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* From the Woolcock Institute of Medical Research (Drs. Ko, Roth, Johnson, Salome, and King, and Ms. Diba), University of Sydney, Sydney, NSW, Australia; and the Department of Respiratory Medicine (Dr. McKay), The Childrens Hospital at Westmead, Sydney, NSW, Australia.
Correspondence to: Gregory King, MB ChB, PhD, Woolcock Institute of Medical Research and Department of Respiratory Medicine, Royal North Shore Hospital, St. Leonards 2065, NSW, Australia; e-mail: ggk{at}woolcock.org.au
| Abstract |
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Methods: Seven nonasthmatic subjects and 22 asthmatic subjects completed a questionnaire, and underwent lung function testing and bronchoscopy, during which AMH was diagnosed by the presence of mucus plugging. Subjects were classified as follows: mild/moderate asthma; severe asthma; and AMH. In BALF, we measured the differential WBC counts and MMP-9 activity by zymography. We measured total MMP-9 and TIMP-1 activity by enzyme-linked immunosorbent assay in BALF and serum.
Results: The mean (± confidence interval) FEV1 was lower in AMH patients (73 ± 13% predicted) compared with nonasthmatic subjects (95 ± 7%) and patients with mild/moderate asthma (73 ± 9%; p < 0.05), and was similar to that of patients with severe asthma (80 ± 20%). MMP-9 activity was greater in AMH patients and in patients with severe asthma compared with nonasthmatic subjects (p = 0.05 and p = 0.01, respectively), as were TIMP-1 activities (p = 0.001 and p = 0.04, respectively), but MMP-9/TIMP-1 ratios were not. MMP-9 activity increased across the four groups from nonasthmatic subjects to AMH patients (r = 0.58; p = 0.0009), but the differential and total WBC counts were similar. There were no relationships between FEV1 percent predicted and either MMP-9 activity or MMP-9/TIMP-1 ratio. There were no differences in serum MMP-9 activity, which did not correlate with MMP-9 activity in BALF.
Conclusions: AMH and severe asthma were associated with greater proteolytic enzyme activities despite similar airway inflammation, which might play a role in remodeling and accelerated the decline in lung function in these patients.
Key Words: asthma BAL fluid matrix metalloproteinase mucus hypersecretion
| Introduction |
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Matrix metalloproteinases (MMPs) play a role in tissue remodeling in diseases such as asthma,8 bronchiectasis,9 rheumatoid arthritis,10 and mesothelioma,11 and in wound healing.12 MMP-9 is a 92-kd collagenase that cleaves type IV collagen, which makes up a substantial portion of the basement membrane of airways and is regulated by the tissue inhibitor of metalloproteinase (TIMP)-1, which binds to MMPs in a 1:1 ratio.13 Its activity is increased in the bronchial biopsy specimens, blood, induced sputum, and BAL fluid (BALF) of patients who have severe or uncontrolled asthma.14151617
Because of the association of decline in lung function with AMH, severe asthma, and persistent airway inflammation, we hypothesized that MMP-9 activity would be increased in the blood and airway secretions in asthmatic patients who had severe disease and/or AMH (diagnosed at bronchoscopy), and that it would correlate with airway inflammation. Our aim was to compare MMP-9 activity and TIMP-1 expression in the serum and BALF in healthy subjects, patients with mild/moderate asthma, patients with severe asthma, and patients with AMH. In addition, we compared MMP-9 activity in serum and BALF.
| Materials and Methods |
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Subjects
Seven nonasthmatic subjects and 22 asthmatic subjects were recruited from among patients and students at the Asthma Centre, Royal Prince Alfred Hospital, and from the University of Sydney. The diagnosis of asthma was based on the World Health Organization/National Heart, Lung, and Blood Institute guidelines.19 Asthmatic subjects had clinically stable asthma, as defined by stable symptoms and medication usage over the previous 3 months, and had no symptoms of respiratory tract infection in the previous 6 weeks. None of the subjects were current smokers, ex-smokers of > 20 pack-years, or pregnant, or had coexistent chronic cardiac or pulmonary disease.
Clinical Assessment of Asthma
We administered a respiratory questionnaire2021 that included questions on the frequency and nature of asthma symptoms, medication use, and the presence of chronic cough that was productive of phlegm. The dose of inhaled corticosteroids was converted to equivalent doses of beclomethasone dipropionate according to the following equation: 100 µg of beclomethasone dipropionate = 80 µg of budesonide = 50 µg of fluticasone. Skin prick tests were performed with a panel of 14 common aeroallergens applied to the forearm. Skin wheal sizes were considered to be positive if they were
4 mm in mean diameter, and atopy was defined as the presence of one or more positive reactions.
Lung Function Tests
Spirometry was measured in all subjects in accordance with American Thoracic Society criteria (VMAX; SensorMedics; Yorba Linda, CA), and the normal reference values used were those of Morris et al.22 Nonasthmatic subjects underwent methacholine challenge with doses ranging from 3 to 199 µmol using a nebulizer (model No. 646; DeVilbiss HealthCare; Somerset, PA) and a dosimeter (Rosenthal French; Baltimore, MD).23 Asthmatic subjects underwent methacholine challenge by the rapid method24 and received doses from 0.03 to 7.8 µmol administered with a hand-held nebulizer (model No. 45; DeVilbiss). The challenge was stopped in all subjects either after their FEV1 had decreased by
20% of baseline values or after the final dose had been administered. Results were expressed as the log dose-response ratio (DRR).2526
BAL
Fiberoptic bronchoscopy (Olympus; Tokyo, Japan) was performed under IV sedation after premedication with IV atropine and local anesthesia of the upper airways half an hour before the procedure. BAL was performed in a subsegmental bronchus of the left lower lobe by infusing 50 mL of sterile 0.9% saline solution. BALF was separated into acellular and cellular components by centrifugation (400g for 10 min at 4°C). The supernatant was further centrifuged (5,000g for 20 min at 4°C) to remove any debris and was stored at 20°C in 1-mL aliquots for zymography.
The cell pellet was resuspended in phosphate-buffered saline (PBS) solution to its original BALF volume, filtered through nylon gauze (pore size, 60 µm), then diluted 1:1 with 20 µL of Trypan blue for cell counting and viability assessment using a hemocytometer. To standardize cell numbers, after centrifugation (200g for 10 min at 20°C), PBS solution was added to the pellet to yield approximately 1 x 106 cells/mL. Seventy microliters of the cell suspension was added to a cytospin slide, spun at 5,000 revolutions per minute for 5 min and then stained (Diff Quick solution; Lab Aids; Sydney, NSW, Australia) for differential cell counting. At least 400 inflammatory cells were counted in each slide by two investigators (F.W.S.K. and C.D.) who were blinded to the clinical details of the subjects, and the average was used. The protein concentration of BALF was measured by calorimetric assay (DC protein Assay; Bio-Rad; Hercules, CA), with the spectrophotometer set at a wavelength of 655 nm (microplate reader model 450; Bio-Rad).
Zymography for MMP Activity
Gelatin zymography was used to assess the activity of MMP-9 in BALF as previously described.27 The supernatant was diluted two times with nonreducing loading buffer (400 mmol/L Tris-HCL, 5% sodium dodecyl sulfate, 20% glycerol, 0.006% bromophenol blue). Fifteen microliters of equal amounts of the sample (15 µL) were mixed with the loading buffer, and proteins were separated by polyacrylamide gel electrophoresis (0.75 mm; constant current 20 mA) consisting of an 8% sodium dodecyl sulfate solution with 1% gelatin (Bio-Rad). The gels were incubated in a renaturing buffer (2.5% Triton X-100 buffer) for 30 min to remove the sodium dodecyl sulfate. After rinsing, the gels were incubated (37°C for 20 h) in an enzyme activation buffer (50 mmol/L Tris-HCL [pH 7.3], 200 mmol/L NaCl, and 0.02% Tween 20). The gels were then stained with Coomassie brilliant blue R250 stain and destained (5% methanol, 7% acetic acid in PBS solution), and the gelatinolytic activity was detected as clear bands. The molecular weight of the gelatinolytic bands was estimated relative to the prestained molecular-weight markers (see BluePlus2 Prestained Standard; Invitrogen, Carlsbad, CA), and an MMP-9 standard (Quantikine; R&D Systems; Minneapolis, MN) was run in each gel as a positive control.
Zymogram Image Analyses
Zymograms were digitized (Kodak Digital Science Image Station 440; NEN Life Science Products, Inc; Boston, MA), and gelatinolytic activity (Fig 1
) was measured using freeware (Image J, release ß 4.0.2; Scion Corporation, Frederick, MD). The gelatinolytic activity was measured as the product of mean optical density multiplied by the area of digestion of the band inside a region of interest that was drawn around the clearly visible digested band (Fig 1). The mean of three measurements was used. Variations in Coomassie brilliant blue staining between different zymograms was standardized by using a single biological standard that had a high level of gelatinolytic activity and that was not from one of the study subjects (Fig 2
). A 1:64 dilution of this sample was used in all zymographic assays as the common standard to adjust for small differences by reference to the standard curve in Figure 2 (closed circle).
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Data Analysis
Asthmatic patients were classified by an asthma severity score based on the National Asthma Council Guidelines (Table 1
).28 For analyses, subjects were classified into the following four groups: AMH (defined by bronchoscopic appearance, regardless of asthma severity); severe asthma (severity score, 3); mild/moderate asthma (severity score, 1 to 2); or nonasthmatic. Zymographic data and BAL cell counts were reported as the median (interquartile range). The MMP-9 activity data were nonnormally distributed (Shapiro-Wilk coefficient, 0.68; p < 0.0001) due to the zero values; therefore, differences between clinical groupings were examined by Kruskal-Wallis test, and any significant differences were further analyzed by pair-wise comparisons using Mann-Whitney tests. The relationships between MMP activity and inflammatory cell counts, FEV1, and DRR were examined using the Spearman rank correlation test. All other data were presented as the mean (95% confidence intervals) with differences between groups examined using analysis of variance (ANOVA).
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| Results |
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The results of MMP-9 activity measured by computer-assisted densitometry in the different clinical groups are summarized in Figure 3 . There were significant differences in the amounts of pro-MMP-9 and active MMP-9 between groups (p = 0.01 [Kruskal-Wallis test]). MMP-9 activity was greater in patients who had AMH and in patients with severe asthma compared with healthy subjects (p = 0.05 and p = 0.01, respectively). When we compared the MMP-9 activities in patients with AMH and severe asthma to that expressed by patients with mild/moderate asthma, we observed no significant differences (p = 0.11 and p = 0.08, respectively). However, MMP-9 activity increased across the groups (Fig 3) [r = 0.58; p = 0.0009]. In the asthmatic subjects, the MMP-9 activity was unrelated to the percent predicted FEV1 and FVC values, the dosage of inhaled steroids, symptoms score, and log DRR to methacholine.
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The median serum MMP-9 concentrations of the healthy subjects, patients with mild/moderate asthma, patients with severe asthma, and patients with AMH were 363 ng/mL (range, 210 to 711 ng/mL), 460 ng/mL (range, 87 to 1,292 ng/mL), 754 ng/mL (range, 136 to 1,089 ng/mL), and 235 ng/mL (range, 93 to 1,242 ng/mL), respectively. The corresponding serum TIMP-1 concentrations were 225 ng/mL (range, 196 to 502 ng/mL), 204 ng/mL (range, 157 to 288 ng/mL) 209 ng/mL (range, 157 to 272 ng/mL), and 211 ng/mL (range, 97 to 253 ng/mL), respectively. Neither serum MMP-9 and TIMP-1 concentrations nor their ratios differed among the groups, nor were they related to asthma severity.
Cell Counts and Total Protein Concentration of BALF
A summary of differential cell counts and total protein in the BALF of patients in the different clinical groups is presented in Table 3
. There were no differences in the total number of inflammatory cells or the total protein concentration in BALF among the groups. The percentage of neutrophils was higher in patients who had AMH and severe asthma compared with that in healthy subjects (p = 0.002 and p = 0.002, respectively). The percentage of eosinophils was higher in patients who had AMH and severe asthma compared with that in healthy subjects (p = 0.0006 and p = 0.0003, respectively). The percentage of eosinophils was also greater in patients with severe asthma compared with those with mild/moderate (p = 0.01). Further analysis revealed that the number of neutrophils (but not the number of eosinophils) in asthmatic subjects correlated with MMP-9 activity measured by zymography (r = 0.49; p = 0.008).
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| Discussion |
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Chronic mucus hypersecretion is a well-recognized pathology in patients who have COPD, in whom it has been found to be associated with exacerbations.29 In asthma patients, mucus hypersecretion is well-recognized as an important component of the pathogenesis of acute attacks,15 during which it is thought to cause further narrowing by causing physical obstruction of airways that are already inflamed and narrowed by bronchoconstriction. An increase in the number of goblet cells has also been found in postmortem studies of asthmatic subjects.30 Lange et al7 reported that AMH, defined by self-reported production of phlegm during at least 3 months per year for at least two consecutive years, was present in 63% of men and 54% of women who had asthma. More importantly, it has also been associated with a greater decline in lung function in asthmatic patients, regardless of smoking history and initial FEV1 values.731
The association between mucus hypersecretion and faster decline in lung function in asthma suggests that there might be more airway inflammation and remodeling. Hence, there may also be greater MMP-9 activity given its association with eosinophilic and neutrophilic inflammation, and its potential role in tissue remodeling by degrading elastin, collagen, and proteoglycan.161432 In two published studies of bronchial biopsies, immunohistochemical staining for MMP-9 was colocalized with neutrophils32 and eosinophils,14 although there were no differences between asthmatic subjects, either treated with steroids or untreated, compared with healthy subjects. The activity of MMP-9 in the airway secretions of patients who have AMH has not been reported previously.
We defined mucus hypersecretion as the clear-cut presence of increased mucus in the airways causing airway obstruction, independently of asthma severity and of a history of chronic cough productive of phlegm. This was based on the "bronchitis index," which was validated as a way of describing the severity of bronchitis seen during bronchoscopy.18 It is a four-component index that includes the presence of mucus in the airways, with airway occlusion being classified as the highest grade. Although we cannot be completely sure that mucous plugging was chronic, we think it is highly likely since we ensured that all patients were clinically stable (ie, they did not have symptoms of a recent respiratory tract infection), and seven of the eight patients reported having chronic cough and sputum production. If we had defined AMH by both history and bronchoscopic appearance, one patient would be reclassified as having mild/moderate asthma; however, this only increased the differences between the AMH and severe asthma groups, compared with the mild asthma group. We also found a high proportion of subjects who had severe asthma and also had a history of chronic productive cough but no mucous plugging seen at bronchoscopy. This may have been due to selection bias, with patients having chronic cough being more likely to respond to recruiting advertisements and more likely to agree to undergo bronchoscopy. These patients could have had intermittent mucous plugging.
The asthmatic subjects who had mucus hypersecretion had copious amount of sputum in the airways at bronchoscopy. Although it is not possible to determine how much this abnormal mucus secretion contributed to the spirometric abnormality, it was likely that it played a significant role not only by causing physical blockage, but also by increasing surface tension, thereby favoring airway closure during forced expiratory maneuvers.33 Furthermore, the presence of increased amounts of mucus in the bronchial tree may also impede the deposition of inhaled drugs to the inflamed airways, suggesting that better clearance of secretions might help to improve asthma treatment. AMH might represent a variation of the disease, and, although its causes are unclear, it might include the up-regulation of the T-helper type 2 cytokines interleukin (IL)-4, IL-5, IL-9, and IL-13, which have been implicated in increasing mucus secretion.34
Our findings that MMP-9 activity and TIMP-1 expression are increased in the BALF of subjects who had severe asthma compared to healthy subjects and patients with mild/moderate asthma are in accordance with the findings of previous studies.1516353637 Lemjabbar and colleagues15 found a 10-fold to 160-fold increase in MMP-9 activity in BALF in patients receiving mechanical ventilation for the treatment of acute severe asthma over that of nonasthmatic subjects. Mattos et al16 also demonstrated increased MMP-9 activity in the induced sputum of patients who had severe asthma compared with patients who had mild asthma and healthy subjects, although levels of MMP-9 in BALF was not different. Patients who had nocturnal asthma had a fourfold circadian increase in levels of MMP-9 in BALF compared with healthy subjects and asthmatic patients who did not have nocturnal asthma.38 Interestingly, the investigators observed that these differences in MMP-9 expression disappeared when MMP-9 activity was determined in the afternoon. This observation would indicate that the amount of MMP-9 found in the BALF of asthma patients correlates with the infiltration of inflammatory cells in the lung and therefore most probably is produced by such cell types rather than by resident lung cells.
In regard to the possible source of MMP-9 activity in the BALF of patients who have severe asthma or AMH, we found an increase in the percentage of neutrophils in these subjects, who also had high levels of MMP-9 activity despite receiving high doses of inhaled corticosteroids. This suggests that severe asthma is associated with a persistent airway neutrophilia that is poorly responsive to inhaled steroid treatment. This then provides an ongoing source of MMP-9 and is consistent with previous findings of the poor response of MMP-9 activity to steroid treatment in patients with severe asthma.353637 Neutrophils therefore could play a significant role in severe asthma and also in the inflammation associated with AMH. Thus, neutrophils might be important in asthmatic remodeling given the known presence of MMP-9 in neutrophils and our findings of an association between MMP-9 and the percentage of neutrophils. Interestingly, Corbel at al,39 in a murine model of asthma, also found that MMP-9 activity measured in BALF increased as the duration of repeated ovalbumin challenges progressed and that this was also correlated with the number of neutrophils in the BALF. This is analogous to chronic allergen exposure, which has also been shown to increase MMP-9 activity in the BALF of asthmatic subjects.40
Our severity score was based on our national guidelines,28 which, like the Global Strategy for Asthma Management and Prevention guidelines,19 do not include the dose of inhaled steroids being administered. This explains why the doses of inhaled steroids were comparable between the different asthma groups, which perhaps suggests the limitations of such "clinical severity" scores such that they could be considered more appropriately to be measures of asthma control rather than severity.41
As metalloproteinase inhibitors are now available for clinical trials in the treatment of diseases like osteoarthritis and rheumatoid arthritis,42 MMPs may be a target for novel therapy in asthma patients. Mechanical obstruction may play a role in AMH by decreasing mucociliary clearance, by trapping the inflammatory mediators with resulting persistent inflammation, and possibly by preventing the penetration of antiinflammatory medications.
We did not observe any differences among groups in our study in regard to the serum levels of MMP-9 or TIMP-1, suggesting that the increases in MMP-9 activity and TIMP-1 expression are restricted to the inflamed area of the lung. However, other groups have reported1743 increased serum levels of MMP-9 in patients presenting with asthma exacerbations, although there are no published data of any increase in MMP-9 level in the blood of subjects who have severe but clinically stable asthma.
In conclusion, our study shows that MMP-9 levels are high in the BALF of patients who have AMH or severe asthma. However, MMP-9 levels are similarly low in the airways of patients with mild/moderate asthma and in control subjects. No correlation in the levels of MMP-9 or TIMP-1 between serum and BALF was noted. Further studies are needed to assess whether the removal of the mucus can improve inflammation and remodeling in patients with AMH.
| Acknowledgements |
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| Footnotes |
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This research was supported by a Vincent Fairfax Family Foundation grant and U2000 Postdoctoral Fellowship, University of Sydney, Australia, and by a Fellowship Research Allowance, Croucher Foundation, Hong Kong.
Received for publication October 12, 2004. Accepted for publication November 18, 2004.
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