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* From the Department of Respiratory & Sleep Disorders Medicine (Drs. Wang, Teichtahl, and Cunnington, and Ms. Cherry), Drug and Alcohol Service (Dr. Kronborg and Ms. Goodman), Western Hospital; and Victorian Institute of Forensic Medicine (Dr. Drummer), Victoria, Australia.
Correspondence to: Harry Teichtahl, MBBS, Department of Respiratory & Sleep Disorders Medicine, Western Hospital, Gordon St, Footscray, Victoria, Australia 3011; e-mail: harry.teichtahl{at}wh.org.au
| Abstract |
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Methods: Twenty-five male and 25 female MMT patients and 20 age-, sex-, and body mass index (BMI)-matched normal subjects were tested with polysomnography, blood toxicology, and ventilatory responses to hypoxia and hypercapnia. Resting cardiorespiratory tests were performed in the MMT group
Results: MMT patients and normal subjects were 35 ± 9 years old (mean ± SD), and BMI values were 27 ± 6 kg/m2 and 27 ± 5 kg/m2, respectively. Thirty percent of MMT patients had a central apnea index (CAI) > 5, and 20% had a CAI > 10. All normal subjects had a CAI < 1, and no difference was found in obstructive apnea-hypopnea index between the two groups. Methadone blood concentration was the only significant variable (t = 2.33, p = 0.025) associated with CAI and explains 12% of the variance. Awake PaCO2, antidepressant use, reduced ventilatory response to hypercapnia, and widened awake alveolar-arterial oxygen pressure gradient together explain a further 17% of the CAI variance.
Conclusions: Thirty percent of stable MMT patients have CSA, a minority of which can be explained by blood methadone concentration. Other physiologic variables may also play a role in the pathogenesis of CSA in MMT patients, and further research is indicated in this area.
Key Words: central sleep apnea hypercapnic ventilatory response hypoxic ventilatory response methadone
| Introduction |
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µ-Opioids depress respiration, at least in part by a direct effect on brainstem respiratory centers.9 Acute opioid use significantly reduces the ventilatory responsiveness to carbon dioxide10 and hypoxia.111213 Infants born to illicit substance-abusing mothers (ISAMs) have been shown to have reduced hypercapnic and hypoxic ventilatory responsiveness, and have a 5 to 10 times increased risk of sudden infant death syndrome (SIDS) compared to infants born to women who are not ISAMs.141516
Very little is known about the effects of long-term opioid use on respiration during sleep. In a pilot study,17 we showed that 6 of 10 clinically stable MMT patients had central sleep apnea (CSA), some with periodic breathing (PB), whereas 9 control subjects did not have CSA. Because of the small sample size and lack of blood toxicology data, we could not make definite conclusions regarding the prevalence and possible pathogenesis of CSA in these patients. More recently, Farney et al18 reported CSA, "ataxic breathing," sustained hypoxemia, and obstructive hypopneas in three long-term opioid users. Conclusions regarding prevalence of sleep-disordered breathing (SDB) and its pathogenesis in long-term opioid users cannot be made from this study because of the small patient numbers and lack of toxicology data and of control subjects for comparison.
We hypothesize the following: (1) CSA is prevalent in clinically stable, long-term MMT patients, and (2) there are physiologic and/or pharmacologic causes for CSA in this group of patients. We therefore conducted the present study to further assess the prevalence of CSA in clinically stable MMT patients and to investigate possible pathogenic mechanisms associated with this. We studied 50 clinically stable MMT patients and 20 age-, sex-, and body mass index (BMI)-matched non-opioid-using subjects as control subjects. We performed overnight polysomnography, blood toxicology, hypoxic ventilatory response (HVR), and hypercapnic ventilatory response (HCVR) in both groups.
| Materials and Methods |
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2 months and receiving a stable dose of methadone. Normal subjects did not have a history of substance abuse, and none were receiving opioids at the time of study. All patients underwent a screening examination by a physician skilled in diagnosis of respiratory and sleep-disordered diseases. A detailed medical history was obtained with particular reference to respiratory illness, cigarette use, current substance abuse, medication use, sleep patterns, snoring history, and each subject completed an Epworth sleepiness scale (ESS) questionnaire.19 Exclusion criteria for study were significant cardiorespiratory, neurologic, liver disease, and psychotic disorders, and pregnancy. The institutional Research and Ethics Committee approved the protocol. All subjects gave written informed consent prior to participation.
Procedures
MMT patients underwent echocardiography, ECG, and chest radiography. All subjects underwent acclimatization polysomnography on night 1. At 8 AM the next morning, MMT patients performed respiratory function tests and arterial blood was obtained at rest and breathing air for arterial blood gas (ABG) analysis. All subjects returned at 4 PM for the HVR and HCVR tests, having fasted for 4 h prior to the test procedure. Blood was obtained for toxicology and methadone concentration 30 min prior to tests and within 6 h of patient medication with methadone. HCVR and HVR were separately tested from 4 to 6 PM, and the HVR was always performed first with at least 30 min between the tests. Polysomnography was performed for analysis on each subject on the night of the ventilatory response tests.
Polysomnography:
In-laboratory attended polysomnography was performed (Compumedics E series data acquisition system; Compumedics; Victoria, Australia). The methods used to score sleep stage, arousals, and SDB have been previously described.17 Continuous transcutaneous PaCO2 (PtcCO2) was recorded (Radiometer; Copenhagen, Denmark) in the MMT patients only. The PtcCO2 monitor was calibrated for each patient utilizing the patients ABG result obtained on the morning prior to polysomnography. All variables were recorded continuously. Respiratory events were scored blinded using modified American Academy of Sleep Medicine criteria.20 Apnea-hypopnea index (AHI) was calculated as the number of apneas and hypopneas divided by total sleep time (TST) in hours. Central apnea index (CAI) was defined as the number of central apneas per TST (in hours), and obstructive sleep AHI (OSAHI) was defined as obstructive apneas plus hypopneas per TST (in hours). Sleep arousals were scored according to American Sleep Disorders Association Task Force criteria and scored as number of arousals per TST (in hours).21
HVR:
A modification of the Rebuck and Campbell22 hypoxic and isocapnic rebreathing method was used. The subjects breathed via a closed circuit (bag in a box system) consisting of a 15-L rebreathing bag filled with 6 L of 7% CO2, 23% O2, and balance N2. With nose clip in situ, subjects breathed room air through a mouthpiece for 3 min before the circuit was closed via a three-way valve. The subjects then took three deep breaths and breathed at tidal volume (VT) after that. Rebreathing continued until the arterial oxygen saturation measured by pulse oximetry (SpO2) [Biox 3740; Ohmeda; Louisville, CO] dropped to 80% or if the subject became distressed. Expired fractional concentration of carbon dioxide (FACO2) was measured by a rapid carbon dioxide analyzer (model 17630; VacuMed; Ventura, CA). Soda lime in the inspiratory limb of the circuit was used to keep FACO2 within the isocapnic range (< 7%). At no stage did any subject become hypercapnic during this test procedure.
HCVR:
A modification of Reads rebreathing method23 was used. The equipment was similar to that of the HVR test. The differences were as follows: (1) the gas in the rebreathing bag contained a mixture of 7% CO2, 50% O2, and balance N2; the carbon dioxide absorber was absent; and (3) a fuel-cell rapid oxygen analyzer (Fisher & Paykel Healthcare; Victoria, Australia) was connected to the circuit to measure fractional inspired oxygen. The subjects were connected to the circuit as per the HVR test. They were asked to rebreathe on the circuit to a minimum fractional inspired oxygen of 22% or if the subject became distressed, whichever occurred first. At no stage did any subject exhibit a significant drop of SpO2 from baseline during the test procedure.
Data Processing and Analysis for the HVR and HCVR Tests:
Breath-by-breath minute ventilation (
E), VT, respiratory rate (RR), and the time stamp for each breath were measured (RSS100HR Research Pneumotach System; Hans Rudolph; Kansas City, MO) and recorded by software (RSS100HR) through the digital output of the system. The pneumotach system also had an analog output connected to an analog-to-digital card. The oximeter and carbon dioxide analyzer were also connected to the card. The software for the analog-to-digital card (Logger; Total Turnkey Solutions; Sydney, Australia) allowed for data acquisition. Second-by-second data of gas volume, FaCO2, and SpO2 were recorded to computer by Logger software together with breath-by-breath data recorded by RSS100HR. The data recorded were then merged (SPSS version 11; SPSS; Chicago, IL) to obtain the breath-by-breath
E, FACO2, and SpO2 data. All volumes were corrected to body temperature and pressure and saturated with water vapor. FaCO2 was converted to tension of carbon dioxide in the mixed venous blood when saturated with oxygen (PvCO2) using the formula "PvCO2 = FACO2 x (Pb PH2O)," where (Pb PH2O) is the pressure of dry gas in the lung at 37°C. Daily barometric pressure (Pb) values were obtained from the Melbourne Meteorology Bureau. 
E/
PvCO2, and 
E/
SpO2 were calculated as the slope of linear regression (line of best fit). Similarly, the slopes of
VT/
PvCO2 and
RR/
PvCO2 in HCVR test and
VT/
SpO2 and
RR/
SpO2 in HVR test were also tested. To eliminate errors in the breath-by-breath analysis, those breaths lying > 2 SD outside the regression line were discarded, and the regression line was recalculated.24 For the HVR test, the
E for SpO2 < 95% was used to calculate the regression line. The signal time delay of the oximeter was corrected for each analysis, and absolute values of slopes were applied to the HVR test.25
Toxicology:
All subjects had blood obtained for toxicology. The collected blood samples were stored at 20°C until analysis. Testing included an alcohol screen by gas chromatography and an enzyme-linked immunosorbent assay screen (Microgenics; Freemont, CA) for drugs of abuse (amphetamines, benzodiazepines, cocaine, cannabinoids, and opioids). Blood was also screened for 3,4-methylenedioxymethamphetamine ("ecstasy"), methadone, meperidine, benzodiazepines, antidepressants, and other prescription and over-the-counter drugs using a validated gas chromatography-mass spectrometry technique.26 Methadone blood concentrations were quantified using high-performance liquid chromatography procedures routinely used in the laboratory (Victorian Institute of Forensic Medicine). The precision of this assay is ± 5%.
Resting Cardiac and Respiratory Function Tests:
The MMT patients underwent chest radiography, ECG, echocardiography, spirometry, carbon monoxide transfer measurement, and ABG estimation. For details of tests performed and the methods employed to assess resting cardiorespiratory function, see Teichtahl et al.27
Statistical Analysis
All values were expressed as mean ± SD unless otherwise stated. Paired and unpaired Student t tests were used for between-group differences for normally distributed variables. Mann-Whitney rank-sum test28 was used to test group difference between nonnormally distributed variables. All skewed variables were logarithmically or squarely transformed. Logarithmically transformed CAI was the dependent variable. Independent variables were screened from blood toxicology and respiratory function tests based on physiologically plausible, clinically significant, and significance on univariate regression with log CAI. All variables included in analysis were screened for collinearity. A correlation of 0.9 was set as the upper limit of noncollinearity.29 Pearson correlation coefficient30 was used to examine the association between dependent variable and individual independent variable. A multiple linear regression model (backward deletion)29 was used to determine the factors associated with degree of CAI. Statistical analysis was performed using software (SPSS 11; SPSS; Chicago, IL). Statistical significance was set at p < 0.05.
| Results |
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Correlations Between CSA in MMT Patients, Physiologic Parameters, and Toxicology
After screening, 18 variables were selected as independent variables for predicting the presence of CSA. The variables were selected from blood toxicology, HVR, HCVR, respiratory function test results, and sleep data. Univariate regressions showed that log methadone blood concentration, P(A-a)O2, overnight SpO2 nadir, PaO2, and the peak sleep PtcCO2 were significantly correlated with log CAI (Table 4
). Stepwise multiple linear regression revealed that log methadone blood concentration was the only statistically significant variable associated with log CAI (t = 2.33, p = 0.025) and is associated with 12% of the variance of log CAI. The next four associated variables were PaCO2, antidepressant use, HCVR, and P(A-a)O2, and these together were associated with a further 17% of the variance of CAI.
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| Discussion |
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The sleep architecture, arousal index, and ESS data found in this study are similar to that of our pilot study.17 There is no relationship noted in our current study between these parameters and CSA, possibly because of the relatively small number of patients with CSA in this study. The data, however, do show that clinically stable MMT patients have reduced REM sleep and increased daytime sleepiness when compared to normal subjects and that this in its own right may impact their ability to function in society.17
We have not shown a simple cause-and-effect relationship between the toxicology and physiologic variables we measured and CSA in clinically stable MMT patients. Our patients have normal resting cardiac function, and the CSA examples shown in Figure 2 are clearly not of the crescendo-decrescendo shape and have a much shorter cycle time than Cheyne-Stokes respiration seen in severe chronic heart failure.2732 The CSA in our patients is not typical of nonhypercapnic idiopathic CSA, as the latter is associated with frequent transition from wakefulness to sleep,3334 and our patients have the same arousal index as normal subjects. In addition, nonhypercapnic idiopathic CSA occurs after hyperventilation and has a striking male preponderance,33 whereas CSA was noted in our study to occur in nine female and six male patients. It is unlikely that the CSA in MMT patients is of the purely hypercapnic type given the mild abnormalities of awake and asleep PCO2 found in this group. In addition, the MMT patients have a mean awake PaO2 of 86.5 ± 13.2 mm Hg and SpO2 nadir of 91.4 ± 3.3% during sleep, which would exclude hypoxia alone as the main driver for the CSA found in the MMT patients.27
Because of the above, we believe that the CSA in clinically stable MMT patients may be multifactorial in nature and related to abnormalities of the central controller and central and peripheral metabolic control mechanisms. Indeed, each patient may have variable input from these abnormalities in the genesis of their CSA. We therefore hypothesize that for individual MMT patients with CSA, there may be variable input from the following potential pathophysiologic mechanisms.
Central Controller
Methadone is a µ-opioid receptor antagonist, and its central respiratory depressant effect may be a critical mechanism in the genesis of CSA in our patient group.9 Our results show that methadone blood concentration is the most significant predictor of the severity of CSA in MMT patients, although it explains only 12% of CAI. In part, the relatively low predictive value of methadone blood concentration for CSA in our patients may be related to intersubject variability of methadone pharmacokinetics.35 As we measured the methadone blood concentration at one point in time, we may have missed the relevant methadone blood concentration in some subjects.
Another mechanism that could be implicated causing CSA via central controller pathology in MMT patients is brainstem and/or midbrain structural abnormalities. Heroin use has been known to be associated with stroke through mechanisms such as thromboembolism, vasculitis, septic emboli, hypotension, and positional vascular compression.36 Other complications include hypoxic ischemic changes with cerebral edema, ischemic neuronal damage, and neuronal loss, which are assumed to occur under conditions of prolonged heroin-induced respiratory depression.36 In addition, substances used as adulterants such as amphetamine373839 and cocaine4041 can cause brain damage either alone or in combination with heroin. As all of our clinically stable MMT patients were past heroin users, we cannot exclude structural brain damage as a major factor in the pathogenesis of the CSA described. Functional and structural MRI studies of the brain would be of value in evaluating this possibility.
Hypercapnic Type CSA
Hypercapnic type CSA may play a role in some of our patients. This type of CSA is characterized by elevated awake daytime PaCO2 and blunted HCVR.3133 The mean awake PaCO2 of the MMT patients was 42.2 ± 3.8 mm Hg, and their mean peak PtcCO2 was 46.5 ± 5.4 mm Hg during sleep. Although 10 of the MMT patients had awake PaCO2 of > 45 mm Hg, their hypercapnia was mild with the highest being 50 mm Hg, and we did not find a statistically significant relationship between awake PaCO2 alone and CAI.27 Our patients also have significantly decreased HCVR compared to the control group. The tendency to mildly raised awake PaCO2 has previously been noted in clinically stable MMT patients.42 The mean awake PaCO2 and sleep PtcCO2 in our MMT patient group tended to upper limits of normal, although not clearly in the more severe hypercapnic range noted in the hypercapnic type CSA. Nevertheless awake PaCO2 and blunted HCVR combined were weak predictors for CSA in our patients.
Antidepressant use may in combination with blunted HCVR have a significant relationship with CSA in our patients. Four of seven patients (57%) receiving antidepressants had a CAI > 10. Antidepressants have been used for treatment of panic disorder and are known to acutely depress HCVR in this group of patients.434445 It is therefore possible that antidepressants act in synergy with methadone to further blunt HCVR in MMT patients and to predispose them to CSA. We have not shown a relationship between the use of benzodiazepines and cannabis and CSA in our patient group, and this may be due to the small number of patients in this study using the drugs. HCVR is increased after short-term dosing with cannabis and short-term use of benzodiazepines reduces HCVR in normal subjects.4647 Animal models suggest that short-term dosing with benzodiazepines potentiates the effects of opioids on ventilation.48 To our knowledge, there is no literature regarding the effects of long-term use of antidepressants, benzodiazepines, and cannabis on respiratory control mechanisms or on respiration during sleep. Given the large number of subjects that use these drugs, this area of medical research needs to be addressed.
Hypoxia and CSA
CSA associated with hypoxia is seen in high-altitude PB during sleep49 and in chronic heart failure patients.32 The narrowing of the proximity of eupneic and apneic end-tidal PCO2 threshold (
PETCO2) has been suggested as a major mechanism for CSA.31 A typical example is that patients with CHF and CSA show a decreased
PETCO2 and a greater hypocapnic ventilatory response below eupnea compared to patients with chronic heart failure but without CSA.50 Xie et al51 found that hypoxia can decrease the
PETCO2 by mainly decreasing eupneic PaCO2. The combination of a low eupneic PaCO2 and a relatively high apneic PaCO2 threshold makes it easier for transient reductions of PaCO2 to reach the apneic threshold and cause breathing instability. In our study, multiple regression analysis revealed that P(A-a)O2 is an important although weakly associated variable with CSA severity in the MMT patients. As there was unacceptable collinearity between PaO2 and P(A-a)O2, PaO2 was not included as an independent variable in our statistical model. Nevertheless, bivariate Pearson correlation between PaO2 and log CAI is significant (r = 0.31, p < 0.05), suggesting an association between resting PaO2 and CSA in the MMT patients. Polysomnography data revealed that MMT patients tended to have a lower SpO2 nadir (91.5 ± 3.3%) than the control subjects (93.1 ± 2.5%) [p = 0.059]. Fourteen of our MMT patients (28%) had P(A-a)O2 > 15 mm Hg, including 7 patients with PaO2 < 70 mm Hg.27 Therefore, we believe the mild hypoxia found in our patients could contribute to their CSA via the mechanism described above.
It has been reported that exposing subjects to very mild and short-term hypoxia can cause an increase in HVR.52 Our MMT patients have significantly higher HVR compared to the control subjects, and high peripheral chemoreceptor activity has been reported to be a predisposing factor for SDB.53 Dunai et al53 demonstrated that subjects with high peripheral chemoreceptor drive experienced significantly greater amplification of state-related ventilatory fluctuations than those with low peripheral chemoreceptor drive. We therefore suspect that the high HVR in our MMT patients may be another predisposing factor for their CSA.
We believe the three major mechanisms related to the genesis of CSA as described above may contribute to the CSA we have found in stable MMT patients. Each mechanism alone may not be sufficient to cause CSA in this group of patients. A varying interplay between the mechanisms is probably responsible for our findings. Support for this postulate can be found in the study of Nakayama et al,54 who found that an imbalance between high peripheral and low central chemosensitivity poses a risk for PB. Indeed, Nakayama et al55 believe that instability of breathing patterns tends to occur when carotid chemoreceptor stimulation becomes the dominant sensory input to the respiratory controller relative to the level of medullary chemoreceptors.
The causes of the high mortality rate in clinically stable MMT patients cannot be explained by our study. ISAMs have a higher total duration of apneas56 and an impaired repertoire of protective responses to hypercapnia and hypoxia during sleep,16 and these may play a role in their increased risk of SIDS. Infants born to mothers receiving MMT also have decreased HVR and a higher than normal prevalence of SIDS.5758 There may be a unifying mechanism to explain the CSA and deaths in our MMT patients, ISAMs, and infants born to mothers receiving MMT. Our study did not address the issue of excess mortality in clinically stable MMT patients; nevertheless, our findings suggest that the role of SDB in stable MMT patients deaths needs further evaluation.
In conclusion, our results show that 30% of stable MMT patients have CSA. Methadone blood concentration is significantly associated with the severity of CSA found but accounts for only 12% of CSA. The pathogenesis of CSA in clinically stable MMT patients needs to be further explored by studying the potential roles of antidepressant use, brainstem structural abnormalities, and central and peripheral ventilatory control mechanisms.
| Acknowledgements |
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| Footnotes |
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PETCO2 = narrowing of the proximity of eupneic and apneic end-tidal PCO2 threshold; PtcCO2 = transcutaneous PaCO2; PvCO2 = tension of carbon dioxide in the mixed venous blood when saturated with oxygen; REM = rapid eye movement; RR = respiratory rate; SDB = sleep-disordered breathing; SIDS = sudden infant death syndrome; SpO2 = oxygen saturation by pulse oximetry; TST = total sleep time;
E = minute ventilation; VT = tidal volume This study was supported by the Australian Postgraduate Awards (D.W.), the Western Hospital Education, Equipment and Research Fund, and the Western Hospital Liver Research Fund.
Received for publication December 13, 2004. Accepted for publication February 17, 2005.
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