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* From the Academic Unit of Respiratory Medicine (Drs. Donaldson, Seemungal, Patel, Bhowmik, Wilkinson, Hurst, and Wedzicha), Institute of Preventive Medicine (Dr. MacCallum), St. Bartholomews and the Royal London Hospital School of Medicine and Dentistry, London, UK.
Correspondence to: Jadwiga A. Wedzicha, MD, Academic Unit of Respiratory Medicine, Dominion House, St. Bartholomews Hospital, London, EC1A 7BE, UK; e-mail: j.a.wedzicha{at}qmul.ac.uk
| Abstract |
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Patients and design: A cohort of 148 COPD patients (100 men) was monitored daily for a median of 2.91 years (interquartile range [IQR], 2.1 to 4.8). At recruitment, median age was 68.5 years (IQR, 62.5 to 73.6) and FEV1 as percentage of predicted (FEV1%Pred) was 38.5% (IQR, 27.7 to 50.3).
Results: During the study, the patients experienced 1,389 exacerbations, a median of 2.52/yr (IQR, 1.48 to 3.96) and FEV1 declined by 40.2 mL/yr or as FEV1%Pred by 1.5%/yr. Concerning inflammatory markers, sputum interleukin (IL)-6 rose by 9 pg/mL/yr, sputum neutrophil count rose by 1.64 x 106 cells per gram sputum per year, an plasma fibrinogen rose by 0.10 g/L/yr (all p < 0.05). Patients with frequent exacerbations (
2.52/yr) had a faster rise over time in plasma fibrinogen and sputum IL-6 of 0.063 g/L/yr (p = 0.046, n = 130) and 29.5 pg/mL/yr (p < 0.001, n = 98), respectively, compared to patients with infrequent exacerbations (< 2.52/yr). Using the earliest stable (nonexacerbation) measured marker, patients whose IL-6 exceeded the group median had a faster FEV1%Pred decline of 0.42%/yr (p = 0.018). Similarly, a high neutrophil count or fibrinogen were associated with a faster FEV1%Pred decline of 0.97%/yr (p = 0.001) and 0.40%/yr (p = 0.014), respectively.
Conclusions: In COPD, airway and systemic inflammatory markers increase over time; high levels of these markers are associated with a faster decline in lung function.
Key Words: airway COPD inflammatory markers systemic
| Introduction |
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COPD is associated with both airway and systemic inflammation, although there is little information on how this inflammation changes over time, or if this inflammation is related to FEV1 decline. Airway inflammatory markers are higher in more severe disease and increase at COPD exacerbation.678 While cross-sectional studies910 have shown that systemic inflammatory markers such as acute-phase reactant plasma fibrinogen are also increased in COPD patients, both when stable and at exacerbation. An understanding of the relationships and course of inflammatory markers in COPD is important, as the FEV1 is often little affected by COPD interventions,11 and these markers may be useful to assess the effects of novel therapies.
The airways of patients with COPD often have bacteria colonization, and it is now recognized that higher airway bacterial loads are associated with increased airway inflammation12 and exacerbation.13 We have also shown in a 1-year study14 that rising lower airway bacterial loads in stable COPD are related to faster lung function decline. Thus, it is possible that bacteria may modulate either airway or systemic inflammation and affect disease progression in COPD.
In this longitudinal study, we describe for the first time the relationships between airway and systemic inflammatory markers and FEV1 decline in COPD over a prolonged period of follow-up in a well-characterized patient cohort. We monitored patients with moderate-to-severe COPD for a median of 2.91 years (interquartile range [IQR], 2.1 to 4.8) with measurements of FEV1 every 3 months. We hypothesized that a faster decline in FEV1 in COPD would be related to lower airway and systemic inflammation and to the presence of bacteria detected in stable COPD.
| Materials and Methods |
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Recruitment
At recruitment, measurements were made of height and weight from which body mass index (BMI) was calculated. Measurements were also made of FEV1, FVC, and peak expiratory flow by the same, routinely calibrated rolling seal spirometer (SensorMedics; Yorba Linda, CA); reversibility to 400 µg inhaled salbutamol; and arterialized earlobe blood gases (model 278 Blood Gas Analyzer; Ciba-Corning; Medfield, MA). A history was taken of smoking habits (years of smoking, current smoking status). Patients were asked about chronic symptoms of dyspnea, sputum production, wheeze, and cough defined as occurring either all day or every morning when stable (exacerbation free). They were also asked about their long-term inhaled and oral steroid use, and a history of cardiovascular comorbidities noted. The study had ethics approval from the Ethics Committee of the East London and City Health Authority, and the patients provided written informed consent.
Daily, Quarterly, and Yearly Monitoring
The patients were asked to record on diary cards each morning any increase over their normal, stable condition of the following: (1) dyspnea, sputum purulence, or sputum volume (major symptoms); and (2) colds (nasal discharge/congestion), wheeze, sore throat, cough, and fever (minor symptoms). Exacerbation onset was identified as the first of
2 consecutive days with increase in either two or more major symptoms, or any one major symptom plus any minor symptom. Symptoms recorded continuously in the 5-day period preceding onset were disregarded in this diagnostic process to exclude occasional false exacerbations in a few patients who until reeducated reported the presence rather than an increase in a symptom. Exacerbations for which no diary card symptoms were recorded by the patient were identified from hospital admission notes for an acute exacerbation of COPD or by questioning patients about treatment from their general practitioners at clinic visits. Patients with any deterioration of symptoms were encouraged to contact the clinical team by a dedicated and manned telephone line, and approximately 50% of exacerbations were seen in the clinic, generally within 48 h, at which time lung function was measured prior to treatment. Exacerbations were treated with antibiotics and/or steroids, depending on the presence of increased sputum volume or purulence, and the severity as assessed by the clinical team.
Patients were also asked to attend clinic visits every 3 months, at which time FEV1 was measured. Once per year, in October, patients were asked about smoking habits, daily symptoms of dyspnea, sputum purulence, wheeze, and cough, and height and weight were measured. Patients who had given up smoking prior to recruitment were designated ex-smokers, and patients who after recruitment smoked continuously or intermittently were considered to be smokers. At these clinic visits, whether for an exacerbation or not, blood and sputum were obtained for tests as described below.
Study and Sample Collection Timing
This study started in October 1995 and took 7.3 years, with 50% of the patients monitored for > 2.91 years and 25% for > 4.8 years. The shortest period of monitoring was 1.02 years, and the longest was 7.24 years. At different times during the study period, at exacerbation and nonexacerbation visits, sputum was collected for bacteria, airway cytokines (interleukin [IL]-8 and IL-6) and cell counts, and blood for plasma fibrinogen estimation. Figure 1
shows that sputum IL-6 samples were obtained at intervals throughout the study, while neutrophil counts were recorded over 4 years. Fibrinogen samples were collected around year 2 (1997) and year 6 (2001) as shown in Figure 1. Few patients (43 of 148) had two or more stable sputum IL-8 determinations, and the intervening time for these was too short for a reliable estimation of any longitudinal change.
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Sputum Preparation and Examination
Spontaneous sputum samples were obtained from patients in most cases, but when this was not possible induced-sputum samples were obtained according to previous methodology.16 We have previously shown that cell counts and inflammatory cytokines are similar in spontaneous and induced sputum.16 If both spontaneous and induced samples were available, the spontaneous sample was used. Sputum samples were processed for storage within 2 h of collection as previously described.712
Sputum Cytokine Assays
IL-6 and IL-8 were measured in the supernatant using a quantitative enzyme-linked sandwich immunoassay (R&D Systems Europe; Abingdon, Oxon, UK) and expressed as picograms per milliliter of supernatant, which represents a 10-fold dilution by weight of the sputum sample, as previously published.712
Quantitative Identification of Bacteria
Sputum samples were processed by methods previously described.12 The total lower airway bacterial load, expressed in log10 units, was used as an indicator of bacterial colonization. Total bacterial load after logarithmic transformation has been shown to affect change in FEV1 over 1 year14 and other parameters of COPD severity.1218
Statistical Analysis
Baseline Data:
Patient characteristics recorded at recruitment are presented as medians (IQR). The annual exacerbation frequency was calculated by dividing the total number of exacerbations per patient by the number of days the patient recorded data, and multiplying by 365.
Exacerbation and Nonexacerbation Periods Defined:
There are no published data on the time course of inflammatory changes during a COPD exacerbation to say when any inflammatory changes are resolved. So, for the purposes of this analysis, any reading or sample obtained within the period 3 days before to 21 days after the onset of an exacerbation was considered to have been an exacerbation sample, and outside this period as a nonexacerbation (stable) sample. The 21-day period was chosen with the knowledge that symptoms and lung function during the recovery phases of an exacerbation are in the overwhelming majority of exacerbations back to the pre-exacerbation level.19 Plots of the mean inflammatory marker levels on days before and after exacerbation onset (not shown) also supported the use of a 3-week period. Three days before onset was used because pulmonary symptoms due to infection by rhinoviruses, coronaviruses, and respiratory syncytial viruses only start 3 days after infection,2021 which suggested that the inflammatory process could have started before the symptomatic onset of the exacerbation.
Longitudinal Changes in Biomarkers Over the Study Period:
We assessed longitudinal changes in the inflammation and infection parameters with time (longitudinal changes), with regression models for repeated-measures data, assuming random effects for individuals, using general linear mixed model and generalized estimating equation model procedures (STATA-5; Stata Corporation; College Station, TX). These procedures are designed for panel (cohort) data and are particularly useful when data are correlated, as in repeated-measures designs and when there are complex error structures.22 The general linear mixed model was used throughout except for the cytokine data, for which a poisson-shaped distribution was allowed for, or chronic symptoms, for which a binomial distribution was allowed for. Each parameter (as a dependent variable) was regressed against two independent variables: one was time of sampling from the start of study, and the other was a binary variable for whether the dependent variable was measured during an exacerbation or not.
Effects of Biomarkers on FEV1 Percentage of Predicted Decline:
To analyze the effects of the inflammatory or infection markers (fibrinogen, IL-6, IL-8, cell counts, chronic symptoms, airway bacterial load) and patient characteristics (smoking, gender, BMI, starting FEV1) on decline in lung function, we used the panel regression procedures described above. FEV1 percentage of predicted (FEV1%Pred) was measured at the start of the study and every 3 months after. The predicted FEV1 used was recorded at recruitment and calculated from the age, sex, and height of the patients. As in the longitudinal analysis, we included as independent variables time and whether or not FEV1%Pred was measured during an exacerbation as two of the four independent variables. The third variable was whether or not the parameter, if measured on a continuous scale, was less or greater than or equal to the cohort median, or whether the patient was male or female, or whether they smoked or not, or had a chronic symptom or not. The fourth independent variable was an interaction term obtained as the product of first and third variables. This interaction term allowed us to test whether FEV1%Pred decline was faster in the group with the greater inflammation, pathogen presence, or particular characteristic. By splitting the cohort using the median, we created groups of equal size, thus avoiding bias and the need to establish normal clinically acceptable levels for these biomarkers. We used the earliest stable (nonexacerbation) measurement recruitment characteristic to dichotomize the patients into the two groups; therefore, we as much as possible prospectively examined the effect of these parameters on FEV1%Pred decline. Our findings were not substantially changed if an average value for stable samples collected throughout the study was used to dichotomize the patients into the two groups.
Of the factors in Table 1 , smoking, gender, and starting FEV1%Pred had significant relationships with FEV1%Pred decline. Accordingly, the analysis above was performed with all of these and their interaction with time, as covariates in the regression model. Thus we were able to assess whether the FEV1%Pred decline associated with markers of inflammation was independent of the effects of smoking, gender or starting FEV1%Pred.
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or < 2.52 exacerbations per year, respectively, on the longitudinal changes in the biomarkers. Similarly, the cohort was divided into two groups according to whether the patient had an annual rate of change in an inflammatory marker less than (slow) or greater than (fast) than the cohort median. | Results |
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At the end of first year, October 1996, a cohort of 82 patients had been recruited, but during the subsequent years of follow-up 24 patients died and 55 withdrew voluntarily. These patients were replaced to maintain approximately 80 patients under study at any given time. During the study, there were a total of 1,389 exacerbations. The median number of exacerbations per patient per year was 2.52 (IQR, 1.48 to 3.96). Seven patients had no exacerbations during the study period. Ninety-two patients were nonsmokers prior to recruitment, 21 quit during the study or were intermittent quitters, and 35 continued to smoke (56 smokers).
Longitudinal Changes in Lung Function, Chronic Symptoms, and Inflammation
Table 2
shows the independent effects of time and exacerbation on lung function and the various biomarkers. The annual change in FEV1%Pred was a decline of 1.5%/yr, equivalent to a FEV1 decline of 40 mL/yr, and similar in magnitude to the fall in FEV1%Pred of 1.4% at exacerbation. Plasma fibrinogen increased by 0.1 g/L/yr, a smaller change than the 0.31 g/L rise at exacerbation. Sputum IL-6 increased by 9 pg/mL/yr, again less than the 70 pg/mL rise at exacerbation. Airway bacterial load did not change over time but increased significantly at exacerbation. Absolute sputum neutrophil count increased markedly, by 1.64 x 106 cells per gram of sputum per year (p = 0.004), again smaller than the 3.19 x 106 cells per gram of sputum rise at exacerbation. Eosinophil and macrophage counts did not change with time or at exacerbation. The odds ratio of the patient reporting chronic symptoms of dyspnea increased from 1 year to the next by 1.48 (95% confidence interval [CI], 1.33 to 1.65; p < 0.001), but there were no changes in the other chronic symptoms of cough, wheeze, or sputum (p > 0.38 in all cases).
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= 0.0086, p = 0.938, n = 84), sputum IL-8 (
= 0.0202, p = 0.873, n = 65), airway bacterial load (
= 0.0606, p = 0.616, n = 71), or neutrophils (
= 0.0759, p = 0.6243, n = 44). The other inflammatory markers were not related to each other except IL-6 with IL-8 (
= 0.331, p = 0.0051, n = 70). The relationship between sputum IL-8 and bacterial load just failed to reach statistical significance (
= 0.220, p = 0.067, n = 70).
Analysis of fibrinogen, IL-6, IL-8, total bacteria, and neutrophil count with respect to the confounders (gender, smoking, and starting FEV1%Pred) revealed only two significant (p < 0.05) relationships: fibrinogen and sex (p = 0.0437, Wilcoxon) [men, median = 3.93 g/dL; women, median, 4.08 g/dL], and neutrophil count and starting FEV1%Pred (
= 0.302; p = 0.0357). Patients in any of the high inflammatory marker groups did not have a greater prevalence of heart disease (defined as a history of any one or more of ischemic heart disease, angina, myocardial infarction, hypertension, atrial fibrillation, or left ventricular failure) than in the corresponding low inflammatory marker group.
Effects of Demographic and Symptom Variables on Lung Function Decline
Table 4
shows the effect of physical and related factors from Table 1 on FEV1%Pred decline. Women, smokers, and patients with a high starting FEV1%Pred had a faster FEV1%Pred decline (all p < 0.05), and there was a tendency for patients with a lower BMI to have a faster decline, but this did not reach statistical significance (p = 0.052).
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2.52/yr). Figure 3
shows that patients with frequent exacerbation had a faster rise over time in plasma fibrinogen of 0.063 g/L/yr (p = 0.046, n = 130). Patients with frequent exacerbations also had a faster rise in sputum IL-6 of 29.5 pg/mL/yr (p < 0.001, n = 98) compared to the rise in infrequent exacerbators. Relationships for the other parameters in Table 5 were not significant.
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| Discussion |
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Plasma fibrinogen is an acute-phase reactant that is synthesized in the liver mainly under the control of the cytokine IL-6 and secreted into the circulation. We and others have previously reported that plasma fibrinogen is elevated in patients with stable COPD, and we also showed that levels rise at exacerbation.9 In this study, the median plasma fibrinogen was 3.89 g/L, which is higher than would be expected for age- and sex-matched control subjects.92324 We found that patients with a high plasma fibrinogen level during the initial stages of this study subsequently had a more rapid lung function decline, consistent with the results of a previous cross-sectional study.10 The annual rise we observed in this study for plasma fibrinogen was 0.1 g/L/yr, less than the rise of 0.31 g/L at COPD exacerbation but greater than that of 0.03 g/L/yr observed in a cross-sectional study25 of 20- to 70-year-old normal subjects. Plasma fibrinogen is arguably the most important risk factor for coronary heart disease,26 and so our discovery that it is associated with accelerated decline in lung function suggests a mechanism for the epidemiologically proven relationship between cardiovascular risk and obstructive lung disease.272829
There has been considerable interest in the etiology of the systemic inflammatory response in patients with COPD. This systemic inflammatory response has been associated with weight loss and muscle wasting, characteristic of more severe COPD.303132 Levels of systemic markers rise further at exacerbation,833 and it has been suggested by others that the systemic inflammatory response at exacerbation is associated with peripheral muscle weakness.34 In this study, we were unable to show a relationship between stable sputum IL-6 and plasma fibrinogen, suggesting that there is no direct link between systemic and airway inflammation. This is in agreement with a previous study35 that also showed that these two compartments were not related. It suggests that the origin of the systemic response is not caused solely by release of airway inflammatory mediators into the systemic circulation, and further research is required in this area.
In our study, we also found that neutrophils, a marker of airway inflammation, rose over the study period and was related to FEV1 decline. We have not been able to show that sputum macrophage and lymphocyte counts were related to FEV1 decline in COPD. Eosinophils were related to FEV1 decline with allowance for covariates, but not in the simpler analysis, which suggests a weak or confounded effect. The degree of airway inflammation has been related to the severity of airways obstruction with more bronchial inflammation in more severe patients.36 The rise in sputum neutrophils over time was related to more rapid FEV1 decline consistent with results of a previous cross-sectional study6 of sputum neutrophils and COPD severity.
We have also explored the relationship between COPD exacerbation frequency and airway and systemic inflammation. We found that frequent exacerbators with an exacerbation frequency of > 2.52 exacerbations per year were more likely to show a faster rise in plasma fibrinogen and sputum IL-6 over time than patients with a history of infrequent exacerbations. Two studies45 now show that frequent exacerbators have a more rapid decline in lung function. Thus, we suggest that the mechanism by which these acute events contribute to the chronic deterioration in FEV1 decline is by causing a faster rate of rise in airway inflammation. This is consistent with the higher sputum IL-6 and IL-8 levels in stable (nonexacerbating) patients who have a history of frequent exacerbations compared to those with infrequent exacerbations.8 The elevated systemic inflammatory response in the frequent exacerbators suggests that this group may be particularly prone to muscle weakness with increasing disease severity and thus they may be an important group to target for pulmonary rehabilitation. The faster rise in plasma fibrinogen in the frequent exacerbators also suggests that these patients may be the group of COPD patients most at risk from cardiovascular disease.
From our findings, it can be extrapolated that interventions that reduce airway inflammation may affect decline in FEV1 in COPD. It is also likely that these anti-inflammatory therapies will be most effective in patients with frequent exacerbations. There is evidence from the Inhaled Steroids in Obstructive Lung Disease in Europe study37 that inhaled steroids showed the greatest benefit on exacerbations in those COPD patients with a higher exacerbation frequency. Data from a meta-analysis38 show that probably inhaled steroids have a small effect on FEV1 decline and this effect on decline may be a consequence of the reduction in exacerbations. We also found that patients with a high starting FEV1%Pred had a faster decline. This is contrary to the conventional idea that a high FEV1 is due to a slow decline and a low FEV1 to a fast decline. In their landmark monograph, Fletcher et al39 cautioned against this assumption. A slower decline in the group of patients with very severe COPD may in part be due to a survival effect, with faster decliners absent due to death and the use of intensive therapy in the latter stages of the disease.
The lower airways of healthy individuals are normally sterile, but in COPD lower-airway bacterial colonization occurs that is related to increased disease severity in COPD.40 Patients with lower-airway bacterial colonization have increased airway inflammatory markers and increased exacerbation frequency.121314 In this study, we have shown that a high load of lower airway bacteria was associated with a more rapid FEV1 decline over a prolonged period, extending the results of our previous, short-term study.14 We also found that airway bacterial load was positively correlated with sputum IL-8 but were not able to show with allowance for confounders that high levels of sputum IL-8 were associated with faster FEV1%Pred decline. This might reflect the small number of available samples that prevented us from assessing IL-8 changes over time. Appropriate antimicrobial therapy to reduce airway bacterial load in stable patients may thus play an important part in reducing airway bacterial load, airway inflammation, and thus arresting disease progression in COPD.
The strengths of this study are the large data set of regular FEV1 readings over a considerable period of time, collection of daily respiratory symptoms by which exacerbations were identified, and the standardization of patient characterization and treatment that results from a single-center study. The limitations of our study need to be discussed. Firstly, for many patients, the initial microbial and inflammatory marker samples used to differentiate the patients into the high and low groupings were obtained at different times, with respect to the calendar date and time elapsed from recruitment, when and if they were able to produce sufficient sputum for analysis. The use of samples that were not collected at commencement of the study is not a serious drawback, as our primary outcome measureannual decline in FEV1%Predshould be the same before or after the date of sampling, assuming a linear decline over the period the patients were investigated. It is possible that patients transferred from the low to the high grouping during the study; however, any bias from this would be to make it less likely that a significant difference would exist between the high and low groups. Secondly, our data set is incomplete becauselike all cohort studiesthere are unavoidable dropouts. We found no difference in the confounders or inflammatory markers of patients who died or withdrew from the study (data not shown). In addition, the inflammatory markers were not all available on every patient. This prevented us performing an analysis that included more than one inflammatory marker at any one time.
In summary, we have shown for the first time in a 7-year study that high levels of airway and systemic inflammatory markers are associated with a faster subsequent decline in FEV1. We have also shown that this inflammation increases with time and that long-term deterioration in COPD and thus future severity of the condition are related to inflammatory indexes and to the presence of chronic airway bacterial colonization. Knowledge of the relationships of these biomarkers to disease progression allows us to design clinical trials of anti-inflammatory and anti-infective therapies that include appropriate outcomes such as inflammatory markers, since they reflect the course of the disease.
| Acknowledgements |
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| Footnotes |
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Funding was provided by the British Lung Foundation, GSK, and the Joint Research Board of St. Batholomews Hospital.
Received for publication October 8, 2004. Accepted for publication February 21, 2005.
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