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1-Antitrypsin Deficiency*
* From the Department of Pulmonary, Allergy, and Critical Care Medicine (Dr. Stoller), Cleveland Clinic Foundation, Cleveland, OH; Alpha-1 Foundation (Dr. Sandhaus), Miami, FL; St. Lukes-Roosevelt Hospital Center (Dr. Turino), New York, NY; and Division of Pulmonary and Critical Care Medicine, Asthma and Allergy (Mr. Dickson, and Drs. Rodgers and Strange), Medical University of South Carolina, Charleston, SC.
Correspondence to: James K. Stoller, MD, MS, Cleveland Clinic, A 90, 9500 Euclid Ave, Cleveland, OH 44195; e-mail: stollej{at}ccf.org
| Abstract |
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1-Antitrypsin (AAT) deficiency is common but underrecognized. A 1994 mail survey showed a long delay between the onset of symptoms and the initial diagnosis of AAT deficiency. In 2003, we carried out a similar mail survey of AAT-deficient individuals to determine whether any delay in diagnosis experienced by individuals with a more recent diagnosis had become shorter. We also determined whether individuals living near medical centers with an expressed interest in AAT deficiency experienced shorter diagnostic delays than those living at a distance. Methods: Results from mail surveys of two different cohorts were compared: a 1994 survey of 304 individuals with severe AAT deficiency and a 2003 survey of 1,953 AAT-deficient individuals. In the 2003 survey cohort, diagnostic delay intervals were analyzed by calendar year of initial diagnosis, rural vs urban residence, visit to a liver or lung specialist within the last year, and living within 50 miles of a medical center with particular expertise in AAT deficiency. One thousand nine hundred fifty-three individuals responded to the 2003 mail survey (37.4%).
Results: In the 2003 cohort, the mean ± SD diagnostic delay was 5.6 ± 8.5 years, compared with 7.2 ± 8.3 years for the 1994 cohort (p = 0.002). In the 2003 cohort, younger patients and male patients experienced shorter diagnostic delays than older patients and female patients (p < 0.0001 and p = 0.007, respectively). For example, the delay was 6.5 ± 8.8 years for those born in the 1940s, as compared with 0.43 ± 1.08 years for those born after 1980. Neither urban residence nor living near a center with expertise in AAT deficiency were associated with a shortened diagnostic delay interval.
Conclusions: Although these results show some improvement in the mean diagnostic delay in the 9-year period separating the two studies, underrecognition of AAT deficiency persists. Diagnostic delay of AAT deficiency is longer in women and in older individuals. Educational efforts are underway to enhance clinicians diagnostic suspicion of AAT deficiency and permit earlier diagnosis and attendant benefits.
Key Words:
1-antitrypsin deficiency diagnosis survey
| Introduction |
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1-antitrypsin (AAT) deficiency commonly goes unrecognized by clinicians. As a result, AAT-deficient individuals experience long delays between their first symptom and initial diagnosis, often with adverse medical and psychosocial sequelae.123 For example, in a 1994 mail survey of 304 severely AAT-deficient individuals, Stoller et al1 reported a mean interval of 7.2 years between initial symptom and first diagnosis. Furthermore, 44% of respondents reported seeing at least three physicians before the diagnosis of AAT deficiency was first made. In the context that a mail survey was recently commissioned and completed by patient-based groups interested in the care of AAT-deficient individuals, we were able to incorporate questions regarding intervals between first symptoms of AAT deficiency and first diagnosis similar to those posed in the aforementioned 1994 mail survey. We reasoned that growing awareness of AAT deficiency by clinicians might enhance clinical recognition and accelerate detection in affected individuals. Thus, we undertook the current analysis of mail survey results to assess whether individuals with AAT deficiency who received a more recent diagnosis had shorter delays in diagnosis than those with a diagnosis made earlier. The specific questions addressed were as follows: (1) is the interval between first symptom and initial diagnosis of AAT deficiency (the so-called "diagnostic delay interval") shorter in individuals with a more recent diagnosis than in those with an earlier diagnosis; and (2) is the diagnostic delay interval shorter in individuals living near medical centers with clinical expertise and educational activities regarding AAT deficiency than in individuals living farther away from such facilities?
| Materials and Methods |
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To assess trends in the time duration between first lung symptom and first diagnosis of AAT deficiency (hereafter termed the diagnostic delay interval), we also further analyzed the data set used in the earlier survey by Stoller et al.1 Specifically, we reanalyzed the data in responses from 304 self-reported severely deficient individuals to assess the relationship between the diagnostic delay interval and two features of the diagnosed individuals: (1) the year of birth, and (2) the year in which the initial diagnosis of AAT deficiency was made. For the sake of clarity in distinguishing the earlier survey results from those from the "2003 survey," the earlier is dubbed the "1994 survey."
To assess whether living near a medical center with expertise in AAT deficiency affected the diagnostic delay interval, a list of 44 designated clinical resource centers (CRCs) of the Alpha-1 Foundation was used. Designation as a CRC was conferred based on review of the medical centers submitted application regarding experience in the diagnosis and management of AAT deficiency.
Statistical analysis was performed using statistical software (Stata Version 8; Stata Corporation; College Station, TX), and p values < 0.05 were deemed statistically significant. Categorical data were analyzed using
2 statistics, and continuous variables were analyzed with two-sided t tests. Specifically, the Mantel-Haenszel
2 test for trends was used to determine if the diagnostic delay interval differed by grouping of calendar years in which the diagnosis was first made. Three-way comparisons were performed using analysis of variance with Bonferroni correction for continuous variables. Geographic information systems software and zip code data were used to determine distance from a CRC and urban vs rural residence.
| Results |
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As shown in Figure 1 , analysis of the mean interval between first symptom and initial diagnosis of AAT deficiency by birth decade in the 2003 survey showed that younger patients experienced shorter diagnostic delays than older patients (p < 0.0001). Specifically, the mean interval between first symptom and initial diagnosis for respondents born in the 1940s (n = 568), 1950s (n = 585), 1960s (n = 196), 1970s (n = 19), and after 1980 (n = 55) were, respectively, 6.5 ± 8.8 years, 4.6 ± 6.7 years, 4.0 ± 6.1 years, 3.8 ± 6.8 years, and 0.43 ± 1.08 years.
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Univariate analysis of diagnostic delay interval by other demographic characteristics of AAT-deficient individuals in the 2003 survey (Table 2 ) showed that men experienced a shorter diagnostic delay than women (mean, 5.0 ± 7.8 years vs 6.4 ± 9.2 years, p = 0.0007). Also, not having seen a lung or liver specialist and not undergoing spirometry within a year of completing the survey were associated with a shorter diagnostic delay interval and younger age at diagnosis (p = 0.004 and p = 0.001, respectively). Participants reporting no symptoms of lung or liver disease were less likely to have visited a specialist (p < 0.0001).
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2 test for trends), from 5.45 ± 8.52 years in those with AAT deficiency diagnosed before 1980 to 11.24 ± 12.6 years in those with a diagnosis between 1990 and 1994. Similarly, in the 2003 survey, the diagnostic delay interval was statistically significantly longer in individuals with a more recently diagnosis than in those with an earlier diagnosis (p = 0.0002, Mantel-Haenszel
2 test for trends). Specifically, the mean diagnostic delay interval for those with a diagnosis before 1980 (n = 67) was 4.72 ± 9.3 years, and the mean intervals thereafter were 4.52 ± 6.8 years for those with a diagnosis from 1980 to 1985 (n = 106), 4.28 ± 7.9 years for those with a diagnosis from 1985 to 1990 (n = 243), 5.64 ± 8.4 years for those with a diagnosis from 1990 to 1994 (n = 434), 6.36 ± 8.6 years for those with a diagnosis from 1995 to 2000 (n = 540), and 6.0 ± 8.6 years for those with a diagnosis since 2000.
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| Discussion |
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The observation of persisting diagnostic delay in recognizing individuals with AAT deficiency invites discussion of benefits conferred by prompt diagnosis. Beyond averting the adverse psychosocial effects of delayed diagnosis,1 earlier diagnosis would offer several benefits: (1) closer observation and management of affected individuals, especially regarding pulmonary and hepatic health; (2) consideration of testing family members, at least some of whom may be liver or lung affected; (3) more aggressive smoking cessation efforts, which have been associated with lower rates of smoking among AAT-deficient individuals screened at birth78; (4) reconsideration of occupational environment in the context that exposures to some occupational dusts and vapors appear associated with accelerated and worsened pulmonary symptoms910; and (5) possible initiation of augmentation therapy, which has been recommended to slow the rate of FEV1 decline in some AAT-deficient individuals with established emphysema.2
Underrecognition of AAT deficiency has recently prompted educational campaigns by national professional societies (eg, the American Thoracic Society, the American College of Chest Physicians, the American Association for Respiratory Care) and patient-led organizations (eg, the Alpha-1 Foundation, the
1 Association) to disseminate information about AAT deficiency to clinicians and the interested lay community. A major goal of such educational programs has been to enhance clinicians knowledge about AAT deficiency, with the hope that AAT-deficient individuals will receive an earlier diagnosis and receive optimal care.
Examples of important recent educational activities have included the following: (1) development, publication, and widespread distribution of an international evidence-based standards2 for the management of AAT-deficient individuals that was first published in October 2003; (2) inclusion of presentations and publications about AAT deficiency in recent symposia regarding COPD (including the American Association for Respiratory Care in 2003 and the American Thoracic Society in 2004)3; (3) an expansion of lectures about AAT deficiency sponsored both by patient advocacy organizations (such as the Alpha-1 Foundation and Alpha-1 Association) and by pharmaceutical companies producing pooled human plasma antitrypsin augmentation therapy medications over the last several years; (4) organization of "patient education days" by the Alpha-1 Foundation and Alpha-1 Association to enhance patient knowledge and to enable patients to better partner with their clinicians in "collaborative self-management" since 20021112; and (5) development in 2004 of a systematic disease management program regarding AAT deficiency intended for delivery to clinicians of affected individuals by their patients.
While our observation that the diagnostic delay interval has not clearly decreased could be construed as challenging the effectiveness of these educational activities, in fact these activities postdate the 1994 survey and are likely too new to be reflected in data from the 2003 survey. For example, the American Thoracic Society/European Respiratory Society standards for the diagnosis and management of individuals with AAT deficiency2 were published in October 2003, postdating both surveys. The Alpha-1 Foundation/Alpha-1 Association patient education day series has been formally underway only since 2002, likely too soon before the 2003 mail survey to have fully exerted the desired impact. We believe that educational efforts will enhance clinicians diagnostic suspicion of AAT deficiency to the extent that they reach and are made relevant to the broad community of physicians to whom AAT-deficient patients may present, including family practice physicians, internists, pulmonologists, allergists, and hepatologists.
However, it bears mentioning that one of the early results of an effective educational program might be to paradoxically raise the reported interval between first symptom and initial diagnosis of AAT deficiency. Specifically, to the extent that clinicians enhanced awareness causes them to suspect AAT deficiency in patients under their care for a long time, the first wave of newly detected patients may report longer diagnostic delay intervals than patients newly presenting with symptoms. Also, much effort is currently underway to promote testing of individuals whose clinical picture is consistent with typical COPD, a generally older population. Indeed, our finding that the diagnostic delay interval in patients with a diagnosis since 2000 is actually longer than in patients with a diagnosis made before 1990 is consistent with this paradoxical early effect of education. However, this same model would predict that as the pool of patients with a "latent" diagnosis of AAT deficiency is exhausted through effective detection, those with a diagnosis thereafter would be expected to show a shortened diagnostic interval. While our data do not show this second mode of a later shortening after an initial lengthening of the diagnostic delay interval, we suspect that the educational campaign is too new to have depleted the "latent diagnosis" pool of individuals.
Results from both surveys show that the diagnostic delay interval is shorter in younger individuals. We speculate that this reflects clinicians appropriate awareness that AAT deficiency can present as fixed airflow obstruction in young individuals and their higher suspicion of AAT deficiency in this setting. At the same time, the long diagnostic delay interval in general suggests either that affected individuals delay seeking medical attention or that clinicians are less prompt in suspecting AAT deficiency when it presents in other ways (eg, as liver disease, as airflow obstruction in older individuals). Against patients delay in presenting is the finding from the 1994 survey that 44% of respondents saw at least three physicians before the diagnosis of AAT deficiency was first made.
Why the diagnostic delay interval was shorter in men than in women in the 2003 survey is unclear. Lack of information about smoking status by gender precludes specific analysis, but if the rate of smoking was higher among female than male respondents, it is possible that clinicians suspicion of AAT deficiency was lowered by women having an alternate risk factor for fixed airflow obstruction (ie, smoking). Of course, to the extent that these explanations underlie the longer diagnostic delay in women, they emphasize the pitfalls in diagnosing AAT deficiency and underscore the importance of testing all symptomatic adults with fixed airflow obstruction (as has been recommended in the recent American Thoracic Society/European Respiratory Society standards document.2
Similarly, reasons that the diagnostic delay was shorter in respondents who did not see lung or liver specialists in the last year or who did not undergo spirometry in the year before are unclear. We can speculate that individuals referred to such specialists had been followed up by primary care physicians for a sustained time period without establishing a diagnosis, and when the referral was ultimately made a correct diagnosis was established. Also, many of these individuals with short diagnostic delays may be siblings of symptomatic individuals who received a diagnosis by family testing in the absence of any symptoms. Participants without symptoms would be less likely to visit a specialist.
Several limitations of this study warrant discussion. First, unlike the 1994 survey, because the 2003 survey did not ask how many physicians were seen before the initial diagnosis of AAT deficiency, we cannot establish that the diagnostic delay was due to underrecognition of AAT deficiency by clinicians. For example, although unlikely, it is possible that the diagnostic delay reported by respondents was due to their delay in bringing symptoms to the attention of their health-care providers rather than to underrecognition of the cause of these symptoms by the providers.
Second, because the response rate to the 2003 survey was 37.4%, we cannot discount the possibility of sample bias in our results. For example, if nonrespondents had experienced long diagnostic delay intervals, results based on the subset of respondents would underestimate the true diagnostic delay interval. Furthermore, because our survey addressed only individuals with known AAT deficiency, AAT-deficient individuals without a diagnosis (who are especially likely to have long diagnostic delays intervals by virtue of not yet having received a diagnosis) would not be included. In this regard, the value of the diagnostic delay interval derived from the subset of AAT-deficient respondents is again likely to be an underestimate.
Finally, we cannot discount the possibility that some respondents to the earlier survey also participated in the 2003 study, thereby potentially confounding the comparison of diagnostic delays in the two studies. However, ascertainment of prospective participants in the two surveys was by completely independent methods, and the unlikely inclusion of even the majority of the 300 respondents to the 1994 survey would be unlikely to dominate the results from the much larger 2003 survey group.
In summary, these results suggest that underrecognition of AAT deficiency persists. Because establishing a diagnosis of AAT deficiency can confer benefits of specific therapy2 and of identifying at-risk family members, enhanced diagnostic suspicion and increased testing have been recommended.
| Footnotes |
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1-antitrypsin; CRC = clinical resource center Received for publication September 16, 2004. Accepted for publication March 2, 2005.
| References |
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-1 antitrypsin deficiency. J Pediatr 1990;116,248-251[CrossRef][ISI][Medline]
-1 antitrypsin deficiency detected by screening 200,000 infants. N Engl J Med 1976;294,1316-1321[Abstract]
-1 antitrypsin deficiency (PI*ZZ). Thorax 1998;53,939-943
-1 antitrypsin deficiency. Am J Respir Crit Care Med 2000;162,553-558This article has been cited by other articles:
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D. K. Hogarth and G. Rachelefsky Screening and Familial Testing of Patients for {alpha}1-Antitrypsin Deficiency Chest, April 1, 2008; 133(4): 981 - 988. [Abstract] [Full Text] [PDF] |
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