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* From the Division of Pulmonary Medicine, Clinic of Thoracic Surgery and Unit of Liaison Psychiatry, University Hospitals of Geneva, Geneva, Switzerland.
In memoriam.
Correspondence to: Margaret W. Gerbase, MD, PhD, Division of Pulmonary Medicine, University Hospitals of Geneva, 24 rue Micheli-du-Crest, 1211 Geneva 14, Switzerland; e-mail: margaret.gerbase{at}hcuge.ch
| Abstract |
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Methods: Forty-four lung transplant recipients (mean [± SD] age, 44.8 ± 11.6 years) were followed up for > 2 years after single lung transplantation (LTx) [14 recipients] or bilateral LTx (30 recipients). Data were prospectively collected, before undergoing LTx and annually after undergoing LTx, measuring FEV1, 6-min walk test (6MWT) results, and quality of life using the St. George respiratory questionnaire (SGRQ) and a visual analog scale (VAS). The SGRQ addresses three domains, namely, respiratory symptoms, accomplishment of routine activities, and disease impact on daily life.
Results: Statistically significant correlation coefficients were found comparing the SGRQ and the VAS (r = 0.812; p < 0.0001), the SGRQ and the 6MWT (r = 0.610; p < 0.0001), and the SGRQ and the FEV1 (r = 0.523; p < 0.0001) in all patients. Significant improvements on the FEV1, 6MWT, and SGRQ were observed after LTx in both single and bilateral LTx recipients. Increased risk for the development of bronchiolitis obliterans syndrome (BOS) [relative risk, 2.86; 95% confidence interval, 1.22 to 6.67; p = 0.03] and significantly lower FEV1 values were observed in patients following a single graft, compared to that in patients following a bilateral graft (p < 0.01). In contrast, the 6MWT and the SGRQ scores were not significantly different between recipients of single and double LTx. The same patterns of results were observed in comparisons between single and bilateral lung recipients with prior pulmonary emphysema.
Conclusions: Despite poorer FEV1 recovery and increased risk of BOS after LTx, single lung transplant recipients had comparable long-term exercise tolerance and quality-of-life scores as patients who received bilateral transplants. These results suggest the limited influence of functional performance on objective and subjective markers of HRQL recovery after LTx.
Key Words: exercise test health-related quality of life lung transplantation spirometry
| Introduction |
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Health-related quality of life (HRQL) has been reported by several authors to improve significantly within the first year after LTx.34567 However, reports assessing HRQL beyond 2 years after LTx remain anecdotal, although this is the time frame in which major clinical complications such as bronchiolitis obliterans syndrome (BOS) may begin to develop and threaten the patients recovered autonomy.8 Previous studies910 have assessed the impact of BOS on HRQL after LTx, and the reported results have indicated significant impairment of physical mobility in lung transplant recipients. Other studies11 have reported that a transplant operation reduces the risk of BOS in double-lung transplant recipients. However, a comprehensive assessment of HRQL after LTx, to include pulmonary function, exercise capacity, and well-being status, has not yet been undertaken to compare these factors in single and bilateral lung transplant recipients.
In a review of the literature, only one study (to our knowledge)12 was found that compared quality of life in patients following a single or a bilateral LTx, and its results were less favorable in single LTx recipients. To date, no cohort study is available to longitudinally address HRQL in lung transplant recipients following a single or a bilateral lung graft. We performed a longitudinal follow-up of 44 patients who underwent single or bilateral sequential LTx at our institution, obtaining prospective data from spirometry, 6-min walk tests (6MWT), and HRQL questionnaires. To reduce the potential bias from comparing different underlying diseases, the outcomes were also compared in a subset of patients with prior pulmonary emphysema who had undergone single or bilateral LTx.
| Materials and Methods |
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1-antitrypsin deficiency. The indication for single or bilateral LTx was based on the underlying disease, organ availability, and length of time spent on the waiting list. The protocol for the study was approved by the ethical committee of the institution. Informed consent was obtained before LTx from all patients.
Immunosuppression Protocol and Clinical Follow-up After LTx
Standard immunosuppression therapy including steroids, cyclosporine A, and azathioprine was used between 1993 and 1999. Details on the initial immunosuppression regimen were presented in another report.13 Over time, the immunosuppression protocol has been changed at our institution to include new drugs that became available. Consequently, cyclosporine A and azathioprine have been gradually replaced by tacrolimus and mycophenolate mofetil in the majority of our patients since 1998. Doses of tacrolimus were adjusted to maintain serum levels between 7 and 10 µg/L as determined by immunoassay (Abbot Laboratories; Abbot Park, IL). Doses of mycophenolate mofetil (25 to 35 mg/kg/d, with a maximum of 2 g/d) were adjusted to maintain trough levels of mycophenolic acid of > 1.0 mg/L, and were monitored by assay (Emit Syva Dade Assay; Behring Diagnostics, Inc; San Jose, CA).
Before LTx, patients were regularly seen at the outpatient clinic, with the exception of one patient who had undergone LTx as a salvage therapy after massive paraquat poisoning. Following hospital discharge after LTx, patients were scheduled for outpatient visits twice a month for clinical follow-up and therapeutic adjustments. Comprehensive clinical evaluations were performed at 3, 6, 9, and 12 months during the first year after LTx, and every 6 months thereafter, or whenever needed for the investigation of potential clinical complications, such as respiratory tract infections or acute rejection. These clinical evaluations included, among others, spirometry, 6MWT, and fiberoptic bronchoscopy with transbronchial biopsies. The diagnosis of BOS followed the criteria recommended by the International Society for Heart and Lung Transplantation.1415
HRQL and Pulmonary Function Assessments
HRQL was evaluated before and longitudinally after LTx using two different assays, the French-validated version of the St. George respiratory questionnaire (SGRQ) and a visual analog scale (VAS). These two assays were simultaneously performed throughout the follow-up period. The SGRQ contains questions addressing the following three main domains: respiratory symptoms; daily activities limitation; and disease impact on social and psychological functioning.1617 Partial scores corresponding to each domain of the questionnaire were calculated. A derived global score of well-being (ie, SGRQ global score), ranging from 0 to 100%, is calculated from the difference between the highest possible score and the sum of the scores obtained in the three domains contained in the instrument. For intraindividual comparisons, a 4-point (4%) change between scores obtained during follow-up is indicative of clinical relevance.16 For the purpose of the present study, a global score of 100% was defined as an optimal state of well-being. The scores were prospectively compiled for each patient each time the questionnaire was completed.
In addition to the SGRQ, patients were invited to self-assess their global state of well-being using a VAS. For this purpose, the EuroQoL VAS18 was calibrated from 0 to 100 mm, and was labeled respectively as the worst and best possible state of health imaginable. The results obtained by the SGRQ scores were compared to the rates of the VAS.
The spirometry (FEV1) and 6MWT findings were used as clinical indicators of outcome. The FEV1, 6MWT, SGRQ, and VAS were performed simultaneously within the year preceding LTx, then at 6 and at 12 months post-LTx, and then once a year thereafter for the analyses.
Statistical Analysis
The data obtained in this study presented a normal distribution. The results are shown as absolute values, percent predicted values (FEV1), the mean ± SEM, and median (range). Unpaired t tests were used to compare demographic data between single and bilateral lung transplant recipients. Repeated-measures analysis of variance was used to compare the FEV1 values, the 6MWT results, and the SGRQ global and domain-specific scores between patients following a single or a bilateral LTx. Post hoc Bonferroni analyses were applied to compare outcomes between the groups studied at each time point. Stratified analyses of variance with repeated measures were performed to compare (1) outcomes at 3 years after LTx in the overall group of patients between those who had undergone LTx before 1998 and patients transplanted after 1998, when changes in the immunosuppression protocol had been made and (2) between single and bilateral lung transplant recipients in the same time periods. The Pearson correlation test was used to compare the scores obtained from the simultaneous completion of the SGRQ with the measurement of FEV1, 6MWT results, and VAS score throughout the follow-up period. The data are presented as the overall correlation coefficients, irrespective of time after LTx. The relative risk and the 95% confidence interval were calculated to estimate the impact of BOS between single and double lung transplant recipients. The Fisher Exact Test was employed to compare the occurrence of infections and acute rejections following a single or a bilateral LTx. Adjustments were made to p values for the multiple comparisons. Data analyses were performed using a statistical software package (GraphPad PRISM, version 3.00 for Windows; GraphPad Software; San Diego, CA). A p value of
0.05 was considered to be statistically significant.
| Results |
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Respiratory tract infections and acute rejections, which could have a potential impact on pulmonary function decline and the development of BOS, were recorded throughout the follow-up period. Thirty-five severe, mainly pulmonary, viral and bacterial infections requiring hospital admission were diagnosed during the follow-up period. Twelve infections (0.86 per patient) occurred in single lung transplant recipients, and 23 infections (0.77 per patient) occurred in bilateral lung transplant recipients (difference was not significant). A total of 65 acute rejections (International Society for Heart and Lung Transplantation score, A2 or greater) were diagnosed during the follow-up period. There were 1.6 acute rejections per patient among single lung transplant recipients and 1.4 acute rejections per patient among bilateral lung transplant recipients (difference was not significant).
| Discussion |
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A number of studies4567 have shown that HRQL is recovered rapidly after LTx, a finding that is corroborated by our results. However, the improvement of HRQL may be limited in recipients of a single lung due to functional restrictions. In a literature review, we were able to identify only one previous study12 comparing quality of life between single and bilateral lung transplant recipients in a cross-sectional fashion. Using a generic tool, the authors of that study reported superior quality-of-life scores in double lung transplant recipients. However, the assignment of older lung transplant candidates with poorer quality of life to the single lung transplant group biased the results against these patients compared to double lung recipients. In contrast, our data show significant improvements in FEV1, 6MWT distance, and SGRQ scores in both single and bilateral lung transplant recipients after undergoing LTx, compared to values obtained before LTx. Moreover, the long-term results remained fairly unchanged throughout the follow-up period in the two groups of patients when compared to values at 1 year after LTx, and despite the lower FEV1 values resulting from the single lung graft.
No statistical differences were observed in HRQL, as opposed to functional status, over time between patients who had undergone single and bilateral lung grafts. The potential explanations for this observation could be the equivalent load of medication and medical visits required for the routine follow-up that are independent of the type of transplant procedure. Moreover, the rates of infections and acute rejection requiring additional hospitalizations, which may affect HRQL, were similar between groups. In addition, as shown in Figure 2, limitations in the performance of daily routine activities were similar between single and double lung transplant recipients, both in the overall group and in patients with native emphysema. On the other hand, substantially lower SGRQ scores were seen in single lung graft patients, particularly beyond 4 years of follow-up. These results largely surpass the minimal clinically relevant difference established for the SGRQ tool, thus indicating a reduced HRQL in these patients compared to bilateral recipients.
Improvements in HRQL after surgery may be limited by the onset of clinical complications. Progressive deterioration of HRQL after the development of BOS was reported in lung transplant recipients, most notably in the physical mobility domain.9 The risk of BOS has been reported to be higher in single lung transplant recipients,11 a finding that is consistent with our results. It is commonly agreed that a double lung graft confers better mechanical function and may also prevent immunologic mechanisms predisposing the patient to the development of BOS.11 In the absence of a functional native lung, the single allograft contributes to a maximum of 60% of the predicted FEV1. As such, recipients of a single lung transplant remain limited by a marginal functional reserve, unlike their counterparts who benefit from a bilateral graft. As a consequence, the impact of even a mild functional loss is greater in single lung graft recipients who may, therefore, reach the scoring threshold established for the diagnosis of BOS earlier than bilateral lung transplant recipients. As observed by Nathan and coworkers,19 criteria for the early diagnosis of BOS might induce an overestimation of incidence in single lung transplant recipients. Regardless, our data show that, although the recovery of respiratory symptoms and of FEV1 were limited in single lung transplant recipients, these limitations did not significantly affect their quality-of-life scores or walking capacity.
Survival after LTx has been reported20 to not be significantly superior in lung transplant recipients with prior pulmonary emphysema in comparison with other transplant indications. Conversely, better survival despite lesser functional recovery has been shown in patients with native pulmonary emphysema when compared to patients with prior idiopathic pulmonary fibrosis. In this latter comparison, the volume of the native emphysematous lung, albeit small, was thought to be contributive to the overall functional performance after a single lung graft.21
Greater functional improvement after LTx has been reported in bilateral lung transplant recipients with COPD when compared to recipients of a single LTx,22 although the available data are limited to the first 2 years following LTx. However, an assessment of HRQL in these patients has not been reported to date, though HRQL has been suggested for use as a complementary measure in the evaluation of lung transplant recipients who are affected by this condition.23 Our results show a significant improvement in HRQL after LTx, as assessed by the SGRQ scores. Moreover, positive changes were seen in the specific domains assessed by the SGRQ in both single and bilateral lung transplant recipients who were previously affected by emphysema. Indeed, these patients reported improvements in the performance of routine activities and a lesser impact of the disease after LTx. However, the recovery of respiratory symptoms was less marked in patients who had received a single lung graft, which was possibly determined by the native lung and by the partial FEV1 gain after LTx.
One interesting observation within our results is the comparison between the two methods of HRQL assessment. The SGRQ has been validated over the last several years in different language environments, and has been proven to be useful for the evaluation of patients who are severely affected by chronic respiratory disorders, notably COPD. The questions addressed by the questionnaire are, therefore, potentially suitable for lung transplant candidates. However, to our knowledge, the SGRQ has never been used before to assess quality of life after a transplant procedure or to evaluate the long-term follow-up of lung transplant recipients. Our cohort study allowed patients to serve as their own control subjects, thus decreasing the potential bias related to a tool that was not specifically constructed to assess quality of life successively after an intervention. The comparison between the SGRQ and the VAS scores showed a strong and statistically significant correlation; this result suggests a good association between the two instruments that is reassuring to those searching for appropriate assessment tools in these populations. When applied to the clinical setting, the two tests may prove to be complementary. While the VAS is a simple tool that rapidly yields information about the patients overall state of well-being, the SGRQ allows a deeper insight into three different components of the HRQL.
No significant differences between single and double lung transplant recipients were found for age, gender, FEV1, 6MWT distance, and quality of life status before LTx in our study. However, other confounding factors may have occurred. Despite a prospective design, the number of patients who were followed up in a single center remained small. Furthermore, changes to the protocol were gradually introduced during the patients follow-up to integrate newly acquired experience and therapeutic options. In fact, the majority of our single lung transplant recipients had undergone LTx during the first few years that transplantation became available at our institution. Nevertheless, the immunosuppression scheme used during the first 2 years after LTx was standardized for all patients included in this study, independent of the type of operation carried out. In addition, no statistical differences were found in stratified analyses of outcomes according to the "era" of transplantation which addressed the changes in the immunosuppression protocol, as previously described (data not shown). Clinical complications, such as infections or acute rejections that could have had an impact on outcome, were also not significantly different between groups.
In conclusion, this study shows that, despite poorer FEV1 recovery and increased risk of BOS, single lung transplant recipients can maintain long-term exercise capacity and quality-of-life scores approaching the performance of patients benefiting from a bilateral graft. Furthermore, the assessment of quality of life before transplantation may add to the decision-making process in choosing between single or double LTx by identifying patients who, despite severe functional impairment, surpass in other domains equally contributive to posttransplant recovery, such as muscular and psychosocial endurance. If confirmed by larger studies, our data obtained from lung transplant candidates with emphysema suggest that single lung transplant recipients can have long-term survival with a satisfactory HRQL, provided that assignment to the single lung graft is not reserved for patients with presumably the worst prognosis.
| Footnotes |
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This study was partially supported by grants from the Swiss Wilsdorf Foundation and the Geneva Pulmonary League.
Received for publication October 26, 2004. Accepted for publication January 24, 2005.
| References |
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