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* From the Division of Thoracic Surgery, Brigham and Womens Hospital and Harvard Medical School, Boston, MA.
Correspondence to: Philip A. Linden, MD, Division of Thoracic Surgery, Brigham and Womens Hospital, 75 Francis St, Boston, MA 02115; e-mail: plinden{at}partners.org
| Abstract |
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Design: Retrospective review.
Setting: A 734-bed, tertiary care, academic hospital with a dedicated general thoracic surgery unit performing > 2,000 operations per year.
Patients: One hundred consecutive patients with discrete lung tumors and with preoperative FEV1 < 35% predicted undergoing lung resection between September 1997 and May 2003. Only operations with curative intent were included. Average preoperative predicted FEV1 was 26%. Sixteen percent of the patients were oxygen dependent prior to the operation.
Results: Open and thoracoscopic wedge resections, segmentectomies, lobectomies, and combined lung resections with lung volume reduction were performed. Sixty-six of the lesions were malignant, and 57 were primary lung cancers. Only one patient left the operating room with positive margins. There was one in-hospital or 30-day mortality. Thirty-six percent of the patients had one or more complications. Twenty-two percent of the patients had prolonged air leaks requiring a chest tube for > 7 days. One patient left the hospital ventilator dependent, 3 additional patients required intubation > 48 h, and 11 patients were discharged with a new oxygen requirement. There were four pneumonias, one myocardial infarction, and two reoperations for bleeding. Male gender (p = 0.003), preoperative oxygen dependence (p = 0.03), and pack-year history (p = 0.006) were associated with a higher overall incidence of complications, while age, incision, diabetes, coronary artery disease, duration of smoking cessation, amount of lung resected, size of lesion, and preoperative percentage of predicted FEV1 did not correlate with the overall incidence of complications.
Conclusions: In a large academic center, minimally invasive surgical techniques, intensive pulmonary care, and advanced anesthetic techniques allow for curative lung tumor resections in patients with very low preoperative FEV1 with a very low mortality and very low incidence of ventilator dependence. Other serious complications such as pneumonia, myocardial infarction, and bleeding are uncommon. An extended hospital stay and a high incidence of prolonged air leak should be expected, especially in patients with preoperative FEV1
20% predicted.
Key Words: complications of surgery emphysema less invasive surgery lung cancer diagnosis and staging lung cancer surgery
| Introduction |
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While lobectomy is the preferred resection for lung cancer,3 lung-sparing resections such as segmentectomy45 and wedge resection6 are alternatives in patients with poor lung function. In addition, lung resection in association with lung volume reduction surgery may allow for removal of minimally functioning lung parenchyma containing tumor with improvement in lung function as measured by FEV1.
While previous studies789 have examined lung resection in patients with poor lung function, prior studies have either been small or have examined patients with only moderately reduced (ie, FEV1 40 to 45% predicted) lung function. In an attempt to quantitate the current morbidity and mortality associated with resections in a larger number of patients, we examined our previous 100 consecutive lung tumor resections in patients with markedly impaired lung function (preoperative FEV1 < 35% predicted). Our review differs from prior studies789 in that it includes all patients with discrete, suspicious lung masses and severely compromised lung function undergoing potentially curative lung tumor resection. Following resection, some patients were found not to have malignancy; however, all were suspected of harboring malignancy prior to resection, all were potentially curable, and all had lung function below that which some would deem safe to allow for resection.
| Materials and Methods |
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All patients had discrete lung masses; patients undergoing thoracoscopic biopsy for interstitial lung disease were excluded. All patients underwent surgery with curative intent. If more than one mass was present, the intention was complete resection. Some patients had a preoperative diagnosis established by needle biopsy; others were brought to the operating room for simultaneous definitive diagnosis and resection. All patients underwent preoperative pulmonary function testing and chest CT scanning including imaging of the upper abdomen. In addition, all patients in whom an anatomic dissection (lobectomy or segmentectomy) was contemplated underwent preoperative staging including head CT or MRI, bone scan or positron emission tomography, and preoperative mediastinoscopy.
In this group of patients with very low FEV1 (< 35%), the general algorithm for resection involved thoracoscopic wedge resection whenever feasible. These patients had intraoperative margins assessed by frozen section. If the tumor was deemed to be too central or large (usually > 3 cm) to allow for adequate margins, then consideration was given to either a thoracoscopic or muscle-sparing anatomic resection (segmentectomy or lobectomy). In these patients, the bronchial margin was checked using intraoperative frozen section. Frozen section examination of the parenchyma was used in cases where the tumor was near the fissure or staple line. Patients with heterogeneous emphysema (as determined by ventilation/perfusion scanning) with a tumor in a poorly functioning area of the lung were considered for tumor resection with concomitant lung volume reduction.
All patients underwent routine preoperative epidural catheter placement as well as invasive arterial line monitoring. Following the operation, all were monitored in a dedicated thoracic surgery intermediate care unit with 1:2 nursing, and continuous arterial line and pulse oximetry monitoring. Patients were ambulated beginning postoperative day 1.
Preoperative characteristics measured included age, gender, presence or absence of coronary artery disease, presence or absence of diabetes, oxygen dependence, size of lesion as measured by CT scan, and pulmonary function testing including FEV1. Measures of diffusion capacity of the lung for carbon monoxide (DLCO) were available in a minority of patients. In addition, smoking history, including number of pack-years smoked and length of cessation prior to resection, was noted. Perioperative measurements included type of incision, and amount of lung resected, final margins, and lung tumor histology. Postoperative complications monitored included myocardial infarction, bleeding, and infection. Respiratory complications measured included pneumonia, prolonged ventilator dependence, new oxygen dependence, or air leak > 7 days. Pneumonia was defined by the presence of two or more of the following three findings: increased fever/WBC count, infiltrate, and positive sputum Gram stain finding. Operative mortality was defined as either death within 30 days or in-hospital death.
The treating institution is a 734-bed, tertiary care, teaching facility with a dedicated general thoracic surgical ICU (10 beds) and 12 general thoracic surgical intermediate care unit beds. Eight staff general thoracic surgeons perform > 2,000 operations per year at the treating institution. This study was reviewed and approved by the institutional review board at Brigham and Womens Hospital (protocol approval date, July 31, 2003).
Statistical Methods
The outcome variables for the purposes of statistical analysis included death, length of stay, new oxygen dependence, respiratory failure, pneumonia, and air leak > 7 days. The explanatory variables included gender, age, presence or absence of coronary artery disease, presence or absence of diabetes, pack-year smoking history (number of packs per day smoked multiplied by number of years), duration of smoking cessation (if any), tumor size, preoperative oxygen dependence, FEV1, percentage of predicted FEV1, type of incision (thoracoscopic, video-assisted thoracoscopic surgery [VATS], thoracotomy), amount of lung resected (wedge, segment, lobe), and DLCO (in a limited number of patients)
Both univariate and multivariate analyses were conducted. Univariate statistical methods included summary statistics, two-sample Wilcoxon rank-sum test, and Fisher exact test. Multivariate methods were multiple regression and logistic regression analyses.
| Results |
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The average diameter of the resected tumors was 2.73 cm. Sixty-six percent of the lesions were malignant. Complete resection was achieved in all of these patients except one. Fifty-eight patients (88% of all malignant lesions) had primary lung cancer. Of the benign lesions, 9 were mycobacterial infections, there was 1 hemangioma, and 24 other benign lesions including granuloma, fibrosis, pneumonitis, and other inflammatory lesions (Table 3 ).
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| Comments |
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The incidence of pulmonary complications in our study, other than prolonged air leak, was very low, and compares favorably to that described in prior series (Table 4
). Four percent had pneumonia, 4% required prolonged mechanical ventilation, and 11% were discharged with a new oxygen requirement. Several factors may explain the low incidence of pulmonary complications in this high-risk group. First, a limited (both in terms of incision used and amount of lung resected) operation was performed whenever possible. Patients with lesions
3 cm in the peripheral third of the lung could be resected via thoracoscopic wedge resection. The majority of patients in this series (65%) were treated in this manner. Lesions > 3 cm or those more centrally located generally required segmentectomy or lobectomy for removal. In patients with an occluded bronchus, lobectomy was performed without concern of diminishing lung capacity. In those patients with heterogeneous, upper lobe-predominant emphysema, wedge resection or upper lobectomy as a mode of lung volume reduction was employed. Second, placement of a thoracic epidural was routine in all of these patients, even if the operation was to be limited to a thoracoscopic resection. The amount of postoperative pain following thoracoscopy can be difficult to predict. Any significant amount of chest wall pain in this group of patients with severely compromised function can have a significant negative impact on pulmonary toilet and clearance. Third, all patients were cared for in a dedicated thoracic surgical intermediate care unit with nurses trained in pulmonary care, and all patients ambulated with the aid of a walker beginning the first postoperative day. Preoperative dependence on oxygen was not a prohibitive risk factor in this group of patients. In those patients who were dependent on oxygen preoperatively, the only pulmonary complication seen was prolonged air leak (8 of 15 patients).
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Our study further shows that patients with extremely low FEV1 (ie, < 20%) are clearly at highest risk for this complication. Nine of 22 patients (41%) with FEV1 < 20% had a prolonged air leak, while 13 of 78 patients (17%) with FEV1 > 20% had this complication (Fig 2 ). Clearly, patients with percentage of predicted FEV1 < 20% are at extremely high risk for prolonged air leak and prolonged hospital stay, and maneuvers such as the use of tissue sealants and staple line reinforcements should be considered. It should be noted, however, that use of sealants or buttresses has not conclusively been shown to reduce the incidence of prolonged air leak.1213
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3 cm), an argument can be made favoring limited resection over lobectomy.16 All of our patients had severely compromised lung function, but complete resection was still possible in 65 of 66 patients with malignant disease. These patients, after a thorough evaluation by a thoracic surgeon, could appropriately be selected with a high likelihood of complete resection. Many of these patients with very poor lung function were not candidates for anatomic resection. The ability to determine preoperatively if a tumor is resectable via wedge is important, as the long-term survival in patients left with a positive margin is no better than those not undergoing resection.
The 33% incidence of resection for benign disease in this series is significant, but is generally less than other thoracoscopic resection series. Prior series by Allen et al,17 Decamp et al,18 Liu et al,19 and Mack et al20 had incidences of 47%, 40%, 38%, and 52% of resection for benign nodules, respectively. Our incidence of benign disease may be lower two reasons. First, our patients were believed to be at higher risk for operation because of their very poor lung function, and every effort was made to establish a diagnosis prior to subjecting them to lung resection. Second, at least in the last several years, positron emission tomography has become a more commonly utilized tool to distinguish scar from neoplastic and infectious masses.
Approximately one fourth of benign lesions (9 of 34 lesions) and nearly 10% of all lesions in our patient subgroup were caused by mycobacterial infections. This incidence is similar to the incidence of tubercular infections as a cause of solitary pulmonary nodules in the older literature (14%).21 Even with needle biopsy, the differentiation between a tuberculoma and lung cancer may be difficult. Growth pattern, response to treatment, and certain CT characteristics may help distinguish between the two processes. The current incidence of tuberculosis as a cause of a solitary pulmonary nodule may be lower.20
There are limitations in this study. First, this is a study of perioperative risk only; no recurrence or survival data are noted. Second, it represents the perioperative complication rate that can be expected at a large (> 2,000 operations/year), academic, tertiary referral center for thoracic surgery, and results may not be applicable to smaller centers. Third, other tests such as DLCO and exercise testing were not uniformly performed or recorded in all patients and were not included in the analysis.
| Conclusion |
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| Acknowledgements |
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| Footnotes |
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Received for publication June 29, 2004. Accepted for publication December 20, 2004.
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