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* From the Memphis Lung Research Program (Dr. Meduri, Ms. Carson, Ms. Gibson, and Ms. Umberger), Baptist Memorial Hospital (Dr. Golden), Regional Medical Center (Dr. Freire), the Veterans Affairs Medical Center Memphis (Dr. Zaman), and St. Francis Hospital (Dr. Taylor), Memphis, TN.
Correspondence to: G. Umberto Meduri, MD, FCCP, Division of Pulmonary Division of Pulmonary, Critical Care, and Sleep Medicine, University of Tennessee Health Science Center, 956 Court Ave, Room H316, Memphis, TN 38163; e-mail: umeduri{at}utmem.edu
Abstract
Objective: To determine the effects of low-dose prolonged methylprednisolone infusion on lung function in patients with early severe ARDS.
Design: Randomized, double-blind, placebo-controlled trial.
Setting: ICUs of five hospitals in Memphis.
Participants: Ninety-one patients with severe early ARDS (
72 h), 66% with sepsis.
Interventions: Patients were randomized (2:1 fashion) to methylprednisolone infusion (1 mg/kg/d) vs placebo. The duration of treatment was up to 28 days. Infection surveillance and avoidance of paralysis were integral components of the protocol.
Main outcome measure: The predefined primary end point was a 1-point reduction in lung injury score (LIS) or successful extubation by day 7.
Results: In intention-to-treat analysis, the response of the two groups (63 treated and 28 control) clearly diverged by day 7, with twice the proportion of treated patients achieving a 1-point reduction in LIS (69.8% vs 35.7%; p = 0.002) and breathing without assistance (53.9% vs 25.0%; p = 0.01). Treated patients had significant reduction in C-reactive protein levels, and by day 7 had lower LIS and multiple organ dysfunction syndrome scores. Treatment was associated with a reduction in the duration of mechanical ventilation (p = 0.002), ICU stay (p = 0.007), and ICU mortality (20.6% vs 42.9%; p = 0.03). Treated patients had a lower rate of infections (p = 0.0002), and infection surveillance identified 56% of nosocomial infections in patients without fever.
Conclusions: Methylprednisolone-induced down-regulation of systemic inflammation was associated with significant improvement in pulmonary and extrapulmonary organ dysfunction and reduction in duration of mechanical ventilation and ICU length of stay.
Key Words: ARDS duration of mechanical ventilation glucocorticoid treatment infections systemic inflammation
In ARDS, the evolution of systemic and pulmonary inflammation in the first week of mechanical ventilation determines the physiologic progression (resolving vs unresolving) and outcome of the disease.123 The lung injury score (LIS) quantifies the physiologic respiratory impairment in ARDS through the use of a 4-point score based on the levels of positive end-expiratory pressure (PEEP), ratios of PaO2 to fraction of inspired oxygen (FIO2), the static lung compliance, and the degree of infiltration present on chest radiograph.4 Patients failing to improve the LIS or its components by day 7 of ARDS (unresolving ARDS), contrary to improvers, have persistent elevation in circulating and BAL levels of inflammatory cytokines and chemokines, markers of alveolocapillary membrane permeability and fibrogenesis (dysregulated systemic inflammation),123 and a higher mortality.567
We have previously shown128 that systemic inflammation-induced glucocorticoid receptor resistance and/or insensitivity is an acquired, generalized process central to the pathogenesis of unresolving ARDS that is potentially reversed by quantitatively adequate and prolonged glucocorticoid supplementation. In a small randomized trial,28910 prolonged methylprednisolone administration (2 mg/kg/d) initiated in nonimprovers after 9 ± 3 days of ARDS onset was associated with rapid, progressive, and sustained reductions in plasma and BAL inflammatory cytokines, chemokines, and procollagen levels with parallel significant improvement in lung injury and multiple organ dysfunction syndrome (MODS) scores. Treatment was associated with a significant reduction in duration of mechanical ventilation and ICU mortality.9 Three additional randomized trials111213 investigating prolonged glucocorticoid treatment in acute lung injury and ARDS were published showing a significant reduction in levels of inflammatory markers and duration of mechanical ventilation.
Since the direction of the systemic inflammatory response (regulated vs dysregulated) is established early in the course of the disease,12 we tested the hypothesis that prolonged administration of low-dose methylprednisolone (1 mg/kg/d) initiated in early ARDS (within 72 h of diagnosis) downregulates systemic inflammation and leads to earlier resolution of pulmonary organ dysfunction and a reduction in duration of mechanical ventilation and ICU stay. The present trial substantially differs from a prior study with negative findings that investigated, in 100 patients with early ARDS, a 1-day treatment with high-dose (120 mg/kg) methylprednisolone.6 Preliminary results of the per-protocol analysis of this study have been reported in abstract form.1415
Materials and Methods
Patients
This investigation was conducted between April 1997 and April 2002 in the medical and surgical ICUs of Baptist Memorial Medical Center and East Hospitals, the Regional Medical Center, St. Francis Hospital, University of Tennessee Bowld Medical Center, and the Veterans Affairs Medical Center, all in Memphis, TN. Each institutional review board approved the study protocol, and informed consent was obtained from patients or their legally authorized representative prior to enrollment. Adult intubated patients receiving mechanical ventilation were eligible if, within 72 h of study entry, they met diagnostic criteria for ARDS by the American-European Consensus definition16 while receiving PEEP. Exclusion and exit criteria are reported in the CHEST Web-based repository.
Testing of Adrenal Function
At randomization, function of the hypothalamic-pituitary-adrenal axis was assessed with a short cosyntropin stimulation test. Blood was collected for a basal cortisol level; a 250-µg bolus of cosyntropin (Organon Corporation; West Orange, NJ) was administered by IV push, followed by blood collection for cortisol at 60 min. A central laboratory performed cortisol measurements by fluorescence polarization immunoassay (TDx instrument; Abbott Laboratories Diagnostic Division; Abbott Park, IL) using Abbott reagents. The sensitivity of the assay was 0.45 µg/dL. Relative adrenal insufficiency was defined by a cosyntropin-stimulated total cortisol increment < 9 µg/dL or, in the absence of stimulation, by a baseline cortisol level < 15 µg/dL.17
Treatment Protocol
The 2:1 randomization protocol is reported in the Web repository. Although a 1:1 randomization design requires fewer patients for the same effect and power than a 2:1 randomization design, the latter is useful to gain knowledge with the response (positive and negative) to a new treatment application. Methylprednisolone or normal saline solution placebo was mixed in 240 mL of normal saline solution and administered daily as an infusion at 10 mL/h and changed to a single oral dose when enteral intake was restored. A loading dose of 1 mg/kg was followed by an infusion of 1 mg/kg/d from day 1 to day 14, 0.5 mg/kg/d from day 15 to day 21, 0.25 mg/kg/d from day 22 to day 25, and 0.125 mg/kg/d from day 26 to day 28. If the patient was extubated between days 1 and 14, the patient was advanced to day 15 of drug therapy and tapered according to schedule.
Ventilator management guidelines were initially designed to limit plateau pressure at
35 cm H2O18 and were later changed to conform with the ARDSnet findings.19 Unless contraindicated, diagnostic fiberoptic bronchoscopy with bilateral BAL was performed prior to study entry, and then every 5 to 7 days.20 Methodology for BAL and processing of distal respiratory secretions followed established guidelines.21
In conformity with ethical principles that guide clinical critical care research (reviewed by Luce et al22), we incorporated steps into the protocol (reported in the Web repository) to maximize benefits and to minimize risks (prevent complications associated with glucocorticoid treatment) to participants. The latter included infection surveillance23 and avoidance of neuromuscular blocking agents. If the patient failed to improve LIS (see definition below) between study days 7 and 9, the patient left the treatment arm of the study to receive unblinded methylprednisolone therapy (2 mg/kg/d) for unresolving ARDS following a previously reported protocol (see Web repository for explanation).9
Statistical Analysis
The study was analyzed as intention to treat. This study was conducted as a group sequential clinical trial with continuation or termination determined by periodic inspection as data were accumulated.24 The primary treatment differences were expected to occur within the first 7 days, and the primary outcome variable was improvement in LIS by study day 7. For patients remaining intubated on study day 7, improvement in lung function was defined as follows: (1) a reduction in LIS
1 point, and (2) a day 7 LIS
2.0 (for study entry LIS
2.9) or
2.5 (for study entry LIS
3.0). At the third analysis (91 patients), there was a significant difference in LIS improvement on day 7 (69.8% vs 35.7%; p = 0.002; power of 0.87). All statistical calculations were preformed using software (SAS System for Windows, Version 9.0; SAS Institute; Cary, NC). Information on statistical analysis is available in the Web-based repository.
Results
Figure 1 shows progress through the phases of the trial. Data are reported as intention to treat for methylprednisolone vs placebo groups. Over the study period, the number of patients recruited each year was as follows: 10, 23, 25, 18, 11, and 4 patients. The baseline characteristics of each group at study entry were similar (Table 1 ),2526 with the exception of a higher proportion of patients with catecholamine-dependent shock in the control group. In per-protocol analysis (Web repository) the distribution of patients with catecholamine-dependent shock was similar (20% vs 33%; p = 0.21). Extrapulmonary organ dysfunction included cardiovascular (57% vs 68%; p = 0.35), renal (21% vs 25%; p = 0.70), hepatic (13% vs 24%; p = 0.33), and hematologic (16% vs 7%; p = 0.33). Sixty-three patients initially received methylprednisolone, and 28 received placebo. Previously defined criteria for persistent ARDS by Ferguson and collaborators26 were still present at 24 h in most patients (Table 1).
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Between day 7 and day 9, 14 patients failed to meet predefined criteria for improvement in LIS (8% vs 36%; p = 0.002) and received open-label methylprednisolone (2 mg/kg/d) for unresolving ARDS.9 Of the 15 control patients receiving mechanical ventilation on day 9, 5 patients met criteria for improvement in LIS, and 10 nonimprovers received open label methylprednisolone (2 mg/kg/d) for unresolving ARDS.
As shown in Table 3 , the treatment group had a significant reduction in duration of mechanical ventilation, length of ICU stay, and ICU mortality; a trend toward significant reduction in hospital mortality (p = 0.07) was observed. ICU mortality for patients with catecholamine-dependent shock was 73% vs 46% (p = 0.24), and for patients without shock was 81% vs 67% (p = 0.29). In per-protocol analysis (Web repository), ICU mortality for patients with catecholamine-dependent shock was 90% vs 71% (p = 0.07). Among survivors, the treatment group had a significant reduction in duration of mechanical ventilation (median, 5.5 days [range, 4 to 8.5 days] vs 9.5 days [range, 6 to 20 days]; p = 0.004), ICU stay (median, 7.5 days [range, 6 to 12 days] vs median, 16 days [range, 9.5 to 25.5 days]; p = 0.001), and hospital stay (median, 14 days [range, 10 to 20 days] vs median, 30 days [range, 13.5 to 61.5 days]; p = 0.005). Figures 3, 4 show Kaplan-Meier probability estimates for continuation of mechanical ventilation and survival curves, respectively. After study day 14, 3 patients (5%) in the treatment group and 10 patients (36%) in the control group remained on mechanical ventilation (p < 0.0001). Mortality rates at 2, 6, and 12 months were 76% vs 61% (p = 0.13), 67% vs 46% (p = 0.07), and 63.5% vs 46% (p = 0.13), respectively.
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This is the first randomized controlled trial investigating the efficacy and safety of low-dose prolonged methylprednisolone administration in early ARDS. This study tested a pathophysiologic model that placed dysregulated systemic inflammation at the pathogenetic core of ARDS,1 and evaluated the effect of prolonged low-dose glucocorticoid treatment on biological and physiologic responses related to inflammation. The surrogate marker for pulmonary inflammation was LIS; the markers for systemic inflammation were C-reactive protein and MODS. The findings of this study support our original hypothesis that down-regulation of systemic inflammation with early introduction of prolonged glucocorticoid treatment hastens resolution of pulmonary organ dysfunction in ARDS. The findings in the intention-to-treat and per-protocol analysis (Web repository) were similar.
By study day 7, the response to prolonged methylprednisolone infusion at a dosage of 1 mg/kg/d was remarkable, with twice the proportion of patients randomized to methylprednisolone achieving the primary end point of a 1-point reduction in LIS and breathing without assistance. Treated patients had a significant reduction in C-reactive protein levels and by study day 7 had, in comparison to control patients, significantly lower LIS and MODS score and more ventilator-free days. After day 7, comparison between the two groups was skewed by the fact that 10 of the 15 control patients (67%) remaining on mechanical ventilation received open-label methylprednisolone (2 mg/kg/d) for unresolving ARDS. Patients randomized to methylprednisolone treatment had a significant reduction in duration of mechanical ventilation and ICU length of stay. Improvement on day 7 was not significantly affected by the baseline imbalance in the proportion of patients with catecholamine-dependent shock, and correlated with ICU and hospital survival. The survival difference observed during hospitalization was preserved after 1 year.
Innate or treatment-induced down-regulation of systemic inflammation is important to the resolution of sepsis and ARDS.1 All randomized trials of sepsis1117272829 and ARDS8121319 with positive findings reported a significant reduction in circulating levels of inflammatory cytokines and/or C-reactive protein over time. Glucocorticoids as end-effectors of the hypothalamic-pituitary-adrenal axis are the most important physiologic inhibitors of inflammation,30 affecting hundreds of genes involved in stress-related homeostasis.31 At the cellular level, glucocorticoids exert their effects by activating cytoplasmic heat shock protein-complexed glucocorticoid receptors, which in turn interact with activated nuclear factor-
B to prevent DNA binding and subsequent transcriptional activity.30 Using an ex vivo model of systemic inflammation, we reported that naïve peripheral blood leukocytes exposed to longitudinal plasma samples collected during prolonged methylprednisolone treatment of unresolving ARDS exhibited a progressive increase in cytoplasmic binding of glucocorticoid receptor to nuclear factor-
B, and a concomitant reduction in nuclear factor-
B DNA binding and transcription of tumor necrosis factor-
and interleukin-1ß.8 These findings provided mechanistic evidence of the pharmacologic efficacy of methylprednisolone in ARDS.
Dosage and duration of administration are fundamental variables that considerably affect the response to a pharmacologic intervention and must be taken into account in designing a trial and in analyzing the literature.32 Our study design differs from an older trial6 with negative findings that investigated a daily methylprednisolone dose of 120 mg/kg and limited duration of administration to 24 h. In sepsis trials, a linear relation has been reported33 between dose and/or duration and survival (p = 0.02), with increased survival at lower doses with prolonged treatment, but increased mortality at higher doses with brief treatment. Moreover, methylprednisolone at high dose (15 to 30 mg/kg/d), but not low dose, is associated with measurable immunosuppression.2834
In ARDS, the circulating half-life of methylprednisolone (1 mg/kg) varies from 3.8 to 7.2 h, with greatly diminished effects (irrespective of dosage) expected after 24 to 36 h.283435 Experimental and clinical literature support the concept that duration of exposure to glucocorticoids is critical to achieving regulation of cytokine production and demonstrable therapeutic benefits.2836 In experimental models of acute lung injury, glucocorticoid administration was shown to be effective in decreasing edema and lung collagen formation with prolonged treatment, while premature withdrawal rapidly negated the positive effects of therapy.373839 In patients with unresolving ARDS, premature discontinuation of methylprednisolone administration was associated with physiologic deterioration10134041 that responded favorably to reinstitution of treatment.4041 In the recent ARDS network study,13 the large benefits observed during methylprednisolone treatment of unresolving ARDS (27% relative risk reduction in mortality; 10 days reduction in duration of mechanical ventilation [p = 0.006]) were partially lost after premature discontinuation of study drug (within 4 days of extubation) and likely accounted for the higher rate of reintubation (9% vs 28%; p = 0.006).
Since the 1950s, it has been appreciated that a serious threat to the recovery of patients receiving prolonged glucocorticoid treatment is failure to recognize infections in the presence of a blunted febrile response.4243 In our prior study,9 four of nine pneumonia cases were identified by surveillance bronchoscopy in treated patients without fever. In the present study, 23 of 40 nosocomial infections (56%) including 5 of 10 ventilator-associated pneumonia cases were identified by infection surveillance in treated patients without fever. These findings underscore the need for strict infection surveillance in the management of patients receiving prolonged glucocorticoid treatment.32 Among the 73 patients (including 10 control nonimprovers) who received methylprednisolone, 3 patients (4%) had prolonged neuromuscular weakness and delayed weaning. The percentage incidence is lower than that reported in the ARDSnet study13 and is likely related to the lower dose of methylprednisolone and the limited use of neuromuscular blocking agents.
Many of the positive results of this trial are similar to those reported in randomized studies investigating prolonged glucocorticoid treatment in acute lung injury and ARDS. Improvement in gas exchange and reduction in duration of mechanical ventilation were previously reported for patients with early acute lung injury,11 septic shock-induced ARDS,12 and unresolving ARDS.913 Both trials1013 in unresolving ARDS showed that earlier introduction of prolonged methylprednisolone treatment was associated with a higher rate of clinical improvement. In the ARDS network trial,29 however, large imbalances in baseline characteristics for patients randomized after day 14 (age, gender, pneumonia, trauma, creatinine, APACHE (acute physiology and chronic health evaluation) III, compliance, and lung injury score) likely affected the lower mortality in the control group (8% vs 36%). In a study by Lee et al,44 prolonged methylprednisolone (2 mg/kg/d) treatment in patients with early ARDS following thoracic surgery was associated with, in comparison to historical control subjects, a significant reduction in duration of mechanical ventilation, ICU stay, and hospital mortality.
The reduction in C-reactive protein observed during treatment is comparable to the reduction reported for patients with community-acquired pneumonia and acute lung injury,11 and is similar to the reduction in systemic inflammation shown in other randomized studies.91213 Resolution of cardiac dysfunction is consistent with the beneficial effect of prolonged glucocorticoid treatment on shock reversal in septic patients.33 In agreement with reports on sepsis33 and unresolving ARDS,813 prolonged glucocorticoid treatment was not associated with increased risk of infections, and our data add clinical relevance to the new understanding of the immunoenhancing role of low-dose glucocorticoids.2845
Study limitations are attributed primarily to the small sample size and imbalances among patients with catecholamine-dependent shock that may have biased the estimate of the treatment effect on mortality, and a larger randomized trial is necessary to support the mortality findings of this study. Additional limitations include previously reported limitations in chest radiograph scoring in patients with ARDS,46 failure to incorporate a weaning procedure, and failure to strictly monitor implementation of ventilator protocol.
In conclusion, the findings of this study provide evidence that glucocorticoid treatment-induced down-regulation of systemic inflammation in ARDS is associated with a significant improvement in pulmonary and extrapulmonary organ dysfunction and a reduction in duration of mechanical ventilation and ICU length of stay. The approximate cost of 28 days of therapy was $240. A larger trial is necessary to confirm the mortality findings of this study. In a future trial, we recommend adding stratification by shock at study entry, and strict implementation and monitoring of a ventilator and weaning protocol.
Acknowledgements
This work is dedicated to the memory of our patient Sharon Johnson, a tireless source of inspiration and love. We are grateful to Drs. Scott Sinclair, Harold Dickson, and David Armbruster for critical review of the manuscript. We wish to recognize the support of our critical care colleagues and nurses at the participating hospitals who assisted with the recruitment of patients. Members of the Data Safety Monitoring Committee included Drs. Harold Dickson (Chair), Husni Dweik, Melissa Appleton, and David Kuhl (nonvoting member).
Footnotes
Abbreviations: APACHE = acute physiology and chronic health evaluation; FIO2 = fraction of inspired oxygen; LIS = lung injury score; MODS = multiple organ dysfunction syndrome; PEEP = positive end-expiratory pressure
This study was supported by the Baptist Memorial Health Care Foundation and the Assisi Foundation of Memphis.
The authors have no conflicts of interest to disclose.
Received for publication August 22, 2006. Accepted for publication November 12, 2006.
References
B- and glucocorticoid receptor
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