardiac output response to exercise results in an increase in anaerobic glycolysis, with development of a lactic acidosis at low work rates. This is reflected in the low percentage of predicted AT (Table 1). The lactic acidosis produces acid stimuli, ie, H+ and CO2 (the latter released during the HCO3 buffering of the lactic acid) that increase ventilatory drive. This constrains the increase in blood acidity that would otherwise occur.13
Arterial Hypoxemia: Exercise-induced hypoxemia resulting from ventilation-perfusion mismatching14 and/or the development of a right-to-left shunt during exercise stimulates ventilation.41215 Most PPH patients in our study had normal or near-normal resting O2sat (Fig 5). However, hypoxemia usually developed during exercise in our PPH patients, most markedly in those patients with the greatest physiologic impairment. Hypoxemia stimulates the carotid bodies to drive ventilation and decrease PETCO2 during exercise.
The CO2/H+ Stimulus From an EIS: Because of increased pulmonary vascular resistance in PPH patients, when venous return increases during exercise, right atrial pressure might exceed left atrial pressure. If this does occur, a right-to-left shunt could develop in those patients with a potentially patent foramen ovale. This shunt delivers acidic, CO2-rich, O2-poor blood directly into the systemic circulation through the left atrium. To maintain arterial H+ and PaCO2 homeostasis, the arterial chemoreceptors (carotid bodies) are stimulated, resulting in an increase in ventilation.13 This increased ventilatory drive results in hyperventilation of the blood passing through the lungs, thereby decreasing PETCO2 in compensation for the CO2/H+ load of the shunted blood. This hyperventilation of the nonshunted blood serves to maintain arterial pH and PCO2 homeostasis in the presence of a right-to-left shunt, as previously described for the exercise-induced increase in right-to-left shunt in Eisenmenger syndrome.16
E/
CO2 at AT vs PETCO2 at AT
From equation 1, above, the PAICO2 is hyperbolically related to
E/
CO2 It might be expected therefore that if PETCO2 changed parallel to the alveolar PCO2, a hyperbolic relationship between
E/
CO2 at AT and PETCO2 at AT would result. This was observed in our patients with PPH (Fig 8
).
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Markowitz and Systrom17 point out that the major difficulty in the diagnosis of pulmonary vascular limitation to exercise is the relative insensitivity of the clinical evaluation and the physiologic measurements made at rest. These investigators did CPET with radial artery and pulmonary artery catheters for hemodynamic, blood gas, and lactate measurements in 130 patients with exercise intolerance of unknown cause. Using the noninvasive exercise gas exchange measurement algorithm previously described by us for pulmonary vascular disease,11 they found a 79% sensitivity and 75% specificity with a 76% accuracy. However, the algorithm did not use PETCO2 measurements because the low values found in PPH was not fully appreciated at the time.
Matsumoto et al9 reported average resting PETCO2 values of 34.4 ± 0.6 mm Hg for NYHA class I, 32.7 ± 0.7 mm Hg for class II, and 32.2 ± 0.5 mm Hg for class III patients. Most of our PPH patients had PETCO2 values below these mean values. Furthermore, during exercise to AT, PETCO2 increased in chronic heart failure patients,910 in contrast to the further decrease in PETCO2 observed in PPH patients. Deboeck et al18 compared the oxygen pulse and
E/
CO2 at AT in chronic heart failure and pulmonary arterial hypertension for the same NYHA symptom class. They found both measurements to be more abnormal in the pulmonary arterial hypertension group. They did not describe the differences in PETCO2.
While both PETCO2 at AT and
E/
CO2 at AT (Fig 8) are noninvasive indicators of ventilatory efficiency, the PETCO2 is a more simply performed noninvasive measurement. When PETCO2 at AT is < 30 mm Hg in a patient with exertional dyspnea of unknown cause, PPH should be considered as a possible diagnosis to account for the patients symptoms because of the frequency with which these low values occur in PPH compared to other disorders.91011 Values of PETCO2 < 20 mm Hg are so unusual in other diseases11 that the likelihood of the diagnosis of PPH is even more suspect in patients with exercise intolerance of unknown cause. The diagnosis becomes still more likely if PETCO2 progressively decreases from rest to the AT. Also finding that PETCO2 increases rather than decreases at the start of recovery (Fig 1, 2) supports the diagnosis. Finally, a low resting PETCO2 that decreases further with exercise and is accompanied by arterial oxygen desaturation is an unusual finding in chronic heart failure,19 but usual in pulmonary vascular occlusive diseases. The observation of an unusually low PETCO2 without evidence of acute hyperventilation (ie, normal RER) and with exercise-induced arterial hypoxemia during CPET might be used to select patients for right-heart catheterization to evaluate the possibility that the patients symptoms are explained by the pulmonary vasculopathy of PPH.
Study Limitations
We did not measure arterial blood gases in this study. Documenting that arterial H+ changes little during exercise compared to the rate of CO2/H+ production during exercise is based on a study of right-to-left shunts increasing during exercise in patients with Eisenmenger syndrome.16 That study showed that arterial H+ and PaCO2 were well regulated during exercise at resting levels. In addition, it can be calculated that ventilation must track
CO2 quite closely during exercise for pH to remain in the range that we know to be compatible with life.
We measured O2sat by pulse oximetry rather than by direct sampling of arterial blood. However, this appeared to give reliable measurements, evidenced by the differences found between normal subjects and patients and the differences between patient groups as related to severity of disease.
In summary, PETCO2 at rest and exercise is reduced in patients with PPH, often to levels below those observed in other diseases such as chronic heart failure. Because PETCO2 is easily measured during CPET, and its values are exceptionally low, capnography during CPET should be of considerable diagnostic value in patients with exercise intolerance. Our findings suggest that exceptionally low PETCO2 values that decrease further during exercise and increase in early recovery, accompanied by exercise-induced arterial hypoxemia, should signal the need to investigate further to determine if the disorder causing the exercise symptoms is a primary pulmonary vasculopathy such as PPH.
| Footnotes |
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CO2 = carbon dioxide output; VD/VT = physiological dead space/tidal volume;
E = minute ventilation;
E/
CO2 = ventilatory equivalents for carbon dioxide;
O2 = oxygen uptake Supported in part by a grant from the American Heart Association (0160126Y).
Received for publication February 26, 2004. Accepted for publication October 19, 2004.
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This article has been cited by other articles:
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J. E. Hansen, G. Ulubay, B. F. Chow, X.-G. Sun, and K. Wasserman Mixed-Expired and End-Tidal CO2 Distinguish Between Ventilation and Perfusion Defects During Exercise Testing in Patients With Lung and Heart Diseases Chest, September 1, 2007; 132(3): 977 - 983. [Abstract] [Full Text] [PDF] |
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